Founders Financial Alliance, LLC 13F Portfolio Snapshot

CIK: 0001832190

Diversified strategyMomentum followerQuality / disciplined sizing

Total reported value

$554.9M

Reporting period: 2026-03-31 · Number of holdings: 735

Founders Financial Alliance, LLC disclosed 735 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $554.9M and a quarterly turnover rate of 17.7%.

Browse other institutions with $100M to $1B AUM Browse other institutions starting with "F"

Personality snowflake

Concentration: 4.48
Portfolio Stability: 17.75
Momentum/Contrarian: 100
Sector conviction: 50.32
Diversification: 100
Sizing Uniformity: 73.07

Founders Financial Alliance, LLC's disclosed holdings carry a Herfindahl concentration index of 0.011 — mathematically equivalent to about 89 equally-sized positions, well below its 735 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.

Position sizes vary widely across the portfolio (a coefficient of variation of 2.69), with a handful of outsized bets alongside many smaller positions.

No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.

Sector classification currently covers about 52% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.

Recent moves

Trim AAPL
-2.6%　-$3.3M
Trim MSFT
+0.4%　-$3.8M
Add LQDH
+914.8%　$4.4M
Trim NVDA
+0.0%　-$1.7M
Trim JPST
-34.9%　-$2.1M
Trim AMZN
-1.1%　-$1.2M

Holdings Map

New buyAddUnchangedTrim

Top 10 holdings by weight

Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	AAPL	Apple INC	Stock-Tech	5.88%	-0.90%	-2.61%
2	NVDA	Nvidia CORP	Stock-Tech	4.31%	-0.52%	+0.01%
3	MSFT	Microsoft CORP	Stock-Tech	2.29%	-0.83%	+0.40%
4	AMZN	Amazon.com INC	Stock-Consumer Disc	1.86%	-0.32%	-1.09%
5	PULS	Pgim Ultra Short Bond ETF	ETF-Other	1.73%	—	+4.79%
6	JPM	Jpmorgan Chase & Co	Stock-Financials	1.64%	-0.24%	+0.03%
7	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	1.58%	-0.20%	-2.43%
8	DGRW	Wisdomtree U.s. Quality Divi	ETF-Other	1.53%	—	+3.51%
9	GOOGL	Alphabet Inc-cl A	Stock-Comm Services	1.48%	-0.21%	-0.17%
10	DUK	Duke Energy CORP	Stock-Utilities	1.42%	+0.13%	+3.20%
11	AVGO	Broadcom INC	Stock-Tech	1.31%	-0.25%	-1.37%
12	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	1.26%	—	+2.96%
13	FBNC	First Bancorp/nc	Stock-Other	1.22%	+0.06%	-0.03%
14	BIL	Ss Spdr Bb 1-3m T-bill ETF	ETF-Gov Bonds	1.21%	—	+3.20%
15	CGDG	Cap Group Dividend Growers	ETF-Other	1.16%	+0.04%	+7.93%
16	XOM	Exxon Mobil CORP	Stock-Energy	1.14%	+0.29%	+0.03%
17	TCAF	T Rowe Prc Cap Appreciation	ETF-Other	1.09%	—	+6.16%
18	JGRO	Jpmorgan Active Growth ETF	ETF-Other	1.03%	—	+4.72%
19	CGGR	Cap Group Growth Equity	ETF-Other	0.99%	—	+7.02%
20	EVLN	Eaton Vance Floating-rate	ETF-Other	0.99%	-0.19%	-9.35%
21	QQQ	Invesco Qqq Trust Series 1	ETF-Tech	0.98%	—	+3.47%
22	TBIL	F/m US Treasury 3 Month Bill	ETF-Gov Bonds	0.91%	—	+2.60%
23	DGRS	Wisdomtree U.s. Smallcap Qua	ETF-Other	0.91%	+0.04%	+2.57%
24	SPMD	Ss Spdr P S&p 400 Midcap ETF	ETF-Other	0.90%	+0.04%	+6.74%
25	LQDH	Ishares Int Hedg CORP Bd ETF	ETF-Other	0.88%	+0.79%	+914.85%
26	DIA	Ss Spdr Dow Jones Indus Avg	ETF-Large Cap & Growth	0.87%	—	+1.49%
27	MO	Altria Group INC	Stock-Consumer Staples	0.86%	+0.09%	+1.77%
28	CVX	Chevron CORP	Stock-Energy	0.83%	+0.21%	+2.85%
29	JNJ	Johnson & Johnson	Stock-Healthcare	0.82%	+0.09%	-0.02%
30	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	0.73%	—	+2.40%
31	FESM	Fidelity Enhanced Small Cap	ETF-Small Cap	0.72%	—	+3.13%
32	JPST	Jpmorgan Ultra-short Income	ETF-Other	0.72%	-0.43%	-34.90%
33	ABBV	Abbvie INC	Stock-Healthcare	0.71%	—	-1.64%
34	FMDE	Fidelity Enhanced Mid Cap Co	ETF-Other	0.67%	—	+3.14%
35	IWF	Ishares Russell 1000 Growth	ETF-Other	0.66%	-0.11%	-0.75%
36	WMT	Walmart INC	Stock-Consumer Staples	0.62%	—	-0.73%
37	VYM	Vanguard High Dvd Yield ETF	ETF-Other	0.62%	—	-0.39%
38	PM	Philip Morris International	Stock-Consumer Staples	0.60%	—	-4.42%
39	VOO	Vanguard S&p 500 ETF	ETF-Large Cap & Growth	0.54%	—	+6.49%
40	LOW	Lowe's Cos INC	Stock-Consumer Disc	0.54%	—	+0.45%
41	DON	Wisdomtree US Midcap Dividen	ETF-Other	0.52%	—	+0.77%
42	DIVO	Amplify Cwp Enhan Divid ETF	ETF-Other	0.51%	+0.11%	+34.30%
43	SPTM	Ss Spdr P S&p 1500 Comp ETF	ETF-Other	0.49%	—	+2.55%
44	SPYV	Ss Spdr P S&p 500 Value ETF	ETF-Large Cap & Growth	0.49%	—	+10.12%
45	MCD	Mcdonald's CORP	Stock-Consumer Disc	0.47%	—	+2.01%
46	LVHI	Franklin International Low V	ETF-Other	0.47%	+0.07%	+12.31%
47	IWD	Ishares Russell 1000 Value E	ETF-Other	0.44%	—	+4.46%
48	ETN	Eaton Corporation plc	Stock-Industrials	0.44%	—	+2.57%
49	FCNCA	First Citizens Bcshs -cl A	Stock-Financials	0.44%	—	—
50	TSM	Taiwan Semiconductor-sp Adr	Stock-Tech	0.43%	—	+2.93%

1–50 of 735

Portfolio Performance

Performance for Q3 2026

+3.8%

Performance Last 4 Quarters

+22.5%

Based on 75% of reported portfolio value with available pricing

Stdev: +11.5%
Beta: +0.84
Alpha: +0.6%
Max Drawdown: -8.2%
Annualized Perf: +16.7%
Batting Avg vs S&P: +52.8%
Sortino: +2.91
Stutzer: +0.41
Treynor: +0.19
Sterling: +1.04
Calmar: +2.04
Information Ratio: -0.59
Tracking Error: +3.9%
Stdev Down: +5.6%
Winning Months %: +63.9%
Losing Months %: +36.1%
Best 12 Months: +33.3%
Worst 12 Months: +8.8%
Efficiency Ratio: +0.57
Sharpe: +1.41
Stdev Sectors: +8.4%
Skewness: +0.05
Kurtosis: -0.41
Upside Potential: +4.55

Reported value over time

Sector allocation

Sector allocation over time

Quarterly history

Period	Holdings	Total value	Stability	Top holdings
2026-03-31	735	$554.9M	18	1AAPL 2NVDA 3MSFT Top holdings2026-03-31 1.AAPL 2.NVDA 3.MSFT 4.AMZN 5.PULS 6.JPM 7.IVV 8.DGRW 9.GOOGL 10.DUK
2025-12-31	607	$529.8M	15	1AAPL 2NVDA 3MSFT Top holdings2025-12-31 1.AAPL 2.NVDA 3.MSFT 4.AMZN 5.JPM 6.IVV 7.PULS 8.GOOGL 9.DGRW 10.AVGO
2025-09-30	713	$530.9M	33	1AAPL 2NVDA 3MSFT Top holdings2025-09-30 1.AAPL 2.NVDA 3.MSFT 4.AMZN 5.IVV 6.JPM 7.PULS 8.AVGO 9.DGRW 10.DUK
2025-06-30	544	$439.8M	0	1AAPL 2NVDA 3MSFT Top holdings2025-06-30 1.AAPL 2.NVDA 3.MSFT 4.AMZN 5.PULS 6.JPM 7.BIL 8.IVV 9.AVGO 10.DUK
2025-03-31	659	$412.6M	100	1AAPL 2NVDA 3MSFT Top holdings2025-03-31 1.AAPL 2.NVDA 3.MSFT 4.PULS 5.AMZN 6.DUK 7.JPM 8.XLE 9.BIL 10.IVV
2024-12-31	576	$363.7M	0	1AAPL 2NVDA 3MSFT Top holdings2024-12-31 1.AAPL 2.NVDA 3.MSFT 4.AMZN 5.PULS 6.BIL 7.JPM 8.XLE 9.DUK 10.FBNC
2024-09-30	588	$359.2M	0	1AAPL 2NVDA 3MSFT Top holdings2024-09-30 1.AAPL 2.NVDA 3.MSFT 4.PULS 5.BIL 6.XLE 7.DUK 8.AMZN 9.FBNC 10.DGRS
2024-06-30	560	$337.2M	0	1AAPL 2NVDA 3MSFT Top holdings2024-06-30 1.AAPL 2.NVDA 3.MSFT 4.XLE 5.PULS 6.BIL 7.AMZN 8.DUK 9.FBNC 10.SPY
2024-03-31	557	$333.1M	0	1AAPL 2NVDA 3MSFT Top holdings2024-03-31 1.AAPL 2.NVDA 3.MSFT 4.XLE 5.PULS 6.AMZN 7.FBNC 8.DUK 9.SPY 10.JPM
2023-12-31	491	$257.9M	0	1AAPL 2MSFT 3NVDA Top holdings2023-12-31 1.AAPL 2.MSFT 3.NVDA 4.FBNC 5.AMZN 6.DUK 7.SPY 8.BIL 9.JPM 10.JPST
2023-09-30	475	$229.0M	0	1AAPL 2MSFT 3NVDA Top holdings2023-09-30 1.AAPL 2.MSFT 3.NVDA 4.FBNC 5.DUK 6.AMZN 7.SPY 8.JPST 9.BBHY 10.JPM
2023-06-30	508	$254.0M	0	1AAPL 2MSFT 3NVDA Top holdings2023-06-30 1.AAPL 2.MSFT 3.NVDA 4.FBNC 5.AMZN 6.DUK 7.SPY 8.JPM 9.BBHY 10.JPST
2023-03-31	456	$200.3M	0	1AAPL 2MSFT 3DUK Top holdings2023-03-31 1.AAPL 2.MSFT 3.DUK 4.FBNC 5.SPY 6.BBHY 7.ABBV 8.AMZN 9.JPST 10.FPEI
2022-12-31	478	$217.8M	0	1AAPL 2FBNC 3MSFT Top holdings2022-12-31 1.AAPL 2.FBNC 3.MSFT 4.DUK 5.SPY 6.JPM 7.BBHY 8.JNJ 9.ABBV 10.FPEI
2022-09-30	476	$196.5M	0	1AAPL 2MSFT 3FBNC Top holdings2022-09-30 1.AAPL 2.MSFT 3.FBNC 4.DUK 5.AMZN 6.SPY 7.JNJ 8.ABBV 9.LOW 10.CVX
2022-06-30	500	$197.2M	0	1AAPL 2MSFT 3FBNC Top holdings2022-06-30 1.AAPL 2.MSFT 3.FBNC 4.NVDA 5.AMZN 6.JNJ 7.SPY 8.IWF 9.DUK 10.TSLA
2022-03-31	440	$225.0M	0	1AAPL 2MSFT 3FBNC Top holdings2022-03-31 1.AAPL 2.MSFT 3.FBNC 4.DUK 5.AMZN 6.NVDA 7.SPY 8.IWF 9.JNJ 10.JPM
2021-12-31	482	$248.5M	0	1AAPL 2MSFT 3FBNC Top holdings2021-12-31 1.AAPL 2.MSFT 3.FBNC 4.DUK 5.AMZN 6.NVDA 7.SPY 8.IWF 9.LOW 10.JPM
2021-09-30	1864	$213.8M	0	1AAPL 2MSFT 3FBNC Top holdings2021-09-30 1.AAPL 2.MSFT 3.FBNC 4.DUK 5.AMZN 6.SPY 7.JPM 8.IWF 9.NVDA 10.DIS
2021-06-30	7597	$219.9M	100	1AAPL 2MSFT 3FBNC Top holdings2021-06-30 1.AAPL 2.MSFT 3.FBNC 4.AMZN 5.SPY 6.DUK 7.JPM 8.IWF 9.DIS 10.NVDA
2021-03-31	6486	$203.0M	21	1AAPL 2FBNC 3MSFT Top holdings2021-03-31 1.AAPL 2.FBNC 3.MSFT 4.DUK 5.AMZN 6.SPY 7.JPM 8.T 9.DIS 10.IWF
2020-12-31	6369	$176.9M	33	1AAPL 2MSFT 3FBNC Top holdings2020-12-31 1.AAPL 2.MSFT 3.FBNC 4.AMZN 5.DUK 6.SPY 7.T 8.IWF 9.DIS 10.LQD
2020-09-30	6813	$167.4M	—	1AAPL 2MSFT 3DUK Top holdings2020-09-30 1.AAPL 2.MSFT 3.DUK 4.AMZN 5.FBNC 6.SPY 7.T 8.IWF 9.LQD 10.IVV

Holding changes this quarter

Founders Financial Alliance, LLC's most significant position changes for 2026-03-31: Sold out: Fidelity Total Bond ETF (FBND); Sold out: Constellation Energy (CEG); New buy: Investcorp Credit Management (ICMB); Sold out: Servicenow INC (NOW); Sold out: Pinterest Inc- Class A (PINS).

Position changes disclosed by Founders Financial Alliance, LLC for the quarter ending 2026-03-31, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	LQDH	Ishares Int Hedg CORP Bd ETF	+0.8%	+914.85%	Add
2	XOM	Exxon Mobil CORP	+0.3%	+0.03%	Add
3	BALI	Is US Lrg Cp Pre INC Act-usd	+0.3%	+464.77%	Add
4	CVX	Chevron CORP	+0.2%	+2.85%	Add
5	CLMT	Calumet INC	+0.2%	—	Unchanged
6	TCAL	T Rowe Pre Cpt Apr Pr In ETF	+0.1%	+102.83%	Add
7	GPIQ	Gs Nasdaq-100 Pr INC Etf-usd	+0.1%	+301.71%	Add
8	DUK	Duke Energy CORP	+0.1%	+3.20%	Add
9	PYLD	Pimco Multisector Bond Actv	+0.1%	+256.57%	Add
10	GRNY	Fundstr Gran Sh US Lrg Cap	+0.1%	+202.26%	Add
11	GOVT	Ishares US Treasury Bond ETF	+0.1%	+1156.29%	Add
12	DIVO	Amplify Cwp Enhan Divid ETF	+0.1%	+34.30%	Add
13	UNH	Unitedhealth Group INC	+0.1%	+242.11%	Add
14	JNJ	Johnson & Johnson	+0.1%	-0.02%	Trim
15	MO	Altria Group INC	+0.1%	+1.77%	Add
16	CAT	Caterpillar INC	+0.1%	+7.26%	Add
17	LVHI	Franklin International Low V	+0.1%	+12.31%	Add
18	AVUV	Avantis US Small Cap Value	+0.1%	+17.26%	Add
19	BBAG	Jpmorgan Betabuilders US Agg	+0.1%	+239.96%	Add
20	IUSG	Ishares Core S&p U.s. Growth	+0.1%	+3694.20%	Add
21	IEFA	Ishares Core Msci Eafe ETF	+0.1%	+49.34%	Add
22	FBNC	First Bancorp/nc	+0.1%	-0.03%	Trim
23	CGDG	Cap Group Dividend Growers	0%	+7.93%	Add
24	DGRS	Wisdomtree U.s. Smallcap Qua	0%	+2.57%	Add
25	SPMD	Ss Spdr P S&p 400 Midcap ETF	0%	+6.74%	Add
26	PULS	Pgim Ultra Short Bond ETF	—	+4.79%	Add
27	CRM	Salesforce INC	-0.1%	-47.10%	Trim
28	BCIC	Bcp Investment CORP	-0.1%	-1.32%	Trim
29	AGNC	Agnc Investment CORP	-0.1%	-18.05%	Trim
30	IBM	Intl Business Machines CORP	-0.1%	-0.13%	Trim
31	IWF	Ishares Russell 1000 Growth	-0.1%	-0.75%	Trim
32	META	Meta Platforms Inc-class A	-0.1%	-6.24%	Trim
33	EVLN	Eaton Vance Floating-rate	-0.2%	-9.35%	Trim
34	IVV	Ishares Core S&p 500 ETF	-0.2%	-2.43%	Trim
35	GOOGL	Alphabet Inc-cl A	-0.2%	-0.17%	Trim
36	JPM	Jpmorgan Chase & Co	-0.2%	+0.03%	Add
37	AVGO	Broadcom INC	-0.3%	-1.37%	Trim
38	AMZN	Amazon.com INC	-0.3%	-1.09%	Trim
39	JPST	Jpmorgan Ultra-short Income	-0.4%	-34.90%	Trim
40	NVDA	Nvidia CORP	-0.5%	+0.01%	Add
41	MSFT	Microsoft CORP	-0.8%	+0.40%	Add
42	AAPL	Apple INC	-0.9%	-2.61%	Trim
43	FBND	Fidelity Total Bond ETF	—	EXIT	Sold out
44	CEG	Constellation Energy	—	EXIT	Sold out
45	ICMB	Investcorp Credit Management	—	NEW	New buy
46	NOW	Servicenow INC	—	EXIT	Sold out
47	PINS	Pinterest Inc- Class A	—	EXIT	Sold out
48	VONV	Vanguard Russell 1000 Value	—	NEW	New buy
49	PSX	Phillips 66	—	NEW	New buy
50	ADBE	Adobe INC	—	EXIT	Sold out

Filing History

Period	Filed	Type	EDGAR
2026-03-31	2026-05-11	13F-HR	View on EDGAR
2025-12-31	2026-02-12	13F-HR	View on EDGAR
2025-09-30	2025-11-07	13F-HR	View on EDGAR
2025-06-30	2025-08-12	13F-HR	View on EDGAR
2025-03-31	2025-05-12	13F-HR	View on EDGAR
2024-12-31	2025-02-07	13F-HR	View on EDGAR
2024-09-30	2024-11-01	13F-HR	View on EDGAR
2024-06-30	2024-08-26	13F-HR	View on EDGAR
2024-03-31	2024-05-14	13F-HR	View on EDGAR
2023-12-31	2024-02-09	13F-HR	View on EDGAR
2023-09-30	2023-11-13	13F-HR	View on EDGAR
2023-06-30	2023-08-11	13F-HR	View on EDGAR
2023-03-31	2023-05-15	13F-HR	View on EDGAR
2022-12-31	2023-02-15	13F-HR	View on EDGAR
2022-09-30	2022-11-14	13F-HR	View on EDGAR
2022-06-30	2022-08-15	13F-HR	View on EDGAR
2022-03-31	2022-05-12	13F-HR	View on EDGAR
2021-12-31	2022-02-14	13F-HR	View on EDGAR
2021-09-30	2021-11-15	13F-HR	View on EDGAR
2021-06-30	2021-08-02	13F-HR	View on EDGAR
2021-03-31	2021-05-14	13F-HR	View on EDGAR
2020-12-31	2021-02-04	13F-HR	View on EDGAR
2020-09-30	2020-11-13	13F-HR	View on EDGAR

FAQ

What is Founders Financial Alliance, LLC and what type of investor is it?

Founders Financial Alliance, LLC is a investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-03-31), the firm manages a tracked equity portfolio valued at approximately $554.9M, spread across 735 disclosed positions.

What are Founders Financial Alliance, LLC's largest equity positions?

Based on the latest 13F filing, Founders Financial Alliance, LLC's top holdings by market value are: 1. Apple INC (AAPL) — $32.6M (5.9%) 2. Nvidia CORP (NVDA) — $23.9M (4.3%) 3. Microsoft CORP (MSFT) — $12.7M (2.3%) 4. Amazon.com INC (AMZN) — $10.3M (1.9%) 5. Pgim Ultra Short Bond ETF (PULS) — $9.6M (1.7%)

What changes did Founders Financial Alliance, LLC make in its most recent portfolio filing?

In the latest reported quarter, Founders Financial Alliance, LLC made 49 notable position adjustments: 3 new positions were initiated, 26 existing holdings were added to, 15 positions were partially reduced, and 5 were completely exited. The largest of these moves: Sold out: Fidelity Total Bond ETF (FBND); Sold out: Constellation Energy (CEG); New buy: Investcorp Credit Management (ICMB); Sold out: Servicenow INC (NOW); Sold out: Pinterest Inc- Class A (PINS)

What sectors does Founders Financial Alliance, LLC focus on?

Founders Financial Alliance, LLC is concentrated in the following sectors based on its current disclosed equity portfolio: • Information Technology: 33.7% • Financials: 12.3% • Consumer Discretionary: 9.4% • Industrials: 9.1% • Health Care: 7.0% • Consumer Staples: 7.0%

Peer Institutions

Institutions with a similar AUM

Childress Capital Advisors, LLC

CIK 0001849561

Total reported value

$555.0M

376 stks

2026-03-31

Concentration8.7

Portfolio Stability29.1

Sector conviction54.9

AUM within 0.0% of this institution

View detail

Arq Wealth Advisors, LLC

CIK 0001811827

Total reported value

$554.8M

191 stks

2026-03-31

Concentration5.5

Portfolio Stability41.9

Sector conviction50.3

AUM within 0.0% of this institution

View detail

Heirloom Wealth Management

CIK 0001882903

Total reported value

$555.1M

87 stks

2026-03-31

Concentration21.8

Portfolio Stability50.3

Sector conviction57.6

AUM within 0.0% of this institution

View detail

Similar Holdings Style

Institutions with overlapping top holdings

Adams Diversified Equity Fund, INC.

CIK 0000002230

Total reported value

$2.8B

99 stks

2026-03-31

Concentration10.3

Portfolio Stability36.4

Sector conviction68.6

4 of the top 5 holdings overlap, including Nvidia CORP

View detail

Fred Alger Management, LLC

CIK 0000003520

Total reported value

$22.8B

525 stks

2026-03-31

Concentration16.8

Portfolio Stability32.2

Sector conviction81.0

4 of the top 5 holdings overlap, including Nvidia CORP

View detail

Jpmorgan Chase & Co

CIK 0000019617

Total reported value

$1.6T

33,063 stks

2026-03-31

Concentration3.5

Portfolio Stability25.6

Sector conviction47.2

4 of the top 5 holdings overlap, including Nvidia CORP

View detail

Founders Financial Alliance, LLC 13F Portfolio Snapshot

CIK: 0001832190

Diversified strategyMomentum followerQuality / disciplined sizing

Total reported value

$554.9M

Reporting period: 2026-03-31 · Number of holdings: 735

Founders Financial Alliance, LLC disclosed 735 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $554.9M and a quarterly turnover rate of 17.7%.

Browse other institutions with $100M to $1B AUM Browse other institutions starting with "F"

Personality snowflake

Concentration: 4.48
Portfolio Stability: 17.75
Momentum/Contrarian: 100
Sector conviction: 50.32
Diversification: 100
Sizing Uniformity: 73.07

Position sizes vary widely across the portfolio (a coefficient of variation of 2.69), with a handful of outsized bets alongside many smaller positions.

No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.

Recent moves

Trim AAPL
-2.6%　-$3.3M
Trim MSFT
+0.4%　-$3.8M
Add LQDH
+914.8%　$4.4M
Trim NVDA
+0.0%　-$1.7M
Trim JPST
-34.9%　-$2.1M
Trim AMZN
-1.1%　-$1.2M

Holdings Map

New buyAddUnchangedTrim

Top 10 holdings by weight

Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	AAPL	Apple INC	Stock-Tech	5.88%	-0.90%	-2.61%
2	NVDA	Nvidia CORP	Stock-Tech	4.31%	-0.52%	+0.01%
3	MSFT	Microsoft CORP	Stock-Tech	2.29%	-0.83%	+0.40%
4	AMZN	Amazon.com INC	Stock-Consumer Disc	1.86%	-0.32%	-1.09%
5	PULS	Pgim Ultra Short Bond ETF	ETF-Other	1.73%	—	+4.79%
6	JPM	Jpmorgan Chase & Co	Stock-Financials	1.64%	-0.24%	+0.03%
7	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	1.58%	-0.20%	-2.43%
8	DGRW	Wisdomtree U.s. Quality Divi	ETF-Other	1.53%	—	+3.51%
9	GOOGL	Alphabet Inc-cl A	Stock-Comm Services	1.48%	-0.21%	-0.17%
10	DUK	Duke Energy CORP	Stock-Utilities	1.42%	+0.13%	+3.20%
11	AVGO	Broadcom INC	Stock-Tech	1.31%	-0.25%	-1.37%
12	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	1.26%	—	+2.96%
13	FBNC	First Bancorp/nc	Stock-Other	1.22%	+0.06%	-0.03%
14	BIL	Ss Spdr Bb 1-3m T-bill ETF	ETF-Gov Bonds	1.21%	—	+3.20%
15	CGDG	Cap Group Dividend Growers	ETF-Other	1.16%	+0.04%	+7.93%
16	XOM	Exxon Mobil CORP	Stock-Energy	1.14%	+0.29%	+0.03%
17	TCAF	T Rowe Prc Cap Appreciation	ETF-Other	1.09%	—	+6.16%
18	JGRO	Jpmorgan Active Growth ETF	ETF-Other	1.03%	—	+4.72%
19	CGGR	Cap Group Growth Equity	ETF-Other	0.99%	—	+7.02%
20	EVLN	Eaton Vance Floating-rate	ETF-Other	0.99%	-0.19%	-9.35%
21	QQQ	Invesco Qqq Trust Series 1	ETF-Tech	0.98%	—	+3.47%
22	TBIL	F/m US Treasury 3 Month Bill	ETF-Gov Bonds	0.91%	—	+2.60%
23	DGRS	Wisdomtree U.s. Smallcap Qua	ETF-Other	0.91%	+0.04%	+2.57%
24	SPMD	Ss Spdr P S&p 400 Midcap ETF	ETF-Other	0.90%	+0.04%	+6.74%
25	LQDH	Ishares Int Hedg CORP Bd ETF	ETF-Other	0.88%	+0.79%	+914.85%
26	DIA	Ss Spdr Dow Jones Indus Avg	ETF-Large Cap & Growth	0.87%	—	+1.49%
27	MO	Altria Group INC	Stock-Consumer Staples	0.86%	+0.09%	+1.77%
28	CVX	Chevron CORP	Stock-Energy	0.83%	+0.21%	+2.85%
29	JNJ	Johnson & Johnson	Stock-Healthcare	0.82%	+0.09%	-0.02%
30	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	0.73%	—	+2.40%
31	FESM	Fidelity Enhanced Small Cap	ETF-Small Cap	0.72%	—	+3.13%
32	JPST	Jpmorgan Ultra-short Income	ETF-Other	0.72%	-0.43%	-34.90%
33	ABBV	Abbvie INC	Stock-Healthcare	0.71%	—	-1.64%
34	FMDE	Fidelity Enhanced Mid Cap Co	ETF-Other	0.67%	—	+3.14%
35	IWF	Ishares Russell 1000 Growth	ETF-Other	0.66%	-0.11%	-0.75%
36	WMT	Walmart INC	Stock-Consumer Staples	0.62%	—	-0.73%
37	VYM	Vanguard High Dvd Yield ETF	ETF-Other	0.62%	—	-0.39%
38	PM	Philip Morris International	Stock-Consumer Staples	0.60%	—	-4.42%
39	VOO	Vanguard S&p 500 ETF	ETF-Large Cap & Growth	0.54%	—	+6.49%
40	LOW	Lowe's Cos INC	Stock-Consumer Disc	0.54%	—	+0.45%
41	DON	Wisdomtree US Midcap Dividen	ETF-Other	0.52%	—	+0.77%
42	DIVO	Amplify Cwp Enhan Divid ETF	ETF-Other	0.51%	+0.11%	+34.30%
43	SPTM	Ss Spdr P S&p 1500 Comp ETF	ETF-Other	0.49%	—	+2.55%
44	SPYV	Ss Spdr P S&p 500 Value ETF	ETF-Large Cap & Growth	0.49%	—	+10.12%
45	MCD	Mcdonald's CORP	Stock-Consumer Disc	0.47%	—	+2.01%
46	LVHI	Franklin International Low V	ETF-Other	0.47%	+0.07%	+12.31%
47	IWD	Ishares Russell 1000 Value E	ETF-Other	0.44%	—	+4.46%
48	ETN	Eaton Corporation plc	Stock-Industrials	0.44%	—	+2.57%
49	FCNCA	First Citizens Bcshs -cl A	Stock-Financials	0.44%	—	—
50	TSM	Taiwan Semiconductor-sp Adr	Stock-Tech	0.43%	—	+2.93%

1–50 of 735

Portfolio Performance

Performance for Q3 2026

+3.8%

Performance Last 4 Quarters

+22.5%

Based on 75% of reported portfolio value with available pricing

Stdev: +11.5%
Beta: +0.84
Alpha: +0.6%
Max Drawdown: -8.2%
Annualized Perf: +16.7%
Batting Avg vs S&P: +52.8%
Sortino: +2.91
Stutzer: +0.41
Treynor: +0.19
Sterling: +1.04
Calmar: +2.04
Information Ratio: -0.59
Tracking Error: +3.9%
Stdev Down: +5.6%
Winning Months %: +63.9%
Losing Months %: +36.1%
Best 12 Months: +33.3%
Worst 12 Months: +8.8%
Efficiency Ratio: +0.57
Sharpe: +1.41
Stdev Sectors: +8.4%
Skewness: +0.05
Kurtosis: -0.41
Upside Potential: +4.55

Reported value over time

Sector allocation

Sector allocation over time

Quarterly history

Period	Holdings	Total value	Stability	Top holdings
2026-03-31	735	$554.9M	18	1AAPL 2NVDA 3MSFT Top holdings2026-03-31 1.AAPL 2.NVDA 3.MSFT 4.AMZN 5.PULS 6.JPM 7.IVV 8.DGRW 9.GOOGL 10.DUK
2025-12-31	607	$529.8M	15	1AAPL 2NVDA 3MSFT Top holdings2025-12-31 1.AAPL 2.NVDA 3.MSFT 4.AMZN 5.JPM 6.IVV 7.PULS 8.GOOGL 9.DGRW 10.AVGO
2025-09-30	713	$530.9M	33	1AAPL 2NVDA 3MSFT Top holdings2025-09-30 1.AAPL 2.NVDA 3.MSFT 4.AMZN 5.IVV 6.JPM 7.PULS 8.AVGO 9.DGRW 10.DUK
2025-06-30	544	$439.8M	0	1AAPL 2NVDA 3MSFT Top holdings2025-06-30 1.AAPL 2.NVDA 3.MSFT 4.AMZN 5.PULS 6.JPM 7.BIL 8.IVV 9.AVGO 10.DUK
2025-03-31	659	$412.6M	100	1AAPL 2NVDA 3MSFT Top holdings2025-03-31 1.AAPL 2.NVDA 3.MSFT 4.PULS 5.AMZN 6.DUK 7.JPM 8.XLE 9.BIL 10.IVV
2024-12-31	576	$363.7M	0	1AAPL 2NVDA 3MSFT Top holdings2024-12-31 1.AAPL 2.NVDA 3.MSFT 4.AMZN 5.PULS 6.BIL 7.JPM 8.XLE 9.DUK 10.FBNC
2024-09-30	588	$359.2M	0	1AAPL 2NVDA 3MSFT Top holdings2024-09-30 1.AAPL 2.NVDA 3.MSFT 4.PULS 5.BIL 6.XLE 7.DUK 8.AMZN 9.FBNC 10.DGRS
2024-06-30	560	$337.2M	0	1AAPL 2NVDA 3MSFT Top holdings2024-06-30 1.AAPL 2.NVDA 3.MSFT 4.XLE 5.PULS 6.BIL 7.AMZN 8.DUK 9.FBNC 10.SPY
2024-03-31	557	$333.1M	0	1AAPL 2NVDA 3MSFT Top holdings2024-03-31 1.AAPL 2.NVDA 3.MSFT 4.XLE 5.PULS 6.AMZN 7.FBNC 8.DUK 9.SPY 10.JPM
2023-12-31	491	$257.9M	0	1AAPL 2MSFT 3NVDA Top holdings2023-12-31 1.AAPL 2.MSFT 3.NVDA 4.FBNC 5.AMZN 6.DUK 7.SPY 8.BIL 9.JPM 10.JPST
2023-09-30	475	$229.0M	0	1AAPL 2MSFT 3NVDA Top holdings2023-09-30 1.AAPL 2.MSFT 3.NVDA 4.FBNC 5.DUK 6.AMZN 7.SPY 8.JPST 9.BBHY 10.JPM
2023-06-30	508	$254.0M	0	1AAPL 2MSFT 3NVDA Top holdings2023-06-30 1.AAPL 2.MSFT 3.NVDA 4.FBNC 5.AMZN 6.DUK 7.SPY 8.JPM 9.BBHY 10.JPST
2023-03-31	456	$200.3M	0	1AAPL 2MSFT 3DUK Top holdings2023-03-31 1.AAPL 2.MSFT 3.DUK 4.FBNC 5.SPY 6.BBHY 7.ABBV 8.AMZN 9.JPST 10.FPEI
2022-12-31	478	$217.8M	0	1AAPL 2FBNC 3MSFT Top holdings2022-12-31 1.AAPL 2.FBNC 3.MSFT 4.DUK 5.SPY 6.JPM 7.BBHY 8.JNJ 9.ABBV 10.FPEI
2022-09-30	476	$196.5M	0	1AAPL 2MSFT 3FBNC Top holdings2022-09-30 1.AAPL 2.MSFT 3.FBNC 4.DUK 5.AMZN 6.SPY 7.JNJ 8.ABBV 9.LOW 10.CVX
2022-06-30	500	$197.2M	0	1AAPL 2MSFT 3FBNC Top holdings2022-06-30 1.AAPL 2.MSFT 3.FBNC 4.NVDA 5.AMZN 6.JNJ 7.SPY 8.IWF 9.DUK 10.TSLA
2022-03-31	440	$225.0M	0	1AAPL 2MSFT 3FBNC Top holdings2022-03-31 1.AAPL 2.MSFT 3.FBNC 4.DUK 5.AMZN 6.NVDA 7.SPY 8.IWF 9.JNJ 10.JPM
2021-12-31	482	$248.5M	0	1AAPL 2MSFT 3FBNC Top holdings2021-12-31 1.AAPL 2.MSFT 3.FBNC 4.DUK 5.AMZN 6.NVDA 7.SPY 8.IWF 9.LOW 10.JPM
2021-09-30	1864	$213.8M	0	1AAPL 2MSFT 3FBNC Top holdings2021-09-30 1.AAPL 2.MSFT 3.FBNC 4.DUK 5.AMZN 6.SPY 7.JPM 8.IWF 9.NVDA 10.DIS
2021-06-30	7597	$219.9M	100	1AAPL 2MSFT 3FBNC Top holdings2021-06-30 1.AAPL 2.MSFT 3.FBNC 4.AMZN 5.SPY 6.DUK 7.JPM 8.IWF 9.DIS 10.NVDA
2021-03-31	6486	$203.0M	21	1AAPL 2FBNC 3MSFT Top holdings2021-03-31 1.AAPL 2.FBNC 3.MSFT 4.DUK 5.AMZN 6.SPY 7.JPM 8.T 9.DIS 10.IWF
2020-12-31	6369	$176.9M	33	1AAPL 2MSFT 3FBNC Top holdings2020-12-31 1.AAPL 2.MSFT 3.FBNC 4.AMZN 5.DUK 6.SPY 7.T 8.IWF 9.DIS 10.LQD
2020-09-30	6813	$167.4M	—	1AAPL 2MSFT 3DUK Top holdings2020-09-30 1.AAPL 2.MSFT 3.DUK 4.AMZN 5.FBNC 6.SPY 7.T 8.IWF 9.LQD 10.IVV

Holding changes this quarter

Position changes disclosed by Founders Financial Alliance, LLC for the quarter ending 2026-03-31, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	LQDH	Ishares Int Hedg CORP Bd ETF	+0.8%	+914.85%	Add
2	XOM	Exxon Mobil CORP	+0.3%	+0.03%	Add
3	BALI	Is US Lrg Cp Pre INC Act-usd	+0.3%	+464.77%	Add
4	CVX	Chevron CORP	+0.2%	+2.85%	Add
5	CLMT	Calumet INC	+0.2%	—	Unchanged
6	TCAL	T Rowe Pre Cpt Apr Pr In ETF	+0.1%	+102.83%	Add
7	GPIQ	Gs Nasdaq-100 Pr INC Etf-usd	+0.1%	+301.71%	Add
8	DUK	Duke Energy CORP	+0.1%	+3.20%	Add
9	PYLD	Pimco Multisector Bond Actv	+0.1%	+256.57%	Add
10	GRNY	Fundstr Gran Sh US Lrg Cap	+0.1%	+202.26%	Add
11	GOVT	Ishares US Treasury Bond ETF	+0.1%	+1156.29%	Add
12	DIVO	Amplify Cwp Enhan Divid ETF	+0.1%	+34.30%	Add
13	UNH	Unitedhealth Group INC	+0.1%	+242.11%	Add
14	JNJ	Johnson & Johnson	+0.1%	-0.02%	Trim
15	MO	Altria Group INC	+0.1%	+1.77%	Add
16	CAT	Caterpillar INC	+0.1%	+7.26%	Add
17	LVHI	Franklin International Low V	+0.1%	+12.31%	Add
18	AVUV	Avantis US Small Cap Value	+0.1%	+17.26%	Add
19	BBAG	Jpmorgan Betabuilders US Agg	+0.1%	+239.96%	Add
20	IUSG	Ishares Core S&p U.s. Growth	+0.1%	+3694.20%	Add
21	IEFA	Ishares Core Msci Eafe ETF	+0.1%	+49.34%	Add
22	FBNC	First Bancorp/nc	+0.1%	-0.03%	Trim
23	CGDG	Cap Group Dividend Growers	0%	+7.93%	Add
24	DGRS	Wisdomtree U.s. Smallcap Qua	0%	+2.57%	Add
25	SPMD	Ss Spdr P S&p 400 Midcap ETF	0%	+6.74%	Add
26	PULS	Pgim Ultra Short Bond ETF	—	+4.79%	Add
27	CRM	Salesforce INC	-0.1%	-47.10%	Trim
28	BCIC	Bcp Investment CORP	-0.1%	-1.32%	Trim
29	AGNC	Agnc Investment CORP	-0.1%	-18.05%	Trim
30	IBM	Intl Business Machines CORP	-0.1%	-0.13%	Trim
31	IWF	Ishares Russell 1000 Growth	-0.1%	-0.75%	Trim
32	META	Meta Platforms Inc-class A	-0.1%	-6.24%	Trim
33	EVLN	Eaton Vance Floating-rate	-0.2%	-9.35%	Trim
34	IVV	Ishares Core S&p 500 ETF	-0.2%	-2.43%	Trim
35	GOOGL	Alphabet Inc-cl A	-0.2%	-0.17%	Trim
36	JPM	Jpmorgan Chase & Co	-0.2%	+0.03%	Add
37	AVGO	Broadcom INC	-0.3%	-1.37%	Trim
38	AMZN	Amazon.com INC	-0.3%	-1.09%	Trim
39	JPST	Jpmorgan Ultra-short Income	-0.4%	-34.90%	Trim
40	NVDA	Nvidia CORP	-0.5%	+0.01%	Add
41	MSFT	Microsoft CORP	-0.8%	+0.40%	Add
42	AAPL	Apple INC	-0.9%	-2.61%	Trim
43	FBND	Fidelity Total Bond ETF	—	EXIT	Sold out
44	CEG	Constellation Energy	—	EXIT	Sold out
45	ICMB	Investcorp Credit Management	—	NEW	New buy
46	NOW	Servicenow INC	—	EXIT	Sold out
47	PINS	Pinterest Inc- Class A	—	EXIT	Sold out
48	VONV	Vanguard Russell 1000 Value	—	NEW	New buy
49	PSX	Phillips 66	—	NEW	New buy
50	ADBE	Adobe INC	—	EXIT	Sold out

Filing History

Period	Filed	Type	EDGAR
2026-03-31	2026-05-11	13F-HR	View on EDGAR
2025-12-31	2026-02-12	13F-HR	View on EDGAR
2025-09-30	2025-11-07	13F-HR	View on EDGAR
2025-06-30	2025-08-12	13F-HR	View on EDGAR
2025-03-31	2025-05-12	13F-HR	View on EDGAR
2024-12-31	2025-02-07	13F-HR	View on EDGAR
2024-09-30	2024-11-01	13F-HR	View on EDGAR
2024-06-30	2024-08-26	13F-HR	View on EDGAR
2024-03-31	2024-05-14	13F-HR	View on EDGAR
2023-12-31	2024-02-09	13F-HR	View on EDGAR
2023-09-30	2023-11-13	13F-HR	View on EDGAR
2023-06-30	2023-08-11	13F-HR	View on EDGAR
2023-03-31	2023-05-15	13F-HR	View on EDGAR
2022-12-31	2023-02-15	13F-HR	View on EDGAR
2022-09-30	2022-11-14	13F-HR	View on EDGAR
2022-06-30	2022-08-15	13F-HR	View on EDGAR
2022-03-31	2022-05-12	13F-HR	View on EDGAR
2021-12-31	2022-02-14	13F-HR	View on EDGAR
2021-09-30	2021-11-15	13F-HR	View on EDGAR
2021-06-30	2021-08-02	13F-HR	View on EDGAR
2021-03-31	2021-05-14	13F-HR	View on EDGAR
2020-12-31	2021-02-04	13F-HR	View on EDGAR
2020-09-30	2020-11-13	13F-HR	View on EDGAR