KF

Kaizen Financial Strategies

Diversified strategyMomentum followerQuality / disciplined sizing

Total reported value

$236.5M

Reporting period: 2026-03-31 · Number of holdings: 174

Kaizen Financial Strategies disclosed 174 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $236.5M and a quarterly turnover rate of 19.4%.

Personality snowflake

Concentration
11.82
Portfolio Stability
19.36
Momentum/Contrarian
100
Sector conviction
71.37
Diversification
100
Sizing Uniformity
79.81

Recent moves

  • Add VYM

    +599.4%　$3.1M

  • Add VPLS

    +170.5%　$1.7M

  • Trim AAPL

    -2.8%　-$942.4K

  • Add SMH

    +137.3%　$1.7M

  • Trim SPY

    -5.6%　-$533.9K

  • Trim CGDV

    -8.9%　-$695.8K

Holdings Map

New buyAddUnchangedTrim

Top 10 holdings by weight

Full holdings list this quarter

Showing top 171 holdings (of 174 total)

#TickerIssuerAsset SubclassWeightWeight ChangeShares Change4Q Trend
1SPYSs Spdr S&p 500 ETF Trust-usETF-Large Cap & Growth7.78%-0.57%-5.56%
2SCHGSchwab US Large-cap GrowthETF-Other7.53%—+1.96%
3AAPLApple INCStock-Tech6.41%-0.70%-2.82%
4CGDVCap Group Dividend ValueETF-Other5.33%-0.54%-8.88%
5NVDANvidia CORPStock-Tech4.36%-0.08%-3.71%
6VCRBVanguard Core Bond ETFETF-Other4.17%—-1.60%
7SCHISchwab 5-10 Year Corporate BETF-Corp Bonds3.55%+0.02%+5.76%
8GOOGAlphabet Inc-cl CStock-Comm Services3.29%+0.01%-1.35%
9JIREJpmorgan Int Res Enh EqtyETF-Other2.99%+0.37%+11.16%
10SMHVaneck Semiconductor ETFETF-Other2.18%+0.65%+137.26%
11AMZNAmazon.com INCStock-Consumer Disc2.13%—-9.43%
12GOOGLAlphabet Inc-cl AStock-Comm Services1.63%+0.06%+0.44%
13VYMVanguard High Dvd Yield ETFETF-Other1.49%+1.28%+599.42%
14BXBlackstone INCStock-Financials1.34%-0.50%-8.96%
15VIGVanguard Dividend Apprec ETFETF-Other1.34%-0.34%-18.79%
16MSFTMicrosoft CORPStock-Tech1.24%-0.36%-6.97%
17VPLSVanguard Core-plus Bond ETFETF-Other1.17%+0.72%+170.45%
18FNDBSchwab Fndmntl US Brd Mr ETFETF-Other1.13%+0.17%+14.80%
19QQQInvesco Qqq Trust Series 1ETF-Tech1.10%—+1.22%
20TSLATesla INCStock-Consumer Disc1.01%-0.31%-8.11%
21SCHRSchwab Intermediate-term USETF-Other0.91%—-7.22%
22XLKSs Technology Select SectorETF-Tech0.88%—+0.01%
23SPYINeos S&p 500 High Income ETFETF-Large Cap & Growth0.85%—+5.75%
24SCUSSchwab Ultra-short INC ETFETF-Other0.84%+0.84%NEW
25FNDASchwab Fndmntl US Sm Co ETFETF-Other0.84%+0.14%+13.88%
26QQQINeos Nasdaq-100 High INC ETFETF-Tech0.83%—+5.89%
27DIASs Spdr Dow Jones Indus AvgETF-Large Cap & Growth0.74%—-11.51%
28FNDESchwab Fndmntl Em Mrk Eq ETFETF-Other0.73%—-13.33%
29METAMeta Platforms Inc-class AStock-Comm Services0.68%—+13.58%
30AGXArgan INCStock-Industrials0.66%+0.19%-24.60%
31JIVEJPM Interntl Value ETFETF-Other0.65%+0.65%NEW
32AMDAdvanced Micro DevicesStock-Tech0.65%+0.12%-1.86%
33XTLSs Spdr S&p Telecom ETFETF-Other0.61%+0.20%+10.64%
34LLYEli Lilly & CoStock-Healthcare0.60%-0.26%-12.47%
35VOOVanguard S&p 500 ETFETF-Large Cap & Growth0.60%—-0.41%
36TEITempleton Emrg Mkts INCStock-Other0.49%—+1.82%
37BLOKAmplify Blockchain Tech ETFETF-Tech0.47%—-0.52%
38FNDFSchwab Fndmn Intl Lrg Co ETFETF-Other0.47%——
39SNDKSandisk CORPStock-Tech0.46%+0.33%-4.56%
40QTUMDefiance Quantum ETFETF-Other0.46%—+2.97%
41KTOSKratos Defense & SecurityStock-Industrials0.45%—-4.64%
42VWOVanguard Ftse Emerging MarkeETF-Emerging Markets0.43%——
43GEVGE Vernova INCStock-Industrials0.42%+0.23%+55.25%
44CATCaterpillar INCStock-Industrials0.41%+0.11%+3.49%
45VTIVanguard Total Stock Mkt ETFETF-Other0.40%—-2.23%
46VGSHVanguard Short-term TreasuryETF-Gov Bonds0.38%—-12.29%
47RSPTInvesco S&p 500 Equal WeightETF-Large Cap & Growth0.38%—+8.96%
48AMATApplied Materials INCStock-Tech0.37%+0.12%-0.40%
49LRCXLam Research CORPStock-Tech0.36%—-28.06%
50XLFSs Financial Select SectorETF-Other0.36%—+174.16%
1–50 of 171

Holding changes this quarter

Kaizen Financial Strategies's most significant position changes for 2026-03-31: Sold out: Schwab Long-term US Treasury (SCHQ); New buy: Schwab Ultra-short INC ETF (SCUS); New buy: JPM Interntl Value ETF (JIVE); Sold out: Proshares Ultra Gold (UGL); Sold out: United States Oil Fund LP (USO).

Position changes disclosed by Kaizen Financial Strategies for the quarter ending 2026-03-31, including ticker, issuer, weight change, shares change, and action
#TickerIssuerWeight ChangeShares ChangeAction
1VYMVanguard High Dvd Yield ETF+1.3%+599.42%Add
2VPLSVanguard Core-plus Bond ETF+0.7%+170.45%Add
3SMHVaneck Semiconductor ETF+0.7%+137.26%Add
4JIREJpmorgan Int Res Enh Eqty+0.4%+11.16%Add
5SNDKSandisk CORP+0.3%-4.56%Trim
6GEVGE Vernova INC+0.2%+55.25%Add
7XTLSs Spdr S&p Telecom ETF+0.2%+10.64%Add
8AGXArgan INC+0.2%-24.60%Trim
9FNDBSchwab Fndmntl US Brd Mr ETF+0.2%+14.80%Add
10SOXLDirex Dail Semi Bu 3x Et-usd+0.2%+4.60%Add
11FNDASchwab Fndmntl US Sm Co ETF+0.1%+13.88%Add
12WDCWestern Digital CORP+0.1%-13.28%Trim
13AMDAdvanced Micro Devices+0.1%-1.86%Trim
14AMATApplied Materials INC+0.1%-0.40%Trim
15CATCaterpillar INC+0.1%+3.49%Add
16BTCGrayscale Bitcoin Mini ETF+0.1%+88.80%Add
17VBVanguard Small-cap ETF+0.1%+50.74%Add
18GOOGLAlphabet Inc-cl A+0.1%+0.44%Add
19SCHISchwab 5-10 Year Corporate B0%+5.76%Add
20GOOGAlphabet Inc-cl C0%-1.35%Trim
21NVDANvidia CORP-0.1%-3.71%Trim
22CRMSalesforce INC-0.2%-9.53%Trim
23LLYEli Lilly & Co-0.3%-12.47%Trim
24TSLATesla INC-0.3%-8.11%Trim
25VIGVanguard Dividend Apprec ETF-0.3%-18.79%Trim
26MSFTMicrosoft CORP-0.4%-6.97%Trim
27BXBlackstone INC-0.5%-8.96%Trim
28CGDVCap Group Dividend Value-0.5%-8.88%Trim
29SPYSs Spdr S&p 500 ETF Trust-us-0.6%-5.56%Trim
30AAPLApple INC-0.7%-2.82%Trim
31SCHQSchwab Long-term US Treasury—EXITSold out
32SCUSSchwab Ultra-short INC ETF—NEWNew buy
33JIVEJPM Interntl Value ETF—NEWNew buy
34UGLProshares Ultra Gold—EXITSold out
35USOUnited States Oil Fund LP—EXITSold out
36EWIIshares Msci Italy ETF—EXITSold out
37UMMAWahed Dow Jones Islamic Wrld—NEWNew buy
38GLDMSpdr Gold Minishares Trust—EXITSold out
39SCJIshares Msci Japan Small-cap—NEWNew buy
40DRSLeonardo Drs INC—NEWNew buy
41AAAlcoa CORP—NEWNew buy
42UNHUnitedhealth Group INC—NEWNew buy
43INCYIncyte CORP—NEWNew buy
44SCHDSchwab US Dvd Equity ETF—NEWNew buy
45DOWDow INC—NEWNew buy
46QQQEDirx Nasdaq-100eq Wi Etf-usd—EXITSold out
47TSMTaiwan Semiconductor-sp Adr—NEWNew buy
48FASDirx Dly Finacial B3x Etf-ui—EXITSold out
49LULULululemon Athletica INC—EXITSold out
50ISRGIntuitive Surgical INC—EXITSold out

FAQ

What is Kaizen Financial Strategies and what type of investor is it?
Kaizen Financial Strategies is a investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-03-31), the firm manages a tracked equity portfolio valued at approximately $236.5M, spread across 174 disclosed positions.
What are Kaizen Financial Strategies's largest equity positions?
Based on the latest 13F filing, Kaizen Financial Strategies's top holdings by market value are: 1. Ss Spdr S&p 500 ETF Trust-us (SPY) — $18.4M (7.8%) 2. Schwab US Large-cap Growth (SCHG) — $17.8M (7.5%) 3. Apple INC (AAPL) — $15.2M (6.4%) 4. Cap Group Dividend Value (CGDV) — $12.6M (5.3%) 5. Nvidia CORP (NVDA) — $10.3M (4.4%)
What changes did Kaizen Financial Strategies make in its most recent portfolio filing?
In the latest reported quarter, Kaizen Financial Strategies made 50 notable position adjustments: 11 new positions were initiated, 14 existing holdings were added to, 16 positions were partially reduced, and 9 were completely exited. The largest of these moves: Sold out: Schwab Long-term US Treasury (SCHQ); New buy: Schwab Ultra-short INC ETF (SCUS); New buy: JPM Interntl Value ETF (JIVE); Sold out: Proshares Ultra Gold (UGL); Sold out: United States Oil Fund LP (USO)
What sectors does Kaizen Financial Strategies focus on?
Kaizen Financial Strategies is concentrated in the following sectors based on its current disclosed equity portfolio: • Information Technology: 42.9% • Communication Services: 16.0% • Consumer Discretionary: 9.4% • Financials: 8.7% • Industrials: 8.4% • Health Care: 5.2%