CIK: 0001600151
Total reported value
$1.3B
Reporting period: 2026-03-31 · Number of holdings: 321
Arete Wealth Advisors, LLC disclosed 321 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $1.3B and a quarterly turnover rate of 48.9%.
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Arete Wealth Advisors, LLC's disclosed holdings carry a Herfindahl concentration index of 0.012 — mathematically equivalent to about 86 equally-sized positions, well below its 321 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.65), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 28% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Add BINC
+40.7% $12.7M
Add FBND
+36.0% $9.3M
Add GLD
+74.3% $10.6M
Add VUG
+67.0% $8.4M
Add SPAB
+14.4% $4.2M
Add PVAL
+13.3% $4.3M
Showing top 200 holdings (of 321 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | BINC | Ishares Flex I A Etf-usd INC | ETF-Other | 3.43% | +1.42% | +40.74% | |
| 2 | DIS | Walt Disney Co/the | Stock-Comm Services | 3.31% | +0.12% | -0.43% | |
| 3 | RSP | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 2.92% | — | +5.55% | |
| 4 | AAPL | Apple INC | Stock-Tech | 2.88% | +0.22% | -5.66% | |
| 5 | FBND | Fidelity Total Bond ETF | ETF-Other | 2.69% | +1.07% | +36.02% | |
| 6 | SPAB | Ss Spdr P Agg Bond ETF | ETF-Other | 2.59% | +0.74% | +14.37% | |
| 7 | NVDA | Nvidia CORP | Stock-Tech | 2.55% | — | -1.12% | |
| 8 | PVAL | Putnam Focused Lrg Cap Value | ETF-Other | 2.44% | +0.72% | +13.32% | |
| 9 | SPYM | Ste Str Spdr Pt S&p 500 ETF | ETF-Large Cap & Growth | 2.01% | — | +17.30% | |
| 10 | VUG | Vanguard Growth ETF | ETF-Other | 1.90% | +0.87% | +67.03% | |
| 11 | EFV | Ishares Msci Eafe Value ETF | ETF-Other | 1.76% | — | -4.31% | |
| 12 | GLD | Spdr Gold Shares | ETF-Commodities | 1.69% | +0.96% | +74.28% | |
| 13 | JNJ | Johnson & Johnson | Stock-Healthcare | 1.47% | +0.61% | +17.21% | |
| 14 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 1.42% | — | +2.86% | |
| 15 | PULS | Pgim Ultra Short Bond ETF | ETF-Other | 1.40% | — | +11.96% | |
| 16 | AMZN | Amazon.com INC | Stock-Consumer Disc | 1.35% | — | +6.04% | |
| 17 | MSFT | Microsoft CORP | Stock-Tech | 1.33% | -0.21% | -8.20% | |
| 18 | BOXX | Alpha Architect 1-3 Mnth Box | ETF-Other | 1.06% | — | +12.41% | |
| 19 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 1.02% | -0.20% | -25.89% | |
| 20 | SPTM | Ss Spdr P S&p 1500 Comp ETF | ETF-Other | 1.01% | — | +3.40% | |
| 21 | XOM | Exxon Mobil CORP | Stock-Energy | 0.97% | — | -5.63% | |
| 22 | BIL | Ss Spdr Bb 1-3m T-bill ETF | ETF-Gov Bonds | 0.90% | -0.08% | -24.93% | |
| 23 | IWF | Ishares Russell 1000 Growth | ETF-Other | 0.85% | — | +18.98% | |
| 24 | AVGO | Broadcom INC | Stock-Tech | 0.83% | -0.06% | -14.76% | |
| 25 | SH | Proshares Short S&p500 | ETF-Other | 0.81% | +0.81% | NEW | |
| 26 | MCD | Mcdonald's CORP | Stock-Consumer Disc | 0.76% | — | -11.87% | |
| 27 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 0.76% | -0.07% | -21.07% | |
| 28 | IWD | Ishares Russell 1000 Value E | ETF-Other | 0.76% | — | +11.35% | |
| 29 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 0.75% | — | -7.29% | |
| 30 | SHV | Ishares 0-1 Year Treasury Bo | ETF-Gov Bonds | 0.75% | — | -8.19% | |
| 31 | RTX | Rtx CORP | Stock-Industrials | 0.74% | — | +0.90% | |
| 32 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 0.73% | -0.12% | -25.85% | |
| 33 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.69% | — | -4.99% | |
| 34 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.68% | — | -1.05% | |
| 35 | SPDW | Ste Str Spdr Pt Dw EU ETF | ETF-Other | 0.67% | — | -0.46% | |
| 36 | WMT | Walmart INC | Stock-Consumer Staples | 0.66% | — | +14.58% | |
| 37 | TSLA | Tesla INC | Stock-Consumer Disc | 0.66% | -0.12% | -17.09% | |
| 38 | VXF | Vanguard Extended Market ETF | ETF-Other | 0.65% | — | +30.92% | |
| 39 | AKRE | Akre Focus ETF | ETF-Other | 0.65% | — | +7.02% | |
| 40 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 0.62% | — | -19.10% | |
| 41 | FLTR | Vaneck Ig Floating Rate ETF | ETF-Other | 0.62% | -0.32% | -46.30% | |
| 42 | IBM | Intl Business Machines CORP | Stock-Tech | 0.57% | — | -11.25% | |
| 43 | IWM | Ishares Russell 2000 ETF | ETF-Small Cap | 0.55% | — | -4.76% | |
| 44 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.54% | — | -2.77% | |
| 45 | SPYG | Ss Spdr P S&p 500 Growth ETF | ETF-Large Cap & Growth | 0.52% | — | -14.00% | |
| 46 | IDU | Ishares US Utilities ETF | ETF-Other | 0.52% | +0.52% | NEW | |
| 47 | V | Visa Inc-class A Shares | Stock-Financials | 0.52% | — | +4.57% | |
| 48 | TYG | Tortoise Energy Infrastruct | Stock-Other | 0.51% | — | +2.45% | |
| 49 | EFG | Ishares Msci Eafe Growth ETF | ETF-Other | 0.51% | — | -0.87% | |
| 50 | NFJ | Virtus Dvd Intrst & Prm Str | Stock-Other | 0.51% | +0.51% | NEW |
Performance for Q3 2026
+2.2%
Performance Last 4 Quarters
+17.8%
Based on 83% of reported portfolio value with available pricing
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2026-03-31 | 321 | $1.3B | 49 | |
| 2025-12-31 | 765 | $1.6B | 24 | |
| 2025-09-30 | 769 | $1.6B | 46 | |
| 2025-06-30 | 730 | $1.4B | 0 | |
| 2025-03-31 | 734 | $1.3B | 100 | |
| 2024-12-31 | 744 | $1.4B | 0 | |
| 2024-09-30 | 704 | $1.2B | 0 | |
| 2024-06-30 | 730 | $1.2B | 0 | |
| 2024-03-31 | 376 | $1.1B | 0 | |
| 2023-12-31 | 744 | $1.3B | 0 | |
| 2023-09-30 | 506 | $577.7M | 0 | |
| 2023-06-30 | 664 | $1.1B | 0 | |
| 2023-03-31 | 656 | $1.2B | 0 | |
| 2022-12-31 | 633 | $1.1B | 0 | |
| 2022-09-30 | 578 | $1.0B | 0 | |
| 2022-06-30 | 452 | $989.0M | 0 | |
| 2022-03-31 | 506 | $1.2B | 0 | |
| 2021-12-31 | 502 | $1.2B | 0 | |
| 2021-09-30 | 411 | $907.0M | 0 | |
| 2021-06-30 | 384 | $712.6M | 100 | |
| 2021-03-31 | 416 | $782.2M | 34 | |
| 2020-12-31 | 402 | $706.1M | 39 | |
| 2020-09-30 | 381 | $663.7M | 33 | |
| 2020-06-30 | 369 | $577.3M | 62 | |
| 2020-03-31 | 341 | $508.2M | 63 | |
| 2019-12-31 | 391 | $575.7M | 28 | |
| 2019-09-30 | 404 | $523.1M | 18 | |
| 2019-06-30 | 388 | $515.4M | 27 | |
| 2019-03-31 | 385 | $479.3M | 52 | |
| 2018-12-31 | 365 | $411.3M | 44 | |
| 2018-09-30 | 361 | $450.7M | 36 | |
| 2018-06-30 | 364 | $419.5M | 49 | |
| 2018-03-31 | 319 | $301.5M | 30 | |
| 2017-12-31 | 313 | $307.1M | 52 | |
| 2017-09-30 | 269 | $250.9M | 26 | |
| 2017-06-30 | 232 | $218.9M | 44 | |
| 2017-03-31 | 199 | $229.4M | 34 | |
| 2016-12-31 | 185 | $216.6M | 58 | |
| 2016-09-30 | 153 | $174.5M | 41 | |
| 2016-06-30 | 140 | $158.9M | 70 | |
| 2016-03-31 | 146 | $167.5M | 59 | |
| 2015-12-31 | 137 | $165.1M | 64 | |
| 2015-09-30 | 129 | $128.0M | 46 | |
| 2015-06-30 | 141 | $148.5M | 40 | |
| 2015-03-31 | 153 | $155.0M | 45 | |
| 2014-12-31 | 141 | $141.7M | 57 | |
| 2014-09-30 | 134 | $132.4M | 36 | |
| 2014-06-30 | 128 | $128.4M | 42 | |
| 2014-03-31 | 111 | $107.7M | 36 | |
| 2013-12-31 | 98 | $101.4M | 0 |
Arete Wealth Advisors, LLC's most significant position changes for 2026-03-31: Sold out: Innovator Grw-100 Pb ETF Mar (NMAR); New buy: Proshares Short S&p500 (SH); Sold out: Ishares Semiconductor ETF (SOXX); New buy: Ishares US Utilities ETF (IDU); New buy: Virtus Dvd Intrst & Prm Str (NFJ).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | BINC | Ishares Flex I A Etf-usd INC | +1.4% | +40.74% | Add |
| 2 | FBND | Fidelity Total Bond ETF | +1.1% | +36.02% | Add |
| 3 | GLD | Spdr Gold Shares | +1% | +74.28% | Add |
| 4 | VUG | Vanguard Growth ETF | +0.9% | +67.03% | Add |
| 5 | SPAB | Ss Spdr P Agg Bond ETF | +0.7% | +14.37% | Add |
| 6 | PVAL | Putnam Focused Lrg Cap Value | +0.7% | +13.32% | Add |
| 7 | JNJ | Johnson & Johnson | +0.6% | +17.21% | Add |
| 8 | IGV | Ishares Expanded Tech-softwa | +0.3% | +1634.04% | Add |
| 9 | SHY | Ishares 1-3 Year Treasury Bo | +0.3% | +422.80% | Add |
| 10 | AVEM | Avantis Emerging Markets Eq | +0.3% | +1362.93% | Add |
| 11 | OKE | Oneok INC | +0.3% | +173.32% | Add |
| 12 | XLU | St Sr Utl Sl Se Spdr Etf-usd | +0.3% | +188.75% | Add |
| 13 | AAPL | Apple INC | +0.2% | -5.66% | Trim |
| 14 | DIS | Walt Disney Co/the | +0.1% | -0.43% | Trim |
| 15 | AVGO | Broadcom INC | -0.1% | -14.76% | Trim |
| 16 | VOO | Vanguard S&p 500 ETF | -0.1% | -21.07% | Trim |
| 17 | BIL | Ss Spdr Bb 1-3m T-bill ETF | -0.1% | -24.93% | Trim |
| 18 | QQQ | Invesco Qqq Trust Series 1 | -0.1% | -25.85% | Trim |
| 19 | TSLA | Tesla INC | -0.1% | -17.09% | Trim |
| 20 | VWO | Vanguard Ftse Emerging Marke | -0.1% | -35.83% | Trim |
| 21 | XLV | Ss Health Care Select Sector | -0.2% | -64.08% | Trim |
| 22 | IEF | Ishares 7-10 Year Treasury B | -0.2% | -52.05% | Trim |
| 23 | GOOGL | Alphabet Inc-cl A | -0.2% | -25.89% | Trim |
| 24 | MSFT | Microsoft CORP | -0.2% | -8.20% | Trim |
| 25 | FLTR | Vaneck Ig Floating Rate ETF | -0.3% | -46.30% | Trim |
| 26 | QQQM | Invesco Nasdaq 100 ETF | -0.6% | -64.18% | Trim |
| 27 | NMAR | Innovator Grw-100 Pb ETF Mar | — | EXIT | Sold out |
| 28 | SH | Proshares Short S&p500 | — | NEW | New buy |
| 29 | SOXX | Ishares Semiconductor ETF | — | EXIT | Sold out |
| 30 | IDU | Ishares US Utilities ETF | — | NEW | New buy |
| 31 | NFJ | Virtus Dvd Intrst & Prm Str | — | NEW | New buy |
| 32 | GS | Goldman Sachs Group INC | — | EXIT | Sold out |
| 33 | XBI | Ss Spdr S&p Biotech ETF | — | EXIT | Sold out |
| 34 | LLY | Eli Lilly & Co | — | EXIT | Sold out |
| 35 | MU | Micron Technology INC | — | EXIT | Sold out |
| 36 | ARKK | Ark Innovation ETF | — | EXIT | Sold out |
| 37 | CASY | Casey's General Stores INC | — | EXIT | Sold out |
| 38 | IBRX | Immunitybio INC | — | NEW | New buy |
| 39 | GD | General Dynamics CORP | — | EXIT | Sold out |
| 40 | MTZ | Mastec INC | — | NEW | New buy |
| 41 | OMFL | Invesco Russell 1000 Dyn M/f | — | NEW | New buy |
| 42 | XMMO | Invesco S&p Midcap Momentum | — | EXIT | Sold out |
| 43 | QQQX | Nuveen Nasdaq 100 Dyn Overwr | — | EXIT | Sold out |
| 44 | CAT | Caterpillar INC | — | EXIT | Sold out |
| 45 | XLG | Invesco S&p 500 Top 50 ETF | — | EXIT | Sold out |
| 46 | IYW | Ishares Ustechnology ETF | — | EXIT | Sold out |
| 47 | SPHD | Invesco S&p 500 High Dividen | — | EXIT | Sold out |
| 48 | KBE | Ss Spdr S&p Bank ETF | — | EXIT | Sold out |
| 49 | ✓ | Proshares Tr | — | NEW | New buy |
| 50 | APP | Applovin Corp-class A | — | EXIT | Sold out |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-05-20 | Amendment | View on EDGAR |
| 2026-03-31 | 2026-05-18 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-02-13 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-11-12 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-08-14 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-05-16 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-02-12 | 13F-HR | View on EDGAR |
| 2024-09-30 | 2024-11-18 | Amendment | View on EDGAR |
| 2024-09-30 | 2024-11-14 | 13F-HR | View on EDGAR |
| 2024-06-30 | 2024-08-14 | 13F-HR | View on EDGAR |
| 2024-03-31 | 2024-05-16 | 13F-HR | View on EDGAR |
| 2023-12-31 | 2024-02-14 | 13F-HR | View on EDGAR |
| 2023-09-30 | 2023-10-30 | 13F-HR | View on EDGAR |
| 2023-06-30 | 2023-08-09 | 13F-HR | View on EDGAR |
| 2023-03-31 | 2023-05-22 | Amendment | View on EDGAR |
| 2023-03-31 | 2023-05-01 | 13F-HR | View on EDGAR |
| 2022-12-31 | 2023-02-06 | 13F-HR | View on EDGAR |
| 2022-09-30 | 2022-11-07 | 13F-HR | View on EDGAR |
| 2022-06-30 | 2022-08-15 | 13F-HR | View on EDGAR |
| 2022-03-31 | 2022-05-06 | 13F-HR | View on EDGAR |
| 2021-12-31 | 2022-02-07 | 13F-HR | View on EDGAR |
| 2021-09-30 | 2021-11-15 | 13F-HR | View on EDGAR |
| 2021-06-30 | 2021-08-09 | 13F-HR | View on EDGAR |
| 2021-03-31 | 2021-05-10 | 13F-HR | View on EDGAR |
| 2020-12-31 | 2021-02-08 | 13F-HR | View on EDGAR |
| 2020-09-30 | 2020-11-09 | 13F-HR | View on EDGAR |
| 2020-06-30 | 2020-08-11 | 13F-HR | View on EDGAR |
| 2020-03-31 | 2020-05-14 | 13F-HR | View on EDGAR |
| 2019-12-31 | 2020-02-14 | 13F-HR | View on EDGAR |
| 2019-09-30 | 2019-11-13 | 13F-HR | View on EDGAR |
| 2019-06-30 | 2019-08-14 | 13F-HR | View on EDGAR |
| 2019-03-31 | 2019-05-15 | 13F-HR | View on EDGAR |
| 2018-12-31 | 2019-02-14 | 13F-HR | View on EDGAR |
| 2018-09-30 | 2018-11-14 | 13F-HR | View on EDGAR |
| 2018-06-30 | 2018-08-14 | 13F-HR | View on EDGAR |
| 2018-03-31 | 2018-05-15 | 13F-HR | View on EDGAR |
| 2017-12-31 | 2018-02-14 | 13F-HR | View on EDGAR |
| 2017-09-30 | 2017-11-15 | 13F-HR | View on EDGAR |
| 2017-06-30 | 2017-08-14 | 13F-HR | View on EDGAR |
| 2017-03-31 | 2017-04-28 | 13F-HR | View on EDGAR |
| 2016-12-31 | 2017-02-14 | 13F-HR | View on EDGAR |
| 2016-09-30 | 2016-11-14 | 13F-HR | View on EDGAR |
| 2016-06-30 | 2016-08-15 | 13F-HR | View on EDGAR |
| 2016-03-31 | 2016-05-13 | 13F-HR | View on EDGAR |
| 2015-12-31 | 2016-02-12 | 13F-HR | View on EDGAR |
| 2015-09-30 | 2015-11-13 | 13F-HR | View on EDGAR |
| 2015-06-30 | 2015-08-14 | 13F-HR | View on EDGAR |
| 2015-03-31 | 2015-05-15 | 13F-HR | View on EDGAR |
| 2014-12-31 | 2015-02-11 | 13F-HR | View on EDGAR |
| 2014-09-30 | 2014-11-14 | 13F-HR | View on EDGAR |
| 2014-06-30 | 2014-08-14 | 13F-HR | View on EDGAR |
| 2014-03-31 | 2014-05-15 | 13F-HR | View on EDGAR |
| 2013-12-31 | 2014-02-14 | 13F-HR | View on EDGAR |
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