CIK: 0001568890
Total reported value
$255.3M
Reporting period: 2021-09-30 · Number of holdings: 128
Hochman Cole Investment Advisors, Inc. disclosed 128 holdings in its latest 13F filing for the period ending 2021-09-30, with total reported value of $255.3M and a quarterly turnover rate of 0.0%.
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Hochman Cole Investment Advisors, Inc.'s disclosed holdings carry a Herfindahl concentration index of 0.030 — mathematically equivalent to about 33 equally-sized positions, well below its 128 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.70), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 9% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
No holding changes this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | XLK | Ss Technology Select Sector | ETF-Tech | 7.24% | — | -0.39% | |
| 2 | FXL | First Trust Technology Alpha | ETF-Tech | 6.15% | — | -4.28% | |
| 3 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 6.12% | — | +2.90% | |
| 4 | XLV | Ss Health Care Select Sector | ETF-Other | 5.94% | — | -0.28% | |
| 5 | PFFD | Global X US Preferred ETF | ETF-Other | 5.58% | — | +2.50% | |
| 6 | XLP | Ss Consumer Staples Sel Sect | ETF-Other | 3.87% | — | +4.12% | |
| 7 | ICSH | Ishares Ultra Short Duration | ETF-Other | 3.68% | — | -5.63% | |
| 8 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 3.40% | — | +0.17% | |
| 9 | XLC | Ss Comm Select Sector Spdr | ETF-Other | 3.30% | — | +0.35% | |
| 10 | XLU | St Sr Utl Sl Se Spdr Etf-usd | ETF-Other | 2.34% | — | +18.41% | |
| 11 | AAPL | Apple INC | Stock-Tech | 2.16% | — | +5.67% | |
| 12 | VB | Vanguard Small-cap ETF | ETF-Other | 2.05% | — | -8.11% | |
| 13 | IBB | Ishares Biotechnology ETF | ETF-Tech | 1.93% | — | +7.95% | |
| 14 | IWF | Ishares Russell 1000 Growth | ETF-Other | 1.75% | — | -5.62% | |
| 15 | RSP | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 1.73% | — | -3.64% | |
| 16 | SDY | Ss Spdr S&p Dividend ETF | ETF-Other | 1.71% | — | -1.04% | |
| 17 | MOAT | Vaneck Morningstar Wide Moat | ETF-Other | 1.61% | — | +10.71% | |
| 18 | IWB | Ishares Russell 1000 ETF | ETF-Other | 1.56% | — | -1.59% | |
| 19 | ABBV | Abbvie INC | Stock-Healthcare | 1.54% | — | +7.94% | |
| 20 | VV | Vanguard Large-cap ETF | ETF-Other | 1.51% | — | -1.30% | |
| 21 | VUG | Vanguard Growth ETF | ETF-Other | 1.49% | — | -3.30% | |
| 22 | PSEP | Innovator U.s. Equity Power | ETF-Other | 1.23% | — | — | |
| 23 | FTSM | First Trust Enh Short Mat Fd | ETF-Other | 1.14% | — | -18.34% | |
| 24 | XPH | Ss Spdr S&p Pharma ETF | ETF-Other | 0.98% | — | -3.15% | |
| 25 | LMBS | First Trust Low Duration Opp | ETF-Other | 0.95% | — | +86.75% | |
| 26 | IWM | Ishares Russell 2000 ETF | ETF-Small Cap | 0.93% | — | -9.92% | |
| 27 | ABT | Abbott Laboratories | Stock-Healthcare | 0.87% | — | -1.03% | |
| 28 | PFM | Invesco Dividend Achievers E | ETF-Other | 0.84% | — | -6.54% | |
| 29 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.83% | — | -0.26% | |
| 30 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 0.80% | — | -0.67% | |
| 31 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.78% | — | +7.80% | |
| 32 | VO | Vanguard Mid-cap ETF | ETF-Other | 0.72% | — | -11.21% | |
| 33 | FPE | Ft-preferred Secur & INC ETF | ETF-Other | 0.72% | — | -4.85% | |
| 34 | VOT | Vanguard Mid-cap Growth ETF | ETF-Other | 0.66% | — | -2.86% | |
| 35 | PAUG | Innovator U.s. Equity Power | ETF-Other | 0.64% | — | — | |
| 36 | SCHE | Schwab Emrg Mrkts Eqty ETF | ETF-Other | 0.64% | — | -6.32% | |
| 37 | XLI | Ss Industrial Select Sector | ETF-Other | 0.61% | — | -3.57% | |
| 38 | JPST | Jpmorgan Ultra-short Income | ETF-Other | 0.59% | — | -6.82% | |
| 39 | FVD | First Trust Value Line Dvd | ETF-Other | 0.55% | — | +194.90% | |
| 40 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.55% | — | -2.98% | |
| 41 | AMZN | Amazon.com INC | Stock-Consumer Disc | 0.52% | — | +45.00% | |
| 42 | CFO | Victoryshares US 500 Enhance | ETF-Other | 0.52% | — | -5.36% | |
| 43 | VBR | Vanguard Small-cap Value ETF | ETF-Other | 0.44% | — | +4.76% | |
| 44 | FMB | First Trust Managed Municipa | ETF-Other | 0.43% | — | +0.05% | |
| 45 | VZ | Verizon Communications INC | Stock-Comm Services | 0.41% | — | -9.19% | |
| 46 | VTV | Vanguard Value ETF | ETF-Other | 0.40% | — | -1.40% | |
| 47 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 0.39% | — | -1.32% | |
| 48 | IWR | Ishares Russell Mid-cap ETF | ETF-Other | 0.38% | — | — | |
| 49 | PAPR | Innovator U.s. Equity Power | ETF-Other | 0.37% | — | — | |
| 50 | DVY | Ishares Select Dividend ETF | ETF-Other | 0.37% | — | -5.85% |
Not enough priced holdings yet to compute performance
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2021-09-30 | 128 | $255.3M | 0 | |
| 2021-06-30 | 125 | $250.5M | 12 | |
| 2021-03-31 | 126 | $238.2M | 10 | |
| 2020-12-31 | 120 | $232.2M | 19 | |
| 2020-09-30 | 112 | $203.1M | 22 | |
| 2020-06-30 | 106 | $181.4M | 26 | |
| 2020-03-31 | 104 | $145.7M | 34 | |
| 2019-12-31 | 111 | $183.5M | 16 | |
| 2019-09-30 | 109 | $160.1M | 12 | |
| 2019-06-30 | 110 | $167.7M | 7 | |
| 2019-03-31 | 110 | $167.8M | 17 | |
| 2018-12-31 | 105 | $145.4M | 26 | |
| 2018-09-30 | 108 | $160.6M | 11 | |
| 2018-06-30 | 105 | $152.1M | 17 | |
| 2018-03-31 | 98 | $143.3M | 15 | |
| 2017-12-31 | 101 | $158.8M | 8 | |
| 2017-09-30 | 97 | $152.7M | 11 | |
| 2017-06-30 | 90 | $144.6M | 10 | |
| 2017-03-31 | 86 | $137.7M | 10 | |
| 2016-12-31 | 89 | $138.0M | 9 | |
| 2016-09-30 | 83 | $134.1M | 16 | |
| 2016-06-30 | 78 | $122.0M | 12 | |
| 2016-03-31 | 78 | $117.3M | 13 | |
| 2015-12-31 | 76 | $117.9M | 0 |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2021-09-30 | 2021-10-20 | 13F-HR | View on EDGAR |
| 2021-06-30 | 2021-08-23 | 13F-HR | View on EDGAR |
| 2021-03-31 | 2021-05-10 | 13F-HR | View on EDGAR |
| 2020-12-31 | 2021-02-12 | 13F-HR | View on EDGAR |
| 2020-09-30 | 2020-10-23 | 13F-HR | View on EDGAR |
| 2020-06-30 | 2020-07-29 | 13F-HR | View on EDGAR |
| 2020-03-31 | 2020-04-23 | 13F-HR | View on EDGAR |
| 2019-12-31 | 2020-02-03 | 13F-HR | View on EDGAR |
| 2019-09-30 | 2019-11-12 | 13F-HR | View on EDGAR |
| 2019-06-30 | 2019-08-06 | 13F-HR | View on EDGAR |
| 2019-03-31 | 2019-04-26 | 13F-HR | View on EDGAR |
| 2018-12-31 | 2019-02-04 | 13F-HR | View on EDGAR |
| 2018-09-30 | 2018-10-09 | 13F-HR | View on EDGAR |
| 2018-06-30 | 2018-07-16 | 13F-HR | View on EDGAR |
| 2018-03-31 | 2018-05-04 | 13F-HR | View on EDGAR |
| 2017-12-31 | 2018-01-23 | 13F-HR | View on EDGAR |
| 2017-09-30 | 2017-11-06 | 13F-HR | View on EDGAR |
| 2017-06-30 | 2017-07-18 | 13F-HR | View on EDGAR |
| 2017-03-31 | 2017-04-27 | 13F-HR | View on EDGAR |
| 2016-12-31 | 2017-01-10 | 13F-HR | View on EDGAR |
| 2016-09-30 | 2016-11-01 | 13F-HR | View on EDGAR |
| 2016-06-30 | 2016-07-18 | 13F-HR | View on EDGAR |
| 2016-03-31 | 2016-04-11 | 13F-HR | View on EDGAR |
| 2015-12-31 | 2016-01-29 | 13F-HR | View on EDGAR |
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