Principal Securities, INC. — Inside Their 13F Portfolio

CIK: 0000012600

Diversified strategyMomentum followerLong-term holder

Total reported value

$6.8B

Reporting period: 2026-03-31 · Number of holdings: 1411

PRINCIPAL SECURITIES, INC. disclosed 1411 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $6.8B and a quarterly turnover rate of 17.7%.

Browse other institutions with $1B to $10B AUM Browse other institutions starting with "P"

Personality snowflake

Concentration: 3.3
Portfolio Stability: 17.66
Momentum/Contrarian: 100
Sector conviction: 45.22
Diversification: 100
Sizing Uniformity: 67.37

Principal Securities, INC.'s disclosed holdings carry a Herfindahl concentration index of 0.008 — mathematically equivalent to about 121 equally-sized positions, well below its 1411 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.

Position sizes vary widely across the portfolio (a coefficient of variation of 3.26), with a handful of outsized bets alongside many smaller positions.

No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.

Sector classification currently covers about 28% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.

Recent moves

Add LCAP
+64.0%　$52.9M
Trim SPYG
-91.8%　-$26.3M
Trim MSFT
+10.6%　-$15.0M
Trim IUSG
-17.2%　-$12.1M
Trim OEF
-88.3%　-$13.6M
Trim BCHP
+9.5%　-$6.4M

Holdings Map

New buyAddUnchangedTrim

Top 10 holdings by weight

Full holdings list this quarter

Showing top 200 holdings (of 1411 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	USMC	Principal US Mega-cap ETF	ETF-Other	4.47%	—	+5.96%
2	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	2.97%	—	+4.86%
3	PSC	Principal US Small-cap ETF	ETF-Other	2.13%	+0.06%	+9.35%
4	PIEQ	Principal Intl Eqty ETF	ETF-Other	2.06%	+0.17%	+11.20%
5	LCAP	Principal Cptl Apprec S3 ETF	ETF-Other	2.05%	+0.71%	+63.96%
6	BCHP	Principal Foc Blue Chip ETF	ETF-Other	2.04%	-0.21%	+9.48%
7	AGG	Ishares Core U.s. Aggregate	ETF-Other	1.98%	—	-2.21%
8	GSUS	Goldman Sachs Marketbeta US	ETF-Commodities	1.52%	-0.20%	-1.94%
9	IG	Prin Invest Grad CORP Etf-ui	ETF-Other	1.47%	+0.13%	+16.72%
10	NVDA	Nvidia CORP	Stock-Tech	1.23%	—	+12.74%
11	MSFT	Microsoft CORP	Stock-Tech	1.22%	-0.29%	+10.63%
12	AAPL	Apple INC	Stock-Tech	1.17%	—	+8.69%
13	PY	Principal Value ETF	ETF-Other	1.08%	+0.15%	+23.39%
14	IUSV	Ishares Core S&p U.s. Value	ETF-Other	1.05%	+0.06%	+11.86%
15	AMZN	Amazon.com INC	Stock-Consumer Disc	1.04%	—	+4.80%
16	SPYM	Ste Str Spdr Pt S&p 500 ETF	ETF-Large Cap & Growth	0.97%	—	+3.93%
17	IWB	Ishares Russell 1000 ETF	ETF-Other	0.95%	—	+1.47%
18	YLD	Principal Act Hi Yld ETF	ETF-Other	0.93%	+0.09%	+16.17%
19	GCOR	Goldman Sachs Access US Agg	ETF-Commodities	0.88%	+0.04%	+9.71%
20	IEFA	Ishares Core Msci Eafe ETF	ETF-Other	0.85%	+0.13%	+23.03%
21	IEMG	Ishares Core Msci Emerging	ETF-Emerging Markets	0.82%	—	-1.26%
22	GOOGL	Alphabet Inc-cl A	Stock-Comm Services	0.82%	—	+1.17%
23	APUE	Activepassive US Equity ETF	ETF-Other	0.80%	—	+5.15%
24	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	0.80%	—	+7.90%
25	SCHP	Schwab U.s. Tips ETF	ETF-Other	0.76%	+0.11%	+23.17%
26	IJR	Ishares Core S&p Small-cap E	ETF-Small Cap	0.72%	+0.05%	+9.79%
27	IVW	Ishares S&p 500 Growth ETF	ETF-Large Cap & Growth	0.70%	-0.13%	-2.90%
28	FTEC	Fidelity Msci Info Tech Indx	ETF-Tech	0.65%	+0.13%	+42.86%
29	GSIE	Goldman Sachs Activebeta Int	ETF-Commodities	0.64%	—	+6.45%
30	SCHG	Schwab US Large-cap Growth	ETF-Other	0.63%	—	+8.50%
31	IDEV	Ishares Core Msci Dev Mkts	ETF-Other	0.61%	—	-1.99%
32	META	Meta Platforms Inc-class A	Stock-Comm Services	0.60%	—	+5.78%
33	IUSG	Ishares Core S&p U.s. Growth	ETF-Other	0.58%	-0.22%	-17.16%
34	AVGO	Broadcom INC	Stock-Tech	0.57%	—	+11.34%
35	GOOG	Alphabet Inc-cl C	Stock-Comm Services	0.55%	—	+6.74%
36	IXUS	Ishares Core Intl Stock ETF	ETF-Other	0.54%	—	-0.07%
37	MBB	Ishares Mbs ETF	ETF-Other	0.52%	+0.11%	+32.68%
38	GSLC	Goldman Activebeta US Lc ETF	ETF-Commodities	0.51%	—	+9.16%
39	VEA	Vanguard Ftse Developed ETF	ETF-Other	0.47%	—	+2.66%
40	JPM	Jpmorgan Chase & Co	Stock-Financials	0.44%	—	+5.84%
41	BND	Vanguard Total Bond Market	ETF-Other	0.44%	—	+2.35%
42	GOVT	Ishares US Treasury Bond ETF	ETF-Gov Bonds	0.44%	+0.16%	+67.95%
43	VTV	Vanguard Value ETF	ETF-Other	0.42%	—	-2.18%
44	IUSB	Ishr Cr Unvrse Usd Bd Etf-ui	ETF-Other	0.42%	—	+13.06%
45	IVE	Ishares S&p 500 Value ETF	ETF-Large Cap & Growth	0.40%	—	-9.91%
46	QQQ	Invesco Qqq Trust Series 1	ETF-Tech	0.40%	—	+5.03%
47	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	0.38%	—	+8.85%
48	DYNF	Ishrs US E F R A Etf-usd INC	ETF-Other	0.37%	—	+4.67%
49	APIE	Activepassive Intl Eqty ETF	ETF-Other	0.36%	—	+4.07%
50	V	Visa Inc-class A Shares	Stock-Financials	0.36%	—	+7.28%

1–50 of 200

Portfolio Performance

Performance for Q3 2026

+2.4%

Performance Last 4 Quarters

+16.7%

Based on 77% of reported portfolio value with available pricing

Stdev: +9.7%
Beta: +0.77
Alpha: +0.7%
Max Drawdown: -5.1%
Annualized Perf: +14.9%
Batting Avg vs S&P: +44.8%
Sortino: +2.9
Stutzer: +0.43
Treynor: +0.19
Sterling: +1.01
Calmar: +2.95
Information Ratio: -0.97
Tracking Error: +3.5%
Stdev Down: +5%
Winning Months %: +69%
Losing Months %: +31%
Best 12 Months: +25.4%
Worst 12 Months: +6.6%
Efficiency Ratio: +0.56
Sharpe: +1.49
Stdev Sectors: +7.4%
Skewness: -0.14
Kurtosis: +0.1
Upside Potential: +4.42

Reported value over time

Sector allocation

Sector allocation over time

Quarterly history

Period	Holdings	Total value	Stability	Top holdings
2026-03-31	1411	$6.8B	18	1USMC 2IVV 3PSC Top holdings2026-03-31 1.USMC 2.IVV 3.PSC 4.PIEQ 5.LCAP 6.BCHP 7.AGG 8.GSUS 9.IG 10.NVDA
2025-12-31	1345	$6.5B	17	1USMC 2IVV 3BCHP Top holdings2025-12-31 1.USMC 2.IVV 3.BCHP 4.AGG 5.PSC 6.PIEQ 7.GSUS 8.MSFT 9.IG 10.LCAP
2025-09-30	3731	$6.1B	42	1USMC 2IVV 3AGG Top holdings2025-09-30 1.USMC 2.IVV 3.AGG 4.BCHP 5.PSC 6.GSUS 7.MSFT 8.PIEQ 9.IUSV 10.SPYM
2025-06-30	3679	$5.3B	0	1USMC 2IVV 3PSC Top holdings2025-06-30 1.USMC 2.IVV 3.PSC 4.AGG 5.BCHP 6.GSUS 7.MSFT 8.SPYM 9.IUSV 10.PIEQ
2025-03-31	3553	$4.5B	0	1USMC 2AGG 3PSC Top holdings2025-03-31 1.USMC 2.AGG 3.PSC 4.IVV 5.GSUS 6.MSFT 7.BCHP 8.SPYG 9.AMZN 10.AAPL
2024-12-31	3548	$4.4B	0	1USMC 2AGG 3PSC Top holdings2024-12-31 1.USMC 2.AGG 3.PSC 4.IVV 5.GSUS 6.MSFT 7.BCHP 8.SPYG 9.AMZN 10.SPYM
2024-09-30	3452	$4.1B	0	1USMC 2IEFA 3IVV Top holdings2024-09-30 1.USMC 2.IEFA 3.IVV 4.AGG 5.GSUS 6.PSC 7.MSFT 8.BCHP 9.IWB 10.AMZN
2024-06-30	3394	$3.6B	0	1USMC 2IVV 3IEFA Top holdings2024-06-30 1.USMC 2.IVV 3.IEFA 4.AGG 5.GSUS 6.PSC 7.MSFT 8.IWB 9.AMZN 10.SPYM
2024-03-31	3320	$3.2B	0	1USMC 2IVV 3IEFA Top holdings2024-03-31 1.USMC 2.IVV 3.IEFA 4.AGG 5.GSUS 6.MSFT 7.IWB 8.AMZN 9.IG 10.GSIE
2023-12-31	3215	$2.7B	0	1AGG 2USMC 3IEFA Top holdings2023-12-31 1.AGG 2.USMC 3.IEFA 4.IVV 5.GSUS 6.MSFT 7.GCOR 8.IJR 9.IVW 10.IWB

Holding changes this quarter

Principal Securities, INC.'s most significant position changes for 2026-03-31: New buy: Goldman Sachs Marketbeta Int (GSID); New buy: Ishares Large Cap Val Act (BLCV); New buy: Franklin Ftse Japan ETF (FLJP); New buy: Ish Intl Ctry Rot Act ETF (CORO); Sold out: Blackrock ETF Trust.

Position changes disclosed by Principal Securities, INC. for the quarter ending 2026-03-31, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	LCAP	Principal Cptl Apprec S3 ETF	+0.7%	+63.96%	Add
2	SHV	Ishares 0-1 Year Treasury Bo	+0.2%	+465.42%	Add
3	PIEQ	Principal Intl Eqty ETF	+0.2%	+11.20%	Add
4	GOVT	Ishares US Treasury Bond ETF	+0.2%	+67.95%	Add
5	PY	Principal Value ETF	+0.2%	+23.39%	Add
6	SBAR	Simplify Barrier Income ETF	+0.2%	+108.11%	Add
7	COWZ	Pacer US Cash Cows 100 ETF	+0.1%	+112.39%	Add
8	IG	Prin Invest Grad CORP Etf-ui	+0.1%	+16.72%	Add
9	IEFA	Ishares Core Msci Eafe ETF	+0.1%	+23.03%	Add
10	FTEC	Fidelity Msci Info Tech Indx	+0.1%	+42.86%	Add
11	XMMO	Invesco S&p Midcap Momentum	+0.1%	+83.43%	Add
12	PFG	Principal Financial Group	+0.1%	+505.39%	Add
13	SCHP	Schwab U.s. Tips ETF	+0.1%	+23.17%	Add
14	MBB	Ishares Mbs ETF	+0.1%	+32.68%	Add
15	KNG	Ft Vest S&p 500 Dvd Arst Trg	+0.1%	+2744.34%	Add
16	SPLB	Ss Spdr P Long Term C ETF	+0.1%	+210.54%	Add
17	YLD	Principal Act Hi Yld ETF	+0.1%	+16.17%	Add
18	LVHI	Franklin International Low V	+0.1%	+31.45%	Add
19	GSY	Invesco Ultra Short Duration	+0.1%	+55.64%	Add
20	XOM	Exxon Mobil CORP	+0.1%	+0.07%	Add
21	XLE	Ss Energy Select Sector	+0.1%	+133.41%	Add
22	PSC	Principal US Small-cap ETF	+0.1%	+9.35%	Add
23	IUSV	Ishares Core S&p U.s. Value	+0.1%	+11.86%	Add
24	PREF	Pri Spe Pre Sec Acti-usd INC	+0.1%	+30.75%	Add
25	IJR	Ishares Core S&p Small-cap E	+0.1%	+9.79%	Add
26	GCOR	Goldman Sachs Access US Agg	0%	+9.71%	Add
27	VOX	Vanguard Communication Servi	-0.1%	-67.99%	Trim
28	FELC	Fidelity Enh Lrg Cap Cor ETF	-0.1%	-90.14%	Trim
29	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	-0.1%	-29.06%	Trim
30	SHYG	Ishares 0-5 Yr Hy CORP Bond	-0.1%	-86.80%	Trim
31	JEPI	Jpmorgan Equity Premium Inco	-0.1%	-21.92%	Trim
32	IVW	Ishares S&p 500 Growth ETF	-0.1%	-2.90%	Trim
33	SPHY	Ss Spdr P High Yield ETF	-0.2%	-80.77%	Trim
34	USHY	Ishares Broad Usd High Yield	-0.2%	-79.09%	Trim
35	VDC	Vanguard Consumer Staple ETF	-0.2%	-88.71%	Trim
36	GSUS	Goldman Sachs Marketbeta US	-0.2%	-1.94%	Trim
37	OEF	Ishares S&p 100 ETF	-0.2%	-88.31%	Trim
38	BCHP	Principal Foc Blue Chip ETF	-0.2%	+9.48%	Add
39	IUSG	Ishares Core S&p U.s. Growth	-0.2%	-17.16%	Trim
40	MSFT	Microsoft CORP	-0.3%	+10.63%	Add
41	SPYG	Ss Spdr P S&p 500 Growth ETF	-0.4%	-91.75%	Trim
42	GSID	Goldman Sachs Marketbeta Int	—	NEW	New buy
43	BLCV	Ishares Large Cap Val Act	—	NEW	New buy
44	FLJP	Franklin Ftse Japan ETF	—	NEW	New buy
45	CORO	Ish Intl Ctry Rot Act ETF	—	NEW	New buy
46	✓	Blackrock ETF Trust	—	EXIT	Sold out
47	BLCR	Ishares Lrg Cp Cr Act Etf-ui	—	NEW	New buy
48	IDEF	Ishares Def Industrials Act	—	NEW	New buy
49	AZN	AstraZeneca PLC	—	NEW	New buy
50	AZNN	Astrazeneca Plc-spons Adr	—	EXIT	Sold out

Filing History

Period	Filed	Type	EDGAR
2026-03-31	2026-05-13	13F-HR	View on EDGAR
2025-12-31	2026-02-12	13F-HR	View on EDGAR
2025-09-30	2025-11-12	13F-HR	View on EDGAR
2025-06-30	2025-08-11	13F-HR	View on EDGAR
2025-03-31	2025-04-30	13F-HR	View on EDGAR
2024-12-31	2025-01-30	13F-HR	View on EDGAR
2024-09-30	2024-10-28	13F-HR	View on EDGAR
2024-06-30	2024-07-31	13F-HR	View on EDGAR
2024-03-31	2024-05-10	13F-HR	View on EDGAR
2023-12-31	2024-05-10	Amendment	View on EDGAR
2023-12-31	2024-02-07	13F-HR	View on EDGAR

FAQ

What is Principal Securities, INC. and what type of investor is it?

Principal Securities, INC. is a investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-03-31), the firm manages a tracked equity portfolio valued at approximately $6.8B, spread across 1411 disclosed positions.

What are Principal Securities, INC.'s largest equity positions?

Based on the latest 13F filing, Principal Securities, INC.'s top holdings by market value are: 1. Principal US Mega-cap ETF (USMC) — $304.6M (4.5%) 2. Ishares Core S&p 500 ETF (IVV) — $202.2M (3.0%) 3. Principal US Small-cap ETF (PSC) — $145.4M (2.1%) 4. Principal Intl Eqty ETF (PIEQ) — $140.7M (2.1%) 5. Principal Cptl Apprec S3 ETF (LCAP) — $139.7M (2.0%)

What changes did Principal Securities, INC. make in its most recent portfolio filing?

In the latest reported quarter, Principal Securities, INC. made 50 notable position adjustments: 7 new positions were initiated, 28 existing holdings were added to, 13 positions were partially reduced, and 2 were completely exited. The largest of these moves: New buy: Goldman Sachs Marketbeta Int (GSID); New buy: Ishares Large Cap Val Act (BLCV); New buy: Franklin Ftse Japan ETF (FLJP); New buy: Ish Intl Ctry Rot Act ETF (CORO); Sold out: Blackrock ETF Trust

What sectors does Principal Securities, INC. focus on?

Principal Securities, INC. is concentrated in the following sectors based on its current disclosed equity portfolio: • Information Technology: 28.4% • Financials: 14.8% • Consumer Discretionary: 10.9% • Health Care: 10.9% • Communication Services: 9.8% • Industrials: 9.5%

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Principal Securities, INC. — Inside Their 13F Portfolio

CIK: 0000012600

Diversified strategyMomentum followerLong-term holder

Total reported value

$6.8B

Reporting period: 2026-03-31 · Number of holdings: 1411

PRINCIPAL SECURITIES, INC. disclosed 1411 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $6.8B and a quarterly turnover rate of 17.7%.

Browse other institutions with $1B to $10B AUM Browse other institutions starting with "P"

Personality snowflake

Concentration: 3.3
Portfolio Stability: 17.66
Momentum/Contrarian: 100
Sector conviction: 45.22
Diversification: 100
Sizing Uniformity: 67.37

Position sizes vary widely across the portfolio (a coefficient of variation of 3.26), with a handful of outsized bets alongside many smaller positions.

No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.

Recent moves

Add LCAP
+64.0%　$52.9M
Trim SPYG
-91.8%　-$26.3M
Trim MSFT
+10.6%　-$15.0M
Trim IUSG
-17.2%　-$12.1M
Trim OEF
-88.3%　-$13.6M
Trim BCHP
+9.5%　-$6.4M

Holdings Map

New buyAddUnchangedTrim

Top 10 holdings by weight

Full holdings list this quarter

Showing top 200 holdings (of 1411 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	USMC	Principal US Mega-cap ETF	ETF-Other	4.47%	—	+5.96%
2	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	2.97%	—	+4.86%
3	PSC	Principal US Small-cap ETF	ETF-Other	2.13%	+0.06%	+9.35%
4	PIEQ	Principal Intl Eqty ETF	ETF-Other	2.06%	+0.17%	+11.20%
5	LCAP	Principal Cptl Apprec S3 ETF	ETF-Other	2.05%	+0.71%	+63.96%
6	BCHP	Principal Foc Blue Chip ETF	ETF-Other	2.04%	-0.21%	+9.48%
7	AGG	Ishares Core U.s. Aggregate	ETF-Other	1.98%	—	-2.21%
8	GSUS	Goldman Sachs Marketbeta US	ETF-Commodities	1.52%	-0.20%	-1.94%
9	IG	Prin Invest Grad CORP Etf-ui	ETF-Other	1.47%	+0.13%	+16.72%
10	NVDA	Nvidia CORP	Stock-Tech	1.23%	—	+12.74%
11	MSFT	Microsoft CORP	Stock-Tech	1.22%	-0.29%	+10.63%
12	AAPL	Apple INC	Stock-Tech	1.17%	—	+8.69%
13	PY	Principal Value ETF	ETF-Other	1.08%	+0.15%	+23.39%
14	IUSV	Ishares Core S&p U.s. Value	ETF-Other	1.05%	+0.06%	+11.86%
15	AMZN	Amazon.com INC	Stock-Consumer Disc	1.04%	—	+4.80%
16	SPYM	Ste Str Spdr Pt S&p 500 ETF	ETF-Large Cap & Growth	0.97%	—	+3.93%
17	IWB	Ishares Russell 1000 ETF	ETF-Other	0.95%	—	+1.47%
18	YLD	Principal Act Hi Yld ETF	ETF-Other	0.93%	+0.09%	+16.17%
19	GCOR	Goldman Sachs Access US Agg	ETF-Commodities	0.88%	+0.04%	+9.71%
20	IEFA	Ishares Core Msci Eafe ETF	ETF-Other	0.85%	+0.13%	+23.03%
21	IEMG	Ishares Core Msci Emerging	ETF-Emerging Markets	0.82%	—	-1.26%
22	GOOGL	Alphabet Inc-cl A	Stock-Comm Services	0.82%	—	+1.17%
23	APUE	Activepassive US Equity ETF	ETF-Other	0.80%	—	+5.15%
24	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	0.80%	—	+7.90%
25	SCHP	Schwab U.s. Tips ETF	ETF-Other	0.76%	+0.11%	+23.17%
26	IJR	Ishares Core S&p Small-cap E	ETF-Small Cap	0.72%	+0.05%	+9.79%
27	IVW	Ishares S&p 500 Growth ETF	ETF-Large Cap & Growth	0.70%	-0.13%	-2.90%
28	FTEC	Fidelity Msci Info Tech Indx	ETF-Tech	0.65%	+0.13%	+42.86%
29	GSIE	Goldman Sachs Activebeta Int	ETF-Commodities	0.64%	—	+6.45%
30	SCHG	Schwab US Large-cap Growth	ETF-Other	0.63%	—	+8.50%
31	IDEV	Ishares Core Msci Dev Mkts	ETF-Other	0.61%	—	-1.99%
32	META	Meta Platforms Inc-class A	Stock-Comm Services	0.60%	—	+5.78%
33	IUSG	Ishares Core S&p U.s. Growth	ETF-Other	0.58%	-0.22%	-17.16%
34	AVGO	Broadcom INC	Stock-Tech	0.57%	—	+11.34%
35	GOOG	Alphabet Inc-cl C	Stock-Comm Services	0.55%	—	+6.74%
36	IXUS	Ishares Core Intl Stock ETF	ETF-Other	0.54%	—	-0.07%
37	MBB	Ishares Mbs ETF	ETF-Other	0.52%	+0.11%	+32.68%
38	GSLC	Goldman Activebeta US Lc ETF	ETF-Commodities	0.51%	—	+9.16%
39	VEA	Vanguard Ftse Developed ETF	ETF-Other	0.47%	—	+2.66%
40	JPM	Jpmorgan Chase & Co	Stock-Financials	0.44%	—	+5.84%
41	BND	Vanguard Total Bond Market	ETF-Other	0.44%	—	+2.35%
42	GOVT	Ishares US Treasury Bond ETF	ETF-Gov Bonds	0.44%	+0.16%	+67.95%
43	VTV	Vanguard Value ETF	ETF-Other	0.42%	—	-2.18%
44	IUSB	Ishr Cr Unvrse Usd Bd Etf-ui	ETF-Other	0.42%	—	+13.06%
45	IVE	Ishares S&p 500 Value ETF	ETF-Large Cap & Growth	0.40%	—	-9.91%
46	QQQ	Invesco Qqq Trust Series 1	ETF-Tech	0.40%	—	+5.03%
47	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	0.38%	—	+8.85%
48	DYNF	Ishrs US E F R A Etf-usd INC	ETF-Other	0.37%	—	+4.67%
49	APIE	Activepassive Intl Eqty ETF	ETF-Other	0.36%	—	+4.07%
50	V	Visa Inc-class A Shares	Stock-Financials	0.36%	—	+7.28%

1–50 of 200

Portfolio Performance

Performance for Q3 2026

+2.4%

Performance Last 4 Quarters

+16.7%

Based on 77% of reported portfolio value with available pricing

Stdev: +9.7%
Beta: +0.77
Alpha: +0.7%
Max Drawdown: -5.1%
Annualized Perf: +14.9%
Batting Avg vs S&P: +44.8%
Sortino: +2.9
Stutzer: +0.43
Treynor: +0.19
Sterling: +1.01
Calmar: +2.95
Information Ratio: -0.97
Tracking Error: +3.5%
Stdev Down: +5%
Winning Months %: +69%
Losing Months %: +31%
Best 12 Months: +25.4%
Worst 12 Months: +6.6%
Efficiency Ratio: +0.56
Sharpe: +1.49
Stdev Sectors: +7.4%
Skewness: -0.14
Kurtosis: +0.1
Upside Potential: +4.42

Reported value over time

Sector allocation

Sector allocation over time

Quarterly history

Period	Holdings	Total value	Stability	Top holdings
2026-03-31	1411	$6.8B	18	1USMC 2IVV 3PSC Top holdings2026-03-31 1.USMC 2.IVV 3.PSC 4.PIEQ 5.LCAP 6.BCHP 7.AGG 8.GSUS 9.IG 10.NVDA
2025-12-31	1345	$6.5B	17	1USMC 2IVV 3BCHP Top holdings2025-12-31 1.USMC 2.IVV 3.BCHP 4.AGG 5.PSC 6.PIEQ 7.GSUS 8.MSFT 9.IG 10.LCAP
2025-09-30	3731	$6.1B	42	1USMC 2IVV 3AGG Top holdings2025-09-30 1.USMC 2.IVV 3.AGG 4.BCHP 5.PSC 6.GSUS 7.MSFT 8.PIEQ 9.IUSV 10.SPYM
2025-06-30	3679	$5.3B	0	1USMC 2IVV 3PSC Top holdings2025-06-30 1.USMC 2.IVV 3.PSC 4.AGG 5.BCHP 6.GSUS 7.MSFT 8.SPYM 9.IUSV 10.PIEQ
2025-03-31	3553	$4.5B	0	1USMC 2AGG 3PSC Top holdings2025-03-31 1.USMC 2.AGG 3.PSC 4.IVV 5.GSUS 6.MSFT 7.BCHP 8.SPYG 9.AMZN 10.AAPL
2024-12-31	3548	$4.4B	0	1USMC 2AGG 3PSC Top holdings2024-12-31 1.USMC 2.AGG 3.PSC 4.IVV 5.GSUS 6.MSFT 7.BCHP 8.SPYG 9.AMZN 10.SPYM
2024-09-30	3452	$4.1B	0	1USMC 2IEFA 3IVV Top holdings2024-09-30 1.USMC 2.IEFA 3.IVV 4.AGG 5.GSUS 6.PSC 7.MSFT 8.BCHP 9.IWB 10.AMZN
2024-06-30	3394	$3.6B	0	1USMC 2IVV 3IEFA Top holdings2024-06-30 1.USMC 2.IVV 3.IEFA 4.AGG 5.GSUS 6.PSC 7.MSFT 8.IWB 9.AMZN 10.SPYM
2024-03-31	3320	$3.2B	0	1USMC 2IVV 3IEFA Top holdings2024-03-31 1.USMC 2.IVV 3.IEFA 4.AGG 5.GSUS 6.MSFT 7.IWB 8.AMZN 9.IG 10.GSIE
2023-12-31	3215	$2.7B	0	1AGG 2USMC 3IEFA Top holdings2023-12-31 1.AGG 2.USMC 3.IEFA 4.IVV 5.GSUS 6.MSFT 7.GCOR 8.IJR 9.IVW 10.IWB

Holding changes this quarter

Position changes disclosed by Principal Securities, INC. for the quarter ending 2026-03-31, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	LCAP	Principal Cptl Apprec S3 ETF	+0.7%	+63.96%	Add
2	SHV	Ishares 0-1 Year Treasury Bo	+0.2%	+465.42%	Add
3	PIEQ	Principal Intl Eqty ETF	+0.2%	+11.20%	Add
4	GOVT	Ishares US Treasury Bond ETF	+0.2%	+67.95%	Add
5	PY	Principal Value ETF	+0.2%	+23.39%	Add
6	SBAR	Simplify Barrier Income ETF	+0.2%	+108.11%	Add
7	COWZ	Pacer US Cash Cows 100 ETF	+0.1%	+112.39%	Add
8	IG	Prin Invest Grad CORP Etf-ui	+0.1%	+16.72%	Add
9	IEFA	Ishares Core Msci Eafe ETF	+0.1%	+23.03%	Add
10	FTEC	Fidelity Msci Info Tech Indx	+0.1%	+42.86%	Add
11	XMMO	Invesco S&p Midcap Momentum	+0.1%	+83.43%	Add
12	PFG	Principal Financial Group	+0.1%	+505.39%	Add
13	SCHP	Schwab U.s. Tips ETF	+0.1%	+23.17%	Add
14	MBB	Ishares Mbs ETF	+0.1%	+32.68%	Add
15	KNG	Ft Vest S&p 500 Dvd Arst Trg	+0.1%	+2744.34%	Add
16	SPLB	Ss Spdr P Long Term C ETF	+0.1%	+210.54%	Add
17	YLD	Principal Act Hi Yld ETF	+0.1%	+16.17%	Add
18	LVHI	Franklin International Low V	+0.1%	+31.45%	Add
19	GSY	Invesco Ultra Short Duration	+0.1%	+55.64%	Add
20	XOM	Exxon Mobil CORP	+0.1%	+0.07%	Add
21	XLE	Ss Energy Select Sector	+0.1%	+133.41%	Add
22	PSC	Principal US Small-cap ETF	+0.1%	+9.35%	Add
23	IUSV	Ishares Core S&p U.s. Value	+0.1%	+11.86%	Add
24	PREF	Pri Spe Pre Sec Acti-usd INC	+0.1%	+30.75%	Add
25	IJR	Ishares Core S&p Small-cap E	+0.1%	+9.79%	Add
26	GCOR	Goldman Sachs Access US Agg	0%	+9.71%	Add
27	VOX	Vanguard Communication Servi	-0.1%	-67.99%	Trim
28	FELC	Fidelity Enh Lrg Cap Cor ETF	-0.1%	-90.14%	Trim
29	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	-0.1%	-29.06%	Trim
30	SHYG	Ishares 0-5 Yr Hy CORP Bond	-0.1%	-86.80%	Trim
31	JEPI	Jpmorgan Equity Premium Inco	-0.1%	-21.92%	Trim
32	IVW	Ishares S&p 500 Growth ETF	-0.1%	-2.90%	Trim
33	SPHY	Ss Spdr P High Yield ETF	-0.2%	-80.77%	Trim
34	USHY	Ishares Broad Usd High Yield	-0.2%	-79.09%	Trim
35	VDC	Vanguard Consumer Staple ETF	-0.2%	-88.71%	Trim
36	GSUS	Goldman Sachs Marketbeta US	-0.2%	-1.94%	Trim
37	OEF	Ishares S&p 100 ETF	-0.2%	-88.31%	Trim
38	BCHP	Principal Foc Blue Chip ETF	-0.2%	+9.48%	Add
39	IUSG	Ishares Core S&p U.s. Growth	-0.2%	-17.16%	Trim
40	MSFT	Microsoft CORP	-0.3%	+10.63%	Add
41	SPYG	Ss Spdr P S&p 500 Growth ETF	-0.4%	-91.75%	Trim
42	GSID	Goldman Sachs Marketbeta Int	—	NEW	New buy
43	BLCV	Ishares Large Cap Val Act	—	NEW	New buy
44	FLJP	Franklin Ftse Japan ETF	—	NEW	New buy
45	CORO	Ish Intl Ctry Rot Act ETF	—	NEW	New buy
46	✓	Blackrock ETF Trust	—	EXIT	Sold out
47	BLCR	Ishares Lrg Cp Cr Act Etf-ui	—	NEW	New buy
48	IDEF	Ishares Def Industrials Act	—	NEW	New buy
49	AZN	AstraZeneca PLC	—	NEW	New buy
50	AZNN	Astrazeneca Plc-spons Adr	—	EXIT	Sold out

Filing History

Period	Filed	Type	EDGAR
2026-03-31	2026-05-13	13F-HR	View on EDGAR
2025-12-31	2026-02-12	13F-HR	View on EDGAR
2025-09-30	2025-11-12	13F-HR	View on EDGAR
2025-06-30	2025-08-11	13F-HR	View on EDGAR
2025-03-31	2025-04-30	13F-HR	View on EDGAR
2024-12-31	2025-01-30	13F-HR	View on EDGAR
2024-09-30	2024-10-28	13F-HR	View on EDGAR
2024-06-30	2024-07-31	13F-HR	View on EDGAR
2024-03-31	2024-05-10	13F-HR	View on EDGAR
2023-12-31	2024-05-10	Amendment	View on EDGAR
2023-12-31	2024-02-07	13F-HR	View on EDGAR