CIK: 0001080366
Total reported value
$425.0M
Reporting period: 2018-06-30 · Number of holdings: 210
CATAWBA CAPITAL MANAGEMENT /VA disclosed 210 holdings in its latest 13F filing for the period ending 2018-06-30, with total reported value of $425.0M and a quarterly turnover rate of 10.2%.
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Catawba Capital Management /va's disclosed holdings carry a Herfindahl concentration index of 0.014 — mathematically equivalent to about 72 equally-sized positions, well below its 210 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.39), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 55% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Trim BWA
-3.9% -$1.3M
Add AAPL
-2.0% $1.8M
Trim LMT
-2.1% -$1.1M
Trim PNR
-0.3% -$947.0K
Add WEP
+15.7% $818.0K
Add MSFT
-1.0% $971.0K
Showing top 200 holdings (of 210 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | AAPL | Apple INC | Stock-Tech | 5.73% | +0.33% | -2.00% | |
| 2 | MSFT | Microsoft CORP | Stock-Tech | 3.53% | +0.16% | -1.05% | |
| 3 | LOW | Lowe's Cos INC | Stock-Consumer Disc | 2.38% | +0.09% | -2.67% | |
| 4 | UNP | Union Pacific CORP | Stock-Industrials | 2.14% | +0.03% | -2.08% | |
| 5 | DIS | Walt Disney Co/the | Stock-Comm Services | 1.94% | +0.03% | -0.47% | |
| 6 | ✓ | Alphabet Inc. | Stock-Other | 1.92% | +0.13% | +0.53% | |
| 7 | BDX | Becton Dickinson And Co | Stock-Healthcare | 1.80% | +0.08% | -3.69% | |
| 8 | CVS | Cvs Health CORP | Stock-Healthcare | 1.71% | — | +0.58% | |
| 9 | BBTUSD | Bb&t CORP | Stock-Other | 1.71% | -0.13% | -2.37% | |
| 10 | ✓ | Mastercard Incorporated | Stock-Other | 1.69% | +0.06% | -6.15% | |
| 11 | INTC | Intel CORP | Stock-Tech | 1.64% | -0.12% | -0.45% | |
| 12 | PFE | Pfizer INC | Stock-Healthcare | 1.61% | — | +0.99% | |
| 13 | CSCO | Cisco Systems INC | Stock-Tech | 1.55% | — | -0.35% | |
| 14 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 1.52% | — | +1.85% | |
| 15 | LMT | Lockheed Martin CORP | Stock-Industrials | 1.51% | -0.29% | -2.09% | |
| 16 | ✓ | DuPont de Nemours, Inc. | Stock-Other | 1.50% | — | +0.35% | |
| 17 | ELV | Elevance Health INC | Stock-Healthcare | 1.48% | +0.08% | -0.69% | |
| 18 | JNJ | Johnson & Johnson | Stock-Healthcare | 1.48% | -0.10% | +1.06% | |
| 19 | BWA | Borgwarner INC | Stock-Consumer Disc | 1.44% | -0.34% | -3.95% | |
| 20 | BA | Boeing Co/the | Stock-Industrials | 1.44% | — | -1.45% | |
| 21 | FDX | Fedex CORP | Stock-Industrials | 1.43% | -0.12% | -0.66% | |
| 22 | ✓ | Target Corporation | Stock-Other | 1.41% | +0.07% | -1.83% | |
| 23 | WFC | Wells Fargo & Co | Stock-Financials | 1.35% | +0.06% | +0.39% | |
| 24 | DG | Dollar General CORP | Stock-Consumer Staples | 1.28% | — | -0.03% | |
| 25 | PEP | Pepsico INC | Stock-Consumer Staples | 1.23% | — | -3.43% | |
| 26 | ✓ | T. Rowe Price Group, Inc. | Stock-Other | 1.22% | — | -3.78% | |
| 27 | WY | Weyerhaeuser Co | Stock-Real Estate | 1.15% | — | -1.23% | |
| 28 | BAX | Baxter International INC | Stock-Healthcare | 1.15% | +0.11% | -0.98% | |
| 29 | CVX | Chevron CORP | Stock-Energy | 1.15% | +0.10% | +1.21% | |
| 30 | EPD | Enterprise Products Partners | Stock-Energy | 1.14% | +0.13% | +2.28% | |
| 31 | ZBH | Zimmer Biomet Holdings INC | Stock-Healthcare | 1.10% | — | -0.27% | |
| 32 | VZ | Verizon Communications INC | Stock-Comm Services | 1.07% | — | +0.24% | |
| 33 | ✓ | Duke Energy Corporation | Stock-Other | 1.06% | — | -1.23% | |
| 34 | ORCL | Oracle CORP | Stock-Tech | 1.03% | — | +2.82% | |
| 35 | ✓ | Laboratory Corp. of America | Stock-Other | 0.99% | +0.08% | +0.62% | |
| 36 | HON | Honeywell International INC | Stock-Industrials | 0.98% | — | -5.35% | |
| 37 | IBM | Intl Business Machines CORP | Stock-Tech | 0.97% | -0.15% | -3.07% | |
| 38 | NKE | Nike INC -cl B | Stock-Consumer Disc | 0.94% | +0.12% | -2.42% | |
| 39 | SLB | Slb LTD | Stock-Energy | 0.92% | — | +2.03% | |
| 40 | ✓ | 3m Co | Stock-Other | 0.92% | -0.13% | -0.58% | |
| 41 | ✓ | Merck & Co., Inc. | Stock-Other | 0.90% | +0.14% | +7.52% | |
| 42 | ALL | Allstate CORP | Stock-Financials | 0.84% | — | +1.46% | |
| 43 | NUE | Nucor CORP | Stock-Materials | 0.81% | — | +2.20% | |
| 44 | MCK | Mckesson CORP | Stock-Healthcare | 0.78% | — | -1.77% | |
| 45 | EMR | Emerson Electric Co | Stock-Industrials | 0.78% | — | +1.38% | |
| 46 | ✓ | Waste Management, Inc. | Stock-Other | 0.77% | — | -2.52% | |
| 47 | ✓ | Stock-Other | 0.77% | -0.10% | -2.99% | ||
| 48 | ✓ | AT & T, Inc. New | Stock-Other | 0.74% | — | +18.62% | |
| 49 | SYY | Sysco CORP | Stock-Consumer Staples | 0.73% | — | -10.19% | |
| 50 | WEP | Magellan Midstream Partners | Stock-Other | 0.71% | +0.18% | +15.69% |
Not enough priced holdings yet to compute performance
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2018-06-30 | 210 | $425.0M | 10 | |
| 2018-03-31 | 205 | $416.8M | 10 | |
| 2017-12-31 | 212 | $442.9M | 9 | |
| 2017-09-30 | 221 | $442.6M | 14 | |
| 2017-06-30 | 225 | $438.8M | 15 | |
| 2017-03-31 | 258 | $458.3M | 12 | |
| 2016-12-31 | 251 | $427.9M | 12 | |
| 2016-09-30 | 244 | $421.9M | 13 | |
| 2016-06-30 | 235 | $411.9M | 13 | |
| 2016-03-31 | 230 | $393.1M | 16 | |
| 2015-12-31 | 233 | $368.2M | 13 | |
| 2015-09-30 | 239 | $365.2M | 23 | |
| 2015-06-30 | 245 | $419.3M | 8 | |
| 2015-03-31 | 248 | $435.4M | 11 | |
| 2014-12-31 | 247 | $433.2M | 20 | |
| 2014-09-30 | 248 | $429.6M | 10 | |
| 2014-06-30 | 254 | $444.5M | 10 | |
| 2014-03-31 | 250 | $419.4M | 8 | |
| 2013-12-31 | 244 | $417.0M | 15 | |
| 2013-09-30 | 233 | $381.8M | 10 | |
| 2013-06-30 | 220 | $359.7M | 0 |
Catawba Capital Management /va's most significant position changes for 2018-06-30: Sold out: Time Warner INC (TWXCHF); New buy: Invesco S&p 500 Low Volatili (SPLV); Sold out: Powershares S&P 500 Low Vola; Sold out: Rydex ETF Trust; New buy: Invesco S&p 500 Top 50 ETF (XLG).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | AAPL | Apple INC | +0.3% | -2.00% | Trim |
| 2 | WEP | Magellan Midstream Partners | +0.2% | +15.69% | Add |
| 3 | MSFT | Microsoft CORP | +0.2% | -1.05% | Trim |
| 4 | ✓ | Merck & Co., Inc. | +0.1% | +7.52% | Add |
| 5 | ✓ | Alphabet Inc. | +0.1% | +0.53% | Add |
| 6 | EPD | Enterprise Products Partners | +0.1% | +2.28% | Add |
| 7 | NKE | Nike INC -cl B | +0.1% | -2.42% | Trim |
| 8 | BAX | Baxter International INC | +0.1% | -0.98% | Trim |
| 9 | AMZN | Amazon.com INC | +0.1% | +60.56% | Add |
| 10 | CVX | Chevron CORP | +0.1% | +1.21% | Add |
| 11 | LOW | Lowe's Cos INC | +0.1% | -2.67% | Trim |
| 12 | ✓ | ConocoPhillips | +0.1% | +2.73% | Add |
| 13 | OKE | Oneok INC | +0.1% | -3.52% | Trim |
| 14 | BDX | Becton Dickinson And Co | +0.1% | -3.69% | Trim |
| 15 | ELV | Elevance Health INC | +0.1% | -0.69% | Trim |
| 16 | ✓ | Laboratory Corp. of America | +0.1% | +0.62% | Add |
| 17 | ✓ | Target Corporation | +0.1% | -1.83% | Trim |
| 18 | ✓ | Welltower Inc. | +0.1% | -0.31% | Trim |
| 19 | LLY | Eli Lilly & Co | +0.1% | +17.72% | Add |
| 20 | ✓ | Mastercard Incorporated | +0.1% | -6.15% | Trim |
| 21 | WFC | Wells Fargo & Co | +0.1% | +0.39% | Add |
| 22 | DIS | Walt Disney Co/the | 0% | -0.47% | Trim |
| 23 | UNP | Union Pacific CORP | 0% | -2.08% | Trim |
| 24 | PNC | Pnc Financial Services Group | -0.1% | -0.39% | Trim |
| 25 | SWK | Stanley Black & Decker INC | -0.1% | -1.22% | Trim |
| 26 | DOV | Dover CORP | -0.1% | -0.89% | Trim |
| 27 | ✓ | -0.1% | -2.99% | Trim | |
| 28 | BMY | Bristol-myers Squibb Co | -0.1% | +1.27% | Add |
| 29 | JNJ | Johnson & Johnson | -0.1% | +1.06% | Add |
| 30 | XYL | Xylem INC | -0.1% | -6.39% | Trim |
| 31 | FDX | Fedex CORP | -0.1% | -0.66% | Trim |
| 32 | INTC | Intel CORP | -0.1% | -0.45% | Trim |
| 33 | ✓ | 3m Co | -0.1% | -0.58% | Trim |
| 34 | BBTUSD | Bb&t CORP | -0.1% | -2.37% | Trim |
| 35 | RTN1USD | Raytheon Company | -0.1% | -29.18% | Trim |
| 36 | IBM | Intl Business Machines CORP | -0.2% | -3.07% | Trim |
| 37 | PNR | Pentair plc | -0.2% | -0.28% | Trim |
| 38 | LMT | Lockheed Martin CORP | -0.3% | -2.09% | Trim |
| 39 | BWA | Borgwarner INC | -0.3% | -3.95% | Trim |
| 40 | TWXCHF | Time Warner INC | — | EXIT | Sold out |
| 41 | SPLV | Invesco S&p 500 Low Volatili | — | NEW | New buy |
| 42 | ✓ | Powershares S&P 500 Low Vola | — | EXIT | Sold out |
| 43 | ✓ | Rydex ETF Trust | — | EXIT | Sold out |
| 44 | XLG | Invesco S&p 500 Top 50 ETF | — | NEW | New buy |
| 45 | ✓ | Cnx Midstream Pa | — | EXIT | Sold out |
| 46 | ✓ | Evergy, Inc. | — | NEW | New buy |
| 47 | ✓ | Westar Energy Inc | — | EXIT | Sold out |
| 48 | ✓ | Powershares ETF Trust | — | EXIT | Sold out |
| 49 | PFM | Invesco Dividend Achievers E | — | NEW | New buy |
| 50 | ✓ | Costco Wholesale Corporation | — | NEW | New buy |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2018-06-30 | 2018-07-11 | 13F-HR | View on EDGAR |
| 2018-03-31 | 2018-04-05 | 13F-HR | View on EDGAR |
| 2017-12-31 | 2018-01-19 | 13F-HR | View on EDGAR |
| 2017-09-30 | 2017-10-05 | 13F-HR | View on EDGAR |
| 2017-06-30 | 2017-07-07 | 13F-HR | View on EDGAR |
| 2017-03-31 | 2017-04-06 | 13F-HR | View on EDGAR |
| 2016-12-31 | 2017-01-12 | 13F-HR | View on EDGAR |
| 2016-09-30 | 2016-10-07 | 13F-HR | View on EDGAR |
| 2016-06-30 | 2016-07-19 | 13F-HR | View on EDGAR |
| 2016-03-31 | 2016-04-07 | 13F-HR | View on EDGAR |
| 2015-12-31 | 2016-01-25 | 13F-HR | View on EDGAR |
| 2015-09-30 | 2015-10-20 | 13F-HR | View on EDGAR |
| 2015-06-30 | 2015-07-13 | 13F-HR | View on EDGAR |
| 2015-03-31 | 2015-04-14 | 13F-HR | View on EDGAR |
| 2014-12-31 | 2015-01-08 | 13F-HR | View on EDGAR |
| 2014-09-30 | 2014-10-23 | 13F-HR | View on EDGAR |
| 2014-06-30 | 2014-07-15 | 13F-HR | View on EDGAR |
| 2014-03-31 | 2014-04-03 | 13F-HR | View on EDGAR |
| 2013-12-31 | 2014-01-14 | 13F-HR | View on EDGAR |
| 2013-09-30 | 2013-10-04 | 13F-HR | View on EDGAR |
| 2013-06-30 | 2013-07-22 | 13F-HR | View on EDGAR |
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