Balanced Rock Investment Advisors LLC

Diversified strategyMomentum followerQuality / disciplined sizing

Total reported value

$142.6M

Reporting period: 2026-03-31 · Number of holdings: 96

Balanced Rock Investment Advisors LLC disclosed 96 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $142.6M and a quarterly turnover rate of 4.9%.

Personality snowflake

Concentration: 9.87
Portfolio Stability: 4.93
Momentum/Contrarian: 100
Sector conviction: 51.36
Diversification: 100
Sizing Uniformity: 88.24

Recent moves

Trim ESGU
+1.4%　-$196.3K
Trim DFSI
-0.6%　-$152.9K
Trim USXF
+1.5%　-$161.0K
Add NVDA
+80.0%　$217.4K
Trim EUSB
-4.0%　-$152.8K
Trim BND
-10.9%　-$143.9K

Holdings Map

New buyAddUnchangedTrim

Top 10 holdings by weight

Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	DFSI	Dimensional Int Sus Cor1 ETF	ETF-Other	6.36%	-0.19%	-0.63%
2	EVTR	Eaton Vance Total Return	ETF-Other	5.49%	+0.11%	+4.83%
3	RAFE	Pimco Rafi Esg US ETF	ETF-Other	4.35%	—	+0.99%
4	USXF	Ishares Esg Advance Msci USA	ETF-Other	4.03%	-0.17%	+1.47%
5	SPHQ	Invesco S&p 500 Quality ETF	ETF-Large Cap & Growth	3.60%	+0.07%	+3.13%
6	ESGU	Ishares Esg Aware Msci USA	ETF-Other	3.57%	-0.19%	+1.43%
7	DMXF	Ishares Esg Advanc Msci Eafe	ETF-Other	3.30%	—	+0.49%
8	DFGR	Dim Global Real Estate ETF	ETF-Other	3.28%	+0.07%	+2.67%
9	ESGD	Ishares Trust Ishares Esg Aw	ETF-Other	3.02%	—	+0.21%
10	DFSE	Dimensional Em Sus Core1 ETF	ETF-Other	2.64%	—	-0.79%
11	VCRM	Vanguard Core Tax-ex Bond	ETF-Other	2.52%	+0.05%	+3.72%
12	HYXF	Ishares Esg Adv High Yield	ETF-High Yield	2.37%	—	+3.20%
13	VSGX	Vanguard Esg Intl Stock ETF	ETF-Other	2.28%	-0.07%	-1.88%
14	LTPZ	Pimco 15+ Yr US Tips Indx	ETF-Other	2.19%	+0.01%	+2.90%
15	EUSB	Ishr Esg Advn Universal Bd-$	ETF-Other	2.09%	-0.14%	-3.98%
16	VGSR	Vert Glb Sust Re ETF	ETF-Other	1.86%	—	+0.44%
17	NULV	Nuveen Esg Large-cap Val ETF	ETF-Other	1.85%	—	+0.71%
18	EAGG	Ishares Esg Aware US Aggrega	ETF-Other	1.83%	—	+0.68%
19	JCPI	Jp Morgan Inflation Mgd Bond	ETF-Other	1.81%	+0.04%	+3.39%
20	DFIP	Dimensional Inflation-protec	ETF-Other	1.80%	+0.04%	+3.38%
21	BNDX	Vanguard Total Intl Bond ETF	ETF-Other	1.77%	+0.02%	+2.89%
22	VV	Vanguard Large-cap ETF	ETF-Other	1.67%	-0.07%	+2.55%
23	VTIP	Vanguard Short-term Tips	ETF-Other	1.65%	+0.05%	+3.47%
24	VWOB	Vanguard Emerg Mkts Gov Bnd	ETF-Other	1.61%	—	+3.28%
25	EMXF	Ishares Esg Adv Msci Em ETF	ETF-Other	1.47%	—	-2.54%
26	VEA	Vanguard Ftse Developed ETF	ETF-Other	1.39%	+0.06%	+3.39%
27	VGLT	Vanguard Long-term Treasury	ETF-Gov Bonds	1.34%	+0.02%	+3.82%
28	VO	Vanguard Mid-cap ETF	ETF-Other	1.24%	+0.05%	+6.86%
29	SCHO	Schwab Short-term US Treas	ETF-Other	1.21%	—	+2.17%
30	XJH	Ishare Esg Ss S&p Midcap ETF	ETF-Other	1.14%	+0.04%	+2.87%
31	MGK	Vanguard Mega Cap Growth ETF	ETF-Other	1.04%	-0.11%	+3.18%
32	JPIB	Jpmorgan Intl Bnd ETF	ETF-Other	0.95%	—	+3.09%
33	TD	Toronto-dominion Bank	Stock-Financials	0.90%	-0.07%	-5.10%
34	ESGV	Vanguard Esg US Stock ETF	ETF-Other	0.90%	-0.06%	+2.39%
35	DFSU	Dimensional US Sus Core1 ETF	ETF-Other	0.88%	—	+3.58%
36	ESGE	Ishares INC Ishares Esg Awar	ETF-Other	0.86%	+0.03%	+1.45%
37	DFAI	Dimensional International Co	ETF-Other	0.80%	+0.07%	+8.09%
38	BND	Vanguard Total Bond Market	ETF-Other	0.78%	-0.12%	-10.91%
39	ESML	Ishares Esg Aware Msci USA S	ETF-Other	0.64%	-0.05%	-7.68%
40	ICLN	Ishares Global Clean Energy	ETF-Other	0.59%	+0.05%	-1.21%
41	VTV	Vanguard Value ETF	ETF-Other	0.57%	+0.06%	+8.65%
42	AAPL	Apple INC	Stock-Tech	0.55%	+0.09%	+28.72%
43	CGW	Invesco S&p Global Water Ind	ETF-Other	0.52%	—	+3.31%
44	GOOGL	Alphabet Inc-cl A	Stock-Comm Services	0.49%	—	+11.71%
45	GILD	Gilead Sciences INC	Stock-Healthcare	0.48%	+0.04%	-1.20%
46	GM	General Motors Co	Stock-Consumer Disc	0.48%	-0.06%	-2.33%
47	C	Citigroup INC	Stock-Financials	0.47%	—	-2.51%
48	DFAE	Dimensional Emerging Core Eq	ETF-Emerging Markets	0.45%	—	+2.25%
49	BUD	Anheuser-busch Inbev-spn Adr	Stock-Consumer Staples	0.44%	+0.02%	-0.64%
50	JSMD	Janus Small Mid Cap Gr Alp	ETF-Other	0.43%	—	+2.50%

1–50 of 96

Portfolio Performance

Performance for Q3 2026

+2.2%

Performance Last 4 Quarters

+16%

Based on 71% of reported portfolio value with available pricing

Stdev: +9%
Beta: +0.61
Alpha: +2.1%
Max Drawdown: -5.4%
Annualized Perf: +13.3%
Batting Avg vs S&P: +37.9%
Sortino: +2.43
Stutzer: +0.4
Treynor: +0.21
Sterling: +0.91
Calmar: +2.47
Information Ratio: -0.71
Tracking Error: +6.9%
Stdev Down: +5.3%
Winning Months %: +75.9%
Losing Months %: +24.1%
Best 12 Months: +21%
Worst 12 Months: +5.5%
Efficiency Ratio: +0.52
Sharpe: +1.44
Stdev Sectors: +7.6%
Skewness: -0.77
Kurtosis: +0.13
Upside Potential: +3.87

Reported value over time

Sector allocation

Sector allocation over time

Quarterly history

Period	Holdings	Total value	Stability	Top holdings
2026-03-31	96	$142.6M	5	1DFSI 2EVTR 3RAFE Top holdings2026-03-31 1.DFSI 2.EVTR 3.RAFE 4.USXF 5.SPHQ 6.ESGU 7.DMXF 8.DFGR 9.ESGD 10.DFSE
2025-12-31	92	$140.7M	7	1DFSI 2EVTR 3RAFE Top holdings2025-12-31 1.DFSI 2.EVTR 3.RAFE 4.USXF 5.ESGU 6.SPHQ 7.DMXF 8.DFGR 9.ESGD 10.DFSE
2025-09-30	96	$136.8M	53	1DFSI 2EVTR 3RAFE Top holdings2025-09-30 1.DFSI 2.EVTR 3.RAFE 4.USXF 5.ESGU 6.SPHQ 7.DMXF 8.DFGR 9.ESGD 10.DFSE
2025-06-30	96	$127.4M	0	1DFSI 2USXF 3EVTR Top holdings2025-06-30 1.DFSI 2.USXF 3.EVTR 4.RAFE 5.ESGU 6.DMXF 7.SPHQ 8.DFGR 9.ESGD 10.DFSE
2025-03-31	89	$125.4M	0	1EUSB 2USXF 3EAGG Top holdings2025-03-31 1.EUSB 2.USXF 3.EAGG 4.VTEB 5.DFSI 6.DMXF 7.VWOB 8.RAFE 9.ESGD 10.VGSR
2024-12-31	90	$126.4M	0	1EUSB 2USXF 3EAGG Top holdings2024-12-31 1.EUSB 2.USXF 3.EAGG 4.VTEB 5.DFSI 6.DMXF 7.VWOB 8.RAFE 9.VGSR 10.ESGU
2024-09-30	88	$127.5M	0	1EUSB 2USXF 3DMXF Top holdings2024-09-30 1.EUSB 2.USXF 3.DMXF 4.EAGG 5.VTEB 6.VGSR 7.ESGD 8.VWOB 9.RAFE 10.EMXF
2024-06-30	89	$118.9M	0	1USXF 2EUSB 3DMXF Top holdings2024-06-30 1.USXF 2.EUSB 3.DMXF 4.EAGG 5.VTEB 6.ESGD 7.VGSR 8.RAFE 9.VWOB 10.EMXF
2024-03-31	88	$117.2M	0	1EUSB 2USXF 3VTEB Top holdings2024-03-31 1.EUSB 2.USXF 3.VTEB 4.DMXF 5.EAGG 6.ESGD 7.VGSR 8.VWOB 9.RAFE 10.VSGX
2023-12-31	93	$112.6M	0	1EUSB 2VTEB 3DMXF Top holdings2023-12-31 1.EUSB 2.VTEB 3.DMXF 4.EAGG 5.VGSR 6.ESGD 7.RAFE 8.EMXF 9.VSGX 10.NULV

Holding changes this quarter

Balanced Rock Investment Advisors LLC's most significant position changes for 2026-03-31: New buy: Broadcom INC (AVGO); New buy: At&t INC (T); Sold out: Veeva Systems Inc-class A (VEEV); New buy: Ishares Core S&p 500 ETF (IVV); New buy: Amgen INC (AMGN).

Position changes disclosed by Balanced Rock Investment Advisors LLC for the quarter ending 2026-03-31, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	NVDA	Nvidia CORP	+0.2%	+79.96%	Add
2	EVTR	Eaton Vance Total Return	+0.1%	+4.83%	Add
3	AAPL	Apple INC	+0.1%	+28.72%	Add
4	WDS	Woodside Energy Group-adr	+0.1%	+1.49%	Add
5	SPHQ	Invesco S&p 500 Quality ETF	+0.1%	+3.13%	Add
6	DFGR	Dim Global Real Estate ETF	+0.1%	+2.67%	Add
7	DFAI	Dimensional International Co	+0.1%	+8.09%	Add
8	VEA	Vanguard Ftse Developed ETF	+0.1%	+3.39%	Add
9	VTV	Vanguard Value ETF	+0.1%	+8.65%	Add
10	VCRM	Vanguard Core Tax-ex Bond	+0.1%	+3.72%	Add
11	VTIP	Vanguard Short-term Tips	+0.1%	+3.47%	Add
12	VO	Vanguard Mid-cap ETF	+0.1%	+6.86%	Add
13	JNJ	Johnson & Johnson	+0.1%	+4.74%	Add
14	ICLN	Ishares Global Clean Energy	+0.1%	-1.21%	Trim
15	JCPI	Jp Morgan Inflation Mgd Bond	0%	+3.39%	Add
16	DFIP	Dimensional Inflation-protec	0%	+3.38%	Add
17	GILD	Gilead Sciences INC	0%	-1.20%	Trim
18	XJH	Ishare Esg Ss S&p Midcap ETF	0%	+2.87%	Add
19	ESGE	Ishares INC Ishares Esg Awar	0%	+1.45%	Add
20	BNDX	Vanguard Total Intl Bond ETF	0%	+2.89%	Add
21	VGLT	Vanguard Long-term Treasury	0%	+3.82%	Add
22	BUD	Anheuser-busch Inbev-spn Adr	0%	-0.64%	Trim
23	LTPZ	Pimco 15+ Yr US Tips Indx	0%	+2.90%	Add
24	DFSE	Dimensional Em Sus Core1 ETF	—	-0.79%	Trim
25	NULV	Nuveen Esg Large-cap Val ETF	—	+0.71%	Add
26	MELI	Mercadolibre INC	0%	-1.04%	Trim
27	MSFT	Microsoft CORP	0%	+16.48%	Add
28	JPM	Jpmorgan Chase & Co	-0.1%	-9.25%	Trim
29	VUG	Vanguard Growth ETF	-0.1%	+0.51%	Add
30	ESML	Ishares Esg Aware Msci USA S	-0.1%	-7.68%	Trim
31	GM	General Motors Co	-0.1%	-2.33%	Trim
32	ESGV	Vanguard Esg US Stock ETF	-0.1%	+2.39%	Add
33	TD	Toronto-dominion Bank	-0.1%	-5.10%	Trim
34	VV	Vanguard Large-cap ETF	-0.1%	+2.55%	Add
35	VSGX	Vanguard Esg Intl Stock ETF	-0.1%	-1.88%	Trim
36	CRM	Salesforce INC	-0.1%	-0.80%	Trim
37	MGK	Vanguard Mega Cap Growth ETF	-0.1%	+3.18%	Add
38	BND	Vanguard Total Bond Market	-0.1%	-10.91%	Trim
39	EUSB	Ishr Esg Advn Universal Bd-$	-0.1%	-3.98%	Trim
40	USXF	Ishares Esg Advance Msci USA	-0.2%	+1.47%	Add
41	ESGU	Ishares Esg Aware Msci USA	-0.2%	+1.43%	Add
42	DFSI	Dimensional Int Sus Cor1 ETF	-0.2%	-0.63%	Trim
43	AVGO	Broadcom INC	—	NEW	New buy
44	T	At&t INC	—	NEW	New buy
45	VEEV	Veeva Systems Inc-class A	—	EXIT	Sold out
46	IVV	Ishares Core S&p 500 ETF	—	NEW	New buy
47	AMGN	Amgen INC	—	NEW	New buy
48	AMZN	Amazon.com INC	—	NEW	New buy
49	SYU1	Synovus Financial CORP	—	EXIT	Sold out
50	DFAT	Dimensional US Target Value	—	NEW	New buy

FAQ

What is Balanced Rock Investment Advisors LLC and what type of investor is it?

Balanced Rock Investment Advisors LLC is a investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-03-31), the firm manages a tracked equity portfolio valued at approximately $142.6M, spread across 96 disclosed positions.

What are Balanced Rock Investment Advisors LLC's largest equity positions?

Based on the latest 13F filing, Balanced Rock Investment Advisors LLC's top holdings by market value are: 1. Dimensional Int Sus Cor1 ETF (DFSI) — $9.1M (6.4%) 2. Eaton Vance Total Return (EVTR) — $7.8M (5.5%) 3. Pimco Rafi Esg US ETF (RAFE) — $6.2M (4.3%) 4. Ishares Esg Advance Msci USA (USXF) — $5.7M (4.0%) 5. Invesco S&p 500 Quality ETF (SPHQ) — $5.1M (3.6%)

What changes did Balanced Rock Investment Advisors LLC make in its most recent portfolio filing?

In the latest reported quarter, Balanced Rock Investment Advisors LLC made 50 notable position adjustments: 6 new positions were initiated, 28 existing holdings were added to, 14 positions were partially reduced, and 2 were completely exited. The largest of these moves: New buy: Broadcom INC (AVGO); New buy: At&t INC (T); Sold out: Veeva Systems Inc-class A (VEEV); New buy: Ishares Core S&p 500 ETF (IVV); New buy: Amgen INC (AMGN)

What sectors does Balanced Rock Investment Advisors LLC focus on?

Balanced Rock Investment Advisors LLC is concentrated in the following sectors based on its current disclosed equity portfolio: • Financials: 25.3% • Information Technology: 20.1% • Health Care: 17.2% • Communication Services: 14.2% • Consumer Discretionary: 10.8% • Consumer Staples: 5.6%