Wellington Shields Capital Management, LLC

Diversified strategyMomentum followerQuality / disciplined sizing

Total reported value

$666.2M

Reporting period: 2026-03-31 · Number of holdings: 326

Wellington Shields Capital Management, LLC disclosed 326 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $666.2M and a quarterly turnover rate of 24.1%.

Personality snowflake

Concentration: 8.26
Portfolio Stability: 24.15
Momentum/Contrarian: 100
Sector conviction: 48.25
Diversification: 100
Sizing Uniformity: 76.06

Recent moves

Trim BX
-29.1%　-$11.3M
Add BE
-1.8%　$7.5M
Trim MSFT
+10.1%　-$8.5M
Add XOM
+1.3%　$5.3M
Trim GOOGL
-10.7%　-$5.5M
Trim APO
-26.8%　-$4.8M

Holdings Map

New buyAddUnchangedTrim

Top 10 holdings by weight

Full holdings list this quarter

Showing top 325 holdings (of 326 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	MSFT	Microsoft CORP	Stock-Tech	6.87%	-1.05%	+10.11%
2	GOOG	Alphabet Inc-cl C	Stock-Comm Services	5.44%	-0.32%	+0.27%
3	AAPL	Apple INC	Stock-Tech	4.05%	-0.63%	-9.96%
4	GOOGL	Alphabet Inc-cl A	Stock-Comm Services	3.79%	-0.69%	-10.65%
5	AMZN	Amazon.com INC	Stock-Consumer Disc	3.45%	-0.10%	+4.56%
6	BE	Bloom Energy Corp- A	Stock-Industrials	3.25%	+1.19%	-1.83%
7	JPM	Jpmorgan Chase & Co	Stock-Financials	3.19%	-0.19%	+0.37%
8	XOM	Exxon Mobil CORP	Stock-Energy	2.68%	+0.86%	+1.27%
9	MA	Mastercard INC - A	Stock-Financials	2.35%	-0.23%	+0.97%
10	AXP	American Express Co	Stock-Financials	2.32%	—	+27.58%
11	QXO	Qxo INC	Stock-Industrials	1.95%	+0.45%	+25.39%
12	BX	Blackstone INC	Stock-Financials	1.91%	-1.59%	-29.14%
13	MKSI	Mks INC	Stock-Tech	1.80%	+0.54%	-3.58%
14	BA	Boeing Co/the	Stock-Industrials	1.75%	—	+14.52%
15	PWR	Quanta Services INC	Stock-Industrials	1.68%	+0.45%	+1.37%
16	AMD	Advanced Micro Devices	Stock-Tech	1.57%	—	-0.09%
17	XME	Ss Spdr S&p Metals Mining	ETF-Other	1.55%	+0.65%	+61.52%
18	TSM	Taiwan Semiconductor-sp Adr	Stock-Tech	1.50%	+0.29%	+8.01%
19	NVDA	Nvidia CORP	Stock-Tech	1.40%	-0.12%	-4.65%
20	COF	Capital One Financial CORP	Stock-Financials	1.29%	—	+38.03%
21	VOO	Vanguard S&p 500 ETF	ETF-Large Cap & Growth	1.23%	+0.43%	+57.15%
22	PANW	Palo Alto Networks INC	Stock-Tech	1.22%	-0.33%	-12.36%
23	SOXX	Ishares Semiconductor ETF	ETF-Other	1.14%	+0.21%	+8.81%
24	APO	Apollo Global Management INC	Stock-Financials	0.92%	-0.67%	-26.78%
25	MCK	Mckesson CORP	Stock-Healthcare	0.89%	—	-12.15%
26	RTX	Rtx CORP	Stock-Industrials	0.88%	—	+7.92%
27	AVGO	Broadcom INC	Stock-Tech	0.83%	-0.23%	-14.92%
28	LLY	Eli Lilly & Co	Stock-Healthcare	0.78%	-0.14%	-3.17%
29	LIN	Linde plc	Stock-Materials	0.77%	+0.13%	-0.13%
30	FLO	Flowers Foods INC	Stock-Consumer Staples	0.72%	+0.51%	+356.00%
31	SMH	Vaneck Semiconductor ETF	ETF-Other	0.72%	—	-4.39%
32	TROX	Tronox Holdings plc	Stock-Other	0.70%	+0.20%	-41.66%
33	IBM	Intl Business Machines CORP	Stock-Tech	0.67%	-0.22%	-11.10%
34	RDDT	Reddit Inc-cl A	Stock-Comm Services	0.66%	-0.33%	+10.06%
35	JNJ	Johnson & Johnson	Stock-Healthcare	0.65%	—	-5.82%
36	SLV	Ishares Silver Trust	ETF-Commodities	0.63%	—	-9.59%
37	BLK	Blackrock INC	Stock-Financials	0.58%	—	+2.50%
38	EW	Edwards Lifesciences CORP	Stock-Healthcare	0.57%	—	—
39	CG	Carlyle Group Inc/the	Stock-Financials	0.56%	-0.17%	-8.09%
40	WMT	Walmart INC	Stock-Consumer Staples	0.56%	—	+3.38%
41	ITW	Illinois Tool Works	Stock-Industrials	0.55%	—	-2.08%
42	XYZ	Block INC	Stock-Financials	0.54%	-0.19%	-22.74%
43	GLW	Corning INC	Stock-Tech	0.53%	+0.18%	-3.69%
44	CEG	Constellation Energy	Stock-Utilities	0.53%	-0.11%	+2.41%
45	GEV	GE Vernova INC	Stock-Industrials	0.53%	+0.17%	+7.05%
46	RSP	Invesco S&p 500 Equal Weight	ETF-Large Cap & Growth	0.51%	+0.32%	+168.98%
47	ISRG	Intuitive Surgical INC	Stock-Healthcare	0.49%	-0.14%	-7.33%
48	GLD	Spdr Gold Shares	ETF-Commodities	0.45%	—	—
49	HD	Home Depot INC	Stock-Consumer Disc	0.43%	—	-9.12%
50	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	0.43%	—	-2.57%

1–50 of 325

Portfolio Performance

Performance for Q3 2026

-0.5%

Performance Last 4 Quarters

+31.2%

Based on 77% of reported portfolio value with available pricing

Stdev: +15.8%
Beta: +0.98
Alpha: +0.6%
Max Drawdown: -10.9%
Annualized Perf: +18.9%
Batting Avg vs S&P: +55.6%
Sortino: +2.68
Stutzer: +0.37
Treynor: +0.19
Sterling: +1.01
Calmar: +1.74
Information Ratio: +0.02
Tracking Error: +9.2%
Stdev Down: +7%
Winning Months %: +66.7%
Losing Months %: +33.3%
Best 12 Months: +53.6%
Worst 12 Months: +1.9%
Efficiency Ratio: +0.53
Sharpe: +1.18
Stdev Sectors: +8%
Skewness: +1.1
Kurtosis: +3.03
Upside Potential: +4.45

Reported value over time

Sector allocation

Sector allocation over time

Quarterly history

Period	Holdings	Total value	Stability	Top holdings
2026-03-31	326	$666.2M	24	1MSFT 2GOOG 3AAPL Top holdings2026-03-31 1.MSFT 2.GOOG 3.AAPL 4.GOOGL 5.AMZN 6.BE 7.JPM 8.XOM 9.MA 10.AXP
2025-12-31	316	$685.8M	14	1MSFT 2GOOG 3AAPL Top holdings2025-12-31 1.MSFT 2.GOOG 3.AAPL 4.GOOGL 5.AMZN 6.BX 7.JPM 8.MA 9.AXP 10.BE
2025-09-30	335	$658.9M	39	1MSFT 2GOOG 3AAPL Top holdings2025-09-30 1.MSFT 2.GOOG 3.AAPL 4.BX 5.GOOGL 6.AMZN 7.JPM 8.MA 9.BE 10.AXP
2025-06-30	322	$591.0M	0	1MSFT 2AAPL 3GOOG Top holdings2025-06-30 1.MSFT 2.AAPL 3.GOOG 4.BX 5.AMZN 6.JPM 7.GOOGL 8.MA 9.PANW 10.XOM
2025-03-31	313	$551.4M	100	1MSFT 2AAPL 3GOOG Top holdings2025-03-31 1.MSFT 2.AAPL 3.GOOG 4.BX 5.AMZN 6.MA 7.JPM 8.GOOGL 9.XOM 10.PANW
2024-12-31	306	$565.4M	0	1MSFT 2AAPL 3GOOG Top holdings2024-12-31 1.MSFT 2.AAPL 3.GOOG 4.BX 5.AMZN 6.GOOGL 7.MA 8.JPM 9.XOM 10.PANW
2024-09-30	313	$575.3M	0	1MSFT 2AAPL 3GOOG Top holdings2024-09-30 1.MSFT 2.AAPL 3.GOOG 4.BX 5.AMZN 6.GOOGL 7.XOM 8.MA 9.JPM 10.FLO
2024-06-30	307	$549.3M	0	1MSFT 2AAPL 3GOOG Top holdings2024-06-30 1.MSFT 2.AAPL 3.GOOG 4.AMZN 5.GOOGL 6.BX 7.XOM 8.MA 9.JPM 10.FLO
2024-03-31	304	$530.4M	0	1MSFT 2AAPL 3GOOG Top holdings2024-03-31 1.MSFT 2.AAPL 3.GOOG 4.BX 5.AMZN 6.MA 7.GOOGL 8.JPM 9.FLO 10.TMO
2023-12-31	300	$801.6M	0	1FLO 2MSFT 3AAPL Top holdings2023-12-31 1.FLO 2.MSFT 3.AAPL 4.GOOG 5.BX 6.MA 7.GOOGL 8.AMZN 9.JPM 10.TMO
2023-09-30	304	$757.8M	0	1FLO 2MSFT 3AAPL Top holdings2023-09-30 1.FLO 2.MSFT 3.AAPL 4.GOOG 5.BX 6.MA 7.GOOGL 8.AMZN 9.JPM 10.TMO
2023-06-30	312	$819.0M	0	1FLO 2MSFT 3AAPL Top holdings2023-06-30 1.FLO 2.MSFT 3.AAPL 4.GOOG 5.BX 6.MA 7.EW 8.GOOGL 9.AMZN 10.JPM
2023-03-31	320	$831.2M	0	1FLO 2MSFT 3AAPL Top holdings2023-03-31 1.FLO 2.MSFT 3.AAPL 4.GOOG 5.BX 6.MA 7.EW 8.TMO 9.GOOGL 10.JPM
2022-12-31	312	$824.0M	0	1FLO 2MSFT 3AAPL Top holdings2022-12-31 1.FLO 2.MSFT 3.AAPL 4.GOOG 5.MA 6.BX 7.JPM 8.TMO 9.EW 10.GOOGL
2022-09-30	303	$420.6M	0	1MSFT 2AAPL 3GOOG Top holdings2022-09-30 1.MSFT 2.AAPL 3.GOOG 4.AMZN 5.BX 6.FLO 7.EW 8.TMO 9.MA 10.GOOGL
2022-06-30	302	$805.5M	0	1FLO 2MSFT 3AAPL Top holdings2022-06-30 1.FLO 2.MSFT 3.AAPL 4.GOOG 5.BX 6.AMZN 7.EW 8.MA 9.GOOGL 10.TMO
2022-03-31	319	$913.6M	0	1FLO 2MSFT 3AAPL Top holdings2022-03-31 1.FLO 2.MSFT 3.AAPL 4.GOOG 5.BX 6.AMZN 7.EW 8.GOOGL 9.MA 10.ILMN
2021-12-31	282	$781.2M	0	1FLO 2MSFT 3AAPL Top holdings2021-12-31 1.FLO 2.MSFT 3.AAPL 4.AMZN 5.BX 6.GOOG 7.GOOGL 8.EW 9.ILMN 10.MA
2021-09-30	262	$733.0M	0	1FLO 2MSFT 3AAPL Top holdings2021-09-30 1.FLO 2.MSFT 3.AAPL 4.PSNL 5.AMZN 6.GOOG 7.BX 8.GOOGL 9.EW 10.ILMN
2021-06-30	289	$827.2M	100	1FLO 2MSFT 3AAPL Top holdings2021-06-30 1.FLO 2.MSFT 3.AAPL 4.PSNL 5.AMZN 6.ILMN 7.GOOG 8.GOOGL 9.MA 10.BX
2021-03-31	277	$1.1B	45	1FLO 2MSFT 3GLD Top holdings2021-03-31 1.FLO 2.MSFT 3.GLD 4.AMGN 5.AAPL 6.JNJ 7.PSNL 8.AVLRUSD 9.AMZN 10.MMM
2020-12-31	258	$747.5M	26	1FLO 2PSNL 3MSFT Top holdings2020-12-31 1.FLO 2.PSNL 3.MSFT 4.AAPL 5.AMZN 6.MA 7.ILMN 8.GOOG 9.EW 10.GOOGL
2020-09-30	224	$630.5M	24	1FLO 2MSFT 3AAPL Top holdings2020-09-30 1.FLO 2.MSFT 3.AAPL 4.AMZN 5.MA 6.PSNL 7.EW 8.ILMN 9.GOOG 10.FIS
2020-06-30	236	$623.0M	28	1FLO 2MSFT 3AAPL Top holdings2020-06-30 1.FLO 2.MSFT 3.AAPL 4.AMZN 5.ILMN 6.MA 7.BX 8.GOOGL 9.GOOG 10.EW
2020-03-31	233	$529.7M	27	1FLO 2MSFT 3AAPL Top holdings2020-03-31 1.FLO 2.MSFT 3.AAPL 4.AMZN 5.MA 6.ILMN 7.BX 8.GOOGL 9.EW 10.GOOG
2019-12-31	263	$650.7M	17	1FLO 2MSFT 3AAPL Top holdings2019-12-31 1.FLO 2.MSFT 3.AAPL 4.ILMN 5.MA 6.AMZN 7.EW 8.JPM 9.GOOGL 10.XOM
2019-09-30	264	$614.6M	18	1FLO 2MSFT 3AAPL Top holdings2019-09-30 1.FLO 2.MSFT 3.AAPL 4.ILMN 5.MA 6.EW 7.XOM 8.AMZN 9.GOOGL 10.JPM
2019-06-30	280	$603.5M	13	1FLO 2MSFT 3ILMN Top holdings2019-06-30 1.FLO 2.MSFT 3.ILMN 4.AAPL 5.XOM 6.MA 7.AMZN 8.JNJ 9.EW 10.JPM
2019-03-31	283	$587.8M	20	1FLO 2MSFT 3AAPL Top holdings2019-03-31 1.FLO 2.MSFT 3.AAPL 4.ILMN 5.XOM 6.MA 7.EW 8.JNJ 9.GOOGL 10.JPM
2018-12-31	276	$529.2M	26	1FLO 2MSFT 3AAPL Top holdings2018-12-31 1.FLO 2.MSFT 3.AAPL 4.ILMN 5.XOM 6.JNJ 7.JPM 8.MA 9.GOOGL 10.EW
2018-09-30	314	$620.0M	18	1FLO 2AAPL 3MSFT Top holdings2018-09-30 1.FLO 2.AAPL 3.MSFT 4.XOM 5.ILMN 6.MA 7.JNJ 8.JPM 9.EW 10.GOOGL
2018-06-30	312	$604.9M	25	1FLO 2XOM 3AAPL Top holdings2018-06-30 1.FLO 2.XOM 3.AAPL 4.MSFT 5.JPM 6.MA 7.GOOGL 8.AMZN 9.CASIEUR 10.EW
2018-03-31	330	$661.5M	22	1FLO 2AAPL 3MSFT Top holdings2018-03-31 1.FLO 2.AAPL 3.MSFT 4.XOM 5.SYY 6.JPM 7.AMAT 8.JNJ 9.PEP 10.AMZN
2017-12-31	331	$644.2M	18	1FLO 2XOM 3AAPL Top holdings2017-12-31 1.FLO 2.XOM 3.AAPL 4.MSFT 5.SYY 6.PEP 7.JPM 8.JNJ 9.META 10.AMZN
2017-09-30	321	$609.1M	19	1FLO 2XOM 3AAPL Top holdings2017-09-30 1.FLO 2.XOM 3.AAPL 4.MSFT 5.SYY 6.PEP 7.T 8.AMAT 9.JPM 10.JNJ
2017-06-30	326	$612.9M	16	1FLO 2XOM 3AAPL Top holdings2017-06-30 1.FLO 2.XOM 3.AAPL 4.PEP 5.SYY 6.MSFT 7.AEP 8.T 9.JPM 10.JNJ
2017-03-31	332	$620.0M	16	1FLO 2XOM 3AAPL Top holdings2017-03-31 1.FLO 2.XOM 3.AAPL 4.PEP 5.SYY 6.MSFT 7.AEP 8.T 9.JNJ 10.SJM
2016-12-31	318	$603.0M	25	1FLO 2XOM 3AAPL Top holdings2016-12-31 1.FLO 2.XOM 3.AAPL 4.PEP 5.SYY 6.AEP 7.MSFT 8.T 9.JNJ 10.VZ
2016-09-30	316	$574.4M	19	1FLO 2XOM 3PEP Top holdings2016-09-30 1.FLO 2.XOM 3.PEP 4.AAPL 5.SYY 6.AEP 7.MSFT 8.T 9.JNJ 10.SJM
2016-06-30	317	$591.4M	17	1FLO 2XOM 3PEP Top holdings2016-06-30 1.FLO 2.XOM 3.PEP 4.SYY 5.AEP 6.AAPL 7.T 8.MSFT 9.SJM 10.JNJ
2016-03-31	314	$570.8M	25	1FLO 2XOM 3PEP Top holdings2016-03-31 1.FLO 2.XOM 3.PEP 4.AAPL 5.AEP 6.SYY 7.MSFT 8.T 9.SJM 10.JNJ
2015-12-31	314	$589.6M	23	1FLO 2XOM 3PEP Top holdings2015-12-31 1.FLO 2.XOM 3.PEP 4.AEP 5.AAPL 6.SYY 7.MA 8.AXP 9.MSFT 10.T
2015-09-30	310	$580.7M	29	1FLO 2XOM 3PEP Top holdings2015-09-30 1.FLO 2.XOM 3.PEP 4.AAPL 5.SYY 6.MA 7.AEP 8.T 9.AXP 10.SJM
2015-06-30	346	$653.2M	17	1FLO 2XOM 3AAPL Top holdings2015-06-30 1.FLO 2.XOM 3.AAPL 4.PEP 5.AXP 6.T 7.AEP 8.MA 9.SYY 10.JNJ
2015-03-31	352	$667.8M	23	1FLO 2XOM 3PEP Top holdings2015-03-31 1.FLO 2.XOM 3.PEP 4.AAPL 5.MSFT 6.AXP 7.SYY 8.AEP 9.T 10.JNJ
2014-12-31	341	$628.6M	23	1FLO 2XOM 3PEP Top holdings2014-12-31 1.FLO 2.XOM 3.PEP 4.MSFT 5.AAPL 6.AXP 7.SYY 8.JNJ 9.AEP 10.PG
2014-09-30	349	$602.9M	19	1FLO 2XOM 3MSFT Top holdings2014-09-30 1.FLO 2.XOM 3.MSFT 4.PEP 5.IBM 6.AAPL 7.JNJ 8.SYY 9.AXP 10.AEP
2014-06-30	365	$638.9M	26	1FLO 2XOM 3PEP Top holdings2014-06-30 1.FLO 2.XOM 3.PEP 4.MSFT 5.IBM 6.AAPL 7.AXP 8.SLB 9.SYY 10.JNJ
2014-03-31	355	$584.5M	23	1FLO 2XOM 3MSFT Top holdings2014-03-31 1.FLO 2.XOM 3.MSFT 4.IBM 5.AXP 6.38259P 7.AAPL 8.JNJ 9.AEP 10.PG
2013-12-31	321	$557.2M	21	1FLO 2XOM 3MSFT Top holdings2013-12-31 1.FLO 2.XOM 3.MSFT 4.IBM 5.AXP 6.GOOG 7.AAPL 8.SDRL 9.JNJ 10.AEP
2013-09-30	321	$522.8M	29	1FLO 2XOM 3IBM Top holdings2013-09-30 1.FLO 2.XOM 3.IBM 4.AXP 5.SDRL 6.JNJ 7.GOOG 8.PG 9.AEP 10.T
2013-06-30	341	$565.3M	—	1FLO 2XOM3140296 Top holdings2013-06-30 1.FLO 2.XOM 3.140296 4.WSACX 5.IBM 6.ET 7.SDRL 8.JNJ 9.AXP 10.PG

Holding changes this quarter

Wellington Shields Capital Management, LLC's most significant position changes for 2026-03-31: New buy: Norfolk Southern CORP (NSC); New buy: Element Solutions INC (ESI); Sold out: Intuit INC (INTU); Sold out: Hillenbrand INC (9HI); New buy: Ishares Msci Emerging Market (EEM).

Position changes disclosed by Wellington Shields Capital Management, LLC for the quarter ending 2026-03-31, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	BE	Bloom Energy Corp- A	+1.2%	-1.83%	Trim
2	XOM	Exxon Mobil CORP	+0.9%	+1.27%	Add
3	XME	Ss Spdr S&p Metals Mining	+0.7%	+61.52%	Add
4	MKSI	Mks INC	+0.5%	-3.58%	Trim
5	FLO	Flowers Foods INC	+0.5%	+356.00%	Add
6	PWR	Quanta Services INC	+0.5%	+1.37%	Add
7	QXO	Qxo INC	+0.5%	+25.39%	Add
8	VOO	Vanguard S&p 500 ETF	+0.4%	+57.15%	Add
9	RSP	Invesco S&p 500 Equal Weight	+0.3%	+168.98%	Add
10	TSM	Taiwan Semiconductor-sp Adr	+0.3%	+8.01%	Add
11	SOXX	Ishares Semiconductor ETF	+0.2%	+8.81%	Add
12	TROX	Tronox Holdings plc	+0.2%	-41.66%	Trim
13	GLW	Corning INC	+0.2%	-3.69%	Trim
14	GEV	GE Vernova INC	+0.2%	+7.05%	Add
15	LNG	Cheniere Energy INC	+0.1%	+0.02%	Add
16	LIN	Linde plc	+0.1%	-0.13%	Trim
17	AMZN	Amazon.com INC	-0.1%	+4.56%	Add
18	TTWO	Take-two Interactive Softwre	-0.1%	-22.01%	Trim
19	CEG	Constellation Energy	-0.1%	+2.41%	Add
20	NVDA	Nvidia CORP	-0.1%	-4.65%	Trim
21	BAC	Bank Of America CORP	-0.1%	-65.07%	Trim
22	V	Visa Inc-class A Shares	-0.1%	-14.42%	Trim
23	ABT	Abbott Laboratories	-0.1%	-49.00%	Trim
24	LLY	Eli Lilly & Co	-0.1%	-3.17%	Trim
25	ISRG	Intuitive Surgical INC	-0.1%	-7.33%	Trim
26	IBIT	Ishares Bitcoin Trust ETF	-0.2%	-76.21%	Trim
27	UNH	Unitedhealth Group INC	-0.2%	-89.61%	Trim
28	CG	Carlyle Group Inc/the	-0.2%	-8.09%	Trim
29	JPM	Jpmorgan Chase & Co	-0.2%	+0.37%	Add
30	XYZ	Block INC	-0.2%	-22.74%	Trim
31	FETH	Fidelity Ethereum Fund	-0.2%	-65.02%	Trim
32	IBM	Intl Business Machines CORP	-0.2%	-11.10%	Trim
33	CRM	Salesforce INC	-0.2%	-53.70%	Trim
34	MA	Mastercard INC - A	-0.2%	+0.97%	Add
35	AVGO	Broadcom INC	-0.2%	-14.92%	Trim
36	ABBV	Abbvie INC	-0.2%	-45.85%	Trim
37	KKR	Kkr & Co INC	-0.3%	-81.28%	Trim
38	GOOG	Alphabet Inc-cl C	-0.3%	+0.27%	Add
39	PANW	Palo Alto Networks INC	-0.3%	-12.36%	Trim
40	RDDT	Reddit Inc-cl A	-0.3%	+10.06%	Add
41	AAPL	Apple INC	-0.6%	-9.96%	Trim
42	APO	Apollo Global Management INC	-0.7%	-26.78%	Trim
43	GOOGL	Alphabet Inc-cl A	-0.7%	-10.65%	Trim
44	MSFT	Microsoft CORP	-1.1%	+10.11%	Add
45	BX	Blackstone INC	-1.6%	-29.14%	Trim
46	NSC	Norfolk Southern CORP	—	NEW	New buy
47	ESI	Element Solutions INC	—	NEW	New buy
48	INTU	Intuit INC	—	EXIT	Sold out
49	9HI	Hillenbrand INC	—	EXIT	Sold out
50	EEM	Ishares Msci Emerging Market	—	NEW	New buy

FAQ

What is Wellington Shields Capital Management, LLC and what type of investor is it?

Wellington Shields Capital Management, LLC is a investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-03-31), the firm manages a tracked equity portfolio valued at approximately $666.2M, spread across 326 disclosed positions.

What are Wellington Shields Capital Management, LLC's largest equity positions?

Based on the latest 13F filing, Wellington Shields Capital Management, LLC's top holdings by market value are: 1. Microsoft CORP (MSFT) — $45.8M (6.9%) 2. Alphabet Inc-cl C (GOOG) — $36.2M (5.4%) 3. Apple INC (AAPL) — $27.0M (4.0%) 4. Alphabet Inc-cl A (GOOGL) — $25.2M (3.8%) 5. Amazon.com INC (AMZN) — $23.0M (3.5%)

What changes did Wellington Shields Capital Management, LLC make in its most recent portfolio filing?

In the latest reported quarter, Wellington Shields Capital Management, LLC made 50 notable position adjustments: 3 new positions were initiated, 18 existing holdings were added to, 27 positions were partially reduced, and 2 were completely exited. The largest of these moves: New buy: Norfolk Southern CORP (NSC); New buy: Element Solutions INC (ESI); Sold out: Intuit INC (INTU); Sold out: Hillenbrand INC (9HI); New buy: Ishares Msci Emerging Market (EEM)

What sectors does Wellington Shields Capital Management, LLC focus on?

Wellington Shields Capital Management, LLC is concentrated in the following sectors based on its current disclosed equity portfolio: • Information Technology: 25.7% • Financials: 19.1% • Industrials: 17.6% • Communication Services: 12.4% • Health Care: 6.3% • Energy: 5.9%