CIK: 0001720336
Total reported value
$635.6M
Reporting period: 2021-09-30 · Number of holdings: 2786
Berman Capital Advisors, LLC disclosed 2786 holdings in its latest 13F filing for the period ending 2021-09-30, with total reported value of $635.6M and a quarterly turnover rate of 0.0%.
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Berman Capital Advisors, LLC's disclosed holdings carry a Herfindahl concentration index of 0.052 — mathematically equivalent to about 19 equally-sized positions, well below its 2786 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 10.76), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 25% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
No holding changes this quarter
Showing top 200 holdings (of 2786 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | VV | Vanguard Large-cap ETF | ETF-Other | 17.06% | — | +8.43% | |
| 2 | IEFA | Ishares Core Msci Eafe ETF | ETF-Other | 11.84% | — | +14.53% | |
| 3 | VO | Vanguard Mid-cap ETF | ETF-Other | 4.32% | — | +2.51% | |
| 4 | QUAL | Ishares Msci USA Quality Fac | ETF-Other | 4.00% | — | -0.03% | |
| 5 | IWF | Ishares Russell 1000 Growth | ETF-Other | 3.84% | — | +0.13% | |
| 6 | AAPL | Apple INC | Stock-Tech | 2.30% | — | +7.03% | |
| 7 | MSFT | Microsoft CORP | Stock-Tech | 1.93% | — | +26.87% | |
| 8 | VT | Vanguard Tot World Stk ETF | ETF-Other | 1.90% | — | -7.34% | |
| 9 | AMZN | Amazon.com INC | Stock-Consumer Disc | 1.88% | — | +11.92% | |
| 10 | VXUS | Vanguard Total Intl Stock | ETF-Other | 1.80% | — | -26.94% | |
| 11 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 1.63% | — | -15.01% | |
| 12 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 1.50% | — | +1.70% | |
| 13 | VTV | Vanguard Value ETF | ETF-Other | 1.46% | — | +0.48% | |
| 14 | LPRO | Open Lending CORP | Stock-Other | 1.14% | — | — | |
| 15 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.83% | — | +14.57% | |
| 16 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.82% | — | +8.86% | |
| 17 | DFUS | Dimensional US Eq Mkt ETF | ETF-Other | 0.78% | — | — | |
| 18 | HD | Home Depot INC | Stock-Consumer Disc | 0.76% | — | +4.27% | |
| 19 | VEU | Vanguard Ftse All-world Ex-u | ETF-Other | 0.72% | — | +0.36% | |
| 20 | VWO | Vanguard Ftse Emerging Marke | ETF-Emerging Markets | 0.71% | — | -0.81% | |
| 21 | BND | Vanguard Total Bond Market | ETF-Other | 0.68% | — | -82.67% | |
| 22 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.63% | — | +16.70% | |
| 23 | VIG | Vanguard Dividend Apprec ETF | ETF-Other | 0.54% | — | +0.35% | |
| 24 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 0.52% | — | -0.13% | |
| 25 | TSLA | Tesla INC | Stock-Consumer Disc | 0.49% | — | +1.69% | |
| 26 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.47% | — | +29.03% | |
| 27 | V | Visa Inc-class A Shares | Stock-Financials | 0.46% | — | +20.10% | |
| 28 | NVDA | Nvidia CORP | Stock-Tech | 0.45% | — | +399.28% | |
| 29 | IJH | Ishares Core S&p Midcap ETF | ETF-Other | 0.43% | — | +0.29% | |
| 30 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.43% | — | +20.60% | |
| 31 | PYPL | Paypal Holdings INC | Stock-Financials | 0.43% | — | +56.60% | |
| 32 | IEMG | Ishares Core Msci Emerging | ETF-Emerging Markets | 0.43% | — | -5.46% | |
| 33 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 0.42% | — | +0.11% | |
| 34 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.42% | — | +19.93% | |
| 35 | MA | Mastercard INC - A | Stock-Financials | 0.41% | — | +14.68% | |
| 36 | BAC | Bank Of America CORP | Stock-Financials | 0.40% | — | +11.55% | |
| 37 | RSP | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 0.39% | — | +0.35% | |
| 38 | ADBE | Adobe INC | Stock-Tech | 0.36% | — | +23.37% | |
| 39 | NOW | Servicenow INC | Stock-Tech | 0.36% | — | +21.00% | |
| 40 | UNH | Unitedhealth Group INC | Stock-Healthcare | 0.35% | — | +22.91% | |
| 41 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.34% | — | +13.89% | |
| 42 | DIS | Walt Disney Co/the | Stock-Comm Services | 0.33% | — | +15.51% | |
| 43 | LAMR | Lamar Advertising Co-a | Stock-Real Estate | 0.32% | — | -0.01% | |
| 44 | ✓ | Logistics Innovtn Technlgs C | Stock-Other | 0.31% | — | — | |
| 45 | CRM | Salesforce INC | Stock-Tech | 0.30% | — | +45.09% | |
| 46 | MUB | Ishares National Muni Bond E | ETF-Other | 0.28% | — | +0.29% | |
| 47 | GLD | Spdr Gold Shares | ETF-Commodities | 0.26% | — | — | |
| 48 | BX | Blackstone INC | Stock-Financials | 0.26% | — | +7.70% | |
| 49 | EFA | Ishares Msci Eafe ETF | ETF-Other | 0.25% | — | -1.51% | |
| 50 | MRK | Merck & Co. INC. | Stock-Healthcare | 0.24% | — | +10.62% |
Not enough priced holdings yet to compute performance
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2021-09-30 | 2786 | $635.6M | 0 | |
| 2021-06-30 | 2553 | $628.2M | 86 | |
| 2021-03-31 | 2367 | $478.5M | 23 | |
| 2020-12-31 | 2177 | $417.7M | 22 | |
| 2020-09-30 | 2273 | $352.3M | 27 | |
| 2020-06-30 | 2457 | $381.1M | 33 | |
| 2020-03-31 | 2761 | $310.2M | 37 | |
| 2019-12-31 | 1832 | $347.1M | 13 | |
| 2019-09-30 | 1841 | $320.8M | 15 | |
| 2019-06-30 | 1881 | $314.3M | 20 | |
| 2019-03-31 | 1737 | $298.7M | 25 | |
| 2018-12-31 | 1967 | $254.7M | 66 | |
| 2018-09-30 | 253 | $237.4M | 25 | |
| 2018-06-30 | 378 | $287.5M | 16 | |
| 2018-03-31 | 297 | $262.2M | 46 | |
| 2017-12-31 | 122 | $302.2M | 0 |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2021-09-30 | 2021-10-07 | 13F-HR | View on EDGAR |
| 2021-06-30 | 2021-08-11 | 13F-HR | View on EDGAR |
| 2021-03-31 | 2021-05-11 | 13F-HR | View on EDGAR |
| 2020-12-31 | 2021-02-19 | Amendment | View on EDGAR |
| 2020-12-31 | 2021-02-11 | 13F-HR | View on EDGAR |
| 2020-09-30 | 2020-11-05 | 13F-HR | View on EDGAR |
| 2020-06-30 | 2020-08-06 | 13F-HR | View on EDGAR |
| 2020-03-31 | 2020-05-14 | 13F-HR | View on EDGAR |
| 2019-12-31 | 2020-02-14 | 13F-HR | View on EDGAR |
| 2019-09-30 | 2020-03-04 | Amendment | View on EDGAR |
| 2019-09-30 | 2019-11-14 | 13F-HR | View on EDGAR |
| 2019-06-30 | 2020-03-04 | Amendment | View on EDGAR |
| 2019-06-30 | 2019-07-30 | 13F-HR | View on EDGAR |
| 2019-03-31 | 2019-05-08 | 13F-HR | View on EDGAR |
| 2018-12-31 | 2019-02-13 | 13F-HR | View on EDGAR |
| 2018-09-30 | 2018-11-05 | 13F-HR | View on EDGAR |
| 2018-06-30 | 2018-08-09 | 13F-HR | View on EDGAR |
| 2018-03-31 | 2018-04-24 | 13F-HR | View on EDGAR |
| 2017-12-31 | 2018-02-14 | 13F-HR | View on EDGAR |
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