Kozak & Associates, Inc.

Diversified strategyMomentum followerSector-focused

Total reported value

$512.8M

Reporting period: 2026-03-31 · Number of holdings: 452

Kozak & Associates, Inc. disclosed 452 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $512.8M and a quarterly turnover rate of 5.7%.

Personality snowflake

Concentration: 29.27
Portfolio Stability: 5.74
Momentum/Contrarian: 100
Sector conviction: 92.77
Diversification: 100
Sizing Uniformity: 43.31

Recent moves

Trim MSFT
+1.2%　-$4.5M
Trim IETC
+2.0%　-$4.0M
Add SMH
-1.4%　$3.2M
Add RWL
+2.0%　$2.1M
Trim IYG
+2.3%　-$2.2M
Add IYJ
+2.0%　$1.2M

Holdings Map

New buyAddUnchangedTrim

Top 10 holdings by weight

Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	RWL	Invesco S&p 500 Revenue ETF	ETF-Large Cap & Growth	13.64%	+0.52%	+2.01%
2	IETC	Ishares U.s. Tech Independen	ETF-Tech	12.07%	-0.66%	+1.97%
3	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	8.81%	-0.04%	-0.26%
4	QQQ	Invesco Qqq Trust Series 1	ETF-Tech	8.37%	-0.05%	-0.03%
5	IYG	Ishares U.s. Financial Servi	ETF-Other	7.30%	-0.36%	+2.34%
6	IYJ	Ishares U.s. Industrials ETF	ETF-Other	6.72%	+0.30%	+2.04%
7	SPYG	Ss Spdr P S&p 500 Growth ETF	ETF-Large Cap & Growth	6.31%	-0.05%	+0.27%
8	SMH	Vaneck Semiconductor ETF	ETF-Other	5.63%	+0.66%	-1.39%
9	NVDA	Nvidia CORP	Stock-Tech	4.81%	-0.01%	-3.36%
10	AAPL	Apple INC	Stock-Tech	4.36%	—	+0.06%
11	MSFT	Microsoft CORP	Stock-Tech	3.75%	-0.83%	+1.18%
12	AMZN	Amazon.com INC	Stock-Consumer Disc	3.71%	-0.07%	+0.48%
13	COST	Costco Wholesale CORP	Stock-Consumer Staples	2.81%	+0.13%	-1.94%
14	DIA	Ss Spdr Dow Jones Indus Avg	ETF-Large Cap & Growth	1.60%	+0.18%	+14.33%
15	SCHW	Schwab (charles) CORP	Stock-Financials	0.52%	-0.05%	-6.15%
16	AVGO	Broadcom INC	Stock-Tech	0.51%	+0.04%	-2.85%
17	JPM	Jpmorgan Chase & Co	Stock-Financials	0.45%	-0.02%	-0.08%
18	GOOG	Alphabet Inc-cl C	Stock-Comm Services	0.40%	—	+0.05%
19	LMT	Lockheed Martin CORP	Stock-Industrials	0.31%	+0.04%	+0.55%
20	IJK	Ishares S&p Mid-cap 400 Grow	ETF-Other	0.30%	+0.02%	-0.78%
21	V	Visa Inc-class A Shares	Stock-Financials	0.28%	-0.03%	+0.84%
22	CAT	Caterpillar INC	Stock-Industrials	0.28%	+0.07%	+0.78%
23	NFLX	Netflix INC	Stock-Comm Services	0.26%	+0.03%	-0.53%
24	ORCL	Oracle CORP	Stock-Tech	0.23%	+0.16%	+349.88%
25	GOOGL	Alphabet Inc-cl A	Stock-Comm Services	0.22%	—	+1.05%
26	ABBV	Abbvie INC	Stock-Healthcare	0.19%	-0.02%	-4.33%
27	WM	Waste Management INC	Stock-Industrials	0.18%	—	—
28	XSMO	Invesco S&p Smallcap Momentu	ETF-Other	0.18%	—	-4.98%
29	CVX	Chevron CORP	Stock-Energy	0.17%	+0.03%	+0.85%
30	DE	Deere & Co	Stock-Industrials	0.16%	+0.03%	+0.29%
31	NOBL	Proshares S&p 500 Dividend A	ETF-Large Cap & Growth	0.15%	—	-4.45%
32	GEV	GE Vernova INC	Stock-Industrials	0.14%	+0.05%	-5.13%
33	AXP	American Express Co	Stock-Financials	0.14%	-0.02%	+0.09%
34	XOM	Exxon Mobil CORP	Stock-Energy	0.14%	+0.03%	+0.66%
35	BX	Blackstone INC	Stock-Financials	0.13%	-0.04%	+2.09%
36	CSX	Csx CORP	Stock-Industrials	0.13%	+0.02%	-3.53%
37	MAR	Marriott International -cl A	Stock-Consumer Disc	0.13%	+0.01%	+0.21%
38	MCD	Mcdonald's CORP	Stock-Consumer Disc	0.12%	—	+0.55%
39	META	Meta Platforms Inc-class A	Stock-Comm Services	0.11%	-0.02%	-15.05%
40	GE	General Electric	Stock-Industrials	0.11%	—	-2.50%
41	FSLR	First Solar INC	Stock-Tech	0.10%	-0.02%	—
42	NEE	Nextera Energy INC	Stock-Utilities	0.10%	+0.02%	-0.30%
43	DRI	Darden Restaurants INC	Stock-Consumer Disc	0.10%	—	+0.74%
44	HD	Home Depot INC	Stock-Consumer Disc	0.09%	—	-0.61%
45	GS	Goldman Sachs Group INC	Stock-Financials	0.08%	—	+0.64%
46	PG	Procter & Gamble Co/the	Stock-Consumer Staples	0.08%	-0.03%	-24.96%
47	GILD	Gilead Sciences INC	Stock-Healthcare	0.08%	—	—
48	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	0.08%	—	+0.17%
49	VLO	Valero Energy CORP	Stock-Energy	0.08%	+0.02%	+0.54%
50	NOW	Servicenow INC	Stock-Tech	0.08%	-0.04%	—

1–50 of 452

Portfolio Performance

Performance for Q3 2026

+4.1%

Performance Last 4 Quarters

+21.9%

Based on 81% of reported portfolio value with available pricing

Stdev: +14.5%
Beta: +1.09
Alpha: +0.5%
Max Drawdown: -8.4%
Annualized Perf: +21.6%
Batting Avg vs S&P: +55.6%
Sortino: +3.27
Stutzer: +0.43
Treynor: +0.19
Sterling: +1.27
Calmar: +2.58
Information Ratio: +0.79
Tracking Error: +2.8%
Stdev Down: +6.3%
Winning Months %: +63.9%
Losing Months %: +36.1%
Best 12 Months: +40.9%
Worst 12 Months: +9%
Efficiency Ratio: +0.64
Sharpe: +1.43
Stdev Sectors: +14.1%
Skewness: +0.36
Kurtosis: -0.01
Upside Potential: +4.93

Reported value over time

Sector allocation

Sector allocation over time

Quarterly history

Period	Holdings	Total value	Stability	Top holdings
2026-03-31	452	$512.8M	6	1RWL 2IETC 3SPY Top holdings2026-03-31 1.RWL 2.IETC 3.SPY 4.QQQ 5.IYG 6.IYJ 7.SPYG 8.SMH 9.NVDA 10.AAPL
2025-12-31	432	$517.6M	7	1RWL 2IETC 3SPY Top holdings2025-12-31 1.RWL 2.IETC 3.SPY 4.QQQ 5.IYG 6.IYJ 7.SPYG 8.SMH 9.NVDA 10.MSFT
2025-09-30	455	$507.8M	31	1IETC 2RWL 3SPY Top holdings2025-09-30 1.IETC 2.RWL 3.SPY 4.QQQ 5.IYG 6.SPYG 7.IYJ 8.NVDA 9.MSFT 10.AAPL
2025-06-30	470	$490.7M	0	1IETC 2RWL 3SPY Top holdings2025-06-30 1.IETC 2.RWL 3.SPY 4.QQQ 5.SPYG 6.IYG 7.MSFT 8.NVDA 9.SMH 10.COST
2025-03-31	461	$400.8M	100	1RWL 2IETC 3SPY Top holdings2025-03-31 1.RWL 2.IETC 3.SPY 4.QQQ 5.SPYG 6.MSFT 7.IYG 8.COST 9.AAPL 10.NVDA
2024-12-31	439	$437.5M	0	1IETC 2RWL 3SPY Top holdings2024-12-31 1.IETC 2.RWL 3.SPY 4.QQQ 5.SPYG 6.NVDA 7.MSFT 8.AAPL 9.IYG 10.AMZN
2024-09-30	399	$423.1M	0	1IETC 2RWL 3SPY Top holdings2024-09-30 1.IETC 2.RWL 3.SPY 4.QQQ 5.NVDA 6.AAPL 7.MSFT 8.IYG 9.SPYG 10.COST
2024-06-30	388	$405.1M	0	1IETC 2SPY 3RWL Top holdings2024-06-30 1.IETC 2.SPY 3.RWL 4.QQQ 5.NVDA 6.MSFT 7.AAPL 8.SPYG 9.IYG 10.COST
2024-03-31	444	$371.9M	0	1IETC 2SPY 3QQQ Top holdings2024-03-31 1.IETC 2.SPY 3.QQQ 4.RWL 5.MSFT 6.NVDA 7.AAPL 8.SPYG 9.IYG 10.COST
2023-12-31	369	$315.4M	0	1SPY 2IETC 3QQQ Top holdings2023-12-31 1.SPY 2.IETC 3.QQQ 4.RWL 5.MSFT 6.AAPL 7.SPYG 8.IYG 9.NVDA 10.COST
2023-09-30	382	$273.2M	0	1SPY 2QQQ 3IETC Top holdings2023-09-30 1.SPY 2.QQQ 3.IETC 4.RWL 5.MSFT 6.SPYG 7.AAPL 8.IYG 9.NVDA 10.AMZN
2023-06-30	357	$247.8M	0	1SPY 2QQQ 3IETC Top holdings2023-06-30 1.SPY 2.QQQ 3.IETC 4.SPYG 5.MSFT 6.RWL 7.IYG 8.AAPL 9.NVDA 10.SCHW
2023-03-31	340	$222.6M	0	1SPY 2QQQ 3IETC Top holdings2023-03-31 1.SPY 2.QQQ 3.IETC 4.SPYG 5.MSFT 6.RWL 7.IYG 8.AAPL 9.NVDA 10.SCHW
2022-12-31	347	$200.9M	0	1SPY 2QQQ 3IETC Top holdings2022-12-31 1.SPY 2.QQQ 3.IETC 4.IYG 5.SPYG 6.RWL 7.MSFT 8.AAPL 9.NVDA 10.UNH
2022-09-30	350	$158.5M	0	1SPY 2QQQ 3IYG Top holdings2022-09-30 1.SPY 2.QQQ 3.IYG 4.RWL 5.MSFT 6.AAPL 7.IWF 8.AMZN 9.UNH 10.NVDA
2022-06-30	387	$150.1M	0	1SPY 2QQQ 3IYG Top holdings2022-06-30 1.SPY 2.QQQ 3.IYG 4.RWL 5.AAPL 6.MSFT 7.UNH 8.AMZN 9.NVDA 10.CVX
2022-03-31	389	$156.2M	0	1SPY 2QQQ 3IYG Top holdings2022-03-31 1.SPY 2.QQQ 3.IYG 4.AAPL 5.MSFT 6.AMZN 7.UNH 8.NVDA 9.HD 10.RWL
2021-12-31	389	$156.2M	0	1SPY 2QQQ 3IYG Top holdings2021-12-31 1.SPY 2.QQQ 3.IYG 4.AAPL 5.MSFT 6.AMZN 7.UNH 8.NVDA 9.HD 10.RWL
2021-09-30	338	$169.2M	0	1SPY 2QQQ 3IYG Top holdings2021-09-30 1.SPY 2.QQQ 3.IYG 4.AAPL 5.MSFT 6.AMZN 7.NVDA 8.NFLX 9.UNH 10.HD
2020-12-31	70	$129.4M	—	1SPY 2QQQ 3IYG Top holdings2020-12-31 1.SPY 2.QQQ 3.IYG 4.AGG 5.AAPL 6.MSFT 7.AMZN 8.NFLX 9.IJK 10.DIS

Holding changes this quarter

Kozak & Associates, Inc.'s most significant position changes for 2026-03-31: New buy: Ishares Bitcoin Trust ETF (IBIT); New buy: Ishares Ethereum Trust ETF (ETHA); Add: Microsoft CORP (MSFT) — shares +1.18%; Add: Ishares U.s. Tech Independen (IETC) — shares +1.97%; Trim: Vaneck Semiconductor ETF (SMH) — shares -1.39%.

Position changes disclosed by Kozak & Associates, Inc. for the quarter ending 2026-03-31, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	SMH	Vaneck Semiconductor ETF	+0.7%	-1.39%	Trim
2	RWL	Invesco S&p 500 Revenue ETF	+0.5%	+2.01%	Add
3	IYJ	Ishares U.s. Industrials ETF	+0.3%	+2.04%	Add
4	DIA	Ss Spdr Dow Jones Indus Avg	+0.2%	+14.33%	Add
5	ORCL	Oracle CORP	+0.2%	+349.88%	Add
6	COST	Costco Wholesale CORP	+0.1%	-1.94%	Trim
7	CAT	Caterpillar INC	+0.1%	+0.78%	Add
8	GEV	GE Vernova INC	+0.1%	-5.13%	Trim
9	LMT	Lockheed Martin CORP	0%	+0.55%	Add
10	AVGO	Broadcom INC	0%	-2.85%	Trim
11	NFLX	Netflix INC	0%	-0.53%	Trim
12	DE	Deere & Co	0%	+0.29%	Add
13	CVX	Chevron CORP	0%	+0.85%	Add
14	XOM	Exxon Mobil CORP	0%	+0.66%	Add
15	VLO	Valero Energy CORP	0%	+0.54%	Add
16	PYLD	Pimco Multisector Bond Actv	0%	+43.61%	Add
17	CSX	Csx CORP	0%	-3.53%	Trim
18	IJK	Ishares S&p Mid-cap 400 Grow	0%	-0.78%	Trim
19	NEE	Nextera Energy INC	0%	-0.30%	Trim
20	SHEL	Shell Plc-adr	0%	—	Unchanged
21	MAR	Marriott International -cl A	0%	+0.21%	Add
22	GOOG	Alphabet Inc-cl C	—	+0.05%	Add
23	NVDA	Nvidia CORP	0%	-3.36%	Trim
24	AJG	Arthur J Gallagher & Co	0%	-21.81%	Trim
25	OKLO	Oklo INC	0%	—	Unchanged
26	META	Meta Platforms Inc-class A	0%	-15.05%	Trim
27	JPM	Jpmorgan Chase & Co	0%	-0.08%	Trim
28	AXP	American Express Co	0%	+0.09%	Add
29	ABBV	Abbvie INC	0%	-4.33%	Trim
30	FSLR	First Solar INC	0%	—	Unchanged
31	COF	Capital One Financial CORP	0%	+0.11%	Add
32	QCOM	Qualcomm INC	0%	+0.60%	Add
33	CRM	Salesforce INC	0%	-0.10%	Trim
34	IBM	Intl Business Machines CORP	0%	+0.63%	Add
35	SHOP	Shopify INC - Class A	0%	-20.32%	Trim
36	V	Visa Inc-class A Shares	0%	+0.84%	Add
37	PG	Procter & Gamble Co/the	0%	-24.96%	Trim
38	SPY	Ss Spdr S&p 500 ETF Trust-us	0%	-0.26%	Trim
39	NOW	Servicenow INC	0%	—	Unchanged
40	BX	Blackstone INC	0%	+2.09%	Add
41	WDAY	Workday Inc-class A	0%	—	Unchanged
42	QQQ	Invesco Qqq Trust Series 1	-0.1%	-0.03%	Trim
43	SPYG	Ss Spdr P S&p 500 Growth ETF	-0.1%	+0.27%	Add
44	SCHW	Schwab (charles) CORP	-0.1%	-6.15%	Trim
45	AMZN	Amazon.com INC	-0.1%	+0.48%	Add
46	IYG	Ishares U.s. Financial Servi	-0.4%	+2.34%	Add
47	IETC	Ishares U.s. Tech Independen	-0.7%	+1.97%	Add
48	MSFT	Microsoft CORP	-0.8%	+1.18%	Add
49	IBIT	Ishares Bitcoin Trust ETF	—	NEW	New buy
50	ETHA	Ishares Ethereum Trust ETF	—	NEW	New buy

FAQ

What is Kozak & Associates, Inc. and what type of investor is it?

Kozak & Associates, Inc. is a investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-03-31), the firm manages a tracked equity portfolio valued at approximately $512.8M, spread across 452 disclosed positions.

What are Kozak & Associates, Inc.'s largest equity positions?

Based on the latest 13F filing, Kozak & Associates, Inc.'s top holdings by market value are: 1. Invesco S&p 500 Revenue ETF (RWL) — $70.0M (13.6%) 2. Ishares U.s. Tech Independen (IETC) — $61.9M (12.1%) 3. Ss Spdr S&p 500 ETF Trust-us (SPY) — $45.2M (8.8%) 4. Invesco Qqq Trust Series 1 (QQQ) — $42.9M (8.4%) 5. Ishares U.s. Financial Servi (IYG) — $37.4M (7.3%)

What changes did Kozak & Associates, Inc. make in its most recent portfolio filing?

In the latest reported quarter, Kozak & Associates, Inc. made 45 notable position adjustments: 2 new positions were initiated, 24 existing holdings were added to, 19 positions were partially reduced, and 0 were completely exited. The largest of these moves: New buy: Ishares Bitcoin Trust ETF (IBIT); New buy: Ishares Ethereum Trust ETF (ETHA); Add: Microsoft CORP (MSFT) — shares +1.18%; Add: Ishares U.s. Tech Independen (IETC) — shares +1.97%; Trim: Vaneck Semiconductor ETF (SMH) — shares -1.39%

What sectors does Kozak & Associates, Inc. focus on?

Kozak & Associates, Inc. is concentrated in the following sectors based on its current disclosed equity portfolio: • Information Technology: 51.2% • Consumer Discretionary: 15.3% • Consumer Staples: 10.9% • Financials: 7.4% • Industrials: 5.7% • Communication Services: 3.9%