Harbert Fund Advisors, INC. Holdings Report (13F Filings)

CIK: 0001616659

Concentrated strategyQuality / disciplined sizingLong-term holder

Total reported value

$3.0M

Reporting period: 2026-03-31 · Number of holdings: 2

HARBERT FUND ADVISORS, INC. disclosed 2 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $3.0M and a quarterly turnover rate of 14.2%.

Browse other institutions with under $100M AUM Browse other institutions starting with "H"

Personality snowflake

Concentration: 100
Portfolio Stability: 14.19
Momentum/Contrarian: 50
Sector conviction: 0
Diversification: 4
Sizing Uniformity: 88.71

Sector classification currently covers about 0% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.

Recent moves

Add INVE
-6.3%　-$294.2K
Trim TACT
-21.6%　-$168.3K

Holdings Map

New buyAddUnchangedTrim

Top 10 holdings by weight

Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change	4Q Trend
1	INVE	Identiv INC	Stock-Other	89.90%	+3.48%	-6.34%
2	TACT	Transact Technologies INC	Stock-Other	10.10%	-3.48%	-21.59%

Portfolio Performance

Performance for Q3 2026

-32.4%

Performance Last 4 Quarters

-11.2%

Stdev: +32.6%
Beta: +1.28
Alpha: -19.9%
Max Drawdown: -36.4%
Annualized Perf: -1.6%
Batting Avg vs S&P: +47.2%
Sortino: +0.16
Stutzer: +0.03
Treynor: +0.03
Sterling: -0.05
Calmar: -0.04
Information Ratio: -0.52
Tracking Error: +28.2%
Stdev Down: +23.4%
Winning Months %: +50%
Losing Months %: +50%
Best 12 Months: +50%
Worst 12 Months: -13%
Efficiency Ratio: +0.02
Sharpe: +0.12
Stdev Sectors: —
Skewness: -0.5
Kurtosis: +2.3
Upside Potential: +1.8

Reported value over time

Sector allocation

Not enough sector-mapped data yet

Sector allocation over time

Quarterly history

Period	Holdings	Total value	Stability	Top holdings
2026-03-31	2	$3.0M	14	1INVE 2TACT Top holdings2026-03-31 1.INVE 2.TACT
2025-12-31	2	$3.5M	100	1INVE 2TACT Top holdings2025-12-31 1.INVE 2.TACT
2025-09-30	12	$15.3M	100	1LQDA2G700773INVE Top holdings2025-09-30 1.LQDA 2.G70077 3.INVE 4.TACT 5.FENC 6.OCUL 7.NTSK 8.AMZN 9.TSM 10.MSFT
2025-06-30	20	$33.3M	0	1CHYM 2LQDA3G70077 Top holdings2025-06-30 1.CHYM 2.LQDA 3.G70077 4.INVE 5.INFU 6.FENC 7.TACT 8.LOAR 9.CAI 10.ARAY
2025-03-31	58	$88.2M	100	1AMZN 2LQDA 3MSFT Top holdings2025-03-31 1.AMZN 2.LQDA 3.MSFT 4.ARAY 5.META 6.GOOG 7.G70077 8.FENC 9.INVE 10.TACT
2024-12-31	95	$192.5M	0	1SPY 2AMZN 3PENN Top holdings2024-12-31 1.SPY 2.AMZN 3.PENN 4.MSFT 5.XLV 6.NVDA 7.IWM 8.META 9.INFU 10.IWO
2024-09-30	108	$169.0M	0	1PENN 2MSFT 3SPY Top holdings2024-09-30 1.PENN 2.MSFT 3.SPY 4.AMZN 5.TBCH 6.GOOG 7.ENZB 8.META 9.INFU 10.NVDA
2024-06-30	100	$140.7M	0	1PENN 2AMZN 3MSFT Top holdings2024-06-30 1.PENN 2.AMZN 3.MSFT 4.TBCH 5.QQQ 6.SPY 7.ENZB 8.INFU 9.LQDA 10.INVE
2024-03-31	81	$145.3M	0	1TBCH 2AMZN 3MSFT Top holdings2024-03-31 1.TBCH 2.AMZN 3.MSFT 4.ENZB 5.INVE 6.CSV 7.INFU 8.FENC 9.META 10.LQDA
2023-12-31	70	$145.9M	0	1ENZB 2INFU 3AMZN Top holdings2023-12-31 1.ENZB 2.INFU 3.AMZN 4.INVE 5.AGS 6.TBCH 7.SSYS 8.FENC 9.ARAY 10.MSFT
2023-09-30	44	$136.8M	0	1AGS 2ENZB 3VSEC Top holdings2023-09-30 1.AGS 2.ENZB 3.VSEC 4.INVE 5.INFU 6.META 7.MSFT 8.GOOG 9.AMZN 10.SSYS
2023-06-30	45	$178.4M	0	1SSYS 2ENZB 3VSEC Top holdings2023-06-30 1.SSYS 2.ENZB 3.VSEC 4.ARAY 5.INVE 6.AGS 7.86323X 8.TBCH 9.INFU 10.TACT
2023-03-31	49	$151.3M	0	1ENZB 2AGS386323X Top holdings2023-03-31 1.ENZB 2.AGS 3.86323X 4.UNH 5.ELV 6.VSEC 7.ARAY 8.INVE 9.INFU 10.TBCH
2022-12-31	48	$124.8M	0	160878Y286323X3ENZB Top holdings2022-12-31 1.60878Y 2.86323X 3.ENZB 4.VSEC 5.SRLN 6.INVE 7.YETI 8.DIBS 9.INFU 10.TACT
2022-09-30	49	$188.3M	0	1YETI260878Y3ENZB Top holdings2022-09-30 1.YETI 2.60878Y 3.ENZB 4.GBLI 5.INVE 6.SRLN 7.DIBS 8.TH 9.IWM 10.VSEC
2022-06-30	50	$205.5M	0	1VYX 2GBLI 3KSS Top holdings2022-06-30 1.VYX 2.GBLI 3.KSS 4.60878Y 5.TBCH 6.ENZB 7.INVE 8.SPY 9.HYG 10.LUCK
2022-03-31	42	$238.5M	0	1TBCH 2GBLI 3ENZB Top holdings2022-03-31 1.TBCH 2.GBLI 3.ENZB 4.60878Y 5.INVE 6.XM1EUR 7.KSS 8.VSEC 9.MSOS 10.ZEN1EUR
2021-12-31	45	$396.8M	0	1CTXSEUR 2HTAEUR 3TBCH Top holdings2021-12-31 1.CTXSEUR 2.HTAEUR 3.TBCH 4.TGNA 5.INVE 6.GBLI 7.ATVIEUR 8.ENZB 9.XM1EUR 10.VSEC
2021-09-30	36	$281.6M	0	1FLOWUSD 2TBCH 3TGNA Top holdings2021-09-30 1.FLOWUSD 2.TBCH 3.TGNA 4.GBLI 5.ENZB 6.INVE 7.ECOL 8.MXCT 9.VSEC 10.TACT
2021-06-30	32	$179.2M	100	1GBLI 2ENZB 3TBCH Top holdings2021-06-30 1.GBLI 2.ENZB 3.TBCH 4.INVE 5.ECOL 6.VSEC 7.TACT 8.G4962C 9.ARAY 10.NLSUSD
2021-03-31	26	$211.9M	100	1HYG 2BOX 3GBLI Top holdings2021-03-31 1.HYG 2.BOX 3.GBLI 4.ENZB 5.TBCH 6.YETI 7.QUMUEUR 8.INVE 9.86323X 10.ECOL
2020-12-31	18	$132.0M	87	1GBLI 2SPY 3ENZB Top holdings2020-12-31 1.GBLI 2.SPY 3.ENZB 4.QUMUEUR 5.QQQ 6.IIIV 7.ASYS 8.86323X 9.AVBC 10.INVE
2020-09-30	17	$81.8M	46	1IIIV 2ENZB 3PRCPGBP Top holdings2020-09-30 1.IIIV 2.ENZB 3.PRCPGBP 4.QUMUEUR 5.MCHX 6.86323X 7.GBLI 8.SITE 9.ASYS 10.ALCO
2020-06-30	22	$87.8M	50	1IIIV 2ENZB 3QUMUEUR Top holdings2020-06-30 1.IIIV 2.ENZB 3.QUMUEUR 4.86323X 5.ALCO 6.G3933F 7.MCHX 8.SITE 9.ASYS 10.FOXF
2020-03-31	15	$59.8M	45	1ENZB 2IIIV 3ALCO Top holdings2020-03-31 1.ENZB 2.IIIV 3.ALCO 4.MCHX 5.ASYS 6.LFCR 7.AVBC 8.PRCPGBP 9.86323X 10.QUMUEUR
2019-12-31	12	$74.8M	50	1IIIV 2ENZB 3PRCPGBP Top holdings2019-12-31 1.IIIV 2.ENZB 3.PRCPGBP 4.ASYS 5.86323X 6.LFCR 7.MCHX 8.TACT 9.DRTTF 10.QUMUEUR
2019-09-30	12	$67.2M	30	1ENZB 2IIIV 3PRCPGBP Top holdings2019-09-30 1.ENZB 2.IIIV 3.PRCPGBP 4.278878 5.QUMUEUR 6.ASYS 7.DZSIEUR 8.MCHX 9.LFCR 10.TACT
2019-06-30	11	$68.3M	78	1IIIV 2ENZB 3QUMUEUR Top holdings2019-06-30 1.IIIV 2.ENZB 3.QUMUEUR 4.DZSIEUR 5.PRCPGBP 6.MCHX 7.ASYS 8.278878 9.86323X 10.68244P
2019-03-31	15	$101.7M	12	1IIIV 2BKO 3ENZB Top holdings2019-03-31 1.IIIV 2.BKO 3.ENZB 4.MCHX 5.RUBIEUR 6.PRCPGBP 7.AMBRUSD 8.DZSIEUR 9.HIVEEUR 10.278878
2018-12-31	14	$98.0M	100	1IIIV 2BKO 3RUBIEUR Top holdings2018-12-31 1.IIIV 2.BKO 3.RUBIEUR 4.MCHX 5.DZSIEUR 6.ENZB 7.PRCPGBP 8.AMBRUSD 9.278878 10.HIVEEUR
2014-09-30	27	$86.5M	43	1USX1 2NWSA3268648 Top holdings2014-09-30 1.USX1 2.NWSA 3.268648 4.GTS 5.30162A 6.PFE 7.MSFT 8.ORCL 9.XLF 10.IYR
2014-06-30	30	$86.4M	0	1USX1 2NWSA330162A Top holdings2014-06-30 1.USX1 2.NWSA 3.30162A 4.PFE 5.MSFT 6.GTS 7.HES 8.ORCL 9.18683K 10.XLF

Holding changes this quarter

Harbert Fund Advisors, INC.'s most significant position changes for 2026-03-31: Trim: Identiv INC (INVE) — shares -6.34%; Trim: Transact Technologies INC (TACT) — shares -21.59%.

Position changes disclosed by Harbert Fund Advisors, INC. for the quarter ending 2026-03-31, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	INVE	Identiv INC	+3.5%	-6.34%	Trim
2	TACT	Transact Technologies INC	-3.5%	-21.59%	Trim

Filing History

Period	Filed	Type	EDGAR
2026-03-31	2026-05-14	13F-HR	View on EDGAR
2025-12-31	2026-02-13	13F-HR	View on EDGAR
2025-09-30	2025-11-13	13F-HR	View on EDGAR
2025-06-30	2025-08-14	13F-HR	View on EDGAR
2025-03-31	2025-05-14	13F-HR	View on EDGAR
2024-12-31	2025-02-13	13F-HR	View on EDGAR
2024-09-30	2024-11-14	13F-HR	View on EDGAR
2024-06-30	2024-08-14	13F-HR	View on EDGAR
2024-03-31	2024-05-15	13F-HR	View on EDGAR
2023-12-31	2024-02-14	13F-HR	View on EDGAR
2023-09-30	2024-01-26	Amendment	View on EDGAR
2023-09-30	2023-11-14	13F-HR	View on EDGAR
2023-06-30	2023-08-14	13F-HR	View on EDGAR
2023-03-31	2023-05-12	13F-HR	View on EDGAR
2022-12-31	2023-02-13	13F-HR	View on EDGAR
2022-09-30	2022-11-14	13F-HR	View on EDGAR
2022-06-30	2022-08-12	13F-HR	View on EDGAR
2022-03-31	2022-05-16	13F-HR	View on EDGAR
2021-12-31	2022-02-14	13F-HR	View on EDGAR
2021-09-30	2021-11-12	13F-HR	View on EDGAR
2021-06-30	2021-08-16	13F-HR	View on EDGAR
2021-03-31	2021-05-17	13F-HR	View on EDGAR
2020-12-31	2021-02-16	13F-HR	View on EDGAR
2020-09-30	2020-11-13	13F-HR	View on EDGAR
2020-06-30	2020-08-13	13F-HR	View on EDGAR
2020-03-31	2020-05-14	13F-HR	View on EDGAR
2019-12-31	2020-02-14	13F-HR	View on EDGAR
2019-09-30	2019-11-13	13F-HR	View on EDGAR
2019-06-30	2019-08-14	13F-HR	View on EDGAR
2019-03-31	2019-05-15	13F-HR	View on EDGAR
2018-12-31	2019-02-14	13F-HR	View on EDGAR
2014-09-30	2014-11-14	13F-HR	View on EDGAR
2014-06-30	2014-08-14	13F-HR	View on EDGAR

FAQ

What is Harbert Fund Advisors, INC. and what type of investor is it?

Harbert Fund Advisors, INC. is a investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-03-31), the firm manages a tracked equity portfolio valued at approximately $3.0M, spread across 2 disclosed positions.

What are Harbert Fund Advisors, INC.'s largest equity positions?

Based on the latest 13F filing, Harbert Fund Advisors, INC.'s top holdings by market value are: 1. Identiv INC (INVE) — $2.7M (89.9%) 2. Transact Technologies INC (TACT) — $305.7K (10.1%)

What changes did Harbert Fund Advisors, INC. make in its most recent portfolio filing?

In the latest quarter, Harbert Fund Advisors, INC. took a more defensive posture — trimming 2 positions and completely exiting 0 holdings. The largest of these moves: Trim: Identiv INC (INVE) — shares -6.34%; Trim: Transact Technologies INC (TACT) — shares -21.59%

What sectors does Harbert Fund Advisors, INC. focus on?

Sector breakdown data is not yet available for Harbert Fund Advisors, INC.. Check back after the next 13F processing cycle.

Peer Institutions

Institutions with a similar AUM

Cooperatieve Rabobank U.A.

CIK 0001098062

Total reported value

$3.0M

2 stks

2017-12-31

Stale — no recent filing

Concentration100.0

Portfolio Stability100.0

Sector conviction0.0

AUM within 0.1% of this institution

View detail

Madison Street Partners, LLC

CIK 0001423217

Total reported value

$3.0M

4 stks

2015-12-31

Stale — no recent filing

Concentration100.0

Portfolio Stability100.0

Sector conviction0.0

AUM within 0.6% of this institution

View detail

MANA Advisors LLC

CIK 0001731159

Total reported value

$3.1M

16 stks

2021-09-30

Stale — no recent filing

Concentration26.8

Portfolio Stability0.0

Sector conviction67.7

AUM within 1.2% of this institution

View detail

Similar Holdings Style

Institutions with overlapping top holdings

Jacob Asset Management Of New York LLC

CIK 0001279256

Total reported value

$70.9M

66 stks

2023-09-30

Stale — no recent filing

Concentration10.8

Portfolio Stability0.0

Sector conviction84.5

1 of the top 5 holdings overlap, including Identiv INC

View detail

Harbert Fund Advisors, INC. Holdings Report (13F Filings)

CIK: 0001616659

Concentrated strategyQuality / disciplined sizingLong-term holder

Total reported value

$3.0M

Reporting period: 2026-03-31 · Number of holdings: 2

HARBERT FUND ADVISORS, INC. disclosed 2 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $3.0M and a quarterly turnover rate of 14.2%.

Browse other institutions with under $100M AUM Browse other institutions starting with "H"

Personality snowflake

Concentration: 100
Portfolio Stability: 14.19
Momentum/Contrarian: 50
Sector conviction: 0
Diversification: 4
Sizing Uniformity: 88.71

Recent moves

Add INVE
-6.3%　-$294.2K
Trim TACT
-21.6%　-$168.3K

Holdings Map

New buyAddUnchangedTrim

Top 10 holdings by weight

Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change	4Q Trend
1	INVE	Identiv INC	Stock-Other	89.90%	+3.48%	-6.34%
2	TACT	Transact Technologies INC	Stock-Other	10.10%	-3.48%	-21.59%

Portfolio Performance

Performance for Q3 2026

-32.4%

Performance Last 4 Quarters

-11.2%

Stdev: +32.6%
Beta: +1.28
Alpha: -19.9%
Max Drawdown: -36.4%
Annualized Perf: -1.6%
Batting Avg vs S&P: +47.2%
Sortino: +0.16
Stutzer: +0.03
Treynor: +0.03
Sterling: -0.05
Calmar: -0.04
Information Ratio: -0.52
Tracking Error: +28.2%
Stdev Down: +23.4%
Winning Months %: +50%
Losing Months %: +50%
Best 12 Months: +50%
Worst 12 Months: -13%
Efficiency Ratio: +0.02
Sharpe: +0.12
Stdev Sectors: —
Skewness: -0.5
Kurtosis: +2.3
Upside Potential: +1.8

Reported value over time

Sector allocation

Not enough sector-mapped data yet

Sector allocation over time

Quarterly history

Period	Holdings	Total value	Stability	Top holdings
2026-03-31	2	$3.0M	14	1INVE 2TACT Top holdings2026-03-31 1.INVE 2.TACT
2025-12-31	2	$3.5M	100	1INVE 2TACT Top holdings2025-12-31 1.INVE 2.TACT
2025-09-30	12	$15.3M	100	1LQDA2G700773INVE Top holdings2025-09-30 1.LQDA 2.G70077 3.INVE 4.TACT 5.FENC 6.OCUL 7.NTSK 8.AMZN 9.TSM 10.MSFT
2025-06-30	20	$33.3M	0	1CHYM 2LQDA3G70077 Top holdings2025-06-30 1.CHYM 2.LQDA 3.G70077 4.INVE 5.INFU 6.FENC 7.TACT 8.LOAR 9.CAI 10.ARAY
2025-03-31	58	$88.2M	100	1AMZN 2LQDA 3MSFT Top holdings2025-03-31 1.AMZN 2.LQDA 3.MSFT 4.ARAY 5.META 6.GOOG 7.G70077 8.FENC 9.INVE 10.TACT
2024-12-31	95	$192.5M	0	1SPY 2AMZN 3PENN Top holdings2024-12-31 1.SPY 2.AMZN 3.PENN 4.MSFT 5.XLV 6.NVDA 7.IWM 8.META 9.INFU 10.IWO
2024-09-30	108	$169.0M	0	1PENN 2MSFT 3SPY Top holdings2024-09-30 1.PENN 2.MSFT 3.SPY 4.AMZN 5.TBCH 6.GOOG 7.ENZB 8.META 9.INFU 10.NVDA
2024-06-30	100	$140.7M	0	1PENN 2AMZN 3MSFT Top holdings2024-06-30 1.PENN 2.AMZN 3.MSFT 4.TBCH 5.QQQ 6.SPY 7.ENZB 8.INFU 9.LQDA 10.INVE
2024-03-31	81	$145.3M	0	1TBCH 2AMZN 3MSFT Top holdings2024-03-31 1.TBCH 2.AMZN 3.MSFT 4.ENZB 5.INVE 6.CSV 7.INFU 8.FENC 9.META 10.LQDA
2023-12-31	70	$145.9M	0	1ENZB 2INFU 3AMZN Top holdings2023-12-31 1.ENZB 2.INFU 3.AMZN 4.INVE 5.AGS 6.TBCH 7.SSYS 8.FENC 9.ARAY 10.MSFT
2023-09-30	44	$136.8M	0	1AGS 2ENZB 3VSEC Top holdings2023-09-30 1.AGS 2.ENZB 3.VSEC 4.INVE 5.INFU 6.META 7.MSFT 8.GOOG 9.AMZN 10.SSYS
2023-06-30	45	$178.4M	0	1SSYS 2ENZB 3VSEC Top holdings2023-06-30 1.SSYS 2.ENZB 3.VSEC 4.ARAY 5.INVE 6.AGS 7.86323X 8.TBCH 9.INFU 10.TACT
2023-03-31	49	$151.3M	0	1ENZB 2AGS386323X Top holdings2023-03-31 1.ENZB 2.AGS 3.86323X 4.UNH 5.ELV 6.VSEC 7.ARAY 8.INVE 9.INFU 10.TBCH
2022-12-31	48	$124.8M	0	160878Y286323X3ENZB Top holdings2022-12-31 1.60878Y 2.86323X 3.ENZB 4.VSEC 5.SRLN 6.INVE 7.YETI 8.DIBS 9.INFU 10.TACT
2022-09-30	49	$188.3M	0	1YETI260878Y3ENZB Top holdings2022-09-30 1.YETI 2.60878Y 3.ENZB 4.GBLI 5.INVE 6.SRLN 7.DIBS 8.TH 9.IWM 10.VSEC
2022-06-30	50	$205.5M	0	1VYX 2GBLI 3KSS Top holdings2022-06-30 1.VYX 2.GBLI 3.KSS 4.60878Y 5.TBCH 6.ENZB 7.INVE 8.SPY 9.HYG 10.LUCK
2022-03-31	42	$238.5M	0	1TBCH 2GBLI 3ENZB Top holdings2022-03-31 1.TBCH 2.GBLI 3.ENZB 4.60878Y 5.INVE 6.XM1EUR 7.KSS 8.VSEC 9.MSOS 10.ZEN1EUR
2021-12-31	45	$396.8M	0	1CTXSEUR 2HTAEUR 3TBCH Top holdings2021-12-31 1.CTXSEUR 2.HTAEUR 3.TBCH 4.TGNA 5.INVE 6.GBLI 7.ATVIEUR 8.ENZB 9.XM1EUR 10.VSEC
2021-09-30	36	$281.6M	0	1FLOWUSD 2TBCH 3TGNA Top holdings2021-09-30 1.FLOWUSD 2.TBCH 3.TGNA 4.GBLI 5.ENZB 6.INVE 7.ECOL 8.MXCT 9.VSEC 10.TACT
2021-06-30	32	$179.2M	100	1GBLI 2ENZB 3TBCH Top holdings2021-06-30 1.GBLI 2.ENZB 3.TBCH 4.INVE 5.ECOL 6.VSEC 7.TACT 8.G4962C 9.ARAY 10.NLSUSD
2021-03-31	26	$211.9M	100	1HYG 2BOX 3GBLI Top holdings2021-03-31 1.HYG 2.BOX 3.GBLI 4.ENZB 5.TBCH 6.YETI 7.QUMUEUR 8.INVE 9.86323X 10.ECOL
2020-12-31	18	$132.0M	87	1GBLI 2SPY 3ENZB Top holdings2020-12-31 1.GBLI 2.SPY 3.ENZB 4.QUMUEUR 5.QQQ 6.IIIV 7.ASYS 8.86323X 9.AVBC 10.INVE
2020-09-30	17	$81.8M	46	1IIIV 2ENZB 3PRCPGBP Top holdings2020-09-30 1.IIIV 2.ENZB 3.PRCPGBP 4.QUMUEUR 5.MCHX 6.86323X 7.GBLI 8.SITE 9.ASYS 10.ALCO
2020-06-30	22	$87.8M	50	1IIIV 2ENZB 3QUMUEUR Top holdings2020-06-30 1.IIIV 2.ENZB 3.QUMUEUR 4.86323X 5.ALCO 6.G3933F 7.MCHX 8.SITE 9.ASYS 10.FOXF
2020-03-31	15	$59.8M	45	1ENZB 2IIIV 3ALCO Top holdings2020-03-31 1.ENZB 2.IIIV 3.ALCO 4.MCHX 5.ASYS 6.LFCR 7.AVBC 8.PRCPGBP 9.86323X 10.QUMUEUR
2019-12-31	12	$74.8M	50	1IIIV 2ENZB 3PRCPGBP Top holdings2019-12-31 1.IIIV 2.ENZB 3.PRCPGBP 4.ASYS 5.86323X 6.LFCR 7.MCHX 8.TACT 9.DRTTF 10.QUMUEUR
2019-09-30	12	$67.2M	30	1ENZB 2IIIV 3PRCPGBP Top holdings2019-09-30 1.ENZB 2.IIIV 3.PRCPGBP 4.278878 5.QUMUEUR 6.ASYS 7.DZSIEUR 8.MCHX 9.LFCR 10.TACT
2019-06-30	11	$68.3M	78	1IIIV 2ENZB 3QUMUEUR Top holdings2019-06-30 1.IIIV 2.ENZB 3.QUMUEUR 4.DZSIEUR 5.PRCPGBP 6.MCHX 7.ASYS 8.278878 9.86323X 10.68244P
2019-03-31	15	$101.7M	12	1IIIV 2BKO 3ENZB Top holdings2019-03-31 1.IIIV 2.BKO 3.ENZB 4.MCHX 5.RUBIEUR 6.PRCPGBP 7.AMBRUSD 8.DZSIEUR 9.HIVEEUR 10.278878
2018-12-31	14	$98.0M	100	1IIIV 2BKO 3RUBIEUR Top holdings2018-12-31 1.IIIV 2.BKO 3.RUBIEUR 4.MCHX 5.DZSIEUR 6.ENZB 7.PRCPGBP 8.AMBRUSD 9.278878 10.HIVEEUR
2014-09-30	27	$86.5M	43	1USX1 2NWSA3268648 Top holdings2014-09-30 1.USX1 2.NWSA 3.268648 4.GTS 5.30162A 6.PFE 7.MSFT 8.ORCL 9.XLF 10.IYR
2014-06-30	30	$86.4M	0	1USX1 2NWSA330162A Top holdings2014-06-30 1.USX1 2.NWSA 3.30162A 4.PFE 5.MSFT 6.GTS 7.HES 8.ORCL 9.18683K 10.XLF

Holding changes this quarter

Harbert Fund Advisors, INC.'s most significant position changes for 2026-03-31: Trim: Identiv INC (INVE) — shares -6.34%; Trim: Transact Technologies INC (TACT) — shares -21.59%.

Position changes disclosed by Harbert Fund Advisors, INC. for the quarter ending 2026-03-31, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	INVE	Identiv INC	+3.5%	-6.34%	Trim
2	TACT	Transact Technologies INC	-3.5%	-21.59%	Trim

Filing History

Period	Filed	Type	EDGAR
2026-03-31	2026-05-14	13F-HR	View on EDGAR
2025-12-31	2026-02-13	13F-HR	View on EDGAR
2025-09-30	2025-11-13	13F-HR	View on EDGAR
2025-06-30	2025-08-14	13F-HR	View on EDGAR
2025-03-31	2025-05-14	13F-HR	View on EDGAR
2024-12-31	2025-02-13	13F-HR	View on EDGAR
2024-09-30	2024-11-14	13F-HR	View on EDGAR
2024-06-30	2024-08-14	13F-HR	View on EDGAR
2024-03-31	2024-05-15	13F-HR	View on EDGAR
2023-12-31	2024-02-14	13F-HR	View on EDGAR
2023-09-30	2024-01-26	Amendment	View on EDGAR
2023-09-30	2023-11-14	13F-HR	View on EDGAR
2023-06-30	2023-08-14	13F-HR	View on EDGAR
2023-03-31	2023-05-12	13F-HR	View on EDGAR
2022-12-31	2023-02-13	13F-HR	View on EDGAR
2022-09-30	2022-11-14	13F-HR	View on EDGAR
2022-06-30	2022-08-12	13F-HR	View on EDGAR
2022-03-31	2022-05-16	13F-HR	View on EDGAR
2021-12-31	2022-02-14	13F-HR	View on EDGAR
2021-09-30	2021-11-12	13F-HR	View on EDGAR
2021-06-30	2021-08-16	13F-HR	View on EDGAR
2021-03-31	2021-05-17	13F-HR	View on EDGAR
2020-12-31	2021-02-16	13F-HR	View on EDGAR
2020-09-30	2020-11-13	13F-HR	View on EDGAR
2020-06-30	2020-08-13	13F-HR	View on EDGAR
2020-03-31	2020-05-14	13F-HR	View on EDGAR
2019-12-31	2020-02-14	13F-HR	View on EDGAR
2019-09-30	2019-11-13	13F-HR	View on EDGAR
2019-06-30	2019-08-14	13F-HR	View on EDGAR
2019-03-31	2019-05-15	13F-HR	View on EDGAR
2018-12-31	2019-02-14	13F-HR	View on EDGAR
2014-09-30	2014-11-14	13F-HR	View on EDGAR
2014-06-30	2014-08-14	13F-HR	View on EDGAR

FAQ

What is Harbert Fund Advisors, INC. and what type of investor is it?

What are Harbert Fund Advisors, INC.'s largest equity positions?

Based on the latest 13F filing, Harbert Fund Advisors, INC.'s top holdings by market value are: 1. Identiv INC (INVE) — $2.7M (89.9%) 2. Transact Technologies INC (TACT) — $305.7K (10.1%)

What changes did Harbert Fund Advisors, INC. make in its most recent portfolio filing?

What sectors does Harbert Fund Advisors, INC. focus on?

Sector breakdown data is not yet available for Harbert Fund Advisors, INC.. Check back after the next 13F processing cycle.