NP

NorthRock Partners, LLC

Diversified strategyMomentum followerLong-term holder

Total reported value

$6.2B

Reporting period: 2026-03-31 · Number of holdings: 678

NorthRock Partners, LLC disclosed 678 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $6.2B and a quarterly turnover rate of 10.8%.

Personality snowflake

Concentration
10.52
Portfolio Stability
10.76
Momentum/Contrarian
100
Sector conviction
63.61
Diversification
100
Sizing Uniformity
59.71

Recent moves

  • Add IGF

    +84.7%　$90.2M

  • Trim OEF

    -92.1%　-$22.4M

  • Trim SPY

    -1.7%　-$12.4M

  • Trim SPYG

    +4.7%　-$8.7M

  • Trim MSFT

    +6.8%　-$13.2M

  • Trim QQQ

    +3.8%　-$5.7M

Holdings Map

New buyAddUnchangedTrim

Top 10 holdings by weight

Full holdings list this quarter

Showing top 654 holdings (of 678 total)

#TickerIssuerAsset SubclassWeightWeight ChangeShares Change4Q Trend
1JMTGMortgage-backed SecuritiesETF-Other8.01%+0.19%+7.42%
2VOOVanguard S&p 500 ETFETF-Large Cap & Growth5.67%-0.20%+6.14%
3SPYMSte Str Spdr Pt S&p 500 ETFETF-Large Cap & Growth5.14%-0.02%+9.32%
4VGSHVanguard Short-term TreasuryETF-Gov Bonds4.59%-0.10%+2.86%
5SPYVSs Spdr P S&p 500 Value ETFETF-Large Cap & Growth4.18%-0.05%+3.83%
6SGOVIshares 0-3 Month Treasury BETF-Gov Bonds3.64%+0.22%+11.07%
7QQQInvesco Qqq Trust Series 1ETF-Tech3.63%-0.26%+3.81%
8SPYGSs Spdr P S&p 500 Growth ETFETF-Large Cap & Growth3.46%-0.31%+4.73%
9AAPLApple INCStock-Tech3.19%-0.22%+4.78%
10SPYSs Spdr S&p 500 ETF Trust-usETF-Large Cap & Growth2.99%-0.35%-1.72%
11IGFIshares Global InfrastructurETF-Other2.88%+1.38%+84.72%
12HEFAIsha Curr Hedged Msci EafeETF-Other2.11%+0.22%+13.34%
13MDYVSs Spdr S&p 400 Mc Val ETFETF-Other1.84%-0.02%+3.07%
14IWBIshares Russell 1000 ETFETF-Other1.71%-0.17%-0.17%
15MDYGSs Spdr S&p 400 Mc Gr ETFETF-Other1.68%+0.04%+2.71%
16JMSTJPM Ultra-short Muni IncomeETF-Other1.23%+0.21%+25.96%
17SLYVSs Spdr S&p 600 Sc Val ETFETF-Other1.22%+0.02%+2.08%
18ROUSHartford Multifact US EqtyETF-Other1.21%—-4.83%
19IWRIshares Russell Mid-cap ETFETF-Other1.11%—-1.55%
20EFAIshares Msci Eafe ETFETF-Other1.07%—+0.13%
21IEMGIshares Core Msci EmergingETF-Emerging Markets1.06%+0.10%+11.29%
22SLYGSs Spdr S&p 600 Sc Gr ETFETF-Other1.06%+0.01%+3.31%
23MSFTMicrosoft CORPStock-Tech0.95%-0.27%+6.77%
24NVDANvidia CORPStock-Tech0.95%—+4.39%
25IUSBIshr Cr Unvrse Usd Bd Etf-uiETF-Other0.89%—+2.55%
26SPEMState Street Sp Ptf Em ETFETF-Other0.85%—-0.19%
27IEFIshares 7-10 Year Treasury BETF-Gov Bonds0.81%+0.15%+28.39%
28BUFRFt Vest Lad Buffervetf-usd IETF-Other0.78%+0.09%+19.82%
29IWMIshares Russell 2000 ETFETF-Small Cap0.77%—+0.55%
30VMBSVanguard Mortgage-backed SecETF-Other0.72%—-0.06%
31MBBIshares Mbs ETFETF-Other0.71%—+2.31%
32IWFIshares Russell 1000 GrowthETF-Other0.66%-0.13%+288.12%
33IJRIshares Core S&p Small-cap EETF-Small Cap0.55%—-1.00%
34IVEIshares S&p 500 Value ETFETF-Large Cap & Growth0.53%—-4.66%
35SPTISs Spdr P Int Term Tsy ETFETF-Other0.51%—+1.50%
36TAFMAB Tax Aware Inter MuniETF-Other0.51%—-2.38%
37AGGIshares Core U.s. AggregateETF-Other0.50%—+2.04%
38VYMIVanguard Int High Dvd Yld InETF-Other0.49%—-3.62%
39VEAVanguard Ftse Developed ETFETF-Other0.48%—-0.11%
40MDLZMondelez International Inc-aStock-Consumer Staples0.48%—-1.07%
41PGRProgressive CORPStock-Financials0.47%-0.10%-0.06%
42PMPhilip Morris InternationalStock-Consumer Staples0.47%—-2.66%
43SCHZSchwab US Aggregate Bond ETFETF-Other0.45%—+1.96%
44AMZNAmazon.com INCStock-Consumer Disc0.44%—+12.95%
45QQQMInvesco Nasdaq 100 ETFETF-Tech0.43%—+4.21%
46BDYNIshares Dyn Act ETFETF-Other0.43%—+1.96%
47VTIVanguard Total Stock Mkt ETFETF-Other0.42%—-2.52%
48DYNFIshrs US E F R A Etf-usd INCETF-Other0.40%-0.19%-24.66%
49PGProcter & Gamble Co/theStock-Consumer Staples0.38%—+0.68%
50STIPIshares 0-5 Year Tips Bond EETF-Other0.38%—+3.76%
1–50 of 654

Holding changes this quarter

NorthRock Partners, LLC's most significant position changes for 2026-03-31: New buy: Wisdomtree Japan Hedged Eq (DXJ); New buy: Ishares Msci USA Value Facto (VLUE); New buy: Columbia Multi-sect Muni INC (MUST); New buy: Nyli Ftse Intl Eq Cur Ntrl (HFXI); New buy: Lumentum Holdings INC (LITE).

Position changes disclosed by NorthRock Partners, LLC for the quarter ending 2026-03-31, including ticker, issuer, weight change, shares change, and action
#TickerIssuerWeight ChangeShares ChangeAction
1IGFIshares Global Infrastructur+1.4%+84.72%Add
2SGOVIshares 0-3 Month Treasury B+0.2%+11.07%Add
3HEFAIsha Curr Hedged Msci Eafe+0.2%+13.34%Add
4JMSTJPM Ultra-short Muni Income+0.2%+25.96%Add
5JMTGMortgage-backed Securities+0.2%+7.42%Add
6GOVTIshares US Treasury Bond ETF+0.2%+309.07%Add
7EFGIshares Msci Eafe Growth ETF+0.2%+176.32%Add
8IEFIshares 7-10 Year Treasury B+0.2%+28.39%Add
9IEMGIshares Core Msci Emerging+0.1%+11.29%Add
10BUFRFt Vest Lad Buffervetf-usd I+0.1%+19.82%Add
11DGROIshares Core Dividend Growth+0.1%+147.33%Add
12ITAIshares U.s. Aerospace & Def+0.1%+61.80%Add
13XOMExxon Mobil CORP+0.1%+22.49%Add
14RSPInvesco S&p 500 Equal Weight+0.1%+192.86%Add
15WMTWalmart INC+0.1%+49.85%Add
16HWKNHawkins INC+0.1%+61.56%Add
17MDYGSs Spdr S&p 400 Mc Gr ETF0%+2.71%Add
18TSMTaiwan Semiconductor-sp Adr0%+202.52%Add
19CVXChevron CORP0%+0.87%Add
20CATCaterpillar INC0%+15.35%Add
21MRKMerck & Co. INC.0%+77.74%Add
22PEPPepsico INC0%+45.98%Add
23JPMJpmorgan Chase & Co0%+24.25%Add
24SLYVSs Spdr S&p 600 Sc Val ETF0%+2.08%Add
25SLYGSs Spdr S&p 600 Sc Gr ETF0%+3.31%Add
26SPYMSte Str Spdr Pt S&p 500 ETF0%+9.32%Add
27MDYVSs Spdr S&p 400 Mc Val ETF0%+3.07%Add
28IYWIshares Ustechnology ETF0%-39.17%Trim
29SPYVSs Spdr P S&p 500 Value ETF-0.1%+3.83%Add
30EMBIshares Jp Morgan Usd Emergi-0.1%-87.91%Trim
31SPHQInvesco S&p 500 Quality ETF-0.1%-18.06%Trim
32VGSHVanguard Short-term Treasury-0.1%+2.86%Add
33IAUIshares Gold Trust-0.1%-62.58%Trim
34PGRProgressive CORP-0.1%-0.06%Trim
35IWFIshares Russell 1000 Growth-0.1%+288.12%Add
36IWBIshares Russell 1000 ETF-0.2%-0.17%Trim
37DYNFIshrs US E F R A Etf-usd INC-0.2%-24.66%Trim
38VOOVanguard S&p 500 ETF-0.2%+6.14%Add
39AAPLApple INC-0.2%+4.78%Add
40QQQInvesco Qqq Trust Series 1-0.3%+3.81%Add
41MSFTMicrosoft CORP-0.3%+6.77%Add
42SPYGSs Spdr P S&p 500 Growth ETF-0.3%+4.73%Add
43SPYSs Spdr S&p 500 ETF Trust-us-0.4%-1.72%Trim
44OEFIshares S&p 100 ETF-0.4%-92.13%Trim
45DXJWisdomtree Japan Hedged Eq—NEWNew buy
46VLUEIshares Msci USA Value Facto—NEWNew buy
47MUSTColumbia Multi-sect Muni INC—NEWNew buy
48HFXINyli Ftse Intl Eq Cur Ntrl—NEWNew buy
49LITELumentum Holdings INC—NEWNew buy
50PNCPnc Financial Services Group—NEWNew buy

FAQ

What is NorthRock Partners, LLC and what type of investor is it?
NorthRock Partners, LLC is a investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-03-31), the firm manages a tracked equity portfolio valued at approximately $6.2B, spread across 678 disclosed positions.
What are NorthRock Partners, LLC's largest equity positions?
Based on the latest 13F filing, NorthRock Partners, LLC's top holdings by market value are: 1. Mortgage-backed Securities (JMTG) — $497.0M (8.0%) 2. Vanguard S&p 500 ETF (VOO) — $351.6M (5.7%) 3. Ste Str Spdr Pt S&p 500 ETF (SPYM) — $318.8M (5.1%) 4. Vanguard Short-term Treasury (VGSH) — $285.0M (4.6%) 5. Ss Spdr P S&p 500 Value ETF (SPYV) — $259.5M (4.2%)
What changes did NorthRock Partners, LLC make in its most recent portfolio filing?
In the latest reported quarter, NorthRock Partners, LLC made 50 notable position adjustments: 6 new positions were initiated, 35 existing holdings were added to, 9 positions were partially reduced, and 0 were completely exited. The largest of these moves: New buy: Wisdomtree Japan Hedged Eq (DXJ); New buy: Ishares Msci USA Value Facto (VLUE); New buy: Columbia Multi-sect Muni INC (MUST); New buy: Nyli Ftse Intl Eq Cur Ntrl (HFXI); New buy: Lumentum Holdings INC (LITE)
What sectors does NorthRock Partners, LLC focus on?
NorthRock Partners, LLC is concentrated in the following sectors based on its current disclosed equity portfolio: • Information Technology: 39.2% • Consumer Staples: 14.2% • Financials: 13.2% • Consumer Discretionary: 7.5% • Industrials: 7.0% • Health Care: 6.8%