CIK: 0000774602
Total reported value
$527.8M
Reporting period: 2016-03-31 · Number of holdings: 133
EMERSON INVESTMENT MANAGEMENT, LLC disclosed 133 holdings in its latest 13F filing for the period ending 2016-03-31, with total reported value of $527.8M and a quarterly turnover rate of 17.5%.
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Emerson Investment Management, LLC's disclosed holdings carry a Herfindahl concentration index of 0.016 — mathematically equivalent to about 62 equally-sized positions, well below its 133 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes are fairly uniform across the portfolio (a coefficient of variation of 1.08), suggesting a disciplined, rules-based approach to how much capital goes into each idea.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 36% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Trim GD
-94.0% -$5.2M
Add GNR
+123.9% $3.7M
Trim SJM
-36.2% -$2.6M
Trim DXJ
+2.7% -$2.2M
Trim VEU
-30.5% -$2.4M
Trim BR
-28.7% -$2.0M
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | HEDJ | Wisdomtree Europe Hedged Equ | ETF-Other | 4.16% | +0.09% | +9.35% | |
| 2 | DXJ | Wisdomtree Japan Hedged Eq | ETF-Other | 3.52% | -0.53% | +2.68% | |
| 3 | VWO | Vanguard Ftse Emerging Marke | ETF-Emerging Markets | 2.55% | +0.12% | +2.36% | |
| 4 | EFA | Ishares Msci Eafe ETF | ETF-Other | 2.52% | — | +0.14% | |
| 5 | AAPL | Apple INC | Stock-Tech | 2.44% | +0.27% | +12.39% | |
| 6 | IWM | Ishares Russell 2000 ETF | ETF-Small Cap | 2.24% | — | +0.05% | |
| 7 | AEP | American Electric Power Company, Inc. | Stock-Utilities | 2.18% | +0.07% | +4.20% | |
| 8 | VNQ | Vanguard Real Estate ETF | ETF-Other | 2.13% | +0.06% | +0.88% | |
| 9 | HD | Home Depot INC | Stock-Consumer Disc | 2.11% | — | +3.28% | |
| 10 | MSFT | Microsoft CORP | Stock-Tech | 2.04% | — | +3.74% | |
| 11 | UNH | Unitedhealth Group INC | Stock-Healthcare | 1.93% | +0.11% | -0.10% | |
| 12 | BMY | Bristol-myers Squibb Co | Stock-Healthcare | 1.86% | -0.30% | -4.34% | |
| 13 | BLKCHF | Blackrock INC | Stock-Other | 1.82% | — | +1.28% | |
| 14 | KHC | Kraft Heinz Co/the | Stock-Consumer Staples | 1.82% | +0.15% | +3.93% | |
| 15 | ES | Eversource Energy | Stock-Utilities | 1.80% | +0.17% | -0.39% | |
| 16 | RSG | Republic Services INC | Stock-Industrials | 1.77% | +0.10% | +0.69% | |
| 17 | T | At&t INC | Stock-Comm Services | 1.77% | +0.22% | +3.69% | |
| 18 | RWX | State Street Spdr Dow Jones | ETF-Other | 1.71% | +0.05% | +0.58% | |
| 19 | LQD | Ishr Ibx Usd Invgd Cb Etf-ui | ETF-Corp Bonds | 1.69% | +0.05% | +1.97% | |
| 20 | IEF | Ishares 7-10 Year Treasury B | ETF-Gov Bonds | 1.67% | — | +0.25% | |
| 21 | TGT | Target CORP | Stock-Consumer Disc | 1.67% | +0.14% | -0.80% | |
| 22 | FAST | Fastenal Co | Stock-Industrials | 1.60% | +0.24% | +0.97% | |
| 23 | VZ | Verizon Communications INC | Stock-Comm Services | 1.60% | +0.20% | +0.72% | |
| 24 | JPM | Jpmorgan Chase & Co | Stock-Financials | 1.58% | -0.22% | +1.24% | |
| 25 | MA | Mastercard INC - A | Stock-Financials | 1.58% | -0.21% | -6.38% | |
| 26 | CVX | Chevron CORP | Stock-Energy | 1.58% | +0.18% | +9.36% | |
| 27 | IWF | Ishares Russell 1000 Growth | ETF-Other | 1.46% | -0.15% | -6.64% | |
| 28 | BDX | Becton Dickinson And Co | Stock-Healthcare | 1.45% | +0.05% | +8.29% | |
| 29 | CCI | Crown Castle INC | Stock-Real Estate | 1.44% | — | +4.23% | |
| 30 | M | Macy's INC | Stock-Consumer Disc | 1.44% | +1.44% | NEW | |
| 31 | PEP | Pepsico INC | Stock-Consumer Staples | 1.37% | — | +4.40% | |
| 32 | BR | Broadridge Financial Solutio | Stock-Tech | 1.37% | -0.42% | -28.71% | |
| 33 | VCSH | Vanguard S/t CORP Bond ETF | ETF-Corp Bonds | 1.33% | — | +2.15% | |
| 34 | ABT | Abbott Laboratories | Stock-Healthcare | 1.27% | — | +8.39% | |
| 35 | HFCUSD | Hollyfrontier CORP | Stock-Other | 1.25% | -0.15% | +3.96% | |
| 36 | GNR | State Street Spdr S&p Global | ETF-Other | 1.20% | +0.69% | +123.94% | |
| 37 | TLT | iShares 20+ Year Treasury Bond ETF | ETF-Gov Bonds | 1.20% | +0.09% | +14.56% | |
| 38 | IAUUSD | Ishares Gold Trust | ETF-Commodities | 1.16% | +0.13% | -0.28% | |
| 39 | GIS | General Mills INC | Stock-Consumer Staples | 1.15% | -0.30% | -25.80% | |
| 40 | EAT | Brinker International INC | Stock-Consumer Disc | 1.14% | +0.11% | +18.89% | |
| 41 | EWC | Ishares Msci Canada ETF | ETF-Other | 1.11% | +0.15% | +7.97% | |
| 42 | LMT | Lockheed Martin CORP | Stock-Industrials | 1.10% | +0.09% | +10.21% | |
| 43 | VEU | Vanguard Ftse All-world Ex-u | ETF-Other | 1.04% | -0.51% | -30.49% | |
| 44 | VIG | Vanguard Dividend Apprec ETF | ETF-Other | 1.03% | — | -9.17% | |
| 45 | SJM | Jm Smucker Co/the | Stock-Consumer Staples | 1.03% | -0.55% | -36.16% | |
| 46 | QCOM | Qualcomm INC | Stock-Tech | 1.03% | — | +2.53% | |
| 47 | VFC | Vf CORP | Stock-Consumer Disc | 0.99% | +0.11% | +11.17% | |
| 48 | BAC | Bank Of America CORP | Stock-Financials | 0.97% | +0.97% | NEW | |
| 49 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 0.95% | -0.16% | -10.27% | |
| 50 | XOM | Exxon Mobil CORP | Stock-Energy | 0.92% | — | -0.68% |
Not enough priced holdings yet to compute performance
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2016-03-31 | 133 | $527.8M | 18 | |
| 2015-12-31 | 128 | $511.8M | 21 | |
| 2015-09-30 | 130 | $500.7M | 20 | |
| 2015-06-30 | 142 | $534.9M | 18 | |
| 2015-03-31 | 147 | $548.8M | 26 | |
| 2014-12-31 | 147 | $514.7M | 18 | |
| 2014-09-30 | 245 | $507.1M | 22 | |
| 2014-06-30 | 153 | $509.2M | 14 | |
| 2014-03-31 | 141 | $486.4M | 20 | |
| 2013-12-31 | 139 | $475.3M | 12 | |
| 2013-09-30 | 133 | $446.5M | 13 | |
| 2013-06-30 | 131 | $430.3M | 0 |
Emerson Investment Management, LLC's most significant position changes for 2016-03-31: New buy: Macy's INC (M); New buy: Bank Of America CORP (BAC); Sold out: Broadcom Inc. (AVGO); New buy: Broadcom Inc. (AVGO); New buy: Magna International INC (MGA).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | GNR | State Street Spdr S&p Global | +0.7% | +123.94% | Add |
| 2 | AAPL | Apple INC | +0.3% | +12.39% | Add |
| 3 | FAST | Fastenal Co | +0.2% | +0.97% | Add |
| 4 | T | At&t INC | +0.2% | +3.69% | Add |
| 5 | VZ | Verizon Communications INC | +0.2% | +0.72% | Add |
| 6 | CVX | Chevron CORP | +0.2% | +9.36% | Add |
| 7 | ES | Eversource Energy | +0.2% | -0.39% | Trim |
| 8 | KHC | Kraft Heinz Co/the | +0.2% | +3.93% | Add |
| 9 | EWC | Ishares Msci Canada ETF | +0.2% | +7.97% | Add |
| 10 | TGT | Target CORP | +0.1% | -0.80% | Trim |
| 11 | IAUUSD | Ishares Gold Trust | +0.1% | -0.28% | Trim |
| 12 | VWO | Vanguard Ftse Emerging Marke | +0.1% | +2.36% | Add |
| 13 | UNH | Unitedhealth Group INC | +0.1% | -0.10% | Trim |
| 14 | EAT | Brinker International INC | +0.1% | +18.89% | Add |
| 15 | VFC | Vf CORP | +0.1% | +11.17% | Add |
| 16 | RSG | Republic Services INC | +0.1% | +0.69% | Add |
| 17 | HEDJ | Wisdomtree Europe Hedged Equ | +0.1% | +9.35% | Add |
| 18 | LMT | Lockheed Martin CORP | +0.1% | +10.21% | Add |
| 19 | TLT | iShares 20+ Year Treasury Bond ETF | +0.1% | +14.56% | Add |
| 20 | AEP | American Electric Power Company, Inc. | +0.1% | +4.20% | Add |
| 21 | VNQ | Vanguard Real Estate ETF | +0.1% | +0.88% | Add |
| 22 | RWX | State Street Spdr Dow Jones | +0.1% | +0.58% | Add |
| 23 | LQD | Ishr Ibx Usd Invgd Cb Etf-ui | +0.1% | +1.97% | Add |
| 24 | BDX | Becton Dickinson And Co | +0.1% | +8.29% | Add |
| 25 | AZNN | Astrazeneca Plc-spons Adr | -0.1% | +0.79% | Add |
| 26 | CME | Cme Group INC | -0.1% | -17.58% | Trim |
| 27 | HFCUSD | Hollyfrontier CORP | -0.2% | +3.96% | Add |
| 28 | IWF | Ishares Russell 1000 Growth | -0.2% | -6.64% | Trim |
| 29 | SPY | Ss Spdr S&p 500 ETF Trust-us | -0.2% | -40.07% | Trim |
| 30 | COP | Conocophillips | -0.2% | +0.11% | Add |
| 31 | COST | Costco Wholesale CORP | -0.2% | -10.27% | Trim |
| 32 | MA | Mastercard INC - A | -0.2% | -6.38% | Trim |
| 33 | JPM | Jpmorgan Chase & Co | -0.2% | +1.24% | Add |
| 34 | UTXZ | United Tech CORP | -0.3% | -43.90% | Trim |
| 35 | GIS | General Mills INC | -0.3% | -25.80% | Trim |
| 36 | BMY | Bristol-myers Squibb Co | -0.3% | -4.34% | Trim |
| 37 | BR | Broadridge Financial Solutio | -0.4% | -28.71% | Trim |
| 38 | VEU | Vanguard Ftse All-world Ex-u | -0.5% | -30.49% | Trim |
| 39 | DXJ | Wisdomtree Japan Hedged Eq | -0.5% | +2.68% | Add |
| 40 | SJM | Jm Smucker Co/the | -0.6% | -36.16% | Trim |
| 41 | GD | General Dynamics CORP | -1% | -94.01% | Trim |
| 42 | M | Macy's INC | — | NEW | New buy |
| 43 | BAC | Bank Of America CORP | — | NEW | New buy |
| 44 | AVGO | Broadcom Inc. | — | EXIT | Sold out |
| 45 | AVGO | Broadcom Inc. | — | NEW | New buy |
| 46 | MGA | Magna International INC | — | NEW | New buy |
| 47 | XLE | Ss Energy Select Sector | — | EXIT | Sold out |
| 48 | CB | Chubb Limited | — | EXIT | Sold out |
| 49 | VTI | Vanguard Total Stock Mkt ETF | — | NEW | New buy |
| 50 | CB | Chubb Limited | — | NEW | New buy |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2016-03-31 | 2016-05-09 | 13F-HR | View on EDGAR |
| 2015-12-31 | 2016-02-08 | 13F-HR | View on EDGAR |
| 2015-09-30 | 2015-11-09 | 13F-HR | View on EDGAR |
| 2015-06-30 | 2015-08-12 | 13F-HR | View on EDGAR |
| 2015-03-31 | 2015-05-14 | 13F-HR | View on EDGAR |
| 2014-12-31 | 2015-02-11 | 13F-HR | View on EDGAR |
| 2014-09-30 | 2014-11-14 | 13F-HR | View on EDGAR |
| 2014-06-30 | 2014-08-12 | 13F-HR | View on EDGAR |
| 2014-03-31 | 2014-05-12 | 13F-HR | View on EDGAR |
| 2013-12-31 | 2014-02-07 | 13F-HR | View on EDGAR |
| 2013-09-30 | 2013-11-12 | 13F-HR | View on EDGAR |
| 2013-06-30 | 2013-08-09 | 13F-HR | View on EDGAR |
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