Elm3 Financial Group, LLC

Diversified strategyMomentum followerQuality / disciplined sizing

Total reported value

$118.4M

Reporting period: 2026-03-31 · Number of holdings: 117

Elm3 Financial Group, LLC disclosed 117 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $118.4M and a quarterly turnover rate of 16.3%.

Personality snowflake

Concentration: 8.78
Portfolio Stability: 16.28
Momentum/Contrarian: 100
Sector conviction: 69.89
Diversification: 100
Sizing Uniformity: 87.43

Recent moves

Add RSP
+333.1%　$1.4M
Trim MSFT
-1.4%　-$1.2M
Add SPHY
+49.0%　$771.4K
Add SCYB
+47.6%　$762.7K
Trim AMZN
-0.4%　-$864.4K
Trim LLY
-1.8%　-$704.0K

Holdings Map

New buyAddUnchangedTrim

Top 10 holdings by weight

Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	AMZN	Amazon.com INC	Stock-Consumer Disc	6.46%	-0.60%	-0.43%
2	NVDA	Nvidia CORP	Stock-Tech	6.09%	-0.49%	-2.80%
3	AVGO	Broadcom INC	Stock-Tech	4.27%	-0.46%	-0.95%
4	QQQ	Invesco Qqq Trust Series 1	ETF-Tech	3.39%	-0.17%	-0.47%
5	LLY	Eli Lilly & Co	Stock-Healthcare	3.13%	-0.53%	-1.80%
6	MSFT	Microsoft CORP	Stock-Tech	3.12%	-0.94%	-1.43%
7	ICLO	Invesco Aaa Clo F/r Note ETF	ETF-Other	3.08%	-0.31%	-10.51%
8	QQQM	Invesco Nasdaq 100 ETF	ETF-Tech	2.87%	-0.13%	-0.07%
9	AAPL	Apple INC	Stock-Tech	2.84%	-0.18%	-1.31%
10	XMMO	Invesco S&p Midcap Momentum	ETF-Other	2.62%	+0.16%	+0.00%
11	MTUM	Ishares Msci USA Momentum Fa	ETF-Other	2.12%	-0.14%	-3.99%
12	SCYB	Schwab High Yield Bond ETF	ETF-High Yield	2.07%	+0.67%	+47.64%
13	SPHY	Ss Spdr P High Yield ETF	ETF-High Yield	2.05%	+0.68%	+48.96%
14	GOOGL	Alphabet Inc-cl A	Stock-Comm Services	1.98%	-0.16%	-0.95%
15	PDI	Pimco Dynamic Income Fund	Stock-Financials	1.86%	—	+6.52%
16	PTY	Pimco Corporate & Income Opp	Stock-Other	1.63%	-0.15%	-3.84%
17	HWM	Howmet Aerospace INC	Stock-Industrials	1.49%	+0.15%	-2.57%
18	RSP	Invesco S&p 500 Equal Weight	ETF-Large Cap & Growth	1.49%	+1.15%	+333.05%
19	FTEC	Fidelity Msci Info Tech Indx	ETF-Tech	1.31%	-0.09%	-0.98%
20	WRB	Wr Berkley CORP	Stock-Financials	1.30%	-0.11%	-3.94%
21	THYF	T Rowe Price US High Yield	ETF-High Yield	1.24%	—	-1.78%
22	HD	Home Depot INC	Stock-Consumer Disc	1.20%	-0.44%	-25.00%
23	FDEV	Fidelity Intl Multifact ETF	ETF-Other	1.15%	—	+1.18%
24	EWY	Ishares Msci South Korea ETF	ETF-Other	1.08%	+0.23%	-1.77%
25	PHK	Pimco High Income Fund	Stock-Other	1.01%	+0.17%	+23.90%
26	VB	Vanguard Small-cap ETF	ETF-Other	1.01%	+0.31%	+39.41%
27	CGDV	Cap Group Dividend Value	ETF-Other	1.00%	—	+0.24%
28	VO	Vanguard Mid-cap ETF	ETF-Other	0.97%	—	+5.55%
29	LONZ	Pimco Senior Loan Active ETF	ETF-Other	0.95%	-0.25%	-20.68%
30	PPA	Invesco Aerospace & Defense	ETF-Other	0.93%	—	-2.01%
31	STRL	Sterling Infrastructure INC	Stock-Industrials	0.91%	+0.22%	-2.69%
32	UTES	Virtus Reaves Utilities ETF	ETF-Other	0.90%	—	+8.08%
33	IFRA	Ishares US Infrastructure	ETF-Other	0.88%	+0.13%	+5.23%
34	VBK	Vanguard Small-cap Grwth ETF	ETF-Other	0.77%	—	+5.87%
35	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	0.73%	-0.08%	-7.03%
36	EWT	Ishares Msci Taiwan ETF	ETF-Other	0.69%	—	-2.21%
37	PGR	Progressive CORP	Stock-Financials	0.69%	-0.12%	-4.03%
38	KLAC	Kla CORP	Stock-Tech	0.67%	+0.12%	-0.74%
39	FELG	Fidelity Enh Lrg Cap Gwth	ETF-Other	0.66%	—	+0.58%
40	JAAA	Janus Henderson Aaa Clo ETF	ETF-Other	0.65%	—	-4.96%
41	SMH	Vaneck Semiconductor ETF	ETF-Other	0.64%	+0.17%	+24.91%
42	VTWG	Vanguard Russell 2000 Growth	ETF-Small Cap	0.63%	—	+1.38%
43	JQUA	Jpmorgan US Quality Factor	ETF-Other	0.62%	—	-4.81%
44	BRLN	Ishare Fltng Rt Ln Av Etf-ui	ETF-Other	0.61%	-0.20%	-24.05%
45	COST	Costco Wholesale CORP	Stock-Consumer Staples	0.60%	—	—
46	GDE	Wisdomtree Efficient Gold Pl	ETF-Commodities	0.60%	—	-3.82%
47	BXSL	Blackstone Secured Lending F	Stock-Financials	0.60%	-0.18%	-16.13%
48	IWY	Ishares Russell Top 200 Grow	ETF-Other	0.58%	—	-0.83%
49	TDG	Transdigm Group INC	Stock-Industrials	0.57%	-0.09%	-1.18%
50	DTM	Dt Midstream INC	Stock-Energy	0.54%	—	+0.17%

1–50 of 117

Portfolio Performance

Performance for Q3 2026

+1.1%

Performance Last 4 Quarters

+18.6%

Based on 80% of reported portfolio value with available pricing

Stdev: +15.5%
Beta: +1.1
Alpha: -0.1%
Max Drawdown: -5.1%
Annualized Perf: +20.3%
Batting Avg vs S&P: +58.8%
Sortino: +3.09
Stutzer: +0.4
Treynor: +0.18
Sterling: +1.35
Calmar: +3.99
Information Ratio: +0.47
Tracking Error: +3.5%
Stdev Down: +6.4%
Winning Months %: +58.8%
Losing Months %: +41.2%
Best 12 Months: +35.4%
Worst 12 Months: +18.6%
Efficiency Ratio: +0.5
Sharpe: +1.27
Stdev Sectors: +11.6%
Skewness: +0.68
Kurtosis: +0.46
Upside Potential: +4.88

Reported value over time

Sector allocation

Sector allocation over time

Quarterly history

Period	Holdings	Total value	Stability	Top holdings
2026-03-31	117	$118.4M	16	1AMZN 2NVDA 3AVGO Top holdings2026-03-31 1.AMZN 2.NVDA 3.AVGO 4.QQQ 5.LLY 6.MSFT 7.ICLO 8.QQQM 9.AAPL 10.XMMO
2025-12-31	113	$120.6M	27	1AMZN 2NVDA 3AVGO Top holdings2025-12-31 1.AMZN 2.NVDA 3.AVGO 4.MSFT 5.LLY 6.QQQ 7.ICLO 8.AAPL 9.QQQM 10.XMMO
2025-09-30	111	$122.0M	36	1NVDA 2AMZN 3AVGO Top holdings2025-09-30 1.NVDA 2.AMZN 3.AVGO 4.ICLO 5.MSFT 6.QQQ 7.MTUM 8.LLY 9.AAPL 10.QQQM
2025-06-30	108	$120.3M	0	1AMZN 2NVDA 3ICLO Top holdings2025-06-30 1.AMZN 2.NVDA 3.ICLO 4.MSFT 5.AVGO 6.LLY 7.MTUM 8.QQQ 9.BRLN 10.QQQM
2025-03-31	101	$113.8M	0	1ICLO 2AMZN 3NVDA Top holdings2025-03-31 1.ICLO 2.AMZN 3.NVDA 4.LLY 5.BRLN 6.MSFT 7.MTUM 8.AAPL 9.QQQ 10.XMMO
2024-12-31	90	$117.3M	0	1ICLO 2NVDA 3BRLN Top holdings2024-12-31 1.ICLO 2.NVDA 3.BRLN 4.MSFT 5.LLY 6.QQQ 7.AMZN 8.AVGO 9.AAPL 10.QQQM

Holding changes this quarter

Elm3 Financial Group, LLC's most significant position changes for 2026-03-31: New buy: Vs Free Cash Flow Growth ETF (GFLW); Sold out: Crowdstrike Holdings INC - A (CRWD); New buy: Emcor Group INC (EME); New buy: Marathon Petroleum CORP (MPC); Sold out: Blackrock CORP Hi Yld (HYT).

Position changes disclosed by Elm3 Financial Group, LLC for the quarter ending 2026-03-31, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	RSP	Invesco S&p 500 Equal Weight	+1.2%	+333.05%	Add
2	SPHY	Ss Spdr P High Yield ETF	+0.7%	+48.96%	Add
3	SCYB	Schwab High Yield Bond ETF	+0.7%	+47.64%	Add
4	VB	Vanguard Small-cap ETF	+0.3%	+39.41%	Add
5	EWY	Ishares Msci South Korea ETF	+0.2%	-1.77%	Trim
6	STRL	Sterling Infrastructure INC	+0.2%	-2.69%	Trim
7	VRT	Vertiv Holdings Co-a	+0.2%	-2.63%	Trim
8	SMH	Vaneck Semiconductor ETF	+0.2%	+24.91%	Add
9	PHK	Pimco High Income Fund	+0.2%	+23.90%	Add
10	XMMO	Invesco S&p Midcap Momentum	+0.2%	+0.00%	Add
11	MOD	Modine Manufacturing Co	+0.2%	-5.40%	Trim
12	HWM	Howmet Aerospace INC	+0.2%	-2.57%	Trim
13	IFRA	Ishares US Infrastructure	+0.1%	+5.23%	Add
14	KLAC	Kla CORP	+0.1%	-0.74%	Trim
15	JIRE	Jpmorgan Int Res Enh Eqty	+0.1%	+60.14%	Add
16	VTI	Vanguard Total Stock Mkt ETF	-0.1%	-7.03%	Trim
17	FTEC	Fidelity Msci Info Tech Indx	-0.1%	-0.98%	Trim
18	PANW	Palo Alto Networks INC	-0.1%	-10.44%	Trim
19	TDG	Transdigm Group INC	-0.1%	-1.18%	Trim
20	WRB	Wr Berkley CORP	-0.1%	-3.94%	Trim
21	PGR	Progressive CORP	-0.1%	-4.03%	Trim
22	QQQM	Invesco Nasdaq 100 ETF	-0.1%	-0.07%	Trim
23	FLBL	Franklin Senior Loan ETF	-0.1%	-27.61%	Trim
24	MTUM	Ishares Msci USA Momentum Fa	-0.1%	-3.99%	Trim
25	PTY	Pimco Corporate & Income Opp	-0.2%	-3.84%	Trim
26	GOOGL	Alphabet Inc-cl A	-0.2%	-0.95%	Trim
27	QQQ	Invesco Qqq Trust Series 1	-0.2%	-0.47%	Trim
28	AAPL	Apple INC	-0.2%	-1.31%	Trim
29	BXSL	Blackstone Secured Lending F	-0.2%	-16.13%	Trim
30	BRLN	Ishare Fltng Rt Ln Av Etf-ui	-0.2%	-24.05%	Trim
31	LONZ	Pimco Senior Loan Active ETF	-0.3%	-20.68%	Trim
32	ICLO	Invesco Aaa Clo F/r Note ETF	-0.3%	-10.51%	Trim
33	HD	Home Depot INC	-0.4%	-25.00%	Trim
34	AVGO	Broadcom INC	-0.5%	-0.95%	Trim
35	NVDA	Nvidia CORP	-0.5%	-2.80%	Trim
36	LLY	Eli Lilly & Co	-0.5%	-1.80%	Trim
37	AMZN	Amazon.com INC	-0.6%	-0.43%	Trim
38	MSFT	Microsoft CORP	-0.9%	-1.43%	Trim
39	GFLW	Vs Free Cash Flow Growth ETF	—	NEW	New buy
40	CRWD	Crowdstrike Holdings INC - A	—	EXIT	Sold out
41	EME	Emcor Group INC	—	NEW	New buy
42	MPC	Marathon Petroleum CORP	—	NEW	New buy
43	HYT	Blackrock CORP Hi Yld	—	EXIT	Sold out
44	VGK	Vanguard Ftse Europe ETF	—	NEW	New buy
45	NRG	Nrg Energy INC	—	EXIT	Sold out
46	EWW	Ishares Msci Mexico ETF	—	NEW	New buy
47	TTMI	Ttm Technologies	—	NEW	New buy
48	UPV	Proshares Ultra Ftse Europe	—	NEW	New buy
49	PCMM	Bblx Private Credit Clo ETF	—	NEW	New buy
50	GOF	Guggenheim Strategic Opport	—	EXIT	Sold out

FAQ

What is Elm3 Financial Group, LLC and what type of investor is it?

Elm3 Financial Group, LLC is a investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-03-31), the firm manages a tracked equity portfolio valued at approximately $118.4M, spread across 117 disclosed positions.

What are Elm3 Financial Group, LLC's largest equity positions?

Based on the latest 13F filing, Elm3 Financial Group, LLC's top holdings by market value are: 1. Amazon.com INC (AMZN) — $7.6M (6.5%) 2. Nvidia CORP (NVDA) — $7.2M (6.1%) 3. Broadcom INC (AVGO) — $5.1M (4.3%) 4. Invesco Qqq Trust Series 1 (QQQ) — $4.0M (3.4%) 5. Eli Lilly & Co (LLY) — $3.7M (3.1%)

What changes did Elm3 Financial Group, LLC make in its most recent portfolio filing?

In the latest reported quarter, Elm3 Financial Group, LLC made 50 notable position adjustments: 8 new positions were initiated, 9 existing holdings were added to, 29 positions were partially reduced, and 4 were completely exited. The largest of these moves: New buy: Vs Free Cash Flow Growth ETF (GFLW); Sold out: Crowdstrike Holdings INC - A (CRWD); New buy: Emcor Group INC (EME); New buy: Marathon Petroleum CORP (MPC); Sold out: Blackrock CORP Hi Yld (HYT)

What sectors does Elm3 Financial Group, LLC focus on?

Elm3 Financial Group, LLC is concentrated in the following sectors based on its current disclosed equity portfolio: • Information Technology: 40.5% • Consumer Discretionary: 18.2% • Financials: 13.0% • Industrials: 9.3% • Health Care: 7.4% • Communication Services: 6.4%