NEOS Investment Management LLC

Diversified strategyMomentum followerSector-focused

Total reported value

$19.8B

Reporting period: 2026-03-31 · Number of holdings: 575

NEOS Investment Management LLC disclosed 575 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $19.8B and a quarterly turnover rate of 24.9%.

Personality snowflake

Concentration: 8.45
Portfolio Stability: 24.88
Momentum/Contrarian: 100
Sector conviction: 66.19
Diversification: 100
Sizing Uniformity: 66.59

Recent moves

Add WMT
+455.0%　$344.8M
Trim MSFT
+19.6%　-$87.8M
Add VTWO
+46.3%　$212.2M
Add IEFA
+225.0%　$103.1M
Add COST
+28.2%　$99.6M
Add MU
+28.7%　$90.6M

Holdings Map

New buyAddUnchangedTrim

Top 10 holdings by weight

Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	NVDA	Nvidia CORP	Stock-Tech	7.38%	-0.22%	+18.72%
2	AAPL	Apple INC	Stock-Tech	6.55%	-0.19%	+19.13%
3	MSFT	Microsoft CORP	Stock-Tech	4.79%	-1.21%	+19.58%
4	AMZN	Amazon.com INC	Stock-Consumer Disc	3.74%	-0.23%	+19.35%
5	VTWO	Vanguard Russell 2000 ETF	ETF-Small Cap	3.34%	+0.74%	+46.26%
6	GOOGL	Alphabet Inc-cl A	Stock-Comm Services	2.91%	-0.13%	+19.53%
7	TSLA	Tesla INC	Stock-Consumer Disc	2.63%	-0.13%	+31.88%
8	META	Meta Platforms Inc-class A	Stock-Comm Services	2.60%	-0.21%	+22.40%
9	GOOG	Alphabet Inc-cl C	Stock-Comm Services	2.54%	-0.14%	+19.09%
10	AVGO	Broadcom INC	Stock-Tech	2.54%	-0.16%	+20.62%
11	WMT	Walmart INC	Stock-Consumer Staples	2.08%	+1.70%	+455.04%
12	COST	Costco Wholesale CORP	Stock-Consumer Staples	1.55%	+0.35%	+28.22%
13	NFLX	Netflix INC	Stock-Comm Services	1.42%	+0.17%	+27.39%
14	MU	Micron Technology INC	Stock-Tech	1.33%	+0.33%	+28.73%
15	PLTR	Palantir Technologies Inc-a	Stock-Tech	1.17%	—	+24.81%
16	AMD	Advanced Micro Devices	Stock-Tech	1.16%	+0.07%	+28.27%
17	CSCO	Cisco Systems INC	Stock-Tech	1.07%	+0.12%	+27.39%
18	AMAT	Applied Materials INC	Stock-Tech	0.95%	+0.29%	+23.59%
19	LRCX	Lam Research CORP	Stock-Tech	0.93%	+0.24%	+23.29%
20	LIN	Linde plc	Stock-Materials	0.81%	+0.14%	+19.26%
21	IEFA	Ishares Core Msci Eafe ETF	ETF-Other	0.75%	+0.49%	+225.03%
22	PEP	Pepsico INC	Stock-Consumer Staples	0.74%	+0.12%	+26.34%
23	INTC	Intel CORP	Stock-Tech	0.73%	+0.21%	+35.06%
24	TMUS	T-mobile US INC	Stock-Comm Services	0.72%	+0.10%	+28.00%
25	IBIT	Ishares Bitcoin Trust ETF	ETF-Crypto	0.68%	+0.06%	+62.31%
26	KLAC	Kla CORP	Stock-Tech	0.67%	+0.19%	+32.73%
27	AMGN	Amgen INC	Stock-Healthcare	0.66%	+0.09%	+21.83%
28	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	0.66%	—	+11.95%
29	TXN	Texas Instruments INC	Stock-Tech	0.61%	+0.11%	+25.80%
30	GILD	Gilead Sciences INC	Stock-Healthcare	0.60%	+0.09%	+18.86%
31	JPM	Jpmorgan Chase & Co	Stock-Financials	0.60%	—	+11.58%
32	ISRG	Intuitive Surgical INC	Stock-Healthcare	0.57%	—	+23.74%
33	LLY	Eli Lilly & Co	Stock-Healthcare	0.55%	—	+0.70%
34	ADI	Analog Devices INC	Stock-Tech	0.54%	+0.12%	+26.03%
35	XOM	Exxon Mobil CORP	Stock-Energy	0.53%	+0.13%	+7.13%
36	HODL	Vaneck Bitcoin ETF	ETF-Crypto	0.52%	-0.25%	-0.59%
37	HON	Honeywell International INC	Stock-Industrials	0.50%	+0.08%	+16.88%
38	QCOM	Qualcomm INC	Stock-Tech	0.48%	—	+24.64%
39	BKNG	Booking Holdings INC	Stock-Consumer Disc	0.47%	—	+32.53%
40	AAAU	Goldman Sachs Physical Gold	ETF-Commodities	0.46%	+0.08%	+26.29%
41	PANW	Palo Alto Networks INC	Stock-Tech	0.45%	—	+52.42%
42	JNJ	Johnson & Johnson	Stock-Healthcare	0.44%	—	-1.20%
43	INTU	Intuit INC	Stock-Tech	0.42%	—	+23.77%
44	APP	Applovin Corp-class A	Stock-Tech	0.42%	-0.19%	+31.23%
45	AGG	Ishares Core U.s. Aggregate	ETF-Other	0.41%	—	+25.59%
46	BND	Vanguard Total Bond Market	ETF-Other	0.41%	—	+25.59%
47	SHOP	Shopify INC - Class A	Stock-Tech	0.40%	—	+33.71%
48	VRTX	Vertex Pharmaceuticals INC	Stock-Healthcare	0.39%	—	+19.08%
49	V	Visa Inc-class A Shares	Stock-Financials	0.38%	—	+3.10%
50	CMCSA	Comcast Corp-class A	Stock-Comm Services	0.36%	—	+23.81%

1–50 of 575

Portfolio Performance

Performance for Q3 2026

+3.7%

Performance Last 4 Quarters

+26.5%

Based on 75% of reported portfolio value with available pricing

Stdev: +13.9%
Beta: +1.12
Alpha: -1.1%
Max Drawdown: -8.9%
Annualized Perf: +23.1%
Batting Avg vs S&P: +40.6%
Sortino: +3.62
Stutzer: +0.48
Treynor: +0.2
Sterling: +1.33
Calmar: +2.61
Information Ratio: +0.39
Tracking Error: +3.6%
Stdev Down: +6%
Winning Months %: +65.6%
Losing Months %: +34.4%
Best 12 Months: +42.3%
Worst 12 Months: +5.8%
Efficiency Ratio: +0.69
Sharpe: +1.57
Stdev Sectors: +10.9%
Skewness: +0.5
Kurtosis: +1.29
Upside Potential: +5.16

Reported value over time

Sector allocation

Sector allocation over time

Quarterly history

Period	Holdings	Total value	Stability	Top holdings
2026-03-31	575	$19.8B	25	1NVDA 2AAPL 3MSFT Top holdings2026-03-31 1.NVDA 2.AAPL 3.MSFT 4.AMZN 5.VTWO 6.GOOGL 7.TSLA 8.META 9.GOOG 10.AVGO
2025-12-31	1150	$17.3B	28	1NVDA 2AAPL 3MSFT Top holdings2025-12-31 1.NVDA 2.AAPL 3.MSFT 4.AMZN 5.GOOGL 6.META 7.TSLA 8.AVGO 9.GOOG 10.VTWO
2025-09-30	1122	$13.4B	77	1NVDA 2MSFT 3AAPL Top holdings2025-09-30 1.NVDA 2.MSFT 3.AAPL 4.AMZN 5.AVGO 6.META 7.VTWO 8.TSLA 9.GOOGL 10.GOOG
2025-06-30	1090	$8.1B	0	1NVDA 2MSFT 3AAPL Top holdings2025-06-30 1.NVDA 2.MSFT 3.AAPL 4.AMZN 5.AVGO 6.META 7.VTWO 8.GOOGL 9.TSLA 10.NFLX
2025-03-31	1069	$5.3B	0	1AAPL 2MSFT 3NVDA Top holdings2025-03-31 1.AAPL 2.MSFT 3.NVDA 4.AMZN 5.VTWO 6.META 7.AVGO 8.GOOGL 9.TSLA 10.GOOG
2024-12-31	658	$4.2B	0	1AAPL 2NVDA 3MSFT Top holdings2024-12-31 1.AAPL 2.NVDA 3.MSFT 4.AMZN 5.VTWO 6.AVGO 7.META 8.TSLA 9.GOOGL 10.GOOG
2024-09-30	723	$3.3B	0	1AAPL 2MSFT 3NVDA Top holdings2024-09-30 1.AAPL 2.MSFT 3.NVDA 4.AMZN 5.META 6.AVGO 7.VTWO 8.GOOGL 9.TSLA 10.GOOG
2024-06-30	710	$2.4B	0	1MSFT 2AAPL 3NVDA Top holdings2024-06-30 1.MSFT 2.AAPL 3.NVDA 4.AMZN 5.META 6.AVGO 7.GOOGL 8.GOOG 9.TSLA 10.COST
2024-03-31	704	$1.6B	0	1MSFT 2AAPL 3NVDA Top holdings2024-03-31 1.MSFT 2.AAPL 3.NVDA 4.AMZN 5.META 6.AVGO 7.GOOGL 8.GOOG 9.TSLA 10.BRK-B
2023-12-31	919	$1.1B	0	1AAPL 2MSFT 3AMZN Top holdings2023-12-31 1.AAPL 2.MSFT 3.AMZN 4.NVDA 5.META 6.TSLA 7.AVGO 8.GOOGL 9.GOOG 10.COST
2023-09-30	698	$782.7M	0	1AAPL 2MSFT 3AMZN Top holdings2023-09-30 1.AAPL 2.MSFT 3.AMZN 4.NVDA 5.META 6.GOOGL 7.TSLA 8.GOOG 9.AVGO 10.VTWO

Holding changes this quarter

NEOS Investment Management LLC's most significant position changes for 2026-03-31: Sold out: Ishares Broad Usd High Yield (USHY); Sold out: Xtrackers Usd High Yield Cor (HYLB); Sold out: Ss Spdr P High Yield ETF (SPHY); New buy: Enbridge INC (ENB); New buy: Tc Energy CORP (TRP).

Position changes disclosed by NEOS Investment Management LLC for the quarter ending 2026-03-31, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	WMT	Walmart INC	+1.7%	+455.04%	Add
2	VTWO	Vanguard Russell 2000 ETF	+0.7%	+46.26%	Add
3	IEFA	Ishares Core Msci Eafe ETF	+0.5%	+225.03%	Add
4	COST	Costco Wholesale CORP	+0.4%	+28.22%	Add
5	MU	Micron Technology INC	+0.3%	+28.73%	Add
6	AMAT	Applied Materials INC	+0.3%	+23.59%	Add
7	LRCX	Lam Research CORP	+0.2%	+23.29%	Add
8	INTC	Intel CORP	+0.2%	+35.06%	Add
9	WMB	Williams Cos INC	+0.2%	+257.25%	Add
10	KLAC	Kla CORP	+0.2%	+32.73%	Add
11	WDC	Western Digital CORP	+0.2%	+76.33%	Add
12	NFLX	Netflix INC	+0.2%	+27.39%	Add
13	LIN	Linde plc	+0.1%	+19.26%	Add
14	STX	Seagate Technology Holdings plc	+0.1%	+55.68%	Add
15	XOM	Exxon Mobil CORP	+0.1%	+7.13%	Add
16	KMI	Kinder Morgan INC	+0.1%	+210.29%	Add
17	CSCO	Cisco Systems INC	+0.1%	+27.39%	Add
18	PEP	Pepsico INC	+0.1%	+26.34%	Add
19	ADI	Analog Devices INC	+0.1%	+26.03%	Add
20	TRGP	Targa Resources CORP	+0.1%	+220.37%	Add
21	LNG	Cheniere Energy INC	+0.1%	+920.22%	Add
22	TXN	Texas Instruments INC	+0.1%	+25.80%	Add
23	ASML	ASML Holding N.V.	+0.1%	+42.42%	Add
24	MPWR	Monolithic Power Systems INC	+0.1%	+135.06%	Add
25	OKE	Oneok INC	+0.1%	+187.71%	Add
26	TMUS	T-mobile US INC	+0.1%	+28.00%	Add
27	GILD	Gilead Sciences INC	+0.1%	+18.86%	Add
28	AMGN	Amgen INC	+0.1%	+21.83%	Add
29	HON	Honeywell International INC	+0.1%	+16.88%	Add
30	AAAU	Goldman Sachs Physical Gold	+0.1%	+26.29%	Add
31	AMD	Advanced Micro Devices	+0.1%	+28.27%	Add
32	IBIT	Ishares Bitcoin Trust ETF	+0.1%	+62.31%	Add
33	GOOGL	Alphabet Inc-cl A	-0.1%	+19.53%	Add
34	TSLA	Tesla INC	-0.1%	+31.88%	Add
35	GOOG	Alphabet Inc-cl C	-0.1%	+19.09%	Add
36	AVGO	Broadcom INC	-0.2%	+20.62%	Add
37	AAPL	Apple INC	-0.2%	+19.13%	Add
38	APP	Applovin Corp-class A	-0.2%	+31.23%	Add
39	META	Meta Platforms Inc-class A	-0.2%	+22.40%	Add
40	NVDA	Nvidia CORP	-0.2%	+18.72%	Add
41	AMZN	Amazon.com INC	-0.2%	+19.35%	Add
42	HODL	Vaneck Bitcoin ETF	-0.3%	-0.59%	Trim
43	MSFT	Microsoft CORP	-1.2%	+19.58%	Add
44	USHY	Ishares Broad Usd High Yield	—	EXIT	Sold out
45	HYLB	Xtrackers Usd High Yield Cor	—	EXIT	Sold out
46	SPHY	Ss Spdr P High Yield ETF	—	EXIT	Sold out
47	ENB	Enbridge INC	—	NEW	New buy
48	TRP	Tc Energy CORP	—	NEW	New buy
49	PBA	Pembina Pipeline CORP	—	NEW	New buy
50	POWL	Powell Industries INC	—	EXIT	Sold out

FAQ

What is NEOS Investment Management LLC and what type of investor is it?

NEOS Investment Management LLC is a investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-03-31), the firm manages a tracked equity portfolio valued at approximately $19.8B, spread across 575 disclosed positions.

What are NEOS Investment Management LLC's largest equity positions?

Based on the latest 13F filing, NEOS Investment Management LLC's top holdings by market value are: 1. Nvidia CORP (NVDA) — $1.5B (7.4%) 2. Apple INC (AAPL) — $1.3B (6.5%) 3. Microsoft CORP (MSFT) — $948.7M (4.8%) 4. Amazon.com INC (AMZN) — $739.1M (3.7%) 5. Vanguard Russell 2000 ETF (VTWO) — $661.6M (3.3%)

What changes did NEOS Investment Management LLC make in its most recent portfolio filing?

In the latest reported quarter, NEOS Investment Management LLC made 50 notable position adjustments: 3 new positions were initiated, 42 existing holdings were added to, 1 positions were partially reduced, and 4 were completely exited. The largest of these moves: Sold out: Ishares Broad Usd High Yield (USHY); Sold out: Xtrackers Usd High Yield Cor (HYLB); Sold out: Ss Spdr P High Yield ETF (SPHY); New buy: Enbridge INC (ENB); New buy: Tc Energy CORP (TRP)

What sectors does NEOS Investment Management LLC focus on?

NEOS Investment Management LLC is concentrated in the following sectors based on its current disclosed equity portfolio: • Information Technology: 41.7% • Communication Services: 12.7% • Consumer Discretionary: 11.1% • Health Care: 6.9% • Consumer Staples: 6.8% • Financials: 5.7%