CIK: 0001086611
Total reported value
$495.3M
Reporting period: 2021-09-30 · Number of holdings: 78
DERBY & COMPANY, INC disclosed 78 holdings in its latest 13F filing for the period ending 2021-09-30, with total reported value of $495.3M and a quarterly turnover rate of 0.0%.
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Derby & Company, INC's disclosed holdings carry a Herfindahl concentration index of 0.072 — mathematically equivalent to about 14 equally-sized positions, well below its 78 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.16), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 6% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
No holding changes this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | VIG | Vanguard Dividend Apprec ETF | ETF-Other | 13.46% | — | +3.41% | |
| 2 | VV | Vanguard Large-cap ETF | ETF-Other | 13.08% | — | +2.31% | |
| 3 | IWB | Ishares Russell 1000 ETF | ETF-Other | 11.86% | — | +2.23% | |
| 4 | VTV | Vanguard Value ETF | ETF-Other | 8.19% | — | +3.35% | |
| 5 | IWV | Ishares Russell 3000 ETF | ETF-Other | 7.79% | — | +2.36% | |
| 6 | AGG | Ishares Core U.s. Aggregate | ETF-Other | 3.77% | — | +6.29% | |
| 7 | MINT | Pimco Enhanced Short Maturit | ETF-Other | 3.57% | — | +7.17% | |
| 8 | SUB | Ishares Short-term National | ETF-Other | 3.28% | — | +2.98% | |
| 9 | IWN | Ishares Russell 2000 Value E | ETF-Small Cap | 3.22% | — | +2.85% | |
| 10 | VFH | Vanguard Financials ETF | ETF-Other | 3.11% | — | +3.27% | |
| 11 | GBDC | Golub Capital Bdc INC | Stock-Financials | 3.01% | — | +0.46% | |
| 12 | VOE | Vanguard Mid-cap Value ETF | ETF-Other | 2.51% | — | +1.50% | |
| 13 | SHM | Ss Spdr N Ice St Muni ETF | ETF-Other | 2.01% | — | +11.29% | |
| 14 | BND | Vanguard Total Bond Market | ETF-Other | 1.78% | — | +23.22% | |
| 15 | BKLN | Invesco Senior Loan ETF | ETF-Other | 1.73% | — | +4.91% | |
| 16 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 1.49% | — | +1.31% | |
| 17 | PXH | Inves Rafi Emer Mrkt-usd INC | ETF-Other | 1.40% | — | +4.60% | |
| 18 | EFV | Ishares Msci Eafe Value ETF | ETF-Other | 1.21% | — | +5.98% | |
| 19 | AAPL | Apple INC | Stock-Tech | 1.15% | — | +2.22% | |
| 20 | SDY | Ss Spdr S&p Dividend ETF | ETF-Other | 0.98% | — | +4.06% | |
| 21 | VYM | Vanguard High Dvd Yield ETF | ETF-Other | 0.73% | — | +5.01% | |
| 22 | TFI | Ss Spdr N Ice Muni Bond ETF | ETF-Other | 0.64% | — | -11.06% | |
| 23 | MUB | Ishares National Muni Bond E | ETF-Other | 0.64% | — | -12.52% | |
| 24 | JMST | JPM Ultra-short Muni Income | ETF-Other | 0.52% | — | +44.92% | |
| 25 | MEAR | Ishrs Short Mat Muni Act ETF | ETF-Other | 0.44% | — | +59.33% | |
| 26 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.44% | — | — | |
| 27 | IUSV | Ishares Core S&p U.s. Value | ETF-Other | 0.41% | — | +3.65% | |
| 28 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.41% | — | — | |
| 29 | AMZN | Amazon.com INC | Stock-Consumer Disc | 0.40% | — | +7.39% | |
| 30 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 0.40% | — | — | |
| 31 | CRM | Salesforce INC | Stock-Tech | 0.39% | — | — | |
| 32 | TMO | Thermo Fisher Scientific INC | Stock-Healthcare | 0.37% | — | — | |
| 33 | ORCL | Oracle CORP | Stock-Tech | 0.31% | — | +0.12% | |
| 34 | VTEB | Vanguard Tax-exempt Bond ETF | ETF-Other | 0.29% | — | -9.11% | |
| 35 | PYPL | Paypal Holdings INC | Stock-Financials | 0.28% | — | — | |
| 36 | DHR | Danaher CORP | Stock-Healthcare | 0.26% | — | — | |
| 37 | TJX | Tjx Companies INC | Stock-Consumer Disc | 0.23% | — | — | |
| 38 | MTD | Mettler-toledo International | Stock-Healthcare | 0.22% | — | — | |
| 39 | IDV | Ishares International Select | ETF-Other | 0.21% | — | +4.05% | |
| 40 | REZ | Ishars Res And Multi Reales | ETF-Other | 0.21% | — | +3.83% | |
| 41 | NOW | Servicenow INC | Stock-Tech | 0.20% | — | — | |
| 42 | BIO | Bio-rad Laboratories-a | Stock-Healthcare | 0.20% | — | — | |
| 43 | STE | STERIS plc | Stock-Healthcare | 0.19% | — | — | |
| 44 | C | Citigroup INC | Stock-Financials | 0.19% | — | +0.54% | |
| 45 | XLU | St Sr Utl Sl Se Spdr Etf-usd | ETF-Other | 0.16% | — | +5.23% | |
| 46 | HD | Home Depot INC | Stock-Consumer Disc | 0.16% | — | +8.49% | |
| 47 | MSFT | Microsoft CORP | Stock-Tech | 0.15% | — | +13.30% | |
| 48 | DIS | Walt Disney Co/the | Stock-Comm Services | 0.15% | — | +2.29% | |
| 49 | LULU | Lululemon Athletica INC | Stock-Consumer Disc | 0.13% | — | — | |
| 50 | CME | Cme Group INC | Stock-Financials | 0.13% | — | — |
Not enough priced holdings yet to compute performance
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2021-09-30 | 78 | $495.3M | 0 | |
| 2021-06-30 | 78 | $480.0M | 8 | |
| 2021-03-31 | 76 | $443.1M | 15 | |
| 2020-12-31 | 71 | $400.4M | 15 | |
| 2020-09-30 | 67 | $347.6M | 17 | |
| 2020-06-30 | 61 | $310.2M | 23 | |
| 2020-03-31 | 41 | $249.5M | 29 | |
| 2019-12-31 | 58 | $267.7M | 25 | |
| 2019-09-30 | 31 | $208.8M | 11 | |
| 2019-06-30 | 27 | $197.4M | 7 | |
| 2019-03-31 | 23 | $184.8M | 16 | |
| 2018-12-31 | 22 | $158.9M | 11 | |
| 2018-09-30 | 25 | $168.7M | 13 | |
| 2018-06-30 | 36 | $165.1M | 10 | |
| 2018-03-31 | 38 | $153.2M | 19 | |
| 2017-12-31 | 54 | $148.8M | 0 |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2021-09-30 | 2021-11-12 | 13F-HR | View on EDGAR |
| 2021-06-30 | 2021-08-18 | 13F-HR | View on EDGAR |
| 2021-03-31 | 2021-05-17 | 13F-HR | View on EDGAR |
| 2020-12-31 | 2021-02-12 | 13F-HR | View on EDGAR |
| 2020-09-30 | 2020-11-04 | 13F-HR | View on EDGAR |
| 2020-06-30 | 2020-07-22 | 13F-HR | View on EDGAR |
| 2020-03-31 | 2020-04-28 | 13F-HR | View on EDGAR |
| 2019-12-31 | 2020-02-04 | 13F-HR | View on EDGAR |
| 2019-09-30 | 2019-11-01 | 13F-HR | View on EDGAR |
| 2019-06-30 | 2019-07-22 | 13F-HR | View on EDGAR |
| 2019-03-31 | 2019-05-07 | 13F-HR | View on EDGAR |
| 2018-12-31 | 2019-02-15 | 13F-HR | View on EDGAR |
| 2018-09-30 | 2018-11-14 | 13F-HR | View on EDGAR |
| 2018-06-30 | 2018-08-20 | 13F-HR | View on EDGAR |
| 2018-03-31 | 2018-05-21 | 13F-HR | View on EDGAR |
| 2017-12-31 | 2018-02-12 | 13F-HR | View on EDGAR |
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