CIK: 0001511465
Total reported value
$127.3M
Reporting period: 2014-06-30 · Number of holdings: 145
Long Wharf Investors, Inc. disclosed 145 holdings in its latest 13F filing for the period ending 2014-06-30, with total reported value of $127.3M and a quarterly turnover rate of 12.5%.
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Long Wharf Investors, Inc.'s disclosed holdings carry a Herfindahl concentration index of 0.015 — mathematically equivalent to about 69 equally-sized positions, well below its 145 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes are fairly uniform across the portfolio (a coefficient of variation of 1.06), suggesting a disciplined, rules-based approach to how much capital goes into each idea.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 17% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Add ADI
+55.8% $3.1M
Add 018490102
-1.8% $719.0K
Add AAPL
+664.4% $381.0K
Trim VEA
-15.0% -$134.0K
Add IEMG
+16.7% $344.0K
Add WMB
+10.2% $258.0K
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | ADI | Analog Devices INC | Stock-Tech | 6.51% | +2.03% | +55.85% | |
| 2 | GSK | GSK plc ADRhedged | Stock-Healthcare | 3.02% | — | — | |
| 3 | GNR | State Street Spdr S&p Global | ETF-Other | 2.42% | — | -3.11% | |
| 4 | IEV | Ishares Europe ETF | ETF-Other | 2.36% | — | — | |
| 5 | SPSB | Ss Spdr P St C CORP ETF | ETF-Other | 2.24% | -0.05% | +6.08% | |
| 6 | ✓ | Allergan INC | Stock-Other | 2.23% | +0.42% | -1.76% | |
| 7 | SCZ | Ishares Msci Eafe Small-cap | ETF-Other | 2.15% | — | -1.32% | |
| 8 | SJNK | Ss Spdr Bb St Hi Yield ETF | ETF-Other | 1.99% | -0.07% | +5.16% | |
| 9 | WOOD | Ishares Global Timber & Fore | ETF-Other | 1.86% | -0.09% | +1.77% | |
| 10 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 1.85% | -0.11% | -1.39% | |
| 11 | RWO | State Street Spdr Dow Jones | ETF-Other | 1.64% | -0.07% | -2.49% | |
| 12 | ✓ | Market Vectors ETF Tr | ETF-Other | 1.61% | +0.01% | +8.12% | |
| 13 | VO | Vanguard Mid-cap ETF | ETF-Other | 1.58% | -0.04% | +1.49% | |
| 14 | VPL | Vanguard Ftse Pacific ETF | ETF-Other | 1.57% | -0.05% | +0.58% | |
| 15 | EEMS | Ishares Msci Emerging Mkt Sm | ETF-Emerging Markets | 1.53% | — | -1.73% | |
| 16 | IEMG | Ishares Core Msci Emerging | ETF-Emerging Markets | 1.45% | +0.17% | +16.72% | |
| 17 | PFF | Ishares Preferred & Income S | ETF-Other | 1.42% | +0.04% | +9.43% | |
| 18 | XOM | Exxon Mobil CORP | Stock-Energy | 1.38% | — | +0.86% | |
| 19 | ✓ | Powershares | Stock-Other | 1.28% | — | -1.21% | |
| 20 | AAPL | Apple INC | Stock-Tech | 1.22% | +0.21% | +664.39% | |
| 21 | VWO | Vanguard Ftse Emerging Marke | ETF-Emerging Markets | 1.21% | — | -6.57% | |
| 22 | ✓ | St Srt Spdr Prtfl Intdt Trm C ETF Iv | ETF-Other | 1.13% | +0.06% | +11.66% | |
| 23 | AMLPUSD | Alerian Mlp ETF | ETF-Other | 1.12% | +0.07% | +8.06% | |
| 24 | SMHC | VanEck China Semiconductor ETF | ETF-Emerging Markets | 1.12% | — | +0.94% | |
| 25 | LQD | Ishr Ibx Usd Invgd Cb Etf-ui | ETF-Corp Bonds | 1.08% | -0.02% | +5.01% | |
| 26 | VB | Vanguard Small-cap ETF | ETF-Other | 1.05% | -0.17% | -9.22% | |
| 27 | XOPUSD | Spdr S&p Oil & Gas Exp & Pr | ETF-Other | 1.00% | +0.15% | +10.94% | |
| 28 | HYG | Ishr Ibx Usd Hiyld Cb Etf-ui | ETF-High Yield | 0.99% | +0.07% | +16.09% | |
| 29 | ✓ | Invesco Global Listed Private Equity ETF | ETF-Other | 0.97% | +0.13% | +24.45% | |
| 30 | ✓ | Guggenheim | Stock-Other | 0.96% | -0.02% | +2.78% | |
| 31 | CVX | Chevron CORP | Stock-Energy | 0.93% | — | -0.11% | |
| 32 | AMJEUR | Jpmorgan Alerian Mlp Index | ETF-Large Cap & Growth | 0.93% | — | -5.28% | |
| 33 | FLOT | Ishares Floating Rate Bond E | ETF-Other | 0.91% | +0.03% | +12.22% | |
| 34 | SCHF | Schwab Intl Equity ETF | ETF-Other | 0.83% | — | — | |
| 35 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.79% | — | +3.99% | |
| 36 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 0.75% | -0.18% | -14.99% | |
| 37 | UNP | Union Pacific CORP | Stock-Industrials | 0.73% | — | +103.92% | |
| 38 | EMB | Ishares Jp Morgan Usd Emergi | ETF-Other | 0.73% | +0.02% | +8.74% | |
| 39 | GOF | Guggenheim Strategic Opportunities Fund | Stock-Other | 0.70% | — | — | |
| 40 | IBND | State Street Spdr Bloomberg | ETF-Other | 0.70% | +0.15% | +36.07% | |
| 41 | SCJ | Ishares Msci Japan Small-cap | ETF-Other | 0.69% | — | -0.52% | |
| 42 | GOF | Guggenheim Strategic Opportunities Fund | Stock-Other | 0.67% | — | — | |
| 43 | FMUSD | Ishares Msci Frontier 100 | ETF-Other | 0.63% | — | -2.64% | |
| 44 | EMHY | Ishares J.p. Morgan Em High | ETF-Other | 0.61% | +0.10% | +24.45% | |
| 45 | BSV | Vanguard Short-term Bond ETF | ETF-Other | 0.60% | — | -0.73% | |
| 46 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.59% | — | +2.59% | |
| 47 | MRK | Merck & Co., Inc. | Stock-Healthcare | 0.58% | — | +2.57% | |
| 48 | SMHC | VanEck China Semiconductor ETF | ETF-Emerging Markets | 0.55% | — | +3.00% | |
| 49 | WMB | Williams Cos INC | Stock-Energy | 0.55% | +0.17% | +10.16% | |
| 50 | MMM | 3m Co | Stock-Industrials | 0.55% | — | +2.94% |
Not enough priced holdings yet to compute performance
Long Wharf Investors, Inc.'s most significant position changes for 2014-06-30: New buy: Ishares Core Msci Eafe ETF (IEFA); Sold out: Weyerhaeuser Co (WY); New buy: Ishares Core S&p Total U.s. (ITOT); New buy: Pimco Enhanced Short Maturit (MINT); Sold out: Giant Interactive Group INC.
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | ADI | Analog Devices INC | +2% | +55.85% | Add |
| 2 | ✓ | Allergan INC | +0.4% | -1.76% | Trim |
| 3 | AAPL | Apple INC | +0.2% | +664.39% | Add |
| 4 | IEMG | Ishares Core Msci Emerging | +0.2% | +16.72% | Add |
| 5 | WMB | Williams Cos INC | +0.2% | +10.16% | Add |
| 6 | XOPUSD | Spdr S&p Oil & Gas Exp & Pr | +0.2% | +10.94% | Add |
| 7 | IBND | State Street Spdr Bloomberg | +0.2% | +36.07% | Add |
| 8 | ✓ | Invesco Global Listed Private Equity ETF | +0.1% | +24.45% | Add |
| 9 | EMHY | Ishares J.p. Morgan Em High | +0.1% | +24.45% | Add |
| 10 | ✓ | Covidien Ltd | +0.1% | +3.33% | Add |
| 11 | AMLPUSD | Alerian Mlp ETF | +0.1% | +8.06% | Add |
| 12 | HYG | Ishr Ibx Usd Hiyld Cb Etf-ui | +0.1% | +16.09% | Add |
| 13 | IRM | Iron Mountain Inc Com | +0.1% | +1.33% | Add |
| 14 | TLT | iShares 20+ Year Treasury Bond ETF | +0.1% | +19.39% | Add |
| 15 | ✓ | St Srt Spdr Prtfl Intdt Trm C ETF Iv | +0.1% | +11.66% | Add |
| 16 | VEGI | Ishares Msci Agriculture Pro | +0.1% | +18.63% | Add |
| 17 | ✓ | Spdr Index Shs Fds | +0.1% | +15.52% | Add |
| 18 | PFF | Ishares Preferred & Income S | 0% | +9.43% | Add |
| 19 | AZNN | Astrazeneca Plc-spons Adr | 0% | +3.81% | Add |
| 20 | FLOT | Ishares Floating Rate Bond E | 0% | +12.22% | Add |
| 21 | GLW | Corning INC | 0% | +9.76% | Add |
| 22 | INTC | Intel CORP | 0% | -1.85% | Trim |
| 23 | EMB | Ishares Jp Morgan Usd Emergi | 0% | +8.74% | Add |
| 24 | ✓ | Market Vectors ETF Tr | 0% | +8.12% | Add |
| 25 | ✓ | Trw Automotive Hldgs CORP | 0% | +2.96% | Add |
| 26 | CVX | Chevron CORP | — | -0.11% | Trim |
| 27 | LQD | Ishr Ibx Usd Invgd Cb Etf-ui | 0% | +5.01% | Add |
| 28 | ✓ | Guggenheim | 0% | +2.78% | Add |
| 29 | VO | Vanguard Mid-cap ETF | 0% | +1.49% | Add |
| 30 | SPSB | Ss Spdr P St C CORP ETF | -0.1% | +6.08% | Add |
| 31 | VPL | Vanguard Ftse Pacific ETF | -0.1% | +0.58% | Add |
| 32 | SJNK | Ss Spdr Bb St Hi Yield ETF | -0.1% | +5.16% | Add |
| 33 | RWO | State Street Spdr Dow Jones | -0.1% | -2.49% | Trim |
| 34 | WOOD | Ishares Global Timber & Fore | -0.1% | +1.77% | Add |
| 35 | TAN | Invesco Solar ETF | -0.1% | -29.41% | Trim |
| 36 | SPY | Ss Spdr S&p 500 ETF Trust-us | -0.1% | -1.39% | Trim |
| 37 | IWB | Ishares Russell 1000 ETF | -0.2% | -38.94% | Trim |
| 38 | VB | Vanguard Small-cap ETF | -0.2% | -9.22% | Trim |
| 39 | VEA | Vanguard Ftse Developed ETF | -0.2% | -14.99% | Trim |
| 40 | IEFA | Ishares Core Msci Eafe ETF | — | NEW | New buy |
| 41 | WY | Weyerhaeuser Co | — | EXIT | Sold out |
| 42 | ITOT | Ishares Core S&p Total U.s. | — | NEW | New buy |
| 43 | MINT | Pimco Enhanced Short Maturit | — | NEW | New buy |
| 44 | ✓ | Giant Interactive Group INC | — | EXIT | Sold out |
| 45 | ✓ | Guggenheim Frontier Markets ETF | — | NEW | New buy |
| 46 | VT | Vanguard Tot World Stk ETF | — | EXIT | Sold out |
| 47 | ✓ | Safeway INC | — | EXIT | Sold out |
| 48 | BOND | Pimco Active Bond Exchange-t | — | EXIT | Sold out |
| 49 | ✓ | Ishares | — | EXIT | Sold out |
| 50 | ✓ | Soufun Holdings LTD | — | NEW | New buy |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2014-06-30 | 2014-08-04 | 13F-HR | View on EDGAR |
| 2014-03-31 | 2014-04-29 | 13F-HR | View on EDGAR |
| 2013-12-31 | 2014-02-07 | 13F-HR | View on EDGAR |
| 2013-09-30 | 2013-11-05 | 13F-HR | View on EDGAR |
| 2013-06-30 | 2013-08-06 | 13F-HR | View on EDGAR |
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