Independence Asset Advisors, LLC 13F Filing History & Holdings

CIK: 0002010929

Momentum followerConcentrated strategyQuality / disciplined sizing

Total reported value

$276.6M

Reporting period: 2026-03-31 · Number of holdings: 24

Independence Asset Advisors, LLC disclosed 24 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $276.6M and a quarterly turnover rate of 42.5%.

Browse other institutions with $100M to $1B AUM Browse other institutions starting with "I"

Personality snowflake

Concentration: 92.82
Portfolio Stability: 42.52
Momentum/Contrarian: 100
Sector conviction: 0
Diversification: 48
Sizing Uniformity: 78.16

Sector classification currently covers about 0% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.

Recent moves

Trim CLOI
+17.2%　$14.2M
Trim CLOB
+1.8%　$199.5K
Trim JBND
-0.0%　-$139.6K
Trim VTI
+9.6%　$732.2K
Trim IWD
0.0%　$124.0K
Trim FLRT
-0.8%　-$85.0K

Holdings Map

New buyAddUnchangedTrim

Top 10 holdings by weight

Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	CLOI	Vaneck Clo ETF	ETF-Other	35.50%	-10.78%	+17.20%
2	SPHQ	Invesco S&p 500 Quality ETF	ETF-Large Cap & Growth	26.70%	+26.70%	NEW
3	CLOB	Vaneck Aa-bb Clo ETF	ETF-Other	16.48%	-8.53%	+1.81%
4	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	5.72%	-2.59%	+9.58%
5	JBND	Jpmorgan Active Bond ETF	ETF-Other	5.43%	-2.93%	-0.03%
6	IWD	Ishares Russell 1000 Value E	ETF-Other	2.88%	-1.44%	—
7	FLRT	Pacer Aristotle Pacific Floa	ETF-Other	1.16%	-0.66%	-0.83%
8	VNQ	Vanguard Real Estate ETF	ETF-Other	1.14%	+0.10%	+66.31%
9	VFMV	Vanguard US Minimum Volatili	ETF-Other	0.89%	-0.44%	—
10	JIRE	Jpmorgan Int Res Enh Eqty	ETF-Other	0.76%	+0.50%	+345.41%
11	JAVA	Jpmorgan Active Value ETF	ETF-Other	0.59%	+0.20%	+129.50%
12	JEPI	Jpmorgan Equity Premium Inco	ETF-Other	0.44%	-0.09%	+27.89%
13	LSGR	Natixis Loomis Focused Grwth	ETF-Other	0.37%	-0.28%	—
14	VOT	Vanguard Mid-cap Growth ETF	ETF-Other	0.31%	+0.31%	NEW
15	VCIT	Vanguard Int-term Corporate	ETF-Corp Bonds	0.27%	-0.42%	-40.20%
16	JPRE	Jpmorgan Realty Income ETF	ETF-Other	0.25%	-0.12%	+0.30%
17	VBK	Vanguard Small-cap Grwth ETF	ETF-Other	0.25%	+0.25%	NEW
18	VYMI	Vanguard Int High Dvd Yld In	ETF-Other	0.17%	+0.01%	+51.28%
19	JEPQ	JPM Nasdaq Equity Premium	ETF-Tech	0.14%	-0.09%	+2.41%
20	VGHY	Vanguard High-yield Act ETF	ETF-Other	0.14%	+0.14%	NEW
21	VGMS	Vanguard Multi-sector	ETF-Other	0.12%	+0.12%	NEW
22	JPIE	Jpmorgan Income ETF	ETF-Other	0.10%	+0.10%	NEW
23	SIHY	Harbor Ares Systemt Hi Yd-us	ETF-Other	0.10%	-0.04%	+16.13%
24	VIG	Vanguard Dividend Apprec ETF	ETF-Other	0.09%	+0.09%	NEW

Portfolio Performance

Performance for Q3 2026

+1.2%

Performance Last 4 Quarters

+9.9%

Based on 87% of reported portfolio value with available pricing

Stdev: +4.1%
Beta: +0.22
Alpha: +4.4%
Max Drawdown: -1.8%
Annualized Perf: +8.5%
Batting Avg vs S&P: +44.8%
Sortino: +4.3
Stutzer: +0.58
Treynor: +0.38
Sterling: +0.74
Calmar: +4.83
Information Ratio: -0.95
Tracking Error: +10.1%
Stdev Down: +1.9%
Winning Months %: +72.4%
Losing Months %: +27.6%
Best 12 Months: +12.1%
Worst 12 Months: +5.9%
Efficiency Ratio: +0.64
Sharpe: +2.04
Stdev Sectors: —
Skewness: -0.48
Kurtosis: -0.38
Upside Potential: +5.81

Reported value over time

Sector allocation

Not enough sector-mapped data yet

Sector allocation over time

Quarterly history

Period	Holdings	Total value	Stability	Top holdings
2026-03-31	24	$276.6M	43	1CLOI 2SPHQ 3CLOB Top holdings2026-03-31 1.CLOI 2.SPHQ 3.CLOB 4.VTI 5.JBND 6.IWD 7.FLRT 8.VNQ 9.VFMV 10.JIRE
2025-12-31	18	$181.4M	43	1CLOI 2CLOB 3JBND Top holdings2025-12-31 1.CLOI 2.CLOB 3.JBND 4.VTI 5.IWD 6.FLRT 7.VFMV 8.VNQ 9.VCIT 10.LSGR
2025-09-30	19	$235.7M	100	1CLOI 2IWD 3CLOB Top holdings2025-09-30 1.CLOI 2.IWD 3.CLOB 4.VTI 5.FLRT 6.VFMV 7.CVS 8.VNQ 9.UPS 10.GPN
2025-06-30	17	$160.7M	0	1IWD 2CLOI 3CLOB Top holdings2025-06-30 1.IWD 2.CLOI 3.CLOB 4.FLRT 5.VNQ 6.VFMV 7.UPS 8.CVS 9.GPN 10.VCIT
2025-03-31	13	$30.8M	0	1CLOI 2VCIT 3VCSH Top holdings2025-03-31 1.CLOI 2.VCIT 3.VCSH 4.FLRT 5.VNQ 6.VFMV 7.USMV 8.LSGR 9.JEPI 10.JPRE
2024-12-31	9	$21.6M	0	1VCSH 2VCIT 3FLRT Top holdings2024-12-31 1.VCSH 2.VCIT 3.FLRT 4.VNQ 5.LSGR 6.VFMV 7.CLOI 8.SIHY 9.AAPL
2024-09-30	6	$5.0M	0	1VCIT 2VCSH 3FLRT Top holdings2024-09-30 1.VCIT 2.VCSH 3.FLRT 4.VOT 5.VO 6.SIHY
2024-06-30	5	$4.2M	0	1VCIT 2VCSH 3VOT Top holdings2024-06-30 1.VCIT 2.VCSH 3.VOT 4.VO 5.SIHY
2024-03-31	5	$4.2M	0	1VCIT 2VCSH 3VOT Top holdings2024-03-31 1.VCIT 2.VCSH 3.VOT 4.VO 5.SIHY
2023-12-31	5	$4.0M	0	1VCIT 2VCSH 3VOT Top holdings2023-12-31 1.VCIT 2.VCSH 3.VOT 4.VO 5.SIHY

Holding changes this quarter

Independence Asset Advisors, LLC's most significant position changes for 2026-03-31: New buy: Invesco S&p 500 Quality ETF (SPHQ); New buy: Vanguard Mid-cap Growth ETF (VOT); New buy: Vanguard Small-cap Grwth ETF (VBK); New buy: Vanguard High-yield Act ETF (VGHY); New buy: Vanguard Multi-sector (VGMS).

Position changes disclosed by Independence Asset Advisors, LLC for the quarter ending 2026-03-31, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	JIRE	Jpmorgan Int Res Enh Eqty	+0.5%	+345.41%	Add
2	JAVA	Jpmorgan Active Value ETF	+0.2%	+129.50%	Add
3	VNQ	Vanguard Real Estate ETF	+0.1%	+66.31%	Add
4	VYMI	Vanguard Int High Dvd Yld In	0%	+51.28%	Add
5	SIHY	Harbor Ares Systemt Hi Yd-us	0%	+16.13%	Add
6	JEPI	Jpmorgan Equity Premium Inco	-0.1%	+27.89%	Add
7	JEPQ	JPM Nasdaq Equity Premium	-0.1%	+2.41%	Add
8	JPRE	Jpmorgan Realty Income ETF	-0.1%	+0.30%	Add
9	LSGR	Natixis Loomis Focused Grwth	-0.3%	—	Unchanged
10	VCIT	Vanguard Int-term Corporate	-0.4%	-40.20%	Trim
11	VFMV	Vanguard US Minimum Volatili	-0.4%	—	Unchanged
12	FLRT	Pacer Aristotle Pacific Floa	-0.7%	-0.83%	Trim
13	IWD	Ishares Russell 1000 Value E	-1.4%	—	Unchanged
14	VTI	Vanguard Total Stock Mkt ETF	-2.6%	+9.58%	Add
15	JBND	Jpmorgan Active Bond ETF	-2.9%	-0.03%	Trim
16	CLOB	Vaneck Aa-bb Clo ETF	-8.5%	+1.81%	Add
17	CLOI	Vaneck Clo ETF	-10.8%	+17.20%	Add
18	SPHQ	Invesco S&p 500 Quality ETF	—	NEW	New buy
19	VOT	Vanguard Mid-cap Growth ETF	—	NEW	New buy
20	VBK	Vanguard Small-cap Grwth ETF	—	NEW	New buy
21	VGHY	Vanguard High-yield Act ETF	—	NEW	New buy
22	VGMS	Vanguard Multi-sector	—	NEW	New buy
23	JPIE	Jpmorgan Income ETF	—	NEW	New buy
24	VIG	Vanguard Dividend Apprec ETF	—	NEW	New buy
25	AAPL	Apple INC	—	EXIT	Sold out

Filing History

Period	Filed	Type	EDGAR
2026-03-31	2026-04-22	13F-HR	View on EDGAR
2025-12-31	2026-02-02	13F-HR	View on EDGAR
2025-09-30	2025-11-03	13F-HR	View on EDGAR
2025-06-30	2025-07-29	13F-HR	View on EDGAR
2025-03-31	2025-04-23	13F-HR	View on EDGAR
2024-12-31	2025-01-28	13F-HR	View on EDGAR
2024-09-30	2024-10-16	13F-HR	View on EDGAR
2024-06-30	2024-07-16	13F-HR	View on EDGAR
2024-03-31	2024-04-16	13F-HR	View on EDGAR
2023-12-31	2024-02-07	13F-HR	View on EDGAR

FAQ

What is Independence Asset Advisors, LLC and what type of investor is it?

Independence Asset Advisors, LLC is a investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-03-31), the firm manages a tracked equity portfolio valued at approximately $276.6M, spread across 24 disclosed positions.

What are Independence Asset Advisors, LLC's largest equity positions?

Based on the latest 13F filing, Independence Asset Advisors, LLC's top holdings by market value are: 1. Vaneck Clo ETF (CLOI) — $98.2M (35.5%) 2. Invesco S&p 500 Quality ETF (SPHQ) — $73.9M (26.7%) 3. Vaneck Aa-bb Clo ETF (CLOB) — $45.6M (16.5%) 4. Vanguard Total Stock Mkt ETF (VTI) — $15.8M (5.7%) 5. Jpmorgan Active Bond ETF (JBND) — $15.0M (5.4%)

What changes did Independence Asset Advisors, LLC make in its most recent portfolio filing?

In the latest reported quarter, Independence Asset Advisors, LLC made 22 notable position adjustments: 7 new positions were initiated, 11 existing holdings were added to, 3 positions were partially reduced, and 1 were completely exited. The largest of these moves: New buy: Invesco S&p 500 Quality ETF (SPHQ); New buy: Vanguard Mid-cap Growth ETF (VOT); New buy: Vanguard Small-cap Grwth ETF (VBK); New buy: Vanguard High-yield Act ETF (VGHY); New buy: Vanguard Multi-sector (VGMS)

What sectors does Independence Asset Advisors, LLC focus on?

Sector breakdown data is not yet available for Independence Asset Advisors, LLC. Check back after the next 13F processing cycle.

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Independence Asset Advisors, LLC 13F Filing History & Holdings

CIK: 0002010929

Momentum followerConcentrated strategyQuality / disciplined sizing

Total reported value

$276.6M

Reporting period: 2026-03-31 · Number of holdings: 24

Independence Asset Advisors, LLC disclosed 24 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $276.6M and a quarterly turnover rate of 42.5%.

Browse other institutions with $100M to $1B AUM Browse other institutions starting with "I"

Personality snowflake

Concentration: 92.82
Portfolio Stability: 42.52
Momentum/Contrarian: 100
Sector conviction: 0
Diversification: 48
Sizing Uniformity: 78.16

Recent moves

Trim CLOI
+17.2%　$14.2M
Trim CLOB
+1.8%　$199.5K
Trim JBND
-0.0%　-$139.6K
Trim VTI
+9.6%　$732.2K
Trim IWD
0.0%　$124.0K
Trim FLRT
-0.8%　-$85.0K

Holdings Map

New buyAddUnchangedTrim

Top 10 holdings by weight

Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	CLOI	Vaneck Clo ETF	ETF-Other	35.50%	-10.78%	+17.20%
2	SPHQ	Invesco S&p 500 Quality ETF	ETF-Large Cap & Growth	26.70%	+26.70%	NEW
3	CLOB	Vaneck Aa-bb Clo ETF	ETF-Other	16.48%	-8.53%	+1.81%
4	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	5.72%	-2.59%	+9.58%
5	JBND	Jpmorgan Active Bond ETF	ETF-Other	5.43%	-2.93%	-0.03%
6	IWD	Ishares Russell 1000 Value E	ETF-Other	2.88%	-1.44%	—
7	FLRT	Pacer Aristotle Pacific Floa	ETF-Other	1.16%	-0.66%	-0.83%
8	VNQ	Vanguard Real Estate ETF	ETF-Other	1.14%	+0.10%	+66.31%
9	VFMV	Vanguard US Minimum Volatili	ETF-Other	0.89%	-0.44%	—
10	JIRE	Jpmorgan Int Res Enh Eqty	ETF-Other	0.76%	+0.50%	+345.41%
11	JAVA	Jpmorgan Active Value ETF	ETF-Other	0.59%	+0.20%	+129.50%
12	JEPI	Jpmorgan Equity Premium Inco	ETF-Other	0.44%	-0.09%	+27.89%
13	LSGR	Natixis Loomis Focused Grwth	ETF-Other	0.37%	-0.28%	—
14	VOT	Vanguard Mid-cap Growth ETF	ETF-Other	0.31%	+0.31%	NEW
15	VCIT	Vanguard Int-term Corporate	ETF-Corp Bonds	0.27%	-0.42%	-40.20%
16	JPRE	Jpmorgan Realty Income ETF	ETF-Other	0.25%	-0.12%	+0.30%
17	VBK	Vanguard Small-cap Grwth ETF	ETF-Other	0.25%	+0.25%	NEW
18	VYMI	Vanguard Int High Dvd Yld In	ETF-Other	0.17%	+0.01%	+51.28%
19	JEPQ	JPM Nasdaq Equity Premium	ETF-Tech	0.14%	-0.09%	+2.41%
20	VGHY	Vanguard High-yield Act ETF	ETF-Other	0.14%	+0.14%	NEW
21	VGMS	Vanguard Multi-sector	ETF-Other	0.12%	+0.12%	NEW
22	JPIE	Jpmorgan Income ETF	ETF-Other	0.10%	+0.10%	NEW
23	SIHY	Harbor Ares Systemt Hi Yd-us	ETF-Other	0.10%	-0.04%	+16.13%
24	VIG	Vanguard Dividend Apprec ETF	ETF-Other	0.09%	+0.09%	NEW

Portfolio Performance

Performance for Q3 2026

+1.2%

Performance Last 4 Quarters

+9.9%

Based on 87% of reported portfolio value with available pricing

Stdev: +4.1%
Beta: +0.22
Alpha: +4.4%
Max Drawdown: -1.8%
Annualized Perf: +8.5%
Batting Avg vs S&P: +44.8%
Sortino: +4.3
Stutzer: +0.58
Treynor: +0.38
Sterling: +0.74
Calmar: +4.83
Information Ratio: -0.95
Tracking Error: +10.1%
Stdev Down: +1.9%
Winning Months %: +72.4%
Losing Months %: +27.6%
Best 12 Months: +12.1%
Worst 12 Months: +5.9%
Efficiency Ratio: +0.64
Sharpe: +2.04
Stdev Sectors: —
Skewness: -0.48
Kurtosis: -0.38
Upside Potential: +5.81

Reported value over time

Sector allocation

Not enough sector-mapped data yet

Sector allocation over time

Quarterly history

Period	Holdings	Total value	Stability	Top holdings
2026-03-31	24	$276.6M	43	1CLOI 2SPHQ 3CLOB Top holdings2026-03-31 1.CLOI 2.SPHQ 3.CLOB 4.VTI 5.JBND 6.IWD 7.FLRT 8.VNQ 9.VFMV 10.JIRE
2025-12-31	18	$181.4M	43	1CLOI 2CLOB 3JBND Top holdings2025-12-31 1.CLOI 2.CLOB 3.JBND 4.VTI 5.IWD 6.FLRT 7.VFMV 8.VNQ 9.VCIT 10.LSGR
2025-09-30	19	$235.7M	100	1CLOI 2IWD 3CLOB Top holdings2025-09-30 1.CLOI 2.IWD 3.CLOB 4.VTI 5.FLRT 6.VFMV 7.CVS 8.VNQ 9.UPS 10.GPN
2025-06-30	17	$160.7M	0	1IWD 2CLOI 3CLOB Top holdings2025-06-30 1.IWD 2.CLOI 3.CLOB 4.FLRT 5.VNQ 6.VFMV 7.UPS 8.CVS 9.GPN 10.VCIT
2025-03-31	13	$30.8M	0	1CLOI 2VCIT 3VCSH Top holdings2025-03-31 1.CLOI 2.VCIT 3.VCSH 4.FLRT 5.VNQ 6.VFMV 7.USMV 8.LSGR 9.JEPI 10.JPRE
2024-12-31	9	$21.6M	0	1VCSH 2VCIT 3FLRT Top holdings2024-12-31 1.VCSH 2.VCIT 3.FLRT 4.VNQ 5.LSGR 6.VFMV 7.CLOI 8.SIHY 9.AAPL
2024-09-30	6	$5.0M	0	1VCIT 2VCSH 3FLRT Top holdings2024-09-30 1.VCIT 2.VCSH 3.FLRT 4.VOT 5.VO 6.SIHY
2024-06-30	5	$4.2M	0	1VCIT 2VCSH 3VOT Top holdings2024-06-30 1.VCIT 2.VCSH 3.VOT 4.VO 5.SIHY
2024-03-31	5	$4.2M	0	1VCIT 2VCSH 3VOT Top holdings2024-03-31 1.VCIT 2.VCSH 3.VOT 4.VO 5.SIHY
2023-12-31	5	$4.0M	0	1VCIT 2VCSH 3VOT Top holdings2023-12-31 1.VCIT 2.VCSH 3.VOT 4.VO 5.SIHY

Holding changes this quarter

Position changes disclosed by Independence Asset Advisors, LLC for the quarter ending 2026-03-31, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	JIRE	Jpmorgan Int Res Enh Eqty	+0.5%	+345.41%	Add
2	JAVA	Jpmorgan Active Value ETF	+0.2%	+129.50%	Add
3	VNQ	Vanguard Real Estate ETF	+0.1%	+66.31%	Add
4	VYMI	Vanguard Int High Dvd Yld In	0%	+51.28%	Add
5	SIHY	Harbor Ares Systemt Hi Yd-us	0%	+16.13%	Add
6	JEPI	Jpmorgan Equity Premium Inco	-0.1%	+27.89%	Add
7	JEPQ	JPM Nasdaq Equity Premium	-0.1%	+2.41%	Add
8	JPRE	Jpmorgan Realty Income ETF	-0.1%	+0.30%	Add
9	LSGR	Natixis Loomis Focused Grwth	-0.3%	—	Unchanged
10	VCIT	Vanguard Int-term Corporate	-0.4%	-40.20%	Trim
11	VFMV	Vanguard US Minimum Volatili	-0.4%	—	Unchanged
12	FLRT	Pacer Aristotle Pacific Floa	-0.7%	-0.83%	Trim
13	IWD	Ishares Russell 1000 Value E	-1.4%	—	Unchanged
14	VTI	Vanguard Total Stock Mkt ETF	-2.6%	+9.58%	Add
15	JBND	Jpmorgan Active Bond ETF	-2.9%	-0.03%	Trim
16	CLOB	Vaneck Aa-bb Clo ETF	-8.5%	+1.81%	Add
17	CLOI	Vaneck Clo ETF	-10.8%	+17.20%	Add
18	SPHQ	Invesco S&p 500 Quality ETF	—	NEW	New buy
19	VOT	Vanguard Mid-cap Growth ETF	—	NEW	New buy
20	VBK	Vanguard Small-cap Grwth ETF	—	NEW	New buy
21	VGHY	Vanguard High-yield Act ETF	—	NEW	New buy
22	VGMS	Vanguard Multi-sector	—	NEW	New buy
23	JPIE	Jpmorgan Income ETF	—	NEW	New buy
24	VIG	Vanguard Dividend Apprec ETF	—	NEW	New buy
25	AAPL	Apple INC	—	EXIT	Sold out

Filing History

Period	Filed	Type	EDGAR
2026-03-31	2026-04-22	13F-HR	View on EDGAR
2025-12-31	2026-02-02	13F-HR	View on EDGAR
2025-09-30	2025-11-03	13F-HR	View on EDGAR
2025-06-30	2025-07-29	13F-HR	View on EDGAR
2025-03-31	2025-04-23	13F-HR	View on EDGAR
2024-12-31	2025-01-28	13F-HR	View on EDGAR
2024-09-30	2024-10-16	13F-HR	View on EDGAR
2024-06-30	2024-07-16	13F-HR	View on EDGAR
2024-03-31	2024-04-16	13F-HR	View on EDGAR
2023-12-31	2024-02-07	13F-HR	View on EDGAR