CIK: 0001110443
Total reported value
$46.5M
Reporting period: 2016-12-31 · Number of holdings: 222
INTEGRATED WEALTH COUNSEL, LLC disclosed 222 holdings in its latest 13F filing for the period ending 2016-12-31, with total reported value of $46.5M and a quarterly turnover rate of 24.0%.
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Integrated Wealth Counsel, LLC's disclosed holdings carry a Herfindahl concentration index of 0.058 — mathematically equivalent to about 17 equally-sized positions, well below its 222 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 3.45), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 24% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Trim RWX
-5.8% -$975.0K
Trim IFGL
-6.9% -$919.0K
Trim GLD
-2.4% -$388.0K
Trim UBS
-8.2% -$370.0K
Add CVX
+2.3% $229.0K
Add XOM
+35.9% $197.0K
Showing top 200 holdings (of 222 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | TEI | Templeton Emrg Mkts INC | Stock-Other | 11.68% | -0.21% | -3.05% | |
| 2 | TDF | Templeton Dragon Fund, Inc. | Stock-Other | 10.89% | — | -3.30% | |
| 3 | RWX | State Street Spdr Dow Jones | ETF-Other | 9.23% | -1.86% | -5.79% | |
| 4 | UBS | UBS Group AG | Stock-Financials | 8.96% | -0.59% | -8.22% | |
| 5 | IFGL | Ishares International Develo | ETF-Other | 8.48% | -1.76% | -6.88% | |
| 6 | GLD | Spdr Gold Shares | ETF-Commodities | 4.78% | -0.72% | -2.40% | |
| 7 | ARCC | Ares Capital CORP | Stock-Financials | 3.86% | — | -4.92% | |
| 8 | CVX | Chevron CORP | Stock-Energy | 3.39% | +0.56% | +2.29% | |
| 9 | APO | Apollo Global Management, Inc. | Stock-Financials | 2.63% | -0.05% | -5.10% | |
| 10 | AAPL | Apple INC | Stock-Tech | 2.19% | +2.19% | NEW | |
| 11 | AEP | American Electric Power Company, Inc. | Stock-Utilities | 1.97% | — | -3.98% | |
| 12 | UNP | Union Pacific CORP | Stock-Industrials | 1.78% | +1.78% | NEW | |
| 13 | XOM | Exxon Mobil CORP | Stock-Energy | 1.47% | +0.45% | +35.94% | |
| 14 | REM | Ishares Mortgage Real Estate | ETF-Other | 1.21% | +1.21% | NEW | |
| 15 | EEM | Ishares Msci Emerging Market | ETF-Emerging Markets | 1.19% | -0.11% | -4.25% | |
| 16 | PFE | Pfizer INC | Stock-Healthcare | 1.15% | — | — | |
| 17 | EFA | Ishares Msci Eafe ETF | ETF-Other | 1.10% | -0.03% | -2.20% | |
| 18 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 1.04% | — | — | |
| 19 | JNJ | Johnson & Johnson | Stock-Healthcare | 1.02% | +0.07% | +7.87% | |
| 20 | MMM | 3m Co | Stock-Industrials | 0.99% | -0.03% | -6.30% | |
| 21 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.91% | — | +6.35% | |
| 22 | ABT | Abbott Laboratories | Stock-Healthcare | 0.86% | +0.86% | NEW | |
| 23 | IBM | Intl Business Machines CORP | Stock-Tech | 0.81% | — | — | |
| 24 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.81% | +0.20% | — | |
| 25 | ABBV | Abbvie INC | Stock-Healthcare | 0.70% | — | -0.37% | |
| 26 | IT | Gartner INC | Stock-Tech | 0.61% | +0.09% | — | |
| 27 | DUK | Du Pont E I De Nemour&Co | Stock-Utilities | 0.51% | +0.34% | +166.67% | |
| 28 | NEE | Nextera Energy INC | Stock-Utilities | 0.49% | — | — | |
| 29 | BMY | Bristol-myers Squibb Co | Stock-Healthcare | 0.47% | — | — | |
| 30 | CSX | Csx CORP | Stock-Industrials | 0.46% | +0.07% | — | |
| 31 | CAT | Caterpillar INC | Stock-Industrials | 0.44% | — | — | |
| 32 | SLB | Slb LTD | Stock-Energy | 0.38% | — | — | |
| 33 | LOW | Lowe's Cos INC | Stock-Consumer Disc | 0.36% | — | — | |
| 34 | BA | Boeing Co/the | Stock-Industrials | 0.35% | +0.35% | NEW | |
| 35 | GSK | GSK plc ADRhedged | Stock-Healthcare | 0.35% | — | — | |
| 36 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 0.34% | +0.11% | +42.86% | |
| 37 | T | At&t INC | Stock-Comm Services | 0.32% | — | — | |
| 38 | NVS | Novartis Ag-sponsored Adr | Stock-Healthcare | 0.31% | — | — | |
| 39 | PEP | Pepsico INC | Stock-Consumer Staples | 0.29% | +0.25% | +709.88% | |
| 40 | PM | Philip Morris International | Stock-Consumer Staples | 0.29% | -0.06% | -11.19% | |
| 41 | VZ | Verizon Communications INC | Stock-Comm Services | 0.29% | -0.11% | -30.77% | |
| 42 | WFC | Wells Fargo & Co | Stock-Financials | 0.29% | +0.06% | — | |
| 43 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.28% | +0.28% | NEW | |
| 44 | TLT | Ishares 20+ Year Treasury Bd | ETF-Gov Bonds | 0.26% | — | -2.72% | |
| 45 | PXGBX | Praxair INC | Stock-Other | 0.25% | — | — | |
| 46 | WDFC | Wd-40 Co | Stock-Materials | 0.25% | — | — | |
| 47 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.25% | — | — | |
| 48 | MRK | Merck & Co. INC. | Stock-Healthcare | 0.24% | +0.12% | +109.89% | |
| 49 | MO | Altria Group INC | Stock-Consumer Staples | 0.23% | — | — | |
| 50 | IEF | Ishares 7-10 Year Treasury B | ETF-Gov Bonds | 0.22% | — | — |
Not enough priced holdings yet to compute performance
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2016-12-31 | 222 | $46.5M | 24 | |
| 2016-09-30 | 217 | $47.5M | 30 | |
| 2016-06-30 | 77 | $43.5M | 9 | |
| 2016-03-31 | 81 | $43.9M | 81 | |
| 2015-12-31 | 91 | $62.7M | 21 | |
| 2015-09-30 | 91 | $59.7M | 19 | |
| 2015-06-30 | 85 | $72.1M | 16 | |
| 2015-03-31 | 83 | $79.2M | 34 | |
| 2014-12-31 | 81 | $83.1M | 18 | |
| 2014-09-30 | 78 | $97.5M | 27 | |
| 2014-06-30 | 88 | $127.0M | 80 | |
| 2014-03-31 | 165 | $126.8M | 65 | |
| 2013-12-31 | 192 | $136.2M | 22 | |
| 2013-09-30 | 196 | $137.2M | 48 | |
| 2013-06-30 | 184 | $139.1M | 0 |
Integrated Wealth Counsel, LLC's most significant position changes for 2016-12-31: New buy: Apple INC (AAPL); Sold out: Apple Computer (AAPL); New buy: Union Pacific CORP (UNP); Sold out: iShares 20+ Year Treasury Bond ETF (TLT); New buy: Ishares Mortgage Real Estate (REM).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | CVX | Chevron CORP | +0.6% | +2.29% | Add |
| 2 | XOM | Exxon Mobil CORP | +0.5% | +35.94% | Add |
| 3 | DUK | Du Pont E I De Nemour&Co | +0.3% | +166.67% | Add |
| 4 | PEP | Pepsico INC | +0.3% | +709.88% | Add |
| 5 | JPM | Jpmorgan Chase & Co | +0.2% | — | Unchanged |
| 6 | MRK | Merck & Co. INC. | +0.1% | +109.89% | Add |
| 7 | COST | Costco Wholesale CORP | +0.1% | +42.86% | Add |
| 8 | IT | Gartner INC | +0.1% | — | Unchanged |
| 9 | MSFT | Microsoft CORP | +0.1% | +61.35% | Add |
| 10 | CSX | Csx CORP | +0.1% | — | Unchanged |
| 11 | RDS-A | Shell Plc-spon Adr-a | +0.1% | +266.97% | Add |
| 12 | JNJ | Johnson & Johnson | +0.1% | +7.87% | Add |
| 13 | EMR | Emerson Electric Co | +0.1% | +116.55% | Add |
| 14 | WFC | Wells Fargo & Co | +0.1% | — | Unchanged |
| 15 | GILD | Gilead Sciences INC | +0.1% | +66.67% | Add |
| 16 | EFA | Ishares Msci Eafe ETF | 0% | -2.20% | Trim |
| 17 | MMM | 3m Co | 0% | -6.30% | Trim |
| 18 | APO | Apollo Global Management, Inc. | -0.1% | -5.10% | Trim |
| 19 | PM | Philip Morris International | -0.1% | -11.19% | Trim |
| 20 | WDAY | Workday Inc-class A | -0.1% | — | Unchanged |
| 21 | DXJ | Wisdomtree Japan Hedged Eq | -0.1% | -91.66% | Trim |
| 22 | EEM | Ishares Msci Emerging Market | -0.1% | -4.25% | Trim |
| 23 | VZ | Verizon Communications INC | -0.1% | -30.77% | Trim |
| 24 | IWM | Ishares Russell 2000 ETF | -0.2% | -82.08% | Trim |
| 25 | TEI | Templeton Emrg Mkts INC | -0.2% | -3.05% | Trim |
| 26 | ✓ | -0.3% | -87.07% | Trim | |
| 27 | UBS | UBS Group AG | -0.6% | -8.22% | Trim |
| 28 | GLD | Spdr Gold Shares | -0.7% | -2.40% | Trim |
| 29 | IFGL | Ishares International Develo | -1.8% | -6.88% | Trim |
| 30 | RWX | State Street Spdr Dow Jones | -1.9% | -5.79% | Trim |
| 31 | AAPL | Apple INC | — | NEW | New buy |
| 32 | AAPL | Apple Computer | — | EXIT | Sold out |
| 33 | UNP | Union Pacific CORP | — | NEW | New buy |
| 34 | TLT | iShares 20+ Year Treasury Bond ETF | — | EXIT | Sold out |
| 35 | REM | Ishares Mortgage Real Estate | — | NEW | New buy |
| 36 | ABT | Abbott Laboratories | — | EXIT | Sold out |
| 37 | ABT | Abbott Laboratories | — | NEW | New buy |
| 38 | BA | Boeing Co/the | — | NEW | New buy |
| 39 | BRK-B | Berkshire Hathaway Inc-cl B | — | NEW | New buy |
| 40 | BRK-B | Berkshire Hathaway Inc. | — | EXIT | Sold out |
| 41 | HEFA | Isha Curr Hedged Msci Eafe | — | NEW | New buy |
| 42 | ACWI | iShares MSCI ACWI ETF | — | EXIT | Sold out |
| 43 | EW | Edwards Lifesciences CORP | — | NEW | New buy |
| 44 | HRB | H&r Block INC | — | NEW | New buy |
| 45 | EWJ | Ishares Msci Japan ETF | — | NEW | New buy |
| 46 | BHP | Bhp Group Ltd-spon Adr | — | NEW | New buy |
| 47 | CLX | Clorox Company | — | NEW | New buy |
| 48 | HFCUSD | Hollyfrontier CORP | — | NEW | New buy |
| 49 | UVE | Universal Insurance Holdings | — | NEW | New buy |
| 50 | WYNN | Wynn Resorts LTD | — | NEW | New buy |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2016-12-31 | 2017-02-06 | 13F-HR | View on EDGAR |
| 2016-09-30 | 2016-11-09 | 13F-HR | View on EDGAR |
| 2016-06-30 | 2016-08-04 | 13F-HR | View on EDGAR |
| 2016-03-31 | 2016-05-04 | 13F-HR | View on EDGAR |
| 2015-12-31 | 2016-01-28 | 13F-HR | View on EDGAR |
| 2015-09-30 | 2015-10-27 | 13F-HR | View on EDGAR |
| 2015-06-30 | 2015-08-04 | 13F-HR | View on EDGAR |
| 2015-03-31 | 2015-05-12 | 13F-HR | View on EDGAR |
| 2014-12-31 | 2015-02-13 | 13F-HR | View on EDGAR |
| 2014-09-30 | 2014-11-04 | 13F-HR | View on EDGAR |
| 2014-06-30 | 2014-08-12 | 13F-HR | View on EDGAR |
| 2014-03-31 | 2014-05-19 | 13F-HR | View on EDGAR |
| 2013-12-31 | 2014-02-11 | 13F-HR | View on EDGAR |
| 2013-09-30 | 2013-11-01 | 13F-HR | View on EDGAR |
| 2013-06-30 | 2013-08-21 | 13F-HR | View on EDGAR |
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