CIK: 0001845643
Total reported value
$215.7M
Reporting period: 2026-06-30 · Number of holdings: 61
FOCUS Wealth Advisors, LLC disclosed 61 holdings in its latest 13F filing for the period ending 2026-06-30, with total reported value of $215.7M and a quarterly turnover rate of 40.1%.
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FOCUS Wealth Advisors, LLC's disclosed holdings carry a Herfindahl concentration index of 0.045 — mathematically equivalent to about 22 equally-sized positions, well below its 61 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.33), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 18% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Sold out NAPR
New buy ONEQ
New buy QQQM
Sold out BUFQ
Sold out ITB
New buy QTUM
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | FMAY | Ft Vest US Equity Buffer ETF | ETF-Other | 12.74% | +0.35% | +1.77% | |
| 2 | BND | Vanguard Total Bond Market | ETF-Other | 7.38% | -0.20% | +2.95% | |
| 3 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 5.99% | -0.24% | -11.49% | |
| 4 | DIA | Ss Spdr Dow Jones Indus Avg | ETF-Large Cap & Growth | 5.90% | +0.43% | +0.87% | |
| 5 | ONEQ | Fidelity Nasdaq Comp Indx | ETF-Tech | 5.46% | +5.46% | NEW | |
| 6 | ITM | Vaneck Intermediate Muni ETF | ETF-Other | 4.02% | -0.12% | +1.00% | |
| 7 | ITA | Ishares U.s. Aerospace & Def | ETF-Other | 3.78% | +0.14% | -1.03% | |
| 8 | XME | Ss Spdr S&p Metals Mining | ETF-Other | 3.22% | -0.53% | -8.61% | |
| 9 | FTLS | First Trust Long/short Eqty | ETF-Other | 3.12% | +0.07% | +2.69% | |
| 10 | QQQM | Invesco Nasdaq 100 ETF | ETF-Tech | 3.02% | +3.02% | NEW | |
| 11 | BUFR | Ft Vest Lad Buffervetf-usd I | ETF-Other | 2.91% | +0.08% | +0.51% | |
| 12 | DVY | Ishares Select Dividend ETF | ETF-Other | 2.83% | -0.05% | +0.43% | |
| 13 | STEL | Stellar Bancorp INC | Stock-Other | 2.77% | +0.05% | — | |
| 14 | XLE | Ss Energy Select Sector | ETF-Other | 2.27% | -0.60% | -4.09% | |
| 15 | QTUM | Defiance Quantum ETF | ETF-Other | 2.22% | +2.22% | NEW | |
| 16 | XSD | Ss Spdr S&p Semiconductor | ETF-Other | 2.17% | +2.17% | NEW | |
| 17 | NVDA | Nvidia CORP | Stock-Tech | 2.08% | +0.06% | -5.72% | |
| 18 | GE | General Electric | Stock-Industrials | 2.04% | +0.39% | -0.97% | |
| 19 | AAPL | Apple INC | Stock-Tech | 1.95% | +0.13% | -0.69% | |
| 20 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 1.56% | +0.13% | +0.20% | |
| 21 | CWB | Ss Spdr Bb Conv Sec ETF | ETF-Other | 1.45% | +0.15% | -0.49% | |
| 22 | AXP | American Express Co | Stock-Financials | 1.40% | +0.08% | +0.11% | |
| 23 | AMAT | Applied Materials INC | Stock-Tech | 1.33% | +1.33% | NEW | |
| 24 | V | Visa Inc-class A Shares | Stock-Financials | 1.18% | +0.10% | +0.94% | |
| 25 | MSFT | Microsoft CORP | Stock-Tech | 1.13% | — | +0.66% | |
| 26 | CAT | Caterpillar INC | Stock-Industrials | 1.09% | +1.09% | NEW | |
| 27 | HYG | Ishr Ibx Usd Hiyld Cb Etf-ui | ETF-High Yield | 1.04% | — | +4.74% | |
| 28 | PFF | Ishares Preferred & Income S | ETF-Other | 1.03% | -0.02% | +3.36% | |
| 29 | EMHY | Ishares J.p. Morgan Em High | ETF-Other | 0.99% | +0.01% | +3.22% | |
| 30 | FALN | Ishares Fallen Angels ETF | ETF-Other | 0.95% | +0.01% | +4.47% | |
| 31 | CSCO | Cisco Systems INC | Stock-Tech | 0.85% | +0.85% | NEW | |
| 32 | XOM | Exxon Mobil CORP | Stock-Energy | 0.85% | -0.42% | -12.46% | |
| 33 | AVGO | Broadcom INC | Stock-Tech | 0.77% | +0.06% | -6.69% | |
| 34 | PLTR | Palantir Technologies Inc-a | Stock-Tech | 0.76% | -0.23% | +1.89% | |
| 35 | GEV | GE Vernova INC | Stock-Industrials | 0.58% | +0.10% | -5.31% | |
| 36 | AGG | Ishares Core U.s. Aggregate | ETF-Other | 0.58% | — | — | |
| 37 | RVNU | Xtrackers Municipal Infrastr | ETF-Other | 0.52% | — | +0.21% | |
| 38 | PZA | Invesco National Amt-free Mu | ETF-Other | 0.51% | — | +0.22% | |
| 39 | MLN | Vaneck Long Muni ETF | ETF-Other | 0.51% | — | +0.22% | |
| 40 | PWZ | Invesco California Amt-free | ETF-Other | 0.49% | — | +0.23% | |
| 41 | TFI | Ss Spdr N Ice Muni Bond ETF | ETF-Other | 0.49% | — | +0.22% | |
| 42 | VYM | Vanguard High Dvd Yield ETF | ETF-Other | 0.45% | — | — | |
| 43 | HWC | Hancock Whitney CORP | Stock-Financials | 0.38% | +0.04% | +0.70% | |
| 44 | HD | Home Depot INC | Stock-Consumer Disc | 0.36% | — | +0.51% | |
| 45 | XLG | Invesco S&p 500 Top 50 ETF | ETF-Large Cap & Growth | 0.31% | — | — | |
| 46 | IGIB | Ishares 5-10y Inv Grade CORP | ETF-Corp Bonds | 0.26% | — | — | |
| 47 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.23% | +0.03% | — | |
| 48 | VUG | Vanguard Growth ETF | ETF-Other | 0.22% | — | +500.11% | |
| 49 | SOXX | Ishares Semiconductor ETF | ETF-Other | 0.22% | +0.10% | — | |
| 50 | MUB | Ishares National Muni Bond E | ETF-Other | 0.22% | — | -3.43% |
Performance for Q3 2026
+1.1%
Performance Last 4 Quarters
+13.2%
Based on 85% of reported portfolio value with available pricing
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2026-06-30 | 61 | $215.7M | 40 | |
| 2026-03-31 | 59 | $204.6M | 9 | |
| 2025-12-31 | 58 | $214.9M | 5 | |
| 2025-09-30 | 58 | $208.1M | 16 | |
| 2025-06-30 | 56 | $192.4M | 0 | |
| 2025-03-31 | 56 | $180.9M | 100 | |
| 2024-12-31 | 57 | $188.5M | 0 | |
| 2024-09-30 | 60 | $200.5M | 0 | |
| 2024-06-30 | 59 | $194.8M | 0 | |
| 2024-03-31 | 58 | $186.8M | 0 | |
| 2023-12-31 | 56 | $158.1M | 0 | |
| 2023-09-30 | 62 | $144.2M | 0 | |
| 2023-06-30 | 55 | $147.9M | 0 | |
| 2023-03-31 | 63 | $152.3M | 0 | |
| 2022-12-31 | 48 | $144.6M | 0 | |
| 2022-09-30 | 47 | $141.2M | 0 | |
| 2022-06-30 | 43 | $146.0M | 0 | |
| 2022-03-31 | 44 | $167.8M | 0 | |
| 2021-12-31 | 41 | $167.1M | 0 | |
| 2021-09-30 | 40 | $147.6M | 0 | |
| 2021-06-30 | 40 | $143.6M | 100 | |
| 2021-03-31 | 36 | $135.8M | 8 | |
| 2020-12-31 | 35 | $129.5M | — |
FOCUS Wealth Advisors, LLC's most significant position changes for 2026-06-30: Sold out: Innovator Growth 100 Power B (NAPR); New buy: Fidelity Nasdaq Comp Indx (ONEQ); New buy: Invesco Nasdaq 100 ETF (QQQM); Sold out: Ft Vst Lad Nsdq Buf Etf-usdi (BUFQ); New buy: Defiance Quantum ETF (QTUM).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | ONEQ | Fidelity Nasdaq Comp Indx | +5.5% | NEW | New buy |
| 2 | QQQM | Invesco Nasdaq 100 ETF | +3% | NEW | New buy |
| 3 | QTUM | Defiance Quantum ETF | +2.2% | NEW | New buy |
| 4 | XSD | Ss Spdr S&p Semiconductor | +2.2% | NEW | New buy |
| 5 | AMAT | Applied Materials INC | +1.3% | NEW | New buy |
| 6 | CAT | Caterpillar INC | +1.1% | NEW | New buy |
| 7 | CSCO | Cisco Systems INC | +0.9% | NEW | New buy |
| 8 | DIA | Ss Spdr Dow Jones Indus Avg | +0.4% | +0.87% | Add |
| 9 | GE | General Electric | +0.4% | -0.97% | Trim |
| 10 | FMAY | Ft Vest US Equity Buffer ETF | +0.4% | +1.77% | Add |
| 11 | CWB | Ss Spdr Bb Conv Sec ETF | +0.2% | -0.49% | Trim |
| 12 | ITA | Ishares U.s. Aerospace & Def | +0.1% | -1.03% | Trim |
| 13 | AAPL | Apple INC | +0.1% | -0.69% | Trim |
| 14 | VOO | Vanguard S&p 500 ETF | +0.1% | +0.20% | Add |
| 15 | XLK | Ss Technology Select Sector | +0.1% | NEW | New buy |
| 16 | V | Visa Inc-class A Shares | +0.1% | +0.94% | Add |
| 17 | GEV | GE Vernova INC | +0.1% | -5.31% | Trim |
| 18 | SOXX | Ishares Semiconductor ETF | +0.1% | — | Unchanged |
| 19 | TSM | Taiwan Semiconductor-sp Adr | +0.1% | NEW | New buy |
| 20 | IVE | Ishares S&p 500 Value ETF | +0.1% | NEW | New buy |
| 21 | BUFR | Ft Vest Lad Buffervetf-usd I | +0.1% | +0.51% | Add |
| 22 | AXP | American Express Co | +0.1% | +0.11% | Add |
| 23 | FTLS | First Trust Long/short Eqty | +0.1% | +2.69% | Add |
| 24 | NVDA | Nvidia CORP | +0.1% | -5.72% | Trim |
| 25 | AVGO | Broadcom INC | +0.1% | -6.69% | Trim |
| 26 | STEL | Stellar Bancorp INC | +0.1% | — | Unchanged |
| 27 | HWC | Hancock Whitney CORP | 0% | +0.70% | Add |
| 28 | QQQ | Invesco Qqq Trust Series 1 | 0% | — | Unchanged |
| 29 | GOOG | Alphabet Inc-cl C | 0% | — | Unchanged |
| 30 | EMHY | Ishares J.p. Morgan Em High | 0% | +3.22% | Add |
| 31 | FALN | Ishares Fallen Angels ETF | 0% | +4.47% | Add |
| 32 | HYG | Ishr Ibx Usd Hiyld Cb Etf-ui | — | +4.74% | Add |
| 33 | PFF | Ishares Preferred & Income S | 0% | +3.36% | Add |
| 34 | DVY | Ishares Select Dividend ETF | -0.1% | +0.43% | Add |
| 35 | PROP | Prairie Operating Co | -0.1% | — | Unchanged |
| 36 | CVX | Chevron CORP | -0.1% | EXIT | Sold out |
| 37 | ITM | Vaneck Intermediate Muni ETF | -0.1% | +1.00% | Add |
| 38 | BND | Vanguard Total Bond Market | -0.2% | +2.95% | Add |
| 39 | PLTR | Palantir Technologies Inc-a | -0.2% | +1.89% | Add |
| 40 | IVV | Ishares Core S&p 500 ETF | -0.2% | -11.49% | Trim |
| 41 | XOM | Exxon Mobil CORP | -0.4% | -12.46% | Trim |
| 42 | XME | Ss Spdr S&p Metals Mining | -0.5% | -8.61% | Trim |
| 43 | XLE | Ss Energy Select Sector | -0.6% | -4.09% | Trim |
| 44 | CRM | Salesforce INC | -0.8% | EXIT | Sold out |
| 45 | WFC | Wells Fargo & Co | -1% | EXIT | Sold out |
| 46 | WMT | Walmart INC | -1.4% | EXIT | Sold out |
| 47 | XLF | Ss Financial Select Sector | -2% | EXIT | Sold out |
| 48 | ITB | Ishares U.s. Home Constructi | -2.3% | EXIT | Sold out |
| 49 | BUFQ | Ft Vst Lad Nsdq Buf Etf-usdi | -2.9% | EXIT | Sold out |
| 50 | NAPR | Innovator Growth 100 Power B | -5.9% | EXIT | Sold out |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-06-30 | 2026-07-07 | 13F-HR | View on EDGAR |
| 2026-03-31 | 2026-04-08 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-01-09 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-10-07 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-07-09 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-05-08 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-01-16 | 13F-HR | View on EDGAR |
| 2024-09-30 | 2024-10-10 | 13F-HR | View on EDGAR |
| 2024-06-30 | 2024-07-23 | 13F-HR | View on EDGAR |
| 2024-03-31 | 2024-04-11 | 13F-HR | View on EDGAR |
| 2023-12-31 | 2024-01-11 | 13F-HR | View on EDGAR |
| 2023-09-30 | 2023-10-19 | 13F-HR | View on EDGAR |
| 2023-06-30 | 2023-07-14 | 13F-HR | View on EDGAR |
| 2023-03-31 | 2023-04-11 | 13F-HR | View on EDGAR |
| 2022-12-31 | 2023-01-24 | 13F-HR | View on EDGAR |
| 2022-09-30 | 2022-10-13 | 13F-HR | View on EDGAR |
| 2022-06-30 | 2022-07-11 | 13F-HR | View on EDGAR |
| 2022-03-31 | 2022-04-14 | 13F-HR | View on EDGAR |
| 2021-12-31 | 2022-01-26 | 13F-HR | View on EDGAR |
| 2021-09-30 | 2021-10-08 | 13F-HR | View on EDGAR |
| 2021-06-30 | 2021-07-14 | 13F-HR | View on EDGAR |
| 2021-03-31 | 2021-04-14 | 13F-HR | View on EDGAR |
| 2020-12-31 | 2021-02-26 | 13F-HR | View on EDGAR |
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