CIK: 0001116943
Total reported value
$165.2M
Reporting period: 2015-03-31 · Number of holdings: 329
HABERER REGISTERED INVESTMENT ADVISOR INC disclosed 329 holdings in its latest 13F filing for the period ending 2015-03-31, with total reported value of $165.2M and a quarterly turnover rate of 24.3%.
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Haberer Registered Investment Advisor INC's disclosed holdings carry a Herfindahl concentration index of 0.029 — mathematically equivalent to about 35 equally-sized positions, well below its 329 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.92), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 39% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Trim QCOM
-96.4% -$3.5M
Add EFG
+13.6% $2.0M
Trim KO
-98.9% -$2.4M
Add IJH
+1.4% $769.0K
Add KR
+59.7% $1.3M
Add DIS
+8.7% $1.0M
Showing top 200 holdings (of 329 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | IJH | Ishares Core S&p Midcap ETF | ETF-Other | 7.71% | +0.81% | +1.39% | |
| 2 | EFG | Ishares Msci Eafe Growth ETF | ETF-Other | 6.96% | +1.48% | +13.64% | |
| 3 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 6.49% | +0.71% | +3.25% | |
| 4 | AAPL | Apple INC | Stock-Tech | 5.92% | +0.75% | -3.44% | |
| 5 | DIS | Walt Disney Co/the | Stock-Comm Services | 3.48% | +0.75% | +8.73% | |
| 6 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 2.71% | -0.66% | -14.86% | |
| 7 | F | Ford Motor Co | Stock-Consumer Disc | 2.39% | +0.64% | +25.22% | |
| 8 | GILD | Gilead Sciences INC | Stock-Healthcare | 2.23% | +0.53% | +19.95% | |
| 9 | V | Visa Inc-class A Shares | Stock-Financials | 2.16% | -0.01% | +279.54% | |
| 10 | DE | Deere & Co | Stock-Industrials | 2.04% | +0.49% | +26.47% | |
| 11 | AEP | American Electric Power Company, Inc. | Stock-Utilities | 1.99% | -0.06% | -5.81% | |
| 12 | GS | Goldman Sachs Group INC | Stock-Financials | 1.92% | +0.21% | +10.28% | |
| 13 | EEM | Ishares Msci Emerging Market | ETF-Emerging Markets | 1.77% | -0.18% | -15.47% | |
| 14 | COR | Cencora INC | Stock-Healthcare | 1.65% | +0.46% | +4.67% | |
| 15 | VZ | Verizon Communications INC | Stock-Comm Services | 1.64% | — | -9.53% | |
| 16 | BAX | Baxter International INC | Stock-Healthcare | 1.62% | -0.18% | -8.06% | |
| 17 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 1.62% | — | -5.83% | |
| 18 | KR | Kroger Co | Stock-Consumer Staples | 1.59% | +0.79% | +59.68% | |
| 19 | OXY | Occidental Petroleum CORP | Stock-Energy | 1.59% | -0.20% | -6.73% | |
| 20 | VNQ | Vanguard Real Estate ETF | ETF-Other | 1.57% | — | -3.57% | |
| 21 | DUK | Du Pont E I De Nemour&Co | Stock-Utilities | 1.57% | -0.20% | -12.98% | |
| 22 | MDLZ | Mondelez International Inc-a | Stock-Consumer Staples | 1.55% | — | -6.27% | |
| 23 | USB | US Bancorp | Stock-Financials | 1.54% | +0.22% | +14.42% | |
| 24 | NEE | Nextera Energy INC | Stock-Utilities | 1.43% | — | -3.37% | |
| 25 | JPM | Jpmorgan Chase & Co | Stock-Financials | 1.40% | -0.25% | -16.52% | |
| 26 | FDX | Fedex CORP | Stock-Industrials | 1.39% | -0.72% | -34.39% | |
| 27 | META | Meta Platforms Inc-class A | Stock-Comm Services | 1.36% | +0.58% | +57.50% | |
| 28 | GOOG | Alphabet A | Stock-Comm Services | 1.35% | +0.41% | +30.06% | |
| 29 | ORCL | Oracle CORP | Stock-Tech | 1.31% | -0.45% | -26.44% | |
| 30 | HUM | Humana INC | Stock-Healthcare | 1.29% | — | -19.90% | |
| 31 | NUE | Nucor CORP | Stock-Materials | 1.16% | — | +5.46% | |
| 32 | WFC | Wells Fargo & Co | Stock-Financials | 1.16% | +0.43% | +51.78% | |
| 33 | XLK | Ss Technology Select Sector | ETF-Tech | 1.13% | -0.11% | -13.96% | |
| 34 | COP | Conocophillips | Stock-Energy | 1.09% | -0.48% | -26.95% | |
| 35 | SLB | Slb LTD | Stock-Energy | 1.06% | -0.11% | -11.76% | |
| 36 | BWA | Borgwarner INC | Stock-Consumer Disc | 1.00% | +0.47% | +61.46% | |
| 37 | CB | Chubb Limited | Stock-Financials | 0.95% | -0.34% | -28.47% | |
| 38 | CSX | Csx CORP | Stock-Industrials | 0.91% | — | +24.41% | |
| 39 | TRV | Travelers Cos Inc/the | Stock-Financials | 0.76% | -0.22% | -27.08% | |
| 40 | ✓ | Stock-Other | 0.74% | +0.48% | +111.99% | ||
| 41 | SDA | Sealed Air CORP | Stock-Consumer Disc | 0.73% | — | -0.19% | |
| 42 | TLT | iShares 20+ Year Treasury Bond ETF | ETF-Gov Bonds | 0.64% | +0.28% | +70.73% | |
| 43 | UTXZ | United Tech CORP | Stock-Other | 0.64% | — | +4.07% | |
| 44 | UTF | Cohen & Steers Infrastructur | Stock-Other | 0.62% | -0.11% | -19.02% | |
| 45 | ✓ | Stock-Other | 0.58% | -0.27% | -24.79% | ||
| 46 | MSFT | Microsoft CORP | Stock-Tech | 0.53% | — | +24.96% | |
| 47 | PFE | Pfizer INC | Stock-Healthcare | 0.48% | — | +9.35% | |
| 48 | EWW | Ishares Msci Mexico ETF | ETF-Other | 0.46% | — | +36.55% | |
| 49 | BLKCHF | Blackrock INC | Stock-Other | 0.45% | — | -7.23% | |
| 50 | HAL | Halliburton Co | Stock-Energy | 0.43% | — | -5.84% |
Not enough priced holdings yet to compute performance
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2015-03-31 | 329 | $165.2M | 24 | |
| 2014-12-31 | 348 | $173.6M | 22 | |
| 2014-09-30 | 433 | $209.8M | 20 | |
| 2014-06-30 | 449 | $225.0M | 33 | |
| 2014-03-31 | 743 | $208.0M | 22 | |
| 2013-12-31 | 768 | $237.5M | 26 | |
| 2013-09-30 | 816 | $279.7M | 33 | |
| 2013-06-30 | 863 | $364.4M | 0 |
Haberer Registered Investment Advisor INC's most significant position changes for 2015-03-31: Sold out: Emerson Electric Co (EMR); Trim: Qualcomm INC (QCOM) — shares -96.40%; Add: Ishares Msci Eafe Growth ETF (EFG) — shares +13.64%; Trim: Coca-cola Co/the (KO) — shares -98.86%; Add: Ishares Core S&p Midcap ETF (IJH) — shares +1.39%.
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | EFG | Ishares Msci Eafe Growth ETF | +1.5% | +13.64% | Add |
| 2 | IJH | Ishares Core S&p Midcap ETF | +0.8% | +1.39% | Add |
| 3 | KR | Kroger Co | +0.8% | +59.68% | Add |
| 4 | DIS | Walt Disney Co/the | +0.8% | +8.73% | Add |
| 5 | AAPL | Apple INC | +0.8% | -3.44% | Trim |
| 6 | IJR | Ishares Core S&p Small-cap E | +0.7% | +3.25% | Add |
| 7 | F | Ford Motor Co | +0.6% | +25.22% | Add |
| 8 | META | Meta Platforms Inc-class A | +0.6% | +57.50% | Add |
| 9 | GILD | Gilead Sciences INC | +0.5% | +19.95% | Add |
| 10 | DE | Deere & Co | +0.5% | +26.47% | Add |
| 11 | ✓ | +0.5% | +111.99% | Add | |
| 12 | BWA | Borgwarner INC | +0.5% | +61.46% | Add |
| 13 | COR | Cencora INC | +0.5% | +4.67% | Add |
| 14 | WFC | Wells Fargo & Co | +0.4% | +51.78% | Add |
| 15 | GOOG | Alphabet A | +0.4% | +30.06% | Add |
| 16 | TLT | iShares 20+ Year Treasury Bond ETF | +0.3% | +70.73% | Add |
| 17 | USB | US Bancorp | +0.2% | +14.42% | Add |
| 18 | GS | Goldman Sachs Group INC | +0.2% | +10.28% | Add |
| 19 | ✓ | +0.2% | +65.73% | Add | |
| 20 | PSX | Phillips 66 | +0.2% | +93.04% | Add |
| 21 | V | Visa Inc-class A Shares | 0% | +279.54% | Add |
| 22 | AEP | American Electric Power Company, Inc. | -0.1% | -5.81% | Trim |
| 23 | XLK | Ss Technology Select Sector | -0.1% | -13.96% | Trim |
| 24 | SLB | Slb LTD | -0.1% | -11.76% | Trim |
| 25 | UTF | Cohen & Steers Infrastructur | -0.1% | -19.02% | Trim |
| 26 | MMM | 3m Co | -0.1% | -72.36% | Trim |
| 27 | XLU | St Sr Utl Sl Se Spdr Etf-usd | -0.1% | -32.23% | Trim |
| 28 | JNJ | Johnson & Johnson | -0.1% | -39.29% | Trim |
| 29 | EEM | Ishares Msci Emerging Market | -0.2% | -15.47% | Trim |
| 30 | BAX | Baxter International INC | -0.2% | -8.06% | Trim |
| 31 | DUK | Du Pont E I De Nemour&Co | -0.2% | -12.98% | Trim |
| 32 | OXY | Occidental Petroleum CORP | -0.2% | -6.73% | Trim |
| 33 | AMGN | Amgen INC | -0.2% | -48.27% | Trim |
| 34 | TRV | Travelers Cos Inc/the | -0.2% | -27.08% | Trim |
| 35 | CAT | Caterpillar INC | -0.2% | -84.58% | Trim |
| 36 | JPM | Jpmorgan Chase & Co | -0.3% | -16.52% | Trim |
| 37 | ✓ | -0.3% | -24.79% | Trim | |
| 38 | CB | Chubb Limited | -0.3% | -28.47% | Trim |
| 39 | MRK | Merck & Co. INC. | -0.3% | -59.38% | Trim |
| 40 | EWC | Ishares Msci Canada ETF | -0.4% | -94.77% | Trim |
| 41 | MCD | Mcdonald's CORP | -0.4% | -88.05% | Trim |
| 42 | IBM | Intl Business Machines CORP | -0.4% | -89.65% | Trim |
| 43 | ORCL | Oracle CORP | -0.5% | -26.44% | Trim |
| 44 | COP | Conocophillips | -0.5% | -26.95% | Trim |
| 45 | XOM | Exxon Mobil CORP | -0.7% | -74.01% | Trim |
| 46 | PG | Procter & Gamble Co/the | -0.7% | -14.86% | Trim |
| 47 | FDX | Fedex CORP | -0.7% | -34.39% | Trim |
| 48 | KO | Coca-cola Co/the | -1.4% | -98.86% | Trim |
| 49 | QCOM | Qualcomm INC | -2% | -96.40% | Trim |
| 50 | EMR | Emerson Electric Co | — | EXIT | Sold out |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2015-03-31 | 2015-04-08 | 13F-HR | View on EDGAR |
| 2014-12-31 | 2015-01-13 | 13F-HR | View on EDGAR |
| 2014-09-30 | 2014-10-07 | 13F-HR | View on EDGAR |
| 2014-06-30 | 2014-07-18 | 13F-HR | View on EDGAR |
| 2014-03-31 | 2014-04-09 | 13F-HR | View on EDGAR |
| 2013-12-31 | 2014-01-09 | 13F-HR | View on EDGAR |
| 2013-09-30 | 2013-10-04 | 13F-HR | View on EDGAR |
| 2013-06-30 | 2013-08-22 | 13F-HR | View on EDGAR |
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