CIK: 0001793913
Total reported value
$111.9M
Reporting period: 2020-06-30 · Number of holdings: 39
Maxim Capital Management LLC disclosed 39 holdings in its latest 13F filing for the period ending 2020-06-30, with total reported value of $111.9M and a quarterly turnover rate of 35.4%.
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Maxim Capital Management LLC's disclosed holdings carry a Herfindahl concentration index of 0.085 — mathematically equivalent to about 12 equally-sized positions, well below its 39 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.55), with a handful of outsized bets alongside many smaller positions.
Recent activity leans toward adding more aggressively to already-large existing positions than to newly initiated ones (a 2.4 percentage-point tilt) — a pattern consistent with a momentum-following approach.
Sector classification currently covers about 1% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Add VTV
+1234.6% $10.3M
Trim DVY
-91.6% -$5.8M
Trim BNDX
-54.8% -$1.9M
Trim SCHD
-80.8% -$1.9M
Trim SHY
-5.0% -$412.0K
Trim GVI
+4.1% $1.3M
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | GVI | Ishares Intermediate Governm | ETF-Other | 17.65% | -1.49% | +4.10% | |
| 2 | GSIE | Goldman Sachs Activebeta Int | ETF-Commodities | 13.11% | +1.28% | +5.74% | |
| 3 | VTV | Vanguard Value ETF | ETF-Other | 9.86% | +9.12% | +1234.57% | |
| 4 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 7.96% | +0.76% | +2.15% | |
| 5 | PGHY | Invesco Global Ex US High Yi | ETF-Other | 7.79% | -0.65% | -1.43% | |
| 6 | IEMG | Ishares Core Msci Emerging | ETF-Emerging Markets | 7.46% | +0.21% | -7.51% | |
| 7 | SHY | Ishares 1-3 Year Treasury Bo | ETF-Gov Bonds | 6.81% | -1.51% | -5.00% | |
| 8 | RWO | State Street Spdr Dow Jones | ETF-Other | 2.66% | -0.17% | +0.34% | |
| 9 | SCHE | Schwab Emrg Mrkts Eqty ETF | ETF-Other | 2.61% | +0.42% | +7.02% | |
| 10 | SCHX | Schwab US Large-cap ETF | ETF-Other | 2.51% | +0.22% | +0.12% | |
| 11 | SCHO | Schwab Short-term US Treas | ETF-Other | 2.49% | -0.82% | -12.50% | |
| 12 | IWM | Ishares Russell 2000 ETF | ETF-Small Cap | 2.00% | +0.21% | +0.38% | |
| 13 | SCZ | Ishares Msci Eafe Small-cap | ETF-Other | 2.00% | +0.17% | +0.27% | |
| 14 | BNDX | Vanguard Total Intl Bond ETF | ETF-Other | 1.50% | -2.22% | -54.84% | |
| 15 | CRBN | Ish Low Car Opt Ms Ac Etf-us | ETF-Other | 1.38% | +0.39% | +29.71% | |
| 16 | IEFA | Ishares Core Msci Eafe ETF | ETF-Other | 1.12% | +0.15% | +11.14% | |
| 17 | VIG | Vanguard Dividend Apprec ETF | ETF-Other | 1.04% | +0.03% | +0.17% | |
| 18 | BIV | Vanguard Intermediate-term B | ETF-Other | 0.95% | -0.10% | — | |
| 19 | ITOT | Ishares Core S&p Total U.s. | ETF-Other | 0.94% | +0.18% | +12.38% | |
| 20 | AMZN | Amazon.com INC | Stock-Consumer Disc | 0.66% | +0.16% | -2.03% | |
| 21 | SCHC | Schwab Intl Small-cap Equity | ETF-Other | 0.64% | +0.07% | -0.35% | |
| 22 | CMF | Ishares California Muni Bond | ETF-Other | 0.59% | +0.59% | NEW | |
| 23 | SCHA | Schwab US Small-cap ETF | ETF-Other | 0.55% | +0.07% | — | |
| 24 | DVY | Ishares Select Dividend ETF | ETF-Other | 0.54% | -6.05% | -91.61% | |
| 25 | SCHD | Schwab US Dvd Equity ETF | ETF-Other | 0.50% | -2.03% | -80.80% | |
| 26 | ESGU | Ishares Esg Aware Msci USA | ETF-Other | 0.48% | +0.10% | +16.64% | |
| 27 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 0.45% | +0.08% | +13.96% | |
| 28 | AAPL | Apple INC | Stock-Tech | 0.44% | +0.16% | +24.59% | |
| 29 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 0.40% | +0.11% | +29.33% | |
| 30 | BSV | Vanguard Short-term Bond ETF | ETF-Other | 0.40% | -0.16% | -18.27% | |
| 31 | SCHB | Schwab US Broad Market ETF | ETF-Other | 0.34% | +0.06% | +10.96% | |
| 32 | ESGE | Ishares INC Ishares Esg Awar | ETF-Other | 0.33% | +0.07% | +16.90% | |
| 33 | VWO | Vanguard Ftse Emerging Marke | ETF-Emerging Markets | 0.32% | +0.07% | +14.47% | |
| 34 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.31% | +0.05% | — | |
| 35 | ESGD | Ishares Trust Ishares Esg Aw | ETF-Other | 0.30% | +0.06% | +20.98% | |
| 36 | VSS | Vanguard Ftse All Wo X-us Sc | ETF-Other | 0.27% | +0.03% | — | |
| 37 | VB | Vanguard Small-cap ETF | ETF-Other | 0.22% | +0.22% | NEW | |
| 38 | SCHF | Schwab Intl Equity ETF | ETF-Other | 0.21% | +0.21% | NEW | |
| 39 | ACWI | Ishares Msci Acwi ETF | ETF-Other | 0.21% | +0.21% | NEW |
Not enough priced holdings yet to compute performance
Maxim Capital Management LLC's most significant position changes for 2020-06-30: New buy: Ishares California Muni Bond (CMF); Sold out: Ishares -3 Year Internationa (ISHG); New buy: Vanguard Small-cap ETF (VB); New buy: Schwab Intl Equity ETF (SCHF); New buy: Ishares Msci Acwi ETF (ACWI).
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2020-06-30 | 2020-08-14 | 13F-HR | View on EDGAR |
| 2020-03-31 | 2020-05-15 | 13F-HR | View on EDGAR |
| 2019-12-31 | 2020-01-30 | 13F-HR | View on EDGAR |
| 2019-09-30 | 2019-11-14 | 13F-HR | View on EDGAR |
| 2019-06-30 | 2019-11-14 | 13F-HR | View on EDGAR |
| 2019-03-31 | 2019-11-14 | 13F-HR | View on EDGAR |
| 2018-12-31 | 2019-11-14 | 13F-HR | View on EDGAR |
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