EA

Empirical Asset Management, LLC

Diversified strategyMomentum followerQuality / disciplined sizing

Total reported value

$379.3M

Reporting period: 2026-03-31 · Number of holdings: 396

Empirical Asset Management, LLC disclosed 396 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $379.3M and a quarterly turnover rate of 28.7%.

Personality snowflake

Concentration
3.67
Portfolio Stability
28.69
Momentum/Contrarian
100
Sector conviction
54.75
Diversification
100
Sizing Uniformity
83.75

Recent moves

  • Add SDCI

    +67.6%　$5.0M

  • Trim SPY

    -16.1%　-$3.1M

  • Trim MSFT

    -77.0%　-$1.3M

  • Trim GOOGL

    -24.4%　-$1.4M

  • Trim NVDA

    -34.0%　-$968.1K

  • Trim AMZN

    -59.6%　-$1.1M

Holdings Map

New buyAddUnchangedTrim

Top 10 holdings by weight

Full holdings list this quarter

#TickerIssuerAsset SubclassWeightWeight ChangeShares Change4Q Trend
1AAPLApple INCStock-Tech5.12%+0.01%-13.47%
2SPYSs Spdr S&p 500 ETF Trust-usETF-Large Cap & Growth3.28%-1.11%-16.13%
3SDCIUscf Summerhaven Dynamic ETFETF-Other2.56%+1.24%+67.58%
4SGOLAbrdn Physical Gold SharesETF-Commodities2.49%+0.10%+2.73%
5NVDANvidia CORPStock-Tech1.79%-0.40%-34.01%
6SLVIshares Silver TrustETF-Commodities1.76%—-2.68%
7IYWIshares Ustechnology ETFETF-Tech1.69%-0.32%-0.81%
8METAMeta Platforms Inc-class AStock-Comm Services1.39%—-58.47%
9MSFTMicrosoft CORPStock-Tech1.35%-0.45%-76.98%
10JPMJpmorgan Chase & CoStock-Financials1.06%—-25.10%
11AMZNAmazon.com INCStock-Consumer Disc1.05%-0.37%-59.60%
12GLDSpdr Gold SharesETF-Commodities1.05%—-74.04%
13HDHome Depot INCStock-Consumer Disc1.01%—-26.19%
14XOMExxon Mobil CORPStock-Energy0.85%+0.20%-49.04%
15LLYEli Lilly & CoStock-Healthcare0.83%—+0.59%
16RSPTInvesco S&p 500 Equal WeightETF-Large Cap & Growth0.82%—+0.00%
17GOOGLAlphabet Inc-cl AStock-Comm Services0.81%-0.44%-24.45%
18ILSBrookmont Catastrophic BondETF-Other0.81%—+18.20%
19GOOGAlphabet Inc-cl CStock-Comm Services0.76%—-43.80%
20IVVIshares Core S&p 500 ETFETF-Large Cap & Growth0.74%—+0.89%
21WMTWalmart INCStock-Consumer Staples0.70%—-9.48%
22CVXChevron CORPStock-Energy0.65%+0.15%-48.52%
23IGOVIshares International TreasuETF-Other0.64%—+3.12%
24CTASimplify Managed Futures StETF-Other0.63%—+4.84%
25IWFIshares Russell 1000 GrowthETF-Other0.62%—-0.59%
26IBBIshares Biotechnology ETFETF-Tech0.62%—-0.25%
27XLRESs Real Estate Select SectorETF-Other0.62%—+5.03%
28IWMIshares Russell 2000 ETFETF-Small Cap0.60%—+3.33%
29MCDMcdonald's CORPStock-Consumer Disc0.59%—-31.01%
30IYHIshares U.s. Healthcare ETFETF-Other0.58%—-1.10%
31SCHRSchwab Intermediate-term USETF-Other0.57%—+2.17%
32QCOMQualcomm INCStock-Tech0.54%—-87.22%
33PGProcter & Gamble Co/theStock-Consumer Staples0.54%—-62.58%
34MRKMerck & Co. INC.Stock-Healthcare0.52%+0.23%+32.48%
35AGGIshares Core U.s. AggregateETF-Other0.50%—+10.48%
36TPLTexas Pacific Land CORPStock-Energy0.50%—-39.67%
37IVEIshares S&p 500 Value ETFETF-Large Cap & Growth0.49%—-0.50%
38PWBInvesco Large Cap Growth ETFETF-Large Cap & Growth0.49%—-5.02%
39FTCFirst Trust Large Cap GrowthETF-Large Cap & Growth0.49%—-2.33%
40SUNSunoco LPStock-Other0.48%—-1.36%
41CECOCeco Environmental CORPStock-Other0.47%—+1.57%
42SMLFIshares US Smallcap Equity FETF-Other0.47%—-7.34%
43IEFAIshares Core Msci Eafe ETFETF-Other0.47%—-0.34%
44SHYIshares 1-3 Year Treasury BoETF-Gov Bonds0.47%—+1.00%
45ORCLOracle CORPStock-Tech0.46%+0.17%+68.36%
46COWGPacer US Lrg Cap Cows Gr LdETF-Other0.46%—-1.38%
47JPMEJPM Diver Ret US Mc EquityETF-Other0.45%—-7.97%
48CZAInvesco Zacks Mid-cap ETFETF-Other0.44%—-4.22%
49RWLInvesco S&p 500 Revenue ETFETF-Large Cap & Growth0.44%—+23.63%
50NJRNew Jersey Resources CORPStock-Utilities0.44%—+0.35%
1–50 of 396

Holding changes this quarter

Empirical Asset Management, LLC's most significant position changes for 2026-03-31: New buy: Intuitive Surgical INC (ISRG); New buy: Boston Scientific CORP (BSX); New buy: Atmos Energy CORP (ATO); New buy: ; Sold out: United Therapeutics CORP (UTHR).

Position changes disclosed by Empirical Asset Management, LLC for the quarter ending 2026-03-31, including ticker, issuer, weight change, shares change, and action
#TickerIssuerWeight ChangeShares ChangeAction
1SDCIUscf Summerhaven Dynamic ETF+1.2%+67.58%Add
2INTUIntuit INC+0.3%+921.24%Add
3MCKMckesson CORP+0.3%+372.39%Add
4MRKMerck & Co. INC.+0.2%+32.48%Add
5PLTRPalantir Technologies Inc-a+0.2%-49.07%Trim
6XOMExxon Mobil CORP+0.2%-49.04%Trim
7SPYMSte Str Spdr Pt S&p 500 ETF+0.2%+112.91%Add
8UBERUber Technologies INC+0.2%-81.95%Trim
9MUMicron Technology INC+0.2%+99.16%Add
10ORCLOracle CORP+0.2%+68.36%Add
11CVXChevron CORP+0.2%-48.52%Trim
12GDGeneral Dynamics CORP+0.2%+168.35%Add
13SGOLAbrdn Physical Gold Shares+0.1%+2.73%Add
14AAPLApple INC0%-13.47%Trim
15MAMastercard INC - A-0.2%-55.78%Trim
16ZMZoom Communications INC-0.2%-73.23%Trim
17VVisa Inc-class A Shares-0.3%-73.52%Trim
18IYWIshares Ustechnology ETF-0.3%-0.81%Trim
19AMZNAmazon.com INC-0.4%-59.60%Trim
20NVDANvidia CORP-0.4%-34.01%Trim
21GOOGLAlphabet Inc-cl A-0.4%-24.45%Trim
22MSFTMicrosoft CORP-0.5%-76.98%Trim
23SPYSs Spdr S&p 500 ETF Trust-us-1.1%-16.13%Trim
24ISRGIntuitive Surgical INC—NEWNew buy
25BSXBoston Scientific CORP—NEWNew buy
26ATOAtmos Energy CORP—NEWNew buy
27✓ —NEWNew buy
28UTHRUnited Therapeutics CORP—EXITSold out
29SCCOSouthern Copper CORP—EXITSold out
30PANWPalo Alto Networks INC—NEWNew buy
31VLOValero Energy CORP—NEWNew buy
32PODDInsulet CORP—NEWNew buy
33ETNEaton Corporation plc—NEWNew buy
34COKECoca-cola Consolidated INC—NEWNew buy
35MSCIMsci INC—EXITSold out
36TTDTrade Desk Inc/the -class A—NEWNew buy
37TRVTravelers Cos Inc/the—NEWNew buy
38DBXDropbox Inc-class A—EXITSold out
39WEXWex INC—EXITSold out
40AMPAmeriprise Financial INC—NEWNew buy
41MNSTMonster Beverage CORP—NEWNew buy
42COPConocophillips—NEWNew buy
43DECKDeckers Outdoor CORP—EXITSold out
44AMATApplied Materials INC—NEWNew buy
45XLGInvesco S&p 500 Top 50 ETF—EXITSold out
46TTTrane Technologies plc—NEWNew buy
47VRSNVerisign INC—EXITSold out
48SNPSSynopsys INC—EXITSold out
49LULULululemon Athletica INC—EXITSold out
50YUMYum! Brands INC—NEWNew buy

FAQ

What is Empirical Asset Management, LLC and what type of investor is it?
Empirical Asset Management, LLC is a investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-03-31), the firm manages a tracked equity portfolio valued at approximately $379.3M, spread across 396 disclosed positions.
What are Empirical Asset Management, LLC's largest equity positions?
Based on the latest 13F filing, Empirical Asset Management, LLC's top holdings by market value are: 1. Apple INC (AAPL) — $19.4M (5.1%) 2. Ss Spdr S&p 500 ETF Trust-us (SPY) — $12.4M (3.3%) 3. Uscf Summerhaven Dynamic ETF (SDCI) — $9.7M (2.6%) 4. Abrdn Physical Gold Shares (SGOL) — $9.4M (2.5%) 5. Nvidia CORP (NVDA) — $6.8M (1.8%)
What changes did Empirical Asset Management, LLC make in its most recent portfolio filing?
In the latest reported quarter, Empirical Asset Management, LLC made 50 notable position adjustments: 17 new positions were initiated, 9 existing holdings were added to, 14 positions were partially reduced, and 10 were completely exited. The largest of these moves: New buy: Intuitive Surgical INC (ISRG); New buy: Boston Scientific CORP (BSX); New buy: Atmos Energy CORP (ATO); New buy: ; Sold out: United Therapeutics CORP (UTHR)
What sectors does Empirical Asset Management, LLC focus on?
Empirical Asset Management, LLC is concentrated in the following sectors based on its current disclosed equity portfolio: • Information Technology: 35.6% • Financials: 12.0% • Health Care: 10.4% • Consumer Discretionary: 9.2% • Communication Services: 8.3% • Energy: 7.8%