CIK: 0001534450
Total reported value
$50.7M
Reporting period: 2026-03-31 · Number of holdings: 122
Ground Swell Capital, LLC disclosed 122 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $50.7M and a quarterly turnover rate of 180.0%.
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Ground Swell Capital, LLC's disclosed holdings carry a Herfindahl concentration index of 0.133 — mathematically equivalent to about 8 equally-sized positions, well below its 122 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 3.91), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 14% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Trim QQQ
-93.9% -$29.0M
Add AAPL
+442.9% $1.2M
Add ISRG
+131.5% $343.5K
New buy VOO
New buy PPH
New buy NVDA
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 35.15% | +35.15% | NEW | |
| 2 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 3.48% | -59.73% | -93.89% | |
| 3 | PPH | Vaneck Pharmaceutical ETF | ETF-Other | 3.17% | +3.17% | NEW | |
| 4 | NVDA | Nvidia CORP | Stock-Tech | 3.07% | +3.07% | NEW | |
| 5 | AAPL | Apple INC | Stock-Tech | 3.01% | +2.39% | +442.91% | |
| 6 | SOXX | Ishares Semiconductor ETF | ETF-Other | 2.11% | +2.11% | NEW | |
| 7 | DUOL | Duolingo | Stock-Tech | 1.94% | +1.94% | NEW | |
| 8 | DIA | Ss Spdr Dow Jones Indus Avg | ETF-Large Cap & Growth | 1.87% | +1.87% | NEW | |
| 9 | TLT | Ishares 20+ Year Treasury Bd | ETF-Gov Bonds | 1.72% | — | -17.33% | |
| 10 | EVRG | Evergy INC | Stock-Utilities | 1.57% | +1.57% | NEW | |
| 11 | CHTR | Charter Communications Inc-a | Stock-Comm Services | 1.55% | +1.55% | NEW | |
| 12 | MDY | State Street Spdr S&p Midcap | ETF-Other | 1.51% | +1.51% | NEW | |
| 13 | META | Meta Platforms Inc-class A | Stock-Comm Services | 1.45% | +1.45% | NEW | |
| 14 | ISRG | Intuitive Surgical INC | Stock-Healthcare | 1.44% | +0.64% | +131.49% | |
| 15 | SNDK | Sandisk CORP | Stock-Tech | 1.42% | +1.42% | NEW | |
| 16 | AMD | Advanced Micro Devices | Stock-Tech | 1.19% | — | +48.57% | |
| 17 | RYAAY | Ryanair Holdings Plc-sp Adr | Stock-Industrials | 1.16% | +1.16% | NEW | |
| 18 | TSLA | Tesla INC | Stock-Consumer Disc | 1.12% | — | +2.90% | |
| 19 | IONS | Ionis Pharmaceuticals INC | Stock-Healthcare | 1.08% | +1.08% | NEW | |
| 20 | NVMI | Nova Ltd. | Stock-Other | 1.05% | +1.05% | NEW | |
| 21 | ORCL 6.5 01-15-29 D | Oracle CORP | Stock-Tech | 1.05% | +1.05% | NEW | |
| 22 | NBIX | Neurocrine Biosciences INC | Stock-Healthcare | 0.98% | +0.98% | NEW | |
| 23 | ENTG | Entegris INC | Stock-Tech | 0.94% | +0.94% | NEW | |
| 24 | TER | Teradyne INC | Stock-Tech | 0.94% | — | -2.02% | |
| 25 | WHR 8.5 02-15-29 A | Whirlpool CORP | Stock-Consumer Disc | 0.90% | +0.90% | NEW | |
| 26 | TIP | Ishares Tips Bond ETF | ETF-Other | 0.89% | +0.89% | NEW | |
| 27 | ALAB | Astera Labs INC | Stock-Tech | 0.87% | +0.87% | NEW | |
| 28 | APO 6.75 07-31-26 | Apollo Global Management | Stock-Financials | 0.84% | +0.84% | NEW | |
| 29 | ANAB | Anaptysbio INC | Stock-Other | 0.83% | +0.83% | NEW | |
| 30 | MAZE | Maze Therapeutics INC | Stock-Other | 0.80% | +0.80% | NEW | |
| 31 | RSP | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 0.67% | +0.67% | NEW | |
| 32 | CME | Cme Group INC | Stock-Financials | 0.64% | +0.64% | NEW | |
| 33 | ZBRA | Zebra Technologies Corp-cl A | Stock-Tech | 0.62% | +0.62% | NEW | |
| 34 | RMBS | Rambus INC | Stock-Tech | 0.61% | +0.61% | NEW | |
| 35 | COPX | Global X Copper Miners ETF | ETF-Other | 0.60% | +0.60% | NEW | |
| 36 | LSCC | Lattice Semiconductor CORP | Stock-Tech | 0.58% | +0.58% | NEW | |
| 37 | OIH | Vaneck Oil Services ETF | ETF-Other | 0.56% | +0.56% | NEW | |
| 38 | AGIO | Agios Pharmaceuticals INC | Stock-Other | 0.56% | +0.56% | NEW | |
| 39 | AXIA-PC | Axia Energia-adr Pref C | Stock-Other | 0.54% | — | — | |
| 40 | SPYG | Ss Spdr P S&p 500 Growth ETF | ETF-Large Cap & Growth | 0.53% | — | — | |
| 41 | EXPD | Expeditors Intl Wash INC | Stock-Industrials | 0.52% | — | — | |
| 42 | RDNT | Radnet INC | Stock-Healthcare | 0.52% | — | — | |
| 43 | MOG-A | Moog Inc-class A | Stock-Other | 0.51% | — | — | |
| 44 | BNTX | Biontech Se-adr | Stock-Other | 0.51% | — | — | |
| 45 | XOP | Ss Spdr S&p Og Exp & Prod | ETF-Other | 0.49% | — | — | |
| 46 | PCG 6 12-01-27 A | Pg&e CORP | Stock-Utilities | 0.49% | — | — | |
| 47 | MSTR 8 PERP | Strategy INC | Stock-Tech | 0.48% | — | — | |
| 48 | GD | General Dynamics CORP | Stock-Industrials | 0.48% | — | — | |
| 49 | MASI* | Masimo CORP | Stock-Other | 0.46% | — | — | |
| 50 | NWS | News CORP - Class B | Stock-Comm Services | 0.46% | — | — |
Performance for Q3 2026
+10.3%
Performance Last 4 Quarters
+27.3%
Based on 84% of reported portfolio value with available pricing
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2026-03-31 | 122 | $50.7M | 100 | |
| 2025-12-31 | 87 | $48.6M | 100 | |
| 2025-09-30 | 131 | $45.7M | 100 | |
| 2025-06-30 | 141 | $63.0M | 0 | |
| 2025-03-31 | 155 | $46.5M | 100 | |
| 2024-12-31 | 147 | $66.5M | 0 | |
| 2024-09-30 | 155 | $113.7M | 0 | |
| 2024-06-30 | 173 | $129.2M | 0 | |
| 2024-03-31 | 73 | $110.2M | 0 | |
| 2023-12-31 | 68 | $27.2M | 0 | |
| 2023-09-30 | 76 | $61.0M | 0 | |
| 2023-06-30 | 58 | $41.5M | 0 | |
| 2023-03-31 | 55 | $59.6M | 0 | |
| 2022-12-31 | 77 | $22.5M | 0 | |
| 2022-09-30 | 95 | $35.1M | 0 | |
| 2022-06-30 | 139 | $54.5M | 0 | |
| 2022-03-31 | 67 | $38.9M | 0 | |
| 2021-12-31 | 68 | $17.2M | 0 | |
| 2021-09-30 | 66 | $23.2M | 0 | |
| 2021-06-30 | 82 | $21.0M | 100 | |
| 2021-03-31 | 98 | $31.0M | 100 | |
| 2020-12-31 | 64 | $26.1M | 100 | |
| 2014-09-30 | 2386 | $52.9M | 100 | |
| 2014-06-30 | 1988 | $51.5M | 0 |
Ground Swell Capital, LLC's most significant position changes for 2026-03-31: New buy: Vanguard S&p 500 ETF (VOO); New buy: Vaneck Pharmaceutical ETF (PPH); New buy: Nvidia CORP (NVDA); Sold out: Pinnacle Financial Partners, Inc. (PNW); Sold out: NXP Semiconductors N.V. (NXPI).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | AAPL | Apple INC | +2.4% | +442.91% | Add |
| 2 | ISRG | Intuitive Surgical INC | +0.6% | +131.49% | Add |
| 3 | QQQ | Invesco Qqq Trust Series 1 | -59.7% | -93.89% | Trim |
| 4 | VOO | Vanguard S&p 500 ETF | — | NEW | New buy |
| 5 | PPH | Vaneck Pharmaceutical ETF | — | NEW | New buy |
| 6 | NVDA | Nvidia CORP | — | NEW | New buy |
| 7 | PNW | Pinnacle Financial Partners, Inc. | — | EXIT | Sold out |
| 8 | NXPI | NXP Semiconductors N.V. | — | EXIT | Sold out |
| 9 | SOXX | Ishares Semiconductor ETF | — | NEW | New buy |
| 10 | DUOL | Duolingo | — | NEW | New buy |
| 11 | DIA | Ss Spdr Dow Jones Indus Avg | — | NEW | New buy |
| 12 | EVRG | Evergy INC | — | NEW | New buy |
| 13 | CHTR | Charter Communications Inc-a | — | NEW | New buy |
| 14 | MDY | State Street Spdr S&p Midcap | — | NEW | New buy |
| 15 | META | Meta Platforms Inc-class A | — | NEW | New buy |
| 16 | SNDK | Sandisk CORP | — | NEW | New buy |
| 17 | RYAAY | Ryanair Holdings Plc-sp Adr | — | NEW | New buy |
| 18 | IONS | Ionis Pharmaceuticals INC | — | NEW | New buy |
| 19 | ROKU | Roku INC | — | EXIT | Sold out |
| 20 | GOOG | Alphabet Inc-cl C | — | EXIT | Sold out |
| 21 | NVMI | Nova Ltd. | — | NEW | New buy |
| 22 | ORCL 6.5 01-15-29 D | Oracle CORP | — | NEW | New buy |
| 23 | NBIX | Neurocrine Biosciences INC | — | NEW | New buy |
| 24 | PEP | Pepsico INC | — | EXIT | Sold out |
| 25 | ENTG | Entegris INC | — | NEW | New buy |
| 26 | AMZN | Amazon.com INC | — | EXIT | Sold out |
| 27 | SOXL | Direx Dail Semi Bu 3x Et-usd | — | EXIT | Sold out |
| 28 | WHR 8.5 02-15-29 A | Whirlpool CORP | — | NEW | New buy |
| 29 | TIP | Ishares Tips Bond ETF | — | NEW | New buy |
| 30 | ALAB | Astera Labs INC | — | NEW | New buy |
| 31 | SYU1 | Synovus Financial CORP | — | EXIT | Sold out |
| 32 | APO 6.75 07-31-26 | Apollo Global Management | — | NEW | New buy |
| 33 | ANAB | Anaptysbio INC | — | NEW | New buy |
| 34 | MAZE | Maze Therapeutics INC | — | NEW | New buy |
| 35 | DOCU | Docusign INC | — | EXIT | Sold out |
| 36 | VB | Vanguard Small-cap ETF | — | EXIT | Sold out |
| 37 | RSP | Invesco S&p 500 Equal Weight | — | NEW | New buy |
| 38 | CME | Cme Group INC | — | NEW | New buy |
| 39 | HON | Honeywell International INC | — | EXIT | Sold out |
| 40 | DASH | Doordash INC - A | — | EXIT | Sold out |
| 41 | ZBRA | Zebra Technologies Corp-cl A | — | NEW | New buy |
| 42 | RMBS | Rambus INC | — | NEW | New buy |
| 43 | TXN | Texas Instruments INC | — | EXIT | Sold out |
| 44 | COPX | Global X Copper Miners ETF | — | NEW | New buy |
| 45 | AMGN | Amgen INC | — | EXIT | Sold out |
| 46 | IWD | Ishares Russell 1000 Value E | — | EXIT | Sold out |
| 47 | LSCC | Lattice Semiconductor CORP | — | NEW | New buy |
| 48 | AEM | Agnico Eagle Mines LTD | — | EXIT | Sold out |
| 49 | OIH | Vaneck Oil Services ETF | — | NEW | New buy |
| 50 | AGIO | Agios Pharmaceuticals INC | — | NEW | New buy |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-04-21 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-02-04 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-11-06 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-07-31 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-05-13 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-02-14 | 13F-HR | View on EDGAR |
| 2024-09-30 | 2024-10-29 | 13F-HR | View on EDGAR |
| 2024-06-30 | 2024-08-07 | 13F-HR | View on EDGAR |
| 2024-03-31 | 2024-05-14 | 13F-HR | View on EDGAR |
| 2023-12-31 | 2024-02-13 | 13F-HR | View on EDGAR |
| 2023-09-30 | 2023-11-13 | 13F-HR | View on EDGAR |
| 2023-06-30 | 2023-08-15 | Amendment | View on EDGAR |
| 2023-06-30 | 2023-08-10 | 13F-HR | View on EDGAR |
| 2023-03-31 | 2023-05-08 | 13F-HR | View on EDGAR |
| 2022-12-31 | 2023-02-14 | 13F-HR | View on EDGAR |
| 2022-09-30 | 2022-11-14 | 13F-HR | View on EDGAR |
| 2022-06-30 | 2022-08-11 | 13F-HR | View on EDGAR |
| 2022-03-31 | 2022-05-10 | 13F-HR | View on EDGAR |
| 2021-12-31 | 2022-02-09 | 13F-HR | View on EDGAR |
| 2021-09-30 | 2021-11-12 | 13F-HR | View on EDGAR |
| 2021-06-30 | 2021-08-12 | 13F-HR | View on EDGAR |
| 2021-03-31 | 2021-04-30 | 13F-HR | View on EDGAR |
| 2020-12-31 | 2021-01-29 | 13F-HR | View on EDGAR |
| 2014-09-30 | 2015-02-05 | Amendment | View on EDGAR |
| 2014-09-30 | 2014-11-06 | 13F-HR | View on EDGAR |
| 2014-06-30 | 2015-02-05 | Amendment | View on EDGAR |
| 2014-06-30 | 2014-08-14 | 13F-HR | View on EDGAR |
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