CIK: 0001848530
Total reported value
$169.3M
Reporting period: 2026-06-30 · Number of holdings: 14
Hoffman, Alan N Investment Management disclosed 14 holdings in its latest 13F filing for the period ending 2026-06-30, with total reported value of $169.3M and a quarterly turnover rate of 13.0%.
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Hoffman, Alan N Investment Management's disclosed holdings carry a Herfindahl concentration index of 0.319 — mathematically equivalent to about 3 equally-sized positions, well below its 14 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.93), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Trim MSFT
-6.4% -$1.0M
Trim COST
-0.9% -$585.5K
Add GOOGL
-0.1% $2.7M
Add AAPL
-0.7% $10.4M
Add MGK
+420.9% $1.2M
Add AMZN
-0.4% $3.0M
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | AAPL | Apple INC | Stock-Tech | 52.57% | +0.75% | -0.65% | |
| 2 | AMZN | Amazon.com INC | Stock-Consumer Disc | 14.66% | +0.30% | -0.39% | |
| 3 | MSFT | Microsoft CORP | Stock-Tech | 10.17% | -1.86% | -6.36% | |
| 4 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 8.08% | +0.81% | -0.12% | |
| 5 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 4.61% | -0.93% | -0.91% | |
| 6 | MGK | Vanguard Mega Cap Growth ETF | ETF-Other | 3.50% | +0.37% | +420.87% | |
| 7 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 3.08% | +0.29% | — | |
| 8 | NVDA | Nvidia CORP | Stock-Tech | 1.57% | +0.06% | +1.49% | |
| 9 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 0.57% | +0.07% | -0.23% | |
| 10 | NIO | Nio INC - Adr | Stock-Consumer Disc | 0.33% | +0.03% | +43.97% | |
| 11 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 0.31% | — | -0.70% | |
| 12 | SDY | Ss Spdr S&p Dividend ETF | ETF-Other | 0.22% | -0.02% | — | |
| 13 | DVY | Ishares Select Dividend ETF | ETF-Other | 0.20% | -0.01% | — | |
| 14 | VRTX | Vertex Pharmaceuticals INC | Stock-Healthcare | 0.13% | +0.13% | NEW |
Performance for Q3 2026
+10.4%
Performance Last 4 Quarters
+40.7%
Based on 88% of reported portfolio value with available pricing
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2026-06-30 | 14 | $169.3M | 13 | |
| 2026-03-31 | 13 | $151.6M | 17 | |
| 2025-12-31 | 15 | $177.3M | 30 | |
| 2025-09-30 | 15 | $229.1M | 17 | |
| 2025-06-30 | 14 | $202.8M | 0 | |
| 2025-03-31 | 14 | $193.9M | 100 | |
| 2024-12-31 | 13 | $221.5M | 0 | |
| 2024-09-30 | 14 | $207.7M | 0 | |
| 2024-06-30 | 14 | $202.7M | 0 | |
| 2024-03-31 | 14 | $178.2M | 0 | |
| 2023-12-31 | 14 | $178.6M | 0 | |
| 2023-09-30 | 13 | $155.1M | 0 | |
| 2023-06-30 | 13 | $168.6M | 0 | |
| 2023-03-31 | 12 | $141.2M | 0 | |
| 2022-12-31 | 10 | $131.5M | 0 | |
| 2022-09-30 | 10 | $147.2M | 0 | |
| 2022-06-30 | 12 | $147.6M | 0 | |
| 2022-03-31 | 12 | $193.6M | 0 | |
| 2021-12-31 | 12 | $198.0M | 0 | |
| 2021-09-30 | 12 | $170.6M | 0 | |
| 2021-06-30 | 12 | $169.0M | 100 | |
| 2021-03-31 | 12 | $149.5M | 10 | |
| 2020-12-31 | 11 | $157.0M | — |
Hoffman, Alan N Investment Management's most significant position changes for 2026-06-30: New buy: Vertex Pharmaceuticals INC (VRTX); Trim: Microsoft CORP (MSFT) — shares -6.36%; Trim: Costco Wholesale CORP (COST) — shares -0.91%; Trim: Alphabet Inc-cl A (GOOGL) — shares -0.12%; Trim: Apple INC (AAPL) — shares -0.65%.
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | GOOGL | Alphabet Inc-cl A | +0.8% | -0.12% | Trim |
| 2 | AAPL | Apple INC | +0.8% | -0.65% | Trim |
| 3 | MGK | Vanguard Mega Cap Growth ETF | +0.4% | +420.87% | Add |
| 4 | AMZN | Amazon.com INC | +0.3% | -0.39% | Trim |
| 5 | GOOG | Alphabet Inc-cl C | +0.3% | — | Unchanged |
| 6 | VRTX | Vertex Pharmaceuticals INC | +0.1% | NEW | New buy |
| 7 | QQQ | Invesco Qqq Trust Series 1 | +0.1% | -0.23% | Trim |
| 8 | NVDA | Nvidia CORP | +0.1% | +1.49% | Add |
| 9 | NIO | Nio INC - Adr | 0% | +43.97% | Add |
| 10 | SPY | Ss Spdr S&p 500 ETF Trust-us | — | -0.70% | Trim |
| 11 | DVY | Ishares Select Dividend ETF | 0% | — | Unchanged |
| 12 | SDY | Ss Spdr S&p Dividend ETF | 0% | — | Unchanged |
| 13 | COST | Costco Wholesale CORP | -0.9% | -0.91% | Trim |
| 14 | MSFT | Microsoft CORP | -1.9% | -6.36% | Trim |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-06-30 | 2026-07-09 | 13F-HR | View on EDGAR |
| 2026-03-31 | 2026-04-07 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-01-06 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-10-08 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-08-01 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-04-09 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-01-14 | 13F-HR | View on EDGAR |
| 2024-09-30 | 2024-10-07 | 13F-HR | View on EDGAR |
| 2024-06-30 | 2024-07-31 | 13F-HR | View on EDGAR |
| 2024-03-31 | 2024-04-10 | 13F-HR | View on EDGAR |
| 2023-12-31 | 2024-01-05 | 13F-HR | View on EDGAR |
| 2023-09-30 | 2023-10-10 | 13F-HR | View on EDGAR |
| 2023-06-30 | 2023-07-06 | 13F-HR | View on EDGAR |
| 2023-03-31 | 2023-04-11 | 13F-HR | View on EDGAR |
| 2022-12-31 | 2023-01-10 | 13F-HR | View on EDGAR |
| 2022-09-30 | 2022-10-11 | 13F-HR | View on EDGAR |
| 2022-06-30 | 2022-07-07 | 13F-HR | View on EDGAR |
| 2022-03-31 | 2022-04-12 | 13F-HR | View on EDGAR |
| 2021-12-31 | 2022-01-12 | 13F-HR | View on EDGAR |
| 2021-09-30 | 2021-10-12 | 13F-HR | View on EDGAR |
| 2021-06-30 | 2021-07-13 | 13F-HR | View on EDGAR |
| 2021-03-31 | 2021-04-08 | 13F-HR | View on EDGAR |
| 2020-12-31 | 2021-03-03 | 13F-HR | View on EDGAR |
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