CIK: 0001569517
Total reported value
$238.0M
Reporting period: 2014-12-31 · Number of holdings: 484
Gary Goldberg Planning Services Inc disclosed 484 holdings in its latest 13F filing for the period ending 2014-12-31, with total reported value of $238.0M and a quarterly turnover rate of 34.6%.
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Gary Goldberg Planning Services Inc's disclosed holdings carry a Herfindahl concentration index of 0.024 — mathematically equivalent to about 41 equally-sized positions, well below its 484 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 3.17), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 41% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Trim GSK
-99.3% -$8.2M
Add PPL
+88.4% $5.2M
Add 872375100
+64.1% $4.6M
Add KMI
+39.1% $4.1M
Trim LMT
-85.3% -$3.6M
Add UL
+675.6% $3.0M
Showing top 200 holdings (of 484 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | KMI | Kinder Morgan INC | Stock-Energy | 4.96% | +1.76% | +39.13% | |
| 2 | VZ | Verizon Communications INC | Stock-Comm Services | 4.75% | -0.30% | -0.41% | |
| 3 | T | At&t INC | Stock-Comm Services | 4.72% | — | +6.63% | |
| 4 | SO | Southern Co/the | Stock-Utilities | 4.52% | +0.94% | +11.02% | |
| 5 | PPL | Ppl CORP | Stock-Utilities | 4.22% | +2.22% | +88.36% | |
| 6 | BCE | Bce INC | Stock-Comm Services | 4.09% | +0.59% | +7.79% | |
| 7 | ✓ | Stock-Other | 3.98% | +1.94% | +64.14% | ||
| 8 | CME | Cme Group INC | Stock-Financials | 3.72% | +0.39% | — | |
| 9 | TTEN | Totalenergies Se -spon Adr | Stock-Other | 3.72% | -0.60% | +7.45% | |
| 10 | ED | Consolidated Edison INC | Stock-Utilities | 3.36% | +0.81% | +12.02% | |
| 11 | R6C2 | Royal Dutch Shell-spon Adr-b | Stock-Other | 2.79% | -0.09% | +9.04% | |
| 12 | AAPL | Apple INC | Stock-Tech | 2.44% | +0.13% | -4.27% | |
| 13 | PM | Philip Morris International | Stock-Consumer Staples | 2.42% | +1.22% | +104.80% | |
| 14 | COP | Conocophillips | Stock-Energy | 2.26% | +0.82% | +72.40% | |
| 15 | INTC | Intel CORP | Stock-Tech | 1.88% | — | -8.05% | |
| 16 | TGT | Target CORP | Stock-Consumer Disc | 1.87% | -0.80% | -42.51% | |
| 17 | LLY | Eli Lilly & Co | Stock-Healthcare | 1.70% | — | -3.18% | |
| 18 | ✓ | Lorillard INC | Stock-Other | 1.51% | -1.26% | -48.50% | |
| 19 | UL | Unilever PLC | Stock-Consumer Staples | 1.46% | +1.27% | +675.58% | |
| 20 | DRI | Darden Restaurants INC | Stock-Consumer Disc | 1.44% | -0.77% | -43.13% | |
| 21 | VOD | Vodafone Group Plc-sp Adr | Stock-Comm Services | 1.36% | -1.19% | -48.93% | |
| 22 | IBM | Intl Business Machines CORP | Stock-Tech | 1.23% | -0.21% | +0.26% | |
| 23 | SDY | Ss Spdr S&p Dividend ETF | ETF-Other | 1.10% | — | +2.56% | |
| 24 | PEP | Pepsico INC | Stock-Consumer Staples | 1.10% | +0.19% | +17.83% | |
| 25 | PFE | Pfizer INC | Stock-Healthcare | 1.10% | — | +1.92% | |
| 26 | WMT | Walmart INC | Stock-Consumer Staples | 1.07% | — | -9.57% | |
| 27 | DVY | Ishares Select Dividend ETF | ETF-Other | 1.02% | — | +3.62% | |
| 28 | SCHD | Schwab U.S. Dividend Equity ETF | ETF-Other | 1.02% | — | +3.21% | |
| 29 | DUK | Duke Energy CORP | Stock-Utilities | 0.99% | -1.02% | -56.46% | |
| 30 | RDS-A | Shell Plc-spon Adr-a | Stock-Other | 0.89% | -0.11% | -0.59% | |
| 31 | IWM | Ishares Russell 2000 ETF | ETF-Small Cap | 0.85% | — | +1.74% | |
| 32 | MCD | Mcdonald's CORP | Stock-Consumer Disc | 0.84% | — | -2.00% | |
| 33 | MSFT | Microsoft CORP | Stock-Tech | 0.83% | — | +0.59% | |
| 34 | ✓ | Rydex ETF Trust | ETF-Other | 0.76% | — | +2.95% | |
| 35 | HD | Home Depot INC | Stock-Consumer Disc | 0.75% | +0.25% | +31.56% | |
| 36 | AMGN | Amgen INC | Stock-Healthcare | 0.72% | +0.16% | +12.99% | |
| 37 | CVS | Cvs Health CORP | Stock-Healthcare | 0.66% | — | -19.61% | |
| 38 | BTI | British American Tob-sp Adr | Stock-Consumer Staples | 0.66% | — | -1.61% | |
| 39 | MO | Altria Group INC | Stock-Consumer Staples | 0.64% | — | -7.22% | |
| 40 | XBXMX | Nuveen S&p 500 Buy-wr INC | Stock-Other | 0.62% | +0.62% | NEW | |
| 41 | CSCO | Cisco Systems INC | Stock-Tech | 0.60% | — | -1.07% | |
| 42 | TJX | Tjx Companies INC | Stock-Consumer Disc | 0.60% | — | -9.56% | |
| 43 | GIS | General Mills INC | Stock-Consumer Staples | 0.52% | — | -8.83% | |
| 44 | EFA | Ishares Msci Eafe ETF | ETF-Other | 0.47% | — | +0.65% | |
| 45 | MRK | Merck & Co. INC. | Stock-Healthcare | 0.46% | — | -4.57% | |
| 46 | NVO | Novo-nordisk A/s-spons Adr | Stock-Healthcare | 0.43% | — | +8.53% | |
| 47 | XOM | Exxon Mobil CORP | Stock-Energy | 0.43% | — | -3.39% | |
| 48 | BA | Boeing Co/the | Stock-Industrials | 0.38% | +0.19% | +97.25% | |
| 49 | DUK | Du Pont E I De Nemour&Co | Stock-Utilities | 0.35% | — | +18.82% | |
| 50 | V | Visa Inc-class A Shares | Stock-Financials | 0.35% | +0.13% | +26.18% |
Not enough priced holdings yet to compute performance
Gary Goldberg Planning Services Inc's most significant position changes for 2014-12-31: Sold out: Nuveen Eqty Prm Opportunityf; New buy: Nuveen S&p 500 Buy-wr INC (XBXMX); New buy: Taiwan Semiconductor-sp Adr (TSM); Sold out: Slb LTD (SLB); Sold out: Imperial Oil LTD (IMO).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | PPL | Ppl CORP | +2.2% | +88.36% | Add |
| 2 | ✓ | +1.9% | +64.14% | Add | |
| 3 | KMI | Kinder Morgan INC | +1.8% | +39.13% | Add |
| 4 | UL | Unilever PLC | +1.3% | +675.58% | Add |
| 5 | PM | Philip Morris International | +1.2% | +104.80% | Add |
| 6 | SO | Southern Co/the | +0.9% | +11.02% | Add |
| 7 | COP | Conocophillips | +0.8% | +72.40% | Add |
| 8 | ED | Consolidated Edison INC | +0.8% | +12.02% | Add |
| 9 | BCE | Bce INC | +0.6% | +7.79% | Add |
| 10 | CME | Cme Group INC | +0.4% | — | Unchanged |
| 11 | HD | Home Depot INC | +0.3% | +31.56% | Add |
| 12 | SBUX | Starbucks CORP | +0.2% | +184.30% | Add |
| 13 | BA | Boeing Co/the | +0.2% | +97.25% | Add |
| 14 | PEP | Pepsico INC | +0.2% | +17.83% | Add |
| 15 | AMGN | Amgen INC | +0.2% | +12.99% | Add |
| 16 | ACN | Accenture plc | +0.2% | +6996.49% | Add |
| 17 | MCK | Mckesson CORP | +0.1% | +132.24% | Add |
| 18 | V | Visa Inc-class A Shares | +0.1% | +26.18% | Add |
| 19 | AAPL | Apple INC | +0.1% | -4.27% | Trim |
| 20 | R6C2 | Royal Dutch Shell-spon Adr-b | -0.1% | +9.04% | Add |
| 21 | SBR | Sabine Royalty Trust | -0.1% | -29.22% | Trim |
| 22 | KSS | Kohls CORP | -0.1% | -26.73% | Trim |
| 23 | RDS-A | Shell Plc-spon Adr-a | -0.1% | -0.59% | Trim |
| 24 | COR | Cencora INC | -0.1% | -47.09% | Trim |
| 25 | LOW | Lowe's Cos INC | -0.1% | -77.67% | Trim |
| 26 | ✓ | Agl Res INC | -0.1% | -60.97% | Trim |
| 27 | IBM | Intl Business Machines CORP | -0.2% | +0.26% | Add |
| 28 | VZ | Verizon Communications INC | -0.3% | -0.41% | Trim |
| 29 | CTSH | Cognizant Tech Solutions-a | -0.3% | -99.19% | Trim |
| 30 | XLB | Ss Materials Select Sector | -0.5% | -99.56% | Trim |
| 31 | TTEN | Totalenergies Se -spon Adr | -0.6% | +7.45% | Add |
| 32 | VAL | Valaris Limited | -0.7% | -98.06% | Trim |
| 33 | SNY | Sanofi-adr | -0.7% | -99.60% | Trim |
| 34 | DRI | Darden Restaurants INC | -0.8% | -43.13% | Trim |
| 35 | TGT | Target CORP | -0.8% | -42.51% | Trim |
| 36 | DUK | Duke Energy CORP | -1% | -56.46% | Trim |
| 37 | VOD | Vodafone Group Plc-sp Adr | -1.2% | -48.93% | Trim |
| 38 | ✓ | Lorillard INC | -1.3% | -48.50% | Trim |
| 39 | LMT | Lockheed Martin CORP | -1.5% | -85.29% | Trim |
| 40 | GSK | GSK plc ADRhedged | -3.4% | -99.30% | Trim |
| 41 | ✓ | Nuveen Eqty Prm Opportunityf | — | EXIT | Sold out |
| 42 | XBXMX | Nuveen S&p 500 Buy-wr INC | — | NEW | New buy |
| 43 | TSM | Taiwan Semiconductor-sp Adr | — | NEW | New buy |
| 44 | SLB | Slb LTD | — | EXIT | Sold out |
| 45 | IMO | Imperial Oil LTD | — | EXIT | Sold out |
| 46 | TXN | Texas Instruments INC | — | NEW | New buy |
| 47 | TSCO | Tractor Supply Company | — | NEW | New buy |
| 48 | AJG | Arthur J Gallagher & Co | — | NEW | New buy |
| 49 | WBA | Walgreens Boots Alliance INC | — | NEW | New buy |
| 50 | CTRA | Coterra Energy INC | — | NEW | New buy |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2014-12-31 | 2015-02-09 | 13F-HR | View on EDGAR |
| 2014-09-30 | 2014-11-10 | 13F-HR | View on EDGAR |
| 2014-06-30 | 2014-08-06 | 13F-HR | View on EDGAR |
| 2014-03-31 | 2014-05-07 | 13F-HR | View on EDGAR |
| 2013-12-31 | 2014-02-05 | 13F-HR | View on EDGAR |
| 2013-09-30 | 2013-11-05 | 13F-HR | View on EDGAR |
| 2013-06-30 | 2013-08-19 | 13F-HR | View on EDGAR |
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