CIK: 0002011201
Total reported value
$118.4M
Reporting period: 2026-03-31 · Number of holdings: 117
Elm3 Financial Group, LLC disclosed 117 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $118.4M and a quarterly turnover rate of 16.3%.
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Elm3 Financial Group, LLC's disclosed holdings carry a Herfindahl concentration index of 0.022 — mathematically equivalent to about 46 equally-sized positions, well below its 117 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.26), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 45% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Add RSP
+333.1% $1.4M
Trim MSFT
-1.4% -$1.2M
Add SPHY
+49.0% $771.4K
Add SCYB
+47.6% $762.7K
Trim AMZN
-0.4% -$864.4K
Trim LLY
-1.8% -$704.0K
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | AMZN | Amazon.com INC | Stock-Consumer Disc | 6.46% | -0.60% | -0.43% | |
| 2 | NVDA | Nvidia CORP | Stock-Tech | 6.09% | -0.49% | -2.80% | |
| 3 | AVGO | Broadcom INC | Stock-Tech | 4.27% | -0.46% | -0.95% | |
| 4 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 3.39% | -0.17% | -0.47% | |
| 5 | LLY | Eli Lilly & Co | Stock-Healthcare | 3.13% | -0.53% | -1.80% | |
| 6 | MSFT | Microsoft CORP | Stock-Tech | 3.12% | -0.94% | -1.43% | |
| 7 | ICLO | Invesco Aaa Clo F/r Note ETF | ETF-Other | 3.08% | -0.31% | -10.51% | |
| 8 | QQQM | Invesco Nasdaq 100 ETF | ETF-Tech | 2.87% | -0.13% | -0.07% | |
| 9 | AAPL | Apple INC | Stock-Tech | 2.84% | -0.18% | -1.31% | |
| 10 | XMMO | Invesco S&p Midcap Momentum | ETF-Other | 2.62% | +0.16% | +0.00% | |
| 11 | MTUM | Ishares Msci USA Momentum Fa | ETF-Other | 2.12% | -0.14% | -3.99% | |
| 12 | SCYB | Schwab High Yield Bond ETF | ETF-High Yield | 2.07% | +0.67% | +47.64% | |
| 13 | SPHY | Ss Spdr P High Yield ETF | ETF-High Yield | 2.05% | +0.68% | +48.96% | |
| 14 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 1.98% | -0.16% | -0.95% | |
| 15 | PDI | Pimco Dynamic Income Fund | Stock-Financials | 1.86% | — | +6.52% | |
| 16 | PTY | Pimco Corporate & Income Opp | Stock-Other | 1.63% | -0.15% | -3.84% | |
| 17 | HWM | Howmet Aerospace INC | Stock-Industrials | 1.49% | +0.15% | -2.57% | |
| 18 | RSP | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 1.49% | +1.15% | +333.05% | |
| 19 | FTEC | Fidelity Msci Info Tech Indx | ETF-Tech | 1.31% | -0.09% | -0.98% | |
| 20 | WRB | Wr Berkley CORP | Stock-Financials | 1.30% | -0.11% | -3.94% | |
| 21 | THYF | T Rowe Price US High Yield | ETF-High Yield | 1.24% | — | -1.78% | |
| 22 | HD | Home Depot INC | Stock-Consumer Disc | 1.20% | -0.44% | -25.00% | |
| 23 | FDEV | Fidelity Intl Multifact ETF | ETF-Other | 1.15% | — | +1.18% | |
| 24 | EWY | Ishares Msci South Korea ETF | ETF-Other | 1.08% | +0.23% | -1.77% | |
| 25 | PHK | Pimco High Income Fund | Stock-Other | 1.01% | +0.17% | +23.90% | |
| 26 | VB | Vanguard Small-cap ETF | ETF-Other | 1.01% | +0.31% | +39.41% | |
| 27 | CGDV | Cap Group Dividend Value | ETF-Other | 1.00% | — | +0.24% | |
| 28 | VO | Vanguard Mid-cap ETF | ETF-Other | 0.97% | — | +5.55% | |
| 29 | LONZ | Pimco Senior Loan Active ETF | ETF-Other | 0.95% | -0.25% | -20.68% | |
| 30 | PPA | Invesco Aerospace & Defense | ETF-Other | 0.93% | — | -2.01% | |
| 31 | STRL | Sterling Infrastructure INC | Stock-Industrials | 0.91% | +0.22% | -2.69% | |
| 32 | UTES | Virtus Reaves Utilities ETF | ETF-Other | 0.90% | — | +8.08% | |
| 33 | IFRA | Ishares US Infrastructure | ETF-Other | 0.88% | +0.13% | +5.23% | |
| 34 | VBK | Vanguard Small-cap Grwth ETF | ETF-Other | 0.77% | — | +5.87% | |
| 35 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 0.73% | -0.08% | -7.03% | |
| 36 | EWT | Ishares Msci Taiwan ETF | ETF-Other | 0.69% | — | -2.21% | |
| 37 | PGR | Progressive CORP | Stock-Financials | 0.69% | -0.12% | -4.03% | |
| 38 | KLAC | Kla CORP | Stock-Tech | 0.67% | +0.12% | -0.74% | |
| 39 | FELG | Fidelity Enh Lrg Cap Gwth | ETF-Other | 0.66% | — | +0.58% | |
| 40 | JAAA | Janus Henderson Aaa Clo ETF | ETF-Other | 0.65% | — | -4.96% | |
| 41 | SMH | Vaneck Semiconductor ETF | ETF-Other | 0.64% | +0.17% | +24.91% | |
| 42 | VTWG | Vanguard Russell 2000 Growth | ETF-Small Cap | 0.63% | — | +1.38% | |
| 43 | JQUA | Jpmorgan US Quality Factor | ETF-Other | 0.62% | — | -4.81% | |
| 44 | BRLN | Ishare Fltng Rt Ln Av Etf-ui | ETF-Other | 0.61% | -0.20% | -24.05% | |
| 45 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 0.60% | — | — | |
| 46 | GDE | Wisdomtree Efficient Gold Pl | ETF-Commodities | 0.60% | — | -3.82% | |
| 47 | BXSL | Blackstone Secured Lending F | Stock-Financials | 0.60% | -0.18% | -16.13% | |
| 48 | IWY | Ishares Russell Top 200 Grow | ETF-Other | 0.58% | — | -0.83% | |
| 49 | TDG | Transdigm Group INC | Stock-Industrials | 0.57% | -0.09% | -1.18% | |
| 50 | DTM | Dt Midstream INC | Stock-Energy | 0.54% | — | +0.17% |
Performance for Q3 2026
+1.1%
Performance Last 4 Quarters
+18.6%
Based on 80% of reported portfolio value with available pricing
Elm3 Financial Group, LLC's most significant position changes for 2026-03-31: New buy: Vs Free Cash Flow Growth ETF (GFLW); Sold out: Crowdstrike Holdings INC - A (CRWD); New buy: Emcor Group INC (EME); New buy: Marathon Petroleum CORP (MPC); Sold out: Blackrock CORP Hi Yld (HYT).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | RSP | Invesco S&p 500 Equal Weight | +1.2% | +333.05% | Add |
| 2 | SPHY | Ss Spdr P High Yield ETF | +0.7% | +48.96% | Add |
| 3 | SCYB | Schwab High Yield Bond ETF | +0.7% | +47.64% | Add |
| 4 | VB | Vanguard Small-cap ETF | +0.3% | +39.41% | Add |
| 5 | EWY | Ishares Msci South Korea ETF | +0.2% | -1.77% | Trim |
| 6 | STRL | Sterling Infrastructure INC | +0.2% | -2.69% | Trim |
| 7 | VRT | Vertiv Holdings Co-a | +0.2% | -2.63% | Trim |
| 8 | SMH | Vaneck Semiconductor ETF | +0.2% | +24.91% | Add |
| 9 | PHK | Pimco High Income Fund | +0.2% | +23.90% | Add |
| 10 | XMMO | Invesco S&p Midcap Momentum | +0.2% | +0.00% | Add |
| 11 | MOD | Modine Manufacturing Co | +0.2% | -5.40% | Trim |
| 12 | HWM | Howmet Aerospace INC | +0.2% | -2.57% | Trim |
| 13 | IFRA | Ishares US Infrastructure | +0.1% | +5.23% | Add |
| 14 | KLAC | Kla CORP | +0.1% | -0.74% | Trim |
| 15 | JIRE | Jpmorgan Int Res Enh Eqty | +0.1% | +60.14% | Add |
| 16 | VTI | Vanguard Total Stock Mkt ETF | -0.1% | -7.03% | Trim |
| 17 | FTEC | Fidelity Msci Info Tech Indx | -0.1% | -0.98% | Trim |
| 18 | PANW | Palo Alto Networks INC | -0.1% | -10.44% | Trim |
| 19 | TDG | Transdigm Group INC | -0.1% | -1.18% | Trim |
| 20 | WRB | Wr Berkley CORP | -0.1% | -3.94% | Trim |
| 21 | PGR | Progressive CORP | -0.1% | -4.03% | Trim |
| 22 | QQQM | Invesco Nasdaq 100 ETF | -0.1% | -0.07% | Trim |
| 23 | FLBL | Franklin Senior Loan ETF | -0.1% | -27.61% | Trim |
| 24 | MTUM | Ishares Msci USA Momentum Fa | -0.1% | -3.99% | Trim |
| 25 | PTY | Pimco Corporate & Income Opp | -0.2% | -3.84% | Trim |
| 26 | GOOGL | Alphabet Inc-cl A | -0.2% | -0.95% | Trim |
| 27 | QQQ | Invesco Qqq Trust Series 1 | -0.2% | -0.47% | Trim |
| 28 | AAPL | Apple INC | -0.2% | -1.31% | Trim |
| 29 | BXSL | Blackstone Secured Lending F | -0.2% | -16.13% | Trim |
| 30 | BRLN | Ishare Fltng Rt Ln Av Etf-ui | -0.2% | -24.05% | Trim |
| 31 | LONZ | Pimco Senior Loan Active ETF | -0.3% | -20.68% | Trim |
| 32 | ICLO | Invesco Aaa Clo F/r Note ETF | -0.3% | -10.51% | Trim |
| 33 | HD | Home Depot INC | -0.4% | -25.00% | Trim |
| 34 | AVGO | Broadcom INC | -0.5% | -0.95% | Trim |
| 35 | NVDA | Nvidia CORP | -0.5% | -2.80% | Trim |
| 36 | LLY | Eli Lilly & Co | -0.5% | -1.80% | Trim |
| 37 | AMZN | Amazon.com INC | -0.6% | -0.43% | Trim |
| 38 | MSFT | Microsoft CORP | -0.9% | -1.43% | Trim |
| 39 | GFLW | Vs Free Cash Flow Growth ETF | — | NEW | New buy |
| 40 | CRWD | Crowdstrike Holdings INC - A | — | EXIT | Sold out |
| 41 | EME | Emcor Group INC | — | NEW | New buy |
| 42 | MPC | Marathon Petroleum CORP | — | NEW | New buy |
| 43 | HYT | Blackrock CORP Hi Yld | — | EXIT | Sold out |
| 44 | VGK | Vanguard Ftse Europe ETF | — | NEW | New buy |
| 45 | NRG | Nrg Energy INC | — | EXIT | Sold out |
| 46 | EWW | Ishares Msci Mexico ETF | — | NEW | New buy |
| 47 | TTMI | Ttm Technologies | — | NEW | New buy |
| 48 | UPV | Proshares Ultra Ftse Europe | — | NEW | New buy |
| 49 | PCMM | Bblx Private Credit Clo ETF | — | NEW | New buy |
| 50 | GOF | Guggenheim Strategic Opport | — | EXIT | Sold out |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-04-13 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-01-22 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-10-21 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-07-23 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-05-06 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-01-27 | 13F-HR | View on EDGAR |
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