CIK: 0001650162
Total reported value
$325.2M
Reporting period: 2016-09-30 · Number of holdings: 458
EDMOND DE ROTHSCHILD (SUISSE) S.A. disclosed 458 holdings in its latest 13F filing for the period ending 2016-09-30, with total reported value of $325.2M and a quarterly turnover rate of 35.5%.
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Edmond De Rothschild (suisse) S.a.'s disclosed holdings carry a Herfindahl concentration index of 0.015 — mathematically equivalent to about 65 equally-sized positions, well below its 458 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.44), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 29% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Trim SDY
-73.6% -$5.3M
Add VNQ
+121.0% $5.5M
Add HON
+492.8% $3.8M
Trim IEI
-32.5% -$2.9M
Add XHB
+210.3% $3.4M
Trim AXP
-96.1% -$2.1M
Showing top 200 holdings (of 458 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | UBS | UBS Group AG | Stock-Financials | 5.94% | -0.25% | -2.20% | |
| 2 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 5.06% | — | -5.69% | |
| 3 | AAPL | Apple INC | Stock-Tech | 3.42% | +0.42% | +3.89% | |
| 4 | VNQ | Vanguard Real Estate ETF | ETF-Other | 3.15% | +1.58% | +121.04% | |
| 5 | VCSH | Vanguard S/t CORP Bond ETF | ETF-Corp Bonds | 2.55% | +0.28% | +21.23% | |
| 6 | GLD | Spdr Gold Shares | ETF-Commodities | 2.53% | +0.08% | +12.35% | |
| 7 | SHY | Ishares 1-3 Year Treasury Bo | ETF-Gov Bonds | 2.11% | +0.22% | +20.67% | |
| 8 | IGF | Ishares Global Infrastructur | ETF-Other | 1.92% | +1.92% | NEW | |
| 9 | GILD | Gilead Sciences INC | Stock-Healthcare | 1.88% | -0.54% | +44.40% | |
| 10 | IEI | Ishares 3-7 Year Treasury Bo | ETF-Gov Bonds | 1.84% | -1.11% | -32.45% | |
| 11 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 1.80% | — | +10.66% | |
| 12 | XOM | Exxon Mobil CORP | Stock-Energy | 1.62% | -0.46% | -10.26% | |
| 13 | SPSB | Ss Spdr P St C CORP ETF | ETF-Other | 1.58% | +0.59% | +72.16% | |
| 14 | XHB | Ss Spdr S&p Homebldrs ETF | ETF-Other | 1.55% | +1.02% | +210.31% | |
| 15 | SLB | Slb LTD | Stock-Energy | 1.48% | — | -4.55% | |
| 16 | HON | Honeywell International INC | Stock-Industrials | 1.41% | +1.15% | +492.78% | |
| 17 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 1.32% | -0.34% | -17.21% | |
| 18 | PFE | Pfizer INC | Stock-Healthcare | 1.08% | -0.32% | -13.55% | |
| 19 | ACN | Accenture plc | Stock-Tech | 1.04% | -0.33% | -24.37% | |
| 20 | AEP | American Electric Power Company, Inc. | Stock-Utilities | 1.00% | -0.53% | -24.87% | |
| 21 | AGG | Ishares Core U.s. Aggregate | ETF-Other | 0.93% | +0.26% | +50.00% | |
| 22 | AXP | American Express Co | Stock-Financials | 0.91% | +0.33% | +59.89% | |
| 23 | MET | Metlife INC | Stock-Financials | 0.89% | -0.56% | -41.24% | |
| 24 | DIA | Ss Spdr Dow Jones Indus Avg | ETF-Large Cap & Growth | 0.85% | — | -16.72% | |
| 25 | BAC | Bank Of America CORP | Stock-Financials | 0.84% | — | -11.42% | |
| 26 | DIS | Walt Disney Co/the | Stock-Comm Services | 0.81% | — | +25.98% | |
| 27 | ✓ | Rydex ETF Trust | ETF-Other | 0.76% | — | +3.58% | |
| 28 | SPG | Simon Property Group INC | Stock-Real Estate | 0.72% | — | +2.24% | |
| 29 | PSK | Ss Spdr Ice Pref Sec ETF | ETF-Other | 0.70% | +0.70% | NEW | |
| 30 | VRTX | Vertex Pharmaceuticals INC | Stock-Healthcare | 0.69% | — | +3.22% | |
| 31 | MSFT | Microsoft CORP | Stock-Tech | 0.69% | — | -7.36% | |
| 32 | ABX | Barrick Gold CORP | Stock-Financials | 0.69% | — | +0.47% | |
| 33 | PANW | Palo Alto Networks INC | Stock-Tech | 0.68% | +0.35% | +225.30% | |
| 34 | IAUUSD | Ishares Gold Trust | ETF-Commodities | 0.68% | — | -5.18% | |
| 35 | ✓ | Stock-Other | 0.64% | — | -6.39% | ||
| 36 | ✓ | Stock-Other | 0.63% | — | — | ||
| 37 | BLKCHF | Blackrock INC | Stock-Other | 0.62% | — | -26.74% | |
| 38 | MMM | 3m Co | Stock-Industrials | 0.61% | -0.32% | -29.98% | |
| 39 | DBEU | Xtrackers Msci Europe Hedged | ETF-Other | 0.60% | — | -17.90% | |
| 40 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.60% | — | +7.49% | |
| 41 | GDX | Vaneck Gold Miners ETF | ETF-Commodities | 0.59% | +0.35% | +184.87% | |
| 42 | VNQI | Vanguard Glbl Ex-us Real Est | ETF-Other | 0.59% | +0.59% | NEW | |
| 43 | SDY | Ss Spdr S&p Dividend ETF | ETF-Other | 0.58% | -1.79% | -73.60% | |
| 44 | CVX | Chevron CORP | Stock-Energy | 0.57% | — | -11.38% | |
| 45 | ✓ | Proshares Tr | Stock-Other | 0.55% | +0.55% | NEW | |
| 46 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.54% | — | -0.67% | |
| 47 | NKE | Nike INC -cl B | Stock-Consumer Disc | 0.53% | — | +0.23% | |
| 48 | HEZU | Ishares Currency Hedged Msci | ETF-Other | 0.53% | — | +27.52% | |
| 49 | EEM | Ishares Msci Emerging Market | ETF-Emerging Markets | 0.53% | — | +40.00% | |
| 50 | QCOM | Qualcomm INC | Stock-Tech | 0.52% | — | -27.93% |
Not enough priced holdings yet to compute performance
Edmond De Rothschild (suisse) S.a.'s most significant position changes for 2016-09-30: New buy: Ishares Global Infrastructur (IGF); New buy: Ss Spdr Ice Pref Sec ETF (PSK); New buy: Vanguard Glbl Ex-us Real Est (VNQI); New buy: Proshares Tr; New buy: Proshares Ultrashort Msci Br (BZQUSD).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | VNQ | Vanguard Real Estate ETF | +1.6% | +121.04% | Add |
| 2 | HON | Honeywell International INC | +1.2% | +492.78% | Add |
| 3 | XHB | Ss Spdr S&p Homebldrs ETF | +1% | +210.31% | Add |
| 4 | SPSB | Ss Spdr P St C CORP ETF | +0.6% | +72.16% | Add |
| 5 | AAPL | Apple INC | +0.4% | +3.89% | Add |
| 6 | WDC | Western Digital CORP | +0.4% | +894.50% | Add |
| 7 | PANW | Palo Alto Networks INC | +0.4% | +225.30% | Add |
| 8 | GDX | Vaneck Gold Miners ETF | +0.4% | +184.87% | Add |
| 9 | AXP | American Express Co | +0.3% | +59.89% | Add |
| 10 | VCSH | Vanguard S/t CORP Bond ETF | +0.3% | +21.23% | Add |
| 11 | XLI | Ss Industrial Select Sector | +0.3% | +8361.71% | Add |
| 12 | AGG | Ishares Core U.s. Aggregate | +0.3% | +50.00% | Add |
| 13 | ✓ | +0.2% | +3016.00% | Add | |
| 14 | SHY | Ishares 1-3 Year Treasury Bo | +0.2% | +20.67% | Add |
| 15 | TJX | Tjx Companies INC | +0.2% | +134.62% | Add |
| 16 | AMGN | Amgen INC | +0.2% | +515.00% | Add |
| 17 | GLD | Spdr Gold Shares | +0.1% | +12.35% | Add |
| 18 | UBS | UBS Group AG | -0.3% | -2.20% | Trim |
| 19 | NOBL | Proshares S&p 500 Dividend A | -0.3% | -33.25% | Trim |
| 20 | MMM | 3m Co | -0.3% | -29.98% | Trim |
| 21 | PFE | Pfizer INC | -0.3% | -13.55% | Trim |
| 22 | ACN | Accenture plc | -0.3% | -24.37% | Trim |
| 23 | PRU | Prudential Financial INC | -0.3% | -75.90% | Trim |
| 24 | VTI | Vanguard Total Stock Mkt ETF | -0.3% | -17.21% | Trim |
| 25 | MDT | Medtronic plc | -0.4% | -57.67% | Trim |
| 26 | XOM | Exxon Mobil CORP | -0.5% | -10.26% | Trim |
| 27 | AEP | American Electric Power Company, Inc. | -0.5% | -24.87% | Trim |
| 28 | C | Citigroup INC | -0.5% | -55.33% | Trim |
| 29 | GILD | Gilead Sciences INC | -0.5% | +44.40% | Add |
| 30 | ✓ | -0.6% | -80.78% | Trim | |
| 31 | MET | Metlife INC | -0.6% | -41.24% | Trim |
| 32 | STWD | Starwood Property Trust INC | -0.6% | -62.07% | Trim |
| 33 | AXP | American Express Company | -0.7% | -96.05% | Trim |
| 34 | IEI | Ishares 3-7 Year Treasury Bo | -1.1% | -32.45% | Trim |
| 35 | SDY | Ss Spdr S&p Dividend ETF | -1.8% | -73.60% | Trim |
| 36 | IGF | Ishares Global Infrastructur | — | NEW | New buy |
| 37 | PSK | Ss Spdr Ice Pref Sec ETF | — | NEW | New buy |
| 38 | VNQI | Vanguard Glbl Ex-us Real Est | — | NEW | New buy |
| 39 | ✓ | Proshares Tr | — | NEW | New buy |
| 40 | BZQUSD | Proshares Ultrashort Msci Br | — | NEW | New buy |
| 41 | VT | Vanguard Tot World Stk ETF | — | NEW | New buy |
| 42 | PPAUSD | Invesco Aerospace & Defense | — | NEW | New buy |
| 43 | SJB | Proshares Short High Yield | — | EXIT | Sold out |
| 44 | SLRC | Slr Investment CORP | — | EXIT | Sold out |
| 45 | SOXX | Ishares Semiconductor ETF | — | NEW | New buy |
| 46 | ISRG | Intuitive Surgical INC | — | EXIT | Sold out |
| 47 | CMBS | Ishares Cmbs ETF | — | NEW | New buy |
| 48 | ✓ | Societe Generale | — | NEW | New buy |
| 49 | NEE | Nextera Energy INC | — | EXIT | Sold out |
| 50 | LRCXEUR | Lam Research CORP | — | NEW | New buy |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2016-09-30 | 2016-11-14 | 13F-HR | View on EDGAR |
| 2016-06-30 | 2016-08-10 | 13F-HR | View on EDGAR |
| 2016-03-31 | 2016-05-12 | 13F-HR | View on EDGAR |
| 2015-12-31 | 2016-02-16 | 13F-HR | View on EDGAR |
| 2015-09-30 | 2015-11-16 | 13F-HR | View on EDGAR |
| 2015-06-30 | 2015-08-07 | 13F-HR | View on EDGAR |
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