CIK: 0000862853
Total reported value
$98.3M
Reporting period: 2017-09-30 · Number of holdings: 59
CALDWELL & ORKIN INC disclosed 59 holdings in its latest 13F filing for the period ending 2017-09-30, with total reported value of $98.3M and a quarterly turnover rate of 95.0%.
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Caldwell & Orkin INC's disclosed holdings carry a Herfindahl concentration index of 0.028 — mathematically equivalent to about 36 equally-sized positions, close to its 59 actual disclosed holdings. Value is spread relatively evenly across the portfolio rather than concentrated in a handful of names.
Position sizes are fairly uniform across the portfolio (a coefficient of variation of 0.80), suggesting a disciplined, rules-based approach to how much capital goes into each idea.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 35% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Trim TIP
-24.8% -$1.2M
Trim KO
-43.1% -$1.5M
Trim OAK
-68.7% -$1.5M
Add AAPL
+258.2% $2.0M
Add MCD
+145.0% $2.1M
Add CAT
+177.9% $1.8M
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | TLT | Ishares 20+ Year Treasury Bd | ETF-Gov Bonds | 8.25% | +8.25% | NEW | |
| 2 | TIP | Ishares Tips Bond ETF | ETF-Other | 3.79% | -2.35% | -24.78% | |
| 3 | MSFT | Microsoft CORP | Stock-Tech | 3.74% | +1.27% | +71.27% | |
| 4 | RSG | Republic Services INC | Stock-Industrials | 3.72% | +0.01% | +17.89% | |
| 5 | NOC | Northrop Grumman CORP | Stock-Industrials | 3.62% | — | -12.21% | |
| 6 | MCD | Mcdonald's CORP | Stock-Consumer Disc | 3.48% | +1.79% | +145.00% | |
| 7 | HD | Home Depot INC | Stock-Consumer Disc | 3.41% | +0.24% | +23.25% | |
| 8 | RTN1USD | Raytheon Company | Stock-Other | 3.19% | — | -21.14% | |
| 9 | ✓ | Hdfc Bank LTD Adr Reps 3 Shs | Stock-Other | 2.78% | +0.96% | +68.25% | |
| 10 | BAC | Bank Of America CORP | Stock-Financials | 2.75% | +0.51% | +43.29% | |
| 11 | AAPL | Apple INC | Stock-Tech | 2.70% | +1.84% | +258.23% | |
| 12 | HON | Honeywell International INC | Stock-Industrials | 2.68% | +2.68% | NEW | |
| 13 | CAT | Caterpillar INC | Stock-Industrials | 2.64% | +1.64% | +177.87% | |
| 14 | DLR | Digital Realty Trust INC | Stock-Real Estate | 2.64% | +0.98% | +84.81% | |
| 15 | CTAS | Cintas CORP | Stock-Industrials | 2.53% | +0.44% | +28.76% | |
| 16 | ✓ | Wisdomtree Tr India Erngs Fd | Stock-Other | 2.48% | +1.19% | +129.20% | |
| 17 | EWZ | Ishares Msci Brazil ETF | ETF-Other | 2.30% | +2.30% | NEW | |
| 18 | CACC | Credit Acceptance CORP | Stock-Other | 2.19% | — | -9.41% | |
| 19 | ✓ | Etsy Inc. | Stock-Other | 2.05% | +0.99% | +110.19% | |
| 20 | KO | Coca-cola Co/the | Stock-Consumer Staples | 2.02% | -2.29% | -43.14% | |
| 21 | AWK | American Water Works Co INC | Stock-Utilities | 1.89% | — | -18.22% | |
| 22 | ✓ | J P Morgan Chase And Co | Stock-Other | 1.84% | — | -10.57% | |
| 23 | ✓ | Ishares Tr Msci India ETF | ETF-Other | 1.53% | +1.53% | NEW | |
| 24 | UPS | United Parcel Service-cl B | Stock-Industrials | 1.50% | +1.50% | NEW | |
| 25 | ✓ | Blackstone Inc. | Stock-Other | 1.48% | +1.48% | NEW | |
| 26 | MLCO | Melco Resorts & Entert-adr | Stock-Other | 1.48% | +0.62% | +95.78% | |
| 27 | ADBE | Adobe INC | Stock-Tech | 1.43% | +0.92% | +224.14% | |
| 28 | WMT | Walmart INC | Stock-Consumer Staples | 1.42% | +1.42% | NEW | |
| 29 | RDS-A | Shell Plc-spon Adr-a | Stock-Other | 1.37% | +1.37% | NEW | |
| 30 | NYT | New York Times Co-a | Stock-Comm Services | 1.36% | +1.36% | NEW | |
| 31 | ✓ | Dct Industrial Trust INC | Stock-Other | 1.35% | — | +1.31% | |
| 32 | GD | General Dynamics CORP | Stock-Industrials | 1.32% | — | -27.59% | |
| 33 | ALB | Albemarle CORP | Stock-Materials | 1.30% | +1.30% | NEW | |
| 34 | LMT | Lockheed Martin CORP | Stock-Industrials | 1.29% | +1.29% | NEW | |
| 35 | EA | Electronic Arts INC | Stock-Comm Services | 1.27% | +1.27% | NEW | |
| 36 | PVH | Pvh CORP | Stock-Consumer Disc | 1.26% | +0.54% | +92.16% | |
| 37 | XYZ | Block INC | Stock-Financials | 1.15% | +1.15% | NEW | |
| 38 | ✓ | Broadcom Inc. | Stock-Other | 1.09% | +1.09% | NEW | |
| 39 | APO | Apollo Global Management, Inc. | Stock-Financials | 0.96% | +0.96% | NEW | |
| 40 | MHK | Mohawk Industries INC | Stock-Consumer Disc | 0.96% | — | — | |
| 41 | VTIP | Vanguard Short-term Tips | ETF-Other | 0.85% | -1.22% | -50.15% | |
| 42 | MS | Morgan Stanley | Stock-Financials | 0.78% | — | +44.55% | |
| 43 | ✓ | Bwx Technologies INC | Stock-Other | 0.75% | — | — | |
| 44 | MGM | Mgm Resorts International | Stock-Consumer Disc | 0.71% | +0.71% | NEW | |
| 45 | RHT1EUR | Red Hat INC | Stock-Other | 0.70% | +0.70% | NEW | |
| 46 | ✓ | D.R. Horton, Inc. | Stock-Other | 0.69% | — | -4.49% | |
| 47 | OAK | Oaktree Capital Group LLC | Stock-Other | 0.69% | -1.97% | -68.70% | |
| 48 | C | Citigroup INC | Stock-Financials | 0.65% | +0.65% | NEW | |
| 49 | BPOP | Popular INC | Stock-Financials | 0.63% | +0.63% | NEW | |
| 50 | AMAT | Applied Materials INC | Stock-Tech | 0.63% | — | — |
Not enough priced holdings yet to compute performance
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2017-09-30 | 59 | $98.3M | 95 | |
| 2017-06-30 | 55 | $80.6M | 100 | |
| 2017-03-31 | 87 | $179.4M | 100 | |
| 2016-12-31 | 73 | $157.5M | 100 | |
| 2016-09-30 | 63 | $145.5M | 100 | |
| 2016-06-30 | 67 | $230.8M | 97 | |
| 2016-03-31 | 63 | $247.3M | 91 | |
| 2015-12-31 | 77 | $272.9M | 100 | |
| 2015-09-30 | 68 | $157.3M | 99 | |
| 2015-06-30 | 77 | $171.8M | 89 | |
| 2015-03-31 | 89 | $178.9M | 90 | |
| 2014-12-31 | 66 | $178.0M | 98 | |
| 2014-09-30 | 62 | $138.5M | 100 | |
| 2014-06-30 | 82 | $197.6M | 99 | |
| 2014-03-31 | 71 | $153.3M | 100 | |
| 2013-12-31 | 66 | $184.4M | 98 | |
| 2013-09-30 | 77 | $170.2M | 100 | |
| 2013-06-30 | 70 | $181.9M | 0 |
Caldwell & Orkin INC's most significant position changes for 2017-09-30: New buy: Ishares 20+ Year Treasury Bd (TLT); Sold out: Tjx Companies INC (TJX); Sold out: Zillow Group INC; Sold out: Pepsico INC (PEP); New buy: Honeywell International INC (HON).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | AAPL | Apple INC | +1.8% | +258.23% | Add |
| 2 | MCD | Mcdonald's CORP | +1.8% | +145.00% | Add |
| 3 | CAT | Caterpillar INC | +1.6% | +177.87% | Add |
| 4 | MSFT | Microsoft CORP | +1.3% | +71.27% | Add |
| 5 | ✓ | Wisdomtree Tr India Erngs Fd | +1.2% | +129.20% | Add |
| 6 | ✓ | Etsy Inc. | +1% | +110.19% | Add |
| 7 | DLR | Digital Realty Trust INC | +1% | +84.81% | Add |
| 8 | ✓ | Hdfc Bank LTD Adr Reps 3 Shs | +1% | +68.25% | Add |
| 9 | ADBE | Adobe INC | +0.9% | +224.14% | Add |
| 10 | MLCO | Melco Resorts & Entert-adr | +0.6% | +95.78% | Add |
| 11 | PVH | Pvh CORP | +0.5% | +92.16% | Add |
| 12 | BAC | Bank Of America CORP | +0.5% | +43.29% | Add |
| 13 | CTAS | Cintas CORP | +0.4% | +28.76% | Add |
| 14 | HD | Home Depot INC | +0.2% | +23.25% | Add |
| 15 | RSG | Republic Services INC | 0% | +17.89% | Add |
| 16 | VTIP | Vanguard Short-term Tips | -1.2% | -50.15% | Trim |
| 17 | OAK | Oaktree Capital Group LLC | -2% | -68.70% | Trim |
| 18 | KO | Coca-cola Co/the | -2.3% | -43.14% | Trim |
| 19 | TIP | Ishares Tips Bond ETF | -2.4% | -24.78% | Trim |
| 20 | TLT | Ishares 20+ Year Treasury Bd | — | NEW | New buy |
| 21 | TJX | Tjx Companies INC | — | EXIT | Sold out |
| 22 | ✓ | Zillow Group INC | — | EXIT | Sold out |
| 23 | PEP | Pepsico INC | — | EXIT | Sold out |
| 24 | HON | Honeywell International INC | — | NEW | New buy |
| 25 | EWZ | Ishares Msci Brazil ETF | — | NEW | New buy |
| 26 | HOG | Harley-davidson INC | — | EXIT | Sold out |
| 27 | KEY | Keycorp | — | EXIT | Sold out |
| 28 | ✓ | Ishares Tr Msci India ETF | — | NEW | New buy |
| 29 | UPS | United Parcel Service-cl B | — | NEW | New buy |
| 30 | ✓ | Blackstone Inc. | — | NEW | New buy |
| 31 | WMT | Walmart INC | — | NEW | New buy |
| 32 | RDS-A | Shell Plc-spon Adr-a | — | NEW | New buy |
| 33 | NYT | New York Times Co-a | — | NEW | New buy |
| 34 | ALB | Albemarle CORP | — | NEW | New buy |
| 35 | LMT | Lockheed Martin CORP | — | NEW | New buy |
| 36 | EA | Electronic Arts INC | — | NEW | New buy |
| 37 | AMZN | Amazon.com INC | — | EXIT | Sold out |
| 38 | XYZ | Block INC | — | NEW | New buy |
| 39 | GAP | Gap Inc/the | — | EXIT | Sold out |
| 40 | ✓ | Xylem Inc. | — | EXIT | Sold out |
| 41 | ✓ | Broadcom Inc. | — | NEW | New buy |
| 42 | ✓ | Red Robin Gourmet Burg Com | — | EXIT | Sold out |
| 43 | APO | Apollo Global Management, Inc. | — | NEW | New buy |
| 44 | ✓ | Fortune Brands Innovations, Inc. | — | EXIT | Sold out |
| 45 | WDC | Western Digital CORP | — | EXIT | Sold out |
| 46 | MGM | Mgm Resorts International | — | NEW | New buy |
| 47 | ✓ | Ulta Beauty, Inc. | — | EXIT | Sold out |
| 48 | RHT1EUR | Red Hat INC | — | NEW | New buy |
| 49 | C | Citigroup INC | — | NEW | New buy |
| 50 | BPOP | Popular INC | — | NEW | New buy |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2017-09-30 | 2017-11-07 | 13F-HR | View on EDGAR |
| 2017-06-30 | 2017-08-10 | 13F-HR | View on EDGAR |
| 2017-03-31 | 2017-05-05 | 13F-HR | View on EDGAR |
| 2016-12-31 | 2017-02-10 | 13F-HR | View on EDGAR |
| 2016-09-30 | 2016-11-14 | 13F-HR | View on EDGAR |
| 2016-06-30 | 2016-08-11 | 13F-HR | View on EDGAR |
| 2016-03-31 | 2016-05-09 | 13F-HR | View on EDGAR |
| 2015-12-31 | 2016-02-10 | 13F-HR | View on EDGAR |
| 2015-09-30 | 2015-11-06 | 13F-HR | View on EDGAR |
| 2015-06-30 | 2015-08-07 | 13F-HR | View on EDGAR |
| 2015-03-31 | 2015-05-07 | 13F-HR | View on EDGAR |
| 2014-12-31 | 2015-02-10 | 13F-HR | View on EDGAR |
| 2014-12-31 | 2015-02-10 | Amendment | View on EDGAR |
| 2014-09-30 | 2014-11-10 | 13F-HR | View on EDGAR |
| 2014-06-30 | 2014-08-07 | 13F-HR | View on EDGAR |
| 2014-03-31 | 2014-05-07 | 13F-HR | View on EDGAR |
| 2013-12-31 | 2014-02-07 | 13F-HR | View on EDGAR |
| 2013-09-30 | 2013-11-07 | 13F-HR | View on EDGAR |
| 2013-06-30 | 2013-08-13 | 13F-HR | View on EDGAR |
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