CIK: 0001598803
Total reported value
$105.7M
Reporting period: 2016-09-30 · Number of holdings: 69
Belmont Global Advisors, Inc. disclosed 69 holdings in its latest 13F filing for the period ending 2016-09-30, with total reported value of $105.7M and a quarterly turnover rate of 79.3%.
Browse other institutions with $100M to $1B AUMBrowse other institutions starting with "B"
Belmont Global Advisors, Inc.'s disclosed holdings carry a Herfindahl concentration index of 0.129 — mathematically equivalent to about 8 equally-sized positions, well below its 69 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.67), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 4% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Add 98973p101
+18.6% $5.0M
Trim ACAD
-73.4% -$4.5M
Add 31816q101
+285.0% $2.4M
Add 46122t102
0.0% $2.6M
Add 871639308
+22.1% $1.1M
Add 009128307
+300.0% $902.0K
Showing top 62 holdings (of 69 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | ✓ | Ziopharm Oncology INC | Stock-Other | 26.68% | +4.42% | +18.62% | |
| 2 | ✓ | Intrexon CORP | Stock-Other | 20.03% | +2.18% | — | |
| 3 | ✓ | Stock-Other | 11.23% | +11.23% | NEW | ||
| 4 | ✓ | Fireeye | Stock-Other | 3.22% | +2.27% | +285.00% | |
| 5 | ✓ | Synergy Pharmaceuticals Inc. | Stock-Other | 2.45% | +1.05% | +22.08% | |
| 6 | ✓ | Fortress Biotech INC | Stock-Other | 1.81% | +0.39% | +17.27% | |
| 7 | VBTX | Veritex Holdings INC | Stock-Other | 1.57% | — | +1.25% | |
| 8 | ACAD | Acadia Pharmaceuticals INC | Stock-Healthcare | 1.51% | -4.35% | -73.40% | |
| 9 | ✓ | Imperva INC | Stock-Other | 1.45% | +1.45% | NEW | |
| 10 | AMZN | Amazon.com INC | Stock-Consumer Disc | 1.19% | — | — | |
| 11 | ✓ | Stock-Other | 1.19% | +0.85% | +300.00% | ||
| 12 | ✓ | Biodelivery Sciences Intl In | Stock-Other | 1.17% | +1.17% | NEW | |
| 13 | ✓ | SPDR Gold Shares | Stock-Other | 1.12% | +1.12% | NEW | |
| 14 | MSFT | Microsoft CORP | Stock-Tech | 1.09% | — | — | |
| 15 | CYTK | Cytokinetics INC | Stock-Healthcare | 1.04% | +1.04% | NEW | |
| 16 | ✓ | Blackrock Core Bd Tr | Stock-Other | 1.01% | — | +1.98% | |
| 17 | LXU | Lsb Industries INC | Stock-Other | 0.97% | +0.51% | +200.00% | |
| 18 | ✓ | Alnylam Pharmaceuticals Inc | Stock-Other | 0.96% | +0.96% | NEW | |
| 19 | ✓ | Meta Platforms, Inc. | Stock-Other | 0.95% | — | +2.08% | |
| 20 | ✓ | O Reilly Automotive INC New | Stock-Other | 0.93% | — | — | |
| 21 | ✓ | Vasco Data Security Intl | Stock-Other | 0.83% | +0.83% | NEW | |
| 22 | ✓ | Whole Foods Mkt INC | Stock-Other | 0.81% | +0.81% | NEW | |
| 23 | ✓ | PIMCO Dynamic Income | Stock-Other | 0.80% | — | — | |
| 24 | BBW | Build-a-bear Workshop INC | Stock-Other | 0.78% | +0.78% | NEW | |
| 25 | ✓ | Spectrum Brands Holdings, Inc. | Stock-Other | 0.78% | +0.78% | NEW | |
| 26 | TAUSD | Travelcenters Of America LLC | Stock-Other | 0.78% | +0.58% | +360.00% | |
| 27 | ✓ | Xylem Inc. | Stock-Other | 0.74% | — | — | |
| 28 | ✓ | Agenus Inc | Stock-Other | 0.73% | +0.73% | NEW | |
| 29 | AWK | American Water Works Co INC | Stock-Utilities | 0.71% | — | — | |
| 30 | ✓ | Cornerstone Ondemand | Stock-Other | 0.67% | +0.67% | NEW | |
| 31 | SJM | Jm Smucker Co/the | Stock-Consumer Staples | 0.64% | +0.64% | NEW | |
| 32 | ✓ | Powershs Db US Dollar Index | Stock-Other | 0.62% | +0.62% | NEW | |
| 33 | CAMPEUR | Calamp CORP | Stock-Other | 0.62% | +0.26% | +88.00% | |
| 34 | ✓ | Gores Holdings Inc-a | Stock-Other | 0.61% | +0.61% | NEW | |
| 35 | ✓ | Fortinet, Inc. | Stock-Other | 0.61% | — | -12.50% | |
| 36 | ✓ | Cyberark Software LTD. Cmn | Stock-Other | 0.59% | — | — | |
| 37 | DY | Dycom Industries INC | Stock-Industrials | 0.58% | -0.28% | -25.00% | |
| 38 | DAL | Delta Air Lines INC | Stock-Industrials | 0.56% | — | +50.00% | |
| 39 | ✓ | Brookfield Total Rtn Fd | Stock-Other | 0.54% | — | +9.52% | |
| 40 | UAL | United Airlines Holdings INC | Stock-Industrials | 0.50% | — | -33.33% | |
| 41 | ✓ | Fate Therapeutics INC Com | Stock-Other | 0.44% | — | -62.50% | |
| 42 | ✓ | Cempra INC | Stock-Other | 0.34% | — | — | |
| 43 | SSBUSD | Southstate Bank CORP | Stock-Other | 0.31% | — | — | |
| 44 | ✓ | Powershares India Portfolio | Stock-Other | 0.29% | — | -40.00% | |
| 45 | INDY | Ishares India 50 ETF | ETF-Other | 0.28% | -0.26% | -50.00% | |
| 46 | ✓ | Ishares Tr Msci India ETF | ETF-Other | 0.28% | -0.26% | -50.00% | |
| 47 | ✓ | Select Sector Spdr Tr | Stock-Other | 0.26% | — | — | |
| 48 | AAPL | Apple INC | Stock-Tech | 0.26% | — | — | |
| 49 | HTH | Hilltop Holdings INC | Stock-Other | 0.23% | — | — | |
| 50 | HFCUSD | Hollyfrontier CORP | Stock-Other | 0.23% | +0.23% | NEW |
Not enough priced holdings yet to compute performance
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2016-09-30 | 69 | $105.7M | 79 | 198973p246122t373935A |
| 2016-06-30 | 64 | $104.2M | 100 | 198973p246122t378462f |
| 2016-03-31 | 58 | $98.3M | 100 | 146122t298973P398973p |
| 2015-12-31 | 70 | $77.2M | 80 | 198973p246122t330303m |
| 2015-09-30 | 53 | $58.9M | 64 | 198973p246122t3966244 |
| 2015-06-30 | 96 | $90.2M | 80 | 198973p246122t3966244 |
| 2015-03-31 | 80 | $98.3M | 100 | 198973p246122t397717x |
| 2014-12-31 | 110 | $101.3M | 85 | |
| 2014-09-30 | 123 | $127.6M | 47 | |
| 2014-06-30 | 129 | $138.6M | 62 | |
| 2014-03-31 | 111 | $119.0M | 54 | |
| 2013-12-31 | 127 | $123.8M | 0 |
Belmont Global Advisors, Inc.'s most significant position changes for 2016-09-30: Sold out: State Street SPDR S&P 500 ETF Trust; New buy: ; Sold out: Proshares Tr Pshs Ultsh 20yrs; Sold out: Frontline plc (FRO); New buy: Imperva INC.
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | ✓ | Ziopharm Oncology INC | +4.4% | +18.62% | Add |
| 2 | ✓ | Fireeye | +2.3% | +285.00% | Add |
| 3 | ✓ | Intrexon CORP | +2.2% | — | Unchanged |
| 4 | ✓ | Synergy Pharmaceuticals Inc. | +1.1% | +22.08% | Add |
| 5 | ✓ | +0.9% | +300.00% | Add | |
| 6 | TAUSD | Travelcenters Of America LLC | +0.6% | +360.00% | Add |
| 7 | LXU | Lsb Industries INC | +0.5% | +200.00% | Add |
| 8 | ✓ | Fortress Biotech INC | +0.4% | +17.27% | Add |
| 9 | CAMPEUR | Calamp CORP | +0.3% | +88.00% | Add |
| 10 | INDY | Ishares India 50 ETF | -0.3% | -50.00% | Trim |
| 11 | ✓ | Ishares Tr Msci India ETF | -0.3% | -50.00% | Trim |
| 12 | DY | Dycom Industries INC | -0.3% | -25.00% | Trim |
| 13 | ACAD | Acadia Pharmaceuticals INC | -4.4% | -73.40% | Trim |
| 14 | ✓ | State Street SPDR S&P 500 ETF Trust | — | EXIT | Sold out |
| 15 | ✓ | — | NEW | New buy | |
| 16 | ✓ | Proshares Tr Pshs Ultsh 20yrs | — | EXIT | Sold out |
| 17 | FRO | Frontline plc | — | EXIT | Sold out |
| 18 | ✓ | Imperva INC | — | NEW | New buy |
| 19 | HD | Home Depot INC | — | EXIT | Sold out |
| 20 | ✓ | Biodelivery Sciences Intl In | — | NEW | New buy |
| 21 | ✓ | SPDR Gold Shares | — | NEW | New buy |
| 22 | CYTK | Cytokinetics INC | — | NEW | New buy |
| 23 | PANW | Palo Alto Networks INC | — | EXIT | Sold out |
| 24 | ✓ | Alnylam Pharmaceuticals Inc | — | NEW | New buy |
| 25 | LJPC | La Jolla Pharmaceutical Co | — | EXIT | Sold out |
| 26 | HALO | Halozyme Therapeutics INC | — | EXIT | Sold out |
| 27 | ✓ | Vasco Data Security Intl | — | NEW | New buy |
| 28 | ✓ | Whole Foods Mkt INC | — | NEW | New buy |
| 29 | BBW | Build-a-bear Workshop INC | — | NEW | New buy |
| 30 | ✓ | Spectrum Brands Holdings, Inc. | — | NEW | New buy |
| 31 | ✓ | Check Point Software Technologies Ltd. | — | EXIT | Sold out |
| 32 | ✓ | Agenus Inc | — | NEW | New buy |
| 33 | MFIN 9 04-15-21 | Medallion Financial CORP | — | EXIT | Sold out |
| 34 | ✓ | Mimecast LTD | — | EXIT | Sold out |
| 35 | ✓ | Chemocentryx INC | — | EXIT | Sold out |
| 36 | SBUX | Starbucks CORP | — | EXIT | Sold out |
| 37 | ✓ | Cornerstone Ondemand | — | NEW | New buy |
| 38 | SJM | Jm Smucker Co/the | — | NEW | New buy |
| 39 | ✓ | Powershs Db US Dollar Index | — | NEW | New buy |
| 40 | ✓ | Gores Holdings Inc-a | — | NEW | New buy |
| 41 | ✓ | Powershs Db US Dollar Index | — | EXIT | Sold out |
| 42 | FIZZ | National Beverage CORP | — | EXIT | Sold out |
| 43 | LUV | Southwest Airlines Co | — | EXIT | Sold out |
| 44 | ✓ | American Airls Group INC | — | EXIT | Sold out |
| 45 | AANUSD | Aaron's INC | — | EXIT | Sold out |
| 46 | ✓ | Ignyta INC | — | EXIT | Sold out |
| 47 | ✓ | Cabelas INC Cl-a Com | — | EXIT | Sold out |
| 48 | ✓ | Barracuda Networks INC | — | EXIT | Sold out |
| 49 | IWM | Ishares Russell 2000 ETF | — | EXIT | Sold out |
| 50 | HFCUSD | Hollyfrontier CORP | — | NEW | New buy |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2016-09-30 | 2016-11-14 | 13F-HR | View on EDGAR |
| 2016-06-30 | 2016-08-15 | 13F-HR | View on EDGAR |
| 2016-03-31 | 2016-05-16 | 13F-HR | View on EDGAR |
| 2015-12-31 | 2016-02-16 | 13F-HR | View on EDGAR |
| 2015-09-30 | 2015-11-16 | 13F-HR | View on EDGAR |
| 2015-06-30 | 2015-08-14 | 13F-HR | View on EDGAR |
| 2015-03-31 | 2015-05-15 | 13F-HR | View on EDGAR |
| 2014-12-31 | 2015-02-17 | 13F-HR | View on EDGAR |
| 2014-09-30 | 2014-11-14 | 13F-HR | View on EDGAR |
| 2014-06-30 | 2014-08-14 | 13F-HR | View on EDGAR |
| 2014-03-31 | 2014-05-13 | 13F-HR | View on EDGAR |
| 2013-12-31 | 2014-01-31 | 13F-HR | View on EDGAR |
Institutions with a similar AUM
CIK 0002109050
Total reported value
$105.7M
190 stks
2026-03-31
AUM within 0.0% of this institution
CIK 0001909180
Total reported value
$105.7M
12 stks
2026-03-31
AUM within 0.0% of this institution
CIK 0002111609
Total reported value
$105.6M
37 stks
2026-03-31
AUM within 0.1% of this institution
Institutions with overlapping top holdings
CIK 0000752832
Total reported value
$2.0M
30 stks
2017-09-30
Stale — no recent filing
1 of the top 5 holdings overlap
CIK 0000860862
Total reported value
$227.0M
185 stks
2017-12-31
Stale — no recent filing
1 of the top 5 holdings overlap
CIK 0000878313
Total reported value
$138.5M
569 stks
2016-09-30
Stale — no recent filing
1 of the top 5 holdings overlap