CIK: 0001497758
Total reported value
$30.4M
Reporting period: 2013-12-31 · Number of holdings: 32
del Rey Global Investors, LLC disclosed 32 holdings in its latest 13F filing for the period ending 2013-12-31, with total reported value of $30.4M and a quarterly turnover rate of 80.1%.
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del Rey Global Investors, LLC's disclosed holdings carry a Herfindahl concentration index of 0.065 — mathematically equivalent to about 15 equally-sized positions, well below its 32 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes are fairly uniform across the portfolio (a coefficient of variation of 1.06), suggesting a disciplined, rules-based approach to how much capital goes into each idea.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 14% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Trim NEM
-96.1% -$7.1M
Trim KT
-62.5% -$7.1M
Add ABX
-30.6% -$2.2M
Trim SU
-64.4% -$4.9M
Add R6C2
-10.1% -$28.0K
Add SIEGY
-14.7% -$28.0K
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | ABX | Barrick Gold CORP | Stock-Financials | 13.76% | +3.71% | -30.57% | |
| 2 | KT | Kt Corp-sp Adr | Stock-Other | 11.57% | -5.15% | -62.52% | |
| 3 | BHP | Bhp Group Ltd-spon Adr | Stock-Materials | 8.65% | -2.07% | -62.21% | |
| 4 | SU | Suncor Energy INC | Stock-Energy | 8.63% | -3.26% | -64.41% | |
| 5 | TEVA | Teva Pharmaceutical-sp Adr | Stock-Healthcare | 6.61% | -1.49% | -63.07% | |
| 6 | R6C2 | Royal Dutch Shell-spon Adr-b | Stock-Other | 4.64% | +2.37% | -10.10% | |
| 7 | SIEGY | Siemens Ag-spons Adr | Stock-Other | 4.56% | +2.33% | -14.71% | |
| 8 | NVS | Novartis Ag-sponsored Adr | Stock-Healthcare | 3.94% | +1.84% | -13.80% | |
| 9 | CHLUSD | China Mobile Ltd-spon Adr | Stock-Other | 3.80% | +2.08% | +14.26% | |
| 10 | SNY | Sanofi-adr | Stock-Healthcare | 3.78% | +1.80% | -13.76% | |
| 11 | ERIC | Ericsson (lm) Tel-sp Adr | Stock-Tech | 2.63% | +1.03% | -13.79% | |
| 12 | DCMYY | Ntt Docomo Inc-spon Adr | Stock-Other | 2.55% | +2.55% | NEW | |
| 13 | BP | Bp Plc-spons Adr | Stock-Energy | 2.40% | +1.24% | -14.11% | |
| 14 | KGC | Kinross Gold CORP | Stock-Materials | 2.31% | -1.91% | -69.62% | |
| 15 | LYG | Lloyds Banking Group Plc-adr | Stock-Financials | 2.06% | +0.98% | -17.34% | |
| 16 | DB | Deutsche Bank Aktiengesellschaft | Stock-Financials | 1.59% | +0.75% | -13.88% | |
| 17 | HP | Helmerich & Payne | Stock-Energy | 1.26% | +0.72% | -8.05% | |
| 18 | MSFT | Microsoft CORP | Stock-Tech | 1.22% | +0.70% | — | |
| 19 | SWK | Stanley Black & Decker INC | Stock-Industrials | 1.21% | +1.21% | NEW | |
| 20 | BW | Babcock & Wilcox Enterprises, Inc. | Stock-Other | 1.20% | +0.63% | — | |
| 21 | KMB | Kimberly-clark CORP | Stock-Consumer Staples | 1.10% | +0.62% | — | |
| 22 | MRK | Merck & Co. INC. | Stock-Healthcare | 1.09% | +0.59% | — | |
| 23 | BKR | Baker Hughes Company | Stock-Energy | 1.07% | +1.07% | NEW | |
| 24 | HUP | Huaneng Power Intl-spons Adr | Stock-Other | 1.06% | +0.18% | -36.21% | |
| 25 | RTN1USD | Raytheon Company | Stock-Other | 1.02% | +0.60% | — | |
| 26 | EFA | Ishares Msci Eafe ETF | ETF-Other | 0.98% | +0.98% | NEW | |
| 27 | GFI | Gold Fields Ltd-spons Adr | Stock-Materials | 0.94% | +0.14% | -19.47% | |
| 28 | CNH | CNH Industrial N.V. | Stock-Industrials | 0.93% | +0.93% | NEW | |
| 29 | CSCO | Cisco Systems INC | Stock-Tech | 0.92% | +0.46% | — | |
| 30 | UNP | Union Pacific CORP | Stock-Industrials | 0.86% | +0.48% | — | |
| 31 | AAPL | Apple INC | Stock-Tech | 0.86% | +0.31% | -35.86% | |
| 32 | NEM | Newmont CORP | Stock-Materials | 0.77% | -10.82% | -96.11% |
Not enough priced holdings yet to compute performance
del Rey Global Investors, LLC's most significant position changes for 2013-12-31: Sold out: Magna International INC (MGA); New buy: Ntt Docomo Inc-spon Adr (DCMYY); New buy: Stanley Black & Decker INC (SWK); New buy: Baker Hughes Company (BKR); Sold out: .
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | ABX | Barrick Gold CORP | +3.7% | -30.57% | Trim |
| 2 | R6C2 | Royal Dutch Shell-spon Adr-b | +2.4% | -10.10% | Trim |
| 3 | SIEGY | Siemens Ag-spons Adr | +2.3% | -14.71% | Trim |
| 4 | CHLUSD | China Mobile Ltd-spon Adr | +2.1% | +14.26% | Add |
| 5 | NVS | Novartis Ag-sponsored Adr | +1.8% | -13.80% | Trim |
| 6 | SNY | Sanofi-adr | +1.8% | -13.76% | Trim |
| 7 | BP | Bp Plc-spons Adr | +1.2% | -14.11% | Trim |
| 8 | ERIC | Ericsson (lm) Tel-sp Adr | +1% | -13.79% | Trim |
| 9 | LYG | Lloyds Banking Group Plc-adr | +1% | -17.34% | Trim |
| 10 | DB | Deutsche Bank Aktiengesellschaft | +0.8% | -13.88% | Trim |
| 11 | HP | Helmerich & Payne | +0.7% | -8.05% | Trim |
| 12 | MSFT | Microsoft CORP | +0.7% | — | Unchanged |
| 13 | BW | Babcock & Wilcox Enterprises, Inc. | +0.6% | — | Unchanged |
| 14 | KMB | Kimberly-clark CORP | +0.6% | — | Unchanged |
| 15 | RTN1USD | Raytheon Company | +0.6% | — | Unchanged |
| 16 | MRK | Merck & Co. INC. | +0.6% | — | Unchanged |
| 17 | UNP | Union Pacific CORP | +0.5% | — | Unchanged |
| 18 | CSCO | Cisco Systems INC | +0.5% | — | Unchanged |
| 19 | AAPL | Apple INC | +0.3% | -35.86% | Trim |
| 20 | HUP | Huaneng Power Intl-spons Adr | +0.2% | -36.21% | Trim |
| 21 | GFI | Gold Fields Ltd-spons Adr | +0.1% | -19.47% | Trim |
| 22 | TEVA | Teva Pharmaceutical-sp Adr | -1.5% | -63.07% | Trim |
| 23 | KGC | Kinross Gold CORP | -1.9% | -69.62% | Trim |
| 24 | BHP | Bhp Group Ltd-spon Adr | -2.1% | -62.21% | Trim |
| 25 | SU | Suncor Energy INC | -3.3% | -64.41% | Trim |
| 26 | KT | Kt Corp-sp Adr | -5.2% | -62.52% | Trim |
| 27 | NEM | Newmont CORP | -10.8% | -96.11% | Trim |
| 28 | MGA | Magna International INC | — | EXIT | Sold out |
| 29 | DCMYY | Ntt Docomo Inc-spon Adr | — | NEW | New buy |
| 30 | SWK | Stanley Black & Decker INC | — | NEW | New buy |
| 31 | BKR | Baker Hughes Company | — | NEW | New buy |
| 32 | ✓ | — | EXIT | Sold out | |
| 33 | EFA | Ishares Msci Eafe ETF | — | NEW | New buy |
| 34 | CNH | CNH Industrial N.V. | — | NEW | New buy |
| 35 | ✓ | — | EXIT | Sold out | |
| 36 | MCO | Moody's CORP | — | EXIT | Sold out |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2013-12-31 | 2014-02-14 | 13F-HR | View on EDGAR |
| 2013-09-30 | 2013-11-15 | 13F-HR | View on EDGAR |
| 2013-06-30 | 2013-08-15 | 13F-HR | View on EDGAR |
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