CIK: 0002012003
Total reported value
$199.8M
Reporting period: 2026-03-31 · Number of holdings: 59
ALLEN WEALTH MANAGEMENT, LLC disclosed 59 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $199.8M and a quarterly turnover rate of 23.7%.
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Allen Wealth Management, LLC's disclosed holdings carry a Herfindahl concentration index of 0.073 — mathematically equivalent to about 14 equally-sized positions, well below its 59 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.84), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 36% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Trim VTV
+4.1% $2.0M
Add VDE
+8.5% $6.2M
Trim FNDX
+4.7% $1.8M
Trim LNC
+4.8% -$410.0K
Trim AAPL
-3.5% -$285.7K
Trim C
-5.9% -$247.6K
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | VTV | Vanguard Value ETF | ETF-Other | 15.63% | -1.95% | +4.08% | |
| 2 | FNDX | Schwab Fndmntl US Lrg Co ETF | ETF-Other | 13.41% | -1.64% | +4.70% | |
| 3 | VDE | Vanguard Energy ETF | ETF-Other | 9.41% | +1.82% | +8.46% | |
| 4 | DFIV | Dimensional International Va | ETF-Other | 7.71% | -0.09% | +12.43% | |
| 5 | VO | Vanguard Mid-cap ETF | ETF-Other | 7.52% | -0.28% | +17.20% | |
| 6 | XLV | Ss Health Care Select Sector | ETF-Other | 7.04% | +7.04% | NEW | |
| 7 | XOM | Exxon Mobil CORP | Stock-Energy | 2.91% | +0.34% | -3.33% | |
| 8 | CVX | Chevron CORP | Stock-Energy | 2.76% | +0.30% | -0.82% | |
| 9 | AMLP | Alerian Mlp ETF | ETF-Other | 2.48% | — | -11.06% | |
| 10 | LMT | Lockheed Martin CORP | Stock-Industrials | 1.86% | -0.05% | -6.28% | |
| 11 | CSCO | Cisco Systems INC | Stock-Tech | 1.54% | -0.37% | -3.67% | |
| 12 | MRK | Merck & Co. INC. | Stock-Healthcare | 1.52% | -0.05% | +1.75% | |
| 13 | JNJ | Johnson & Johnson | Stock-Healthcare | 1.41% | -0.01% | +0.91% | |
| 14 | C | Citigroup INC | Stock-Financials | 1.32% | -0.42% | -5.91% | |
| 15 | AAPL | Apple INC | Stock-Tech | 1.29% | -0.44% | -3.54% | |
| 16 | TSM | Taiwan Semiconductor-sp Adr | Stock-Tech | 1.23% | -0.35% | -15.93% | |
| 17 | RIO | Rio Tinto Plc-spon Adr | Stock-Materials | 1.22% | -0.15% | -8.39% | |
| 18 | SLB | Slb LTD | Stock-Energy | 1.11% | +0.11% | -0.52% | |
| 19 | LNC | Lincoln National CORP | Stock-Financials | 1.04% | -0.46% | +4.83% | |
| 20 | BNY | Bank Of New York Mellon CORP | Stock-Financials | 1.04% | -0.26% | -6.28% | |
| 21 | SON | Sonoco Products Co | Stock-Consumer Disc | 1.01% | +0.15% | +14.11% | |
| 22 | PEP | Pepsico INC | Stock-Consumer Staples | 1.01% | — | +10.64% | |
| 23 | MDT | Medtronic plc | Stock-Healthcare | 0.96% | -0.28% | +2.88% | |
| 24 | CAT | Caterpillar INC | Stock-Industrials | 0.90% | -0.06% | -8.84% | |
| 25 | PSA | Public Storage | Stock-Real Estate | 0.87% | -0.05% | +9.13% | |
| 26 | ACN | Accenture plc | Stock-Tech | 0.84% | +0.84% | NEW | |
| 27 | KMB | Kimberly-clark CORP | Stock-Consumer Staples | 0.83% | +0.15% | +52.29% | |
| 28 | TROW | T Rowe Price Group INC | Stock-Financials | 0.79% | -0.10% | +21.22% | |
| 29 | SWK | Stanley Black & Decker INC | Stock-Industrials | 0.78% | -0.09% | +12.21% | |
| 30 | DUK | Duke Energy CORP | Stock-Utilities | 0.76% | -0.08% | -3.35% | |
| 31 | KO | Coca-cola Co/the | Stock-Consumer Staples | 0.53% | -0.09% | -4.37% | |
| 32 | EPD | Enterprise Products Partners | Stock-Energy | 0.45% | -0.05% | -8.78% | |
| 33 | UL | Unilever Plc-sponsored Adr | Stock-Consumer Staples | 0.43% | -0.18% | -3.08% | |
| 34 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.42% | -0.16% | -3.79% | |
| 35 | AMGN | Amgen INC | Stock-Healthcare | 0.41% | — | -5.02% | |
| 36 | PFE | Pfizer INC | Stock-Healthcare | 0.41% | — | -7.23% | |
| 37 | WMT | Walmart INC | Stock-Consumer Staples | 0.40% | -0.03% | — | |
| 38 | FDX | Fedex CORP | Stock-Industrials | 0.39% | +0.01% | — | |
| 39 | MSFT | Microsoft CORP | Stock-Tech | 0.38% | -0.21% | +0.24% | |
| 40 | V | Visa Inc-class A Shares | Stock-Financials | 0.38% | -0.17% | -3.47% | |
| 41 | NVS | Novartis Ag-sponsored Adr | Stock-Healthcare | 0.33% | -0.05% | -4.38% | |
| 42 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.33% | — | -2.13% | |
| 43 | AMZN | Amazon.com INC | Stock-Consumer Disc | 0.27% | -0.03% | +20.26% | |
| 44 | NOC | Northrop Grumman CORP | Stock-Industrials | 0.27% | — | -0.63% | |
| 45 | BAC | Bank Of America CORP | Stock-Financials | 0.21% | -0.08% | -3.47% | |
| 46 | GLD | Spdr Gold Shares | ETF-Commodities | 0.20% | — | — | |
| 47 | WM | Waste Management INC | Stock-Industrials | 0.19% | — | -1.05% | |
| 48 | SBUX | Starbucks CORP | Stock-Consumer Disc | 0.18% | -0.07% | -17.70% | |
| 49 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.18% | -0.09% | -12.92% | |
| 50 | NEM | Newmont CORP | Stock-Materials | 0.18% | — | — |
Performance for Q3 2026
+3.7%
Performance Last 4 Quarters
+28.7%
Based on 85% of reported portfolio value with available pricing
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2026-03-31 | 59 | $199.8M | 24 | |
| 2025-12-31 | 60 | $166.2M | 30 | |
| 2025-09-30 | 57 | $147.5M | 23 | |
| 2025-06-30 | 59 | $143.0M | 0 | |
| 2025-03-31 | 61 | $145.2M | 0 | |
| 2024-12-31 | 59 | $139.6M | 0 | |
| 2024-09-30 | 59 | $144.2M | 0 | |
| 2024-06-30 | 58 | $112.3M | 0 | |
| 2024-03-31 | 57 | $113.4M | 0 | |
| 2023-12-31 | 52 | $102.1M | 0 |
Allen Wealth Management, LLC's most significant position changes for 2026-03-31: New buy: Ss Health Care Select Sector (XLV); Sold out: Novo-nordisk A/s-spons Adr (NVO); New buy: Accenture plc (ACN); Sold out: Automatic Data Processing (ADP); New buy: Invesco Qqq Trust Series 1 (QQQ).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | VDE | Vanguard Energy ETF | +1.8% | +8.46% | Add |
| 2 | XOM | Exxon Mobil CORP | +0.3% | -3.33% | Trim |
| 3 | CVX | Chevron CORP | +0.3% | -0.82% | Trim |
| 4 | SON | Sonoco Products Co | +0.2% | +14.11% | Add |
| 5 | KMB | Kimberly-clark CORP | +0.2% | +52.29% | Add |
| 6 | SLB | Slb LTD | +0.1% | -0.52% | Trim |
| 7 | FDX | Fedex CORP | 0% | — | Unchanged |
| 8 | VZ | Verizon Communications INC | 0% | — | Unchanged |
| 9 | PEP | Pepsico INC | — | +10.64% | Add |
| 10 | NOC | Northrop Grumman CORP | — | -0.63% | Trim |
| 11 | JNJ | Johnson & Johnson | 0% | +0.91% | Add |
| 12 | WMT | Walmart INC | 0% | — | Unchanged |
| 13 | AMZN | Amazon.com INC | 0% | +20.26% | Add |
| 14 | LMT | Lockheed Martin CORP | -0.1% | -6.28% | Trim |
| 15 | MRK | Merck & Co. INC. | -0.1% | +1.75% | Add |
| 16 | PSA | Public Storage | -0.1% | +9.13% | Add |
| 17 | EPD | Enterprise Products Partners | -0.1% | -8.78% | Trim |
| 18 | NVS | Novartis Ag-sponsored Adr | -0.1% | -4.38% | Trim |
| 19 | CAT | Caterpillar INC | -0.1% | -8.84% | Trim |
| 20 | MET | Metlife INC | -0.1% | -5.00% | Trim |
| 21 | SBUX | Starbucks CORP | -0.1% | -17.70% | Trim |
| 22 | DUK | Duke Energy CORP | -0.1% | -3.35% | Trim |
| 23 | BAC | Bank Of America CORP | -0.1% | -3.47% | Trim |
| 24 | DFIV | Dimensional International Va | -0.1% | +12.43% | Add |
| 25 | SWK | Stanley Black & Decker INC | -0.1% | +12.21% | Add |
| 26 | GOOG | Alphabet Inc-cl C | -0.1% | -12.92% | Trim |
| 27 | KO | Coca-cola Co/the | -0.1% | -4.37% | Trim |
| 28 | TROW | T Rowe Price Group INC | -0.1% | +21.22% | Add |
| 29 | RIO | Rio Tinto Plc-spon Adr | -0.2% | -8.39% | Trim |
| 30 | JPM | Jpmorgan Chase & Co | -0.2% | -3.79% | Trim |
| 31 | V | Visa Inc-class A Shares | -0.2% | -3.47% | Trim |
| 32 | UL | Unilever Plc-sponsored Adr | -0.2% | -3.08% | Trim |
| 33 | MSFT | Microsoft CORP | -0.2% | +0.24% | Add |
| 34 | BNY | Bank Of New York Mellon CORP | -0.3% | -6.28% | Trim |
| 35 | VO | Vanguard Mid-cap ETF | -0.3% | +17.20% | Add |
| 36 | MDT | Medtronic plc | -0.3% | +2.88% | Add |
| 37 | TSM | Taiwan Semiconductor-sp Adr | -0.4% | -15.93% | Trim |
| 38 | CSCO | Cisco Systems INC | -0.4% | -3.67% | Trim |
| 39 | C | Citigroup INC | -0.4% | -5.91% | Trim |
| 40 | AAPL | Apple INC | -0.4% | -3.54% | Trim |
| 41 | LNC | Lincoln National CORP | -0.5% | +4.83% | Add |
| 42 | FNDX | Schwab Fndmntl US Lrg Co ETF | -1.6% | +4.70% | Add |
| 43 | VTV | Vanguard Value ETF | -2% | +4.08% | Add |
| 44 | XLV | Ss Health Care Select Sector | — | NEW | New buy |
| 45 | NVO | Novo-nordisk A/s-spons Adr | — | EXIT | Sold out |
| 46 | ACN | Accenture plc | — | NEW | New buy |
| 47 | ADP | Automatic Data Processing | — | EXIT | Sold out |
| 48 | QQQ | Invesco Qqq Trust Series 1 | — | NEW | New buy |
| 49 | TSLA | Tesla INC | — | EXIT | Sold out |
| 50 | ALL | Allstate CORP | — | EXIT | Sold out |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-05-08 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-01-23 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-10-22 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-07-24 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-05-13 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-02-12 | 13F-HR | View on EDGAR |
| 2024-09-30 | 2024-10-29 | 13F-HR | View on EDGAR |
| 2024-06-30 | 2024-07-19 | 13F-HR | View on EDGAR |
| 2024-03-31 | 2024-05-01 | 13F-HR | View on EDGAR |
| 2023-12-31 | 2024-02-14 | 13F-HR | View on EDGAR |
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