3d Asset Management, INC 13F Holdings Breakdown

CIK: 0001359371

Diversified strategySector-focusedMomentum follower

Total reported value

$359.6M

Reporting period: 2020-09-30 · Number of holdings: 76

3D ASSET MANAGEMENT, INC disclosed 76 holdings in its latest 13F filing for the period ending 2020-09-30, with total reported value of $359.6M and a quarterly turnover rate of 8.7%.

Browse other institutions with $100M to $1B AUM Browse other institutions starting with "0-9"

Personality snowflake

Concentration: 23.84
Portfolio Stability: 8.67
Momentum/Contrarian: 100
Sector conviction: 100
Diversification: 100
Sizing Uniformity: 81.09

3d Asset Management, INC's disclosed holdings carry a Herfindahl concentration index of 0.060 — mathematically equivalent to about 17 equally-sized positions, well below its 76 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.

Position sizes vary widely across the portfolio (a coefficient of variation of 1.89), with a handful of outsized bets alongside many smaller positions.

No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.

Sector classification currently covers about 0% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.

Recent moves

Add BCI
+36.4%　$2.7M
Trim AGGY
-7.4%　-$2.5M
Add VTV
+1.5%　$2.4M
Trim DGRE
-15.6%　-$1.6M
Trim LMBS
-7.1%　-$1.2M
Trim GQRE
-14.7%　-$853.0K

Holdings Map

New buyAddUnchangedTrim

Top 10 holdings by weight

Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	VTV	Vanguard Value ETF	ETF-Other	10.84%	+0.64%	+1.47%
2	JQUA	Jpmorgan US Quality Factor	ETF-Other	9.22%	+0.05%	-5.50%
3	QDEF	Flexshares Quality Dividend	ETF-Other	9.11%	+0.12%	-4.01%
4	AGGY	Wisdomtree Yield Enhanced US	ETF-Other	8.67%	-0.72%	-7.39%
5	GSIE	Goldman Sachs Activebeta Int	ETF-Commodities	6.30%	-0.17%	-7.93%
6	EZM	Wisdomtree US Midcap Fund	ETF-Other	6.18%	-0.24%	-8.11%
7	IQDF	Flexshares-int Qual Dvd Inde	ETF-Other	6.09%	-0.20%	-5.78%
8	DLS	Wisdomtree Intl S/c Dvd Fund	ETF-Other	5.34%	—	-7.76%
9	LMBS	First Trust Low Duration Opp	ETF-Other	4.25%	-0.34%	-7.06%
10	DGRE	Wisdomtree Emerging Markets	ETF-Emerging Markets	3.90%	-0.45%	-15.58%
11	EES	Wisdomtree US Smallcap Fund	ETF-Other	3.74%	-0.11%	-7.64%
12	IVLU	Ishares Msci International V	ETF-Other	3.26%	-0.09%	-2.94%
13	DGS	Wisdomtree Em Small Cap	ETF-Small Cap	2.95%	-0.24%	-12.57%
14	DAUG	Ft Vest U.s. Equity Deep Buf	ETF-Other	2.46%	+0.20%	+4.47%
15	BCI	Abrdn Bloomberg All Commodit	ETF-Other	2.32%	+0.76%	+36.35%
16	JMST	JPM Ultra-short Muni Income	ETF-Other	2.02%	—	+1.17%
17	RVNU	Xtrackers Municipal Infrastr	ETF-Other	1.94%	—	-0.91%
18	GQRE	Flexshares Global Quality Re	ETF-Other	1.61%	-0.24%	-14.72%
19	HYGV	Flexshares High Yield Value	ETF-High Yield	0.89%	—	-0.25%
20	JHMM	John Hancock Multi Fact Mid	ETF-Other	0.79%	—	-0.35%
21	FMB	First Trust Managed Municipa	ETF-Other	0.66%	+0.10%	+16.76%
22	MUB	Ishares National Muni Bond E	ETF-Other	0.58%	-0.11%	-16.77%
23	TAXF	American Century Diver Muni	ETF-Other	0.57%	—	+0.84%
24	BSCP	Invesco Bulletshares 2025 Cb	ETF-Other	0.34%	—	+5.66%
25	BNDC	Flexshares Core Select Bond	ETF-Other	0.34%	+0.21%	+156.77%
26	MTUM	Ishares Msci USA Momentum Fa	ETF-Other	0.28%	-0.10%	-34.53%
27	VOT	Vanguard Mid-cap Growth ETF	ETF-Other	0.28%	—	-22.27%
28	BSGT	Invesco Bulletshares 2029 Treasury Bond ETF	ETF-Gov Bonds	0.24%	—	+0.57%
29	QLC	Flexshares US Quality Lg Cap	ETF-Other	0.20%	+0.11%	+119.28%
30	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	0.18%	—	+0.71%
31	QQQ	Invesco Qqq Trust Series 1	ETF-Tech	0.17%	—	-22.24%
32	BOTZ	Global X Robotics & Artifici	ETF-Other	0.17%	—	+14.17%
33	TLTD	Flexshares Morningstar Devel	ETF-Other	0.16%	+0.10%	+177.55%
34	XLK	Ss Technology Select Sector	ETF-Tech	0.16%	+0.08%	+71.36%
35	GWX	State Street Spdr S&p Intern	ETF-Other	0.16%	—	-17.77%
36	SPEM	State Street Sp Ptf Em ETF	ETF-Other	0.16%	—	-19.85%
37	BSCMUSD	Invesco Bulletshares 2022 Co	ETF-Other	0.14%	—	-0.62%
38	USMV	Ishares Msci USA Min Vol Fac	ETF-Other	0.13%	-0.22%	-63.33%
39	STIP	Ishares 0-5 Year Tips Bond E	ETF-Other	0.12%	—	-26.14%
40	JECUSD	Jacobs Engineering Group INC	Stock-Other	0.12%	—	—
41	XLV	Ss Health Care Select Sector	ETF-Other	0.11%	—	+73.41%
42	IMTM	Ishares Msci Intl Momentum F	ETF-Other	0.11%	—	-22.10%
43	CGC	Canopy Growth Corporation	Stock-Healthcare	0.11%	+0.11%	NEW
44	AAPL	Apple INC	Stock-Tech	0.11%	+0.11%	NEW
45	XLY	Ss Consumer Disc Select Sect	ETF-Other	0.11%	+0.11%	NEW
46	XLU	St Sr Utl Sl Se Spdr Etf-usd	ETF-Other	0.11%	—	+35.54%
47	SPSB	Ss Spdr P St C CORP ETF	ETF-Other	0.10%	-0.07%	-38.93%
48	XLC	Ss Comm Select Sector Spdr	ETF-Other	0.10%	+0.10%	NEW
49	IJT	Ishares S&p Small-cap 600 Gr	ETF-Other	0.10%	—	-20.44%
50	XLP	Ss Consumer Staples Sel Sect	ETF-Other	0.09%	+0.09%	NEW

1–50 of 76

Portfolio Performance

Not enough priced holdings yet to compute performance

Reported value over time

Sector allocation

Sector allocation over time

Quarterly history

Period	Holdings	Total value	Stability	Top holdings
2020-09-30	76	$359.6M	9	1VTV 2JQUA 3QDEF Top holdings2020-09-30 1.VTV 2.JQUA 3.QDEF 4.AGGY 5.GSIE 6.EZM 7.IQDF 8.DLS 9.LMBS 10.DGRE
2020-06-30	63	$358.8M	12	1VTV 2AGGY 3JQUA Top holdings2020-06-30 1.VTV 2.AGGY 3.JQUA 4.QDEF 5.GSIE 6.EZM 7.IQDF 8.DLS 9.LMBS 10.DGRE
2020-03-31	53	$335.9M	43	1AGGY 2VTV 3QDEF Top holdings2020-03-31 1.AGGY 2.VTV 3.QDEF 4.JQUA 5.GSIE 6.EZM 7.IQDF 8.DLS 9.LMBS 10.DGRE
2019-12-31	61	$431.7M	5	1VTV 2AGGY 3DLS Top holdings2019-12-31 1.VTV 2.AGGY 3.DLS 4.QDEF 5.IVLU 6.GSIE 7.JQUA 8.EZM 9.IQDF 10.LMBS
2019-09-30	61	$419.4M	15	1VTV 2AGGY 3QDEF Top holdings2019-09-30 1.VTV 2.AGGY 3.QDEF 4.DLS 5.JQUA 6.GSIE 7.IVLU 8.EZM 9.IQDF 10.LMBS
2019-06-30	61	$410.4M	7	1AGGY 2VTV 3DLS Top holdings2019-06-30 1.AGGY 2.VTV 3.DLS 4.IVLU 5.QDEF 6.GSIE 7.EZM 8.IQDF 9.LMBS 10.EEMS
2019-03-31	60	$424.5M	22	1VTV 2AGGY 3DLS Top holdings2019-03-31 1.VTV 2.AGGY 3.DLS 4.IVLU 5.QDEF 6.GSIE 7.EZM 8.IQDF 9.LMBS 10.EEMS
2018-12-31	62	$388.0M	33	1AGGY 2VTV 3DLS Top holdings2018-12-31 1.AGGY 2.VTV 3.DLS 4.IVLU 5.QDEF 6.GSIE 7.IQDF 8.EZM 9.EEMS 10.TLTE
2018-09-30	60	$441.7M	25	1DLS 2AGGY 3EES Top holdings2018-09-30 1.DLS 2.AGGY 3.EES 4.MTUM 5.QDEF 6.VTV 7.IVLU 8.GSIE 9.EZM 10.TLTE
2018-06-30	58	$418.1M	15	1AGGY 2DLS 3EES Top holdings2018-06-30 1.AGGY 2.DLS 3.EES 4.QDEF 5.MTUM 6.VTV 7.GSIE 8.IVLU 9.33939L 10.GQRE
2018-03-31	55	$423.3M	4	1DLS 2AGGY 3EES Top holdings2018-03-31 1.DLS 2.AGGY 3.EES 4.MTUM 5.VTV 6.QDEF 7.GSIE 8.IVLU 9.FEMS 10.33939L
2017-12-31	51	$430.0M	3	1DLS 2AGGY 3EES Top holdings2017-12-31 1.DLS 2.AGGY 3.EES 4.MTUM 5.VTV 6.QDEF 7.IVLU 8.GSIE 9.FEMS 10.33939L
2017-09-30	53	$420.5M	8	1DLS 2AGGY 3EES Top holdings2017-09-30 1.DLS 2.AGGY 3.EES 4.MTUM 5.VTV 6.QDEF 7.GSIE 8.IVLU 9.FEMS 10.33939L
2017-06-30	52	$392.9M	3	1DLS 2AGGY 3EES Top holdings2017-06-30 1.DLS 2.AGGY 3.EES 4.MTUM 5.VTV 6.QDEF 7.GSIE 8.IVLU 9.FEMS 10.33939L
2017-03-31	52	$386.0M	28	1DLS 2AGGY 3EES Top holdings2017-03-31 1.DLS 2.AGGY 3.EES 4.MTUM 5.QDEF 6.VTV 7.IVLU 8.GSIE 9.FEMS 10.33939L
2016-12-31	49	$374.6M	8	1AGGY 2EES 3VTV Top holdings2016-12-31 1.AGGY 2.EES 3.VTV 4.DLS 5.QDEF 6.MTUM 7.IVLU 8.GSIE 9.FEMS 10.GQRE
2016-09-30	53	$372.7M	12	1AGGY 2DLS 3QDEF Top holdings2016-09-30 1.AGGY 2.DLS 3.QDEF 4.VTV 5.EES 6.MTUM 7.GSIE 8.IVLU 9.FEMS 10.GQRE
2016-06-30	51	$359.3M	7	1AGGY 2DLS 3QDEF Top holdings2016-06-30 1.AGGY 2.DLS 3.QDEF 4.VTV 5.MTUM 6.EES 7.GSIE 8.GQRE 9.IVLU 10.EZM
2016-03-31	50	$352.0M	85	1AGGY 2DLS 3QDEF Top holdings2016-03-31 1.AGGY 2.DLS 3.QDEF 4.EES 5.VTV 6.MTUM 7.EZM 8.GSIE 9.IVLU 10.GQRE
2015-12-31	44	$335.3M	3	1EZM 2QDEF 3VTV Top holdings2015-12-31 1.EZM 2.QDEF 3.VTV 4.MTUM 5.SPSB 6.DLS 7.IGIB 8.DNL 9.IEMG 10.IQDF
2015-09-30	44	$329.3M	8	1EZM 2QDEF 3VTV Top holdings2015-09-30 1.EZM 2.QDEF 3.VTV 4.MTUM 5.SPSB 6.IGIB 7.DNL 8.DLS 9.IEMG 10.IQDF
2015-06-30	43	$333.5M	4	1EZM 2QDEF 3VTV Top holdings2015-06-30 1.EZM 2.QDEF 3.VTV 4.MTUM 5.DNL 6.SPSB 7.IQDF 8.EES 9.IEMG 10.IGIB
2015-03-31	42	$331.0M	4	1EZM 2QDEF 3VTV Top holdings2015-03-31 1.EZM 2.QDEF 3.VTV 4.MTUM 5.DNL 6.SPSB 7.IQDF 8.EES 9.IEMG 10.IGIB
2014-12-31	43	$327.7M	38	1EZM 2QDEF 3VTV Top holdings2014-12-31 1.EZM 2.QDEF 3.VTV 4.MTUM 5.SPSB 6.DNL 7.EES 8.IQDF 9.IEMG 10.IGIB
2014-09-30	44	$328.7M	54	1EZM 2MTUM 3USMV Top holdings2014-09-30 1.EZM 2.MTUM 3.USMV 4.EES 5.SPSB 6.IGIB 7.QDEF 8.VTV 9.SCHH 10.DLS
2014-06-30	39	$344.7M	6	1EZM 2USMV 3EES Top holdings2014-06-30 1.EZM 2.USMV 3.EES 4.MTUM 5.SPSB 6.IGIB 7.SCHH 8.DGS 9.DLS 10.73936Q
2014-03-31	40	$333.7M	4	1EZM 2USMV 3EES Top holdings2014-03-31 1.EZM 2.USMV 3.EES 4.MTUM 5.SPSB 6.IGIB 7.SCHH 8.DLS 9.DGS 10.73936Q
2013-12-31	39	$328.4M	8	1EZM 2USMV 3EES Top holdings2013-12-31 1.EZM 2.USMV 3.EES 4.MTUM 5.SPSB 6.IGIB 7.SCHH 8.DLS 9.DGS 10.73936Q
2013-09-30	40	$308.3M	92	1EZM 2USMV 3EES Top holdings2013-09-30 1.EZM 2.USMV 3.EES 4.MTUM 5.SPSB 6.IGIB 7.SCHH 8.DGS 9.DLS 10.73936Q
2013-06-30	39	$297.1M	0	173937B2EZM 3EES Top holdings2013-06-30 1.73937B 2.EZM 3.EES 4.GBF 5.IVV 6.73936Q 7.73935A 8.DEM 9.SCHP 10.SCHH

Holding changes this quarter

3d Asset Management, INC's most significant position changes for 2020-09-30: Sold out: Ishares 5-10y Inv Grade CORP (IGIB); Sold out: Ishares 3-7 Year Treasury Bo (IEI); New buy: Canopy Growth Corporation (CGC); New buy: Apple INC (AAPL); New buy: Ss Consumer Disc Select Sect (XLY).

Position changes disclosed by 3d Asset Management, INC for the quarter ending 2020-09-30, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	BCI	Abrdn Bloomberg All Commodit	+0.8%	+36.35%	Add
2	VTV	Vanguard Value ETF	+0.6%	+1.47%	Add
3	BNDC	Flexshares Core Select Bond	+0.2%	+156.77%	Add
4	DAUG	Ft Vest U.s. Equity Deep Buf	+0.2%	+4.47%	Add
5	QDEF	Flexshares Quality Dividend	+0.1%	-4.01%	Trim
6	QLC	Flexshares US Quality Lg Cap	+0.1%	+119.28%	Add
7	TLTD	Flexshares Morningstar Devel	+0.1%	+177.55%	Add
8	FMB	First Trust Managed Municipa	+0.1%	+16.76%	Add
9	XLK	Ss Technology Select Sector	+0.1%	+71.36%	Add
10	JQUA	Jpmorgan US Quality Factor	+0.1%	-5.50%	Trim
11	SPSB	Ss Spdr P St C CORP ETF	-0.1%	-38.93%	Trim
12	IVLU	Ishares Msci International V	-0.1%	-2.94%	Trim
13	MTUM	Ishares Msci USA Momentum Fa	-0.1%	-34.53%	Trim
14	MUB	Ishares National Muni Bond E	-0.1%	-16.77%	Trim
15	EES	Wisdomtree US Smallcap Fund	-0.1%	-7.64%	Trim
16	GSIE	Goldman Sachs Activebeta Int	-0.2%	-7.93%	Trim
17	IQDF	Flexshares-int Qual Dvd Inde	-0.2%	-5.78%	Trim
18	USMV	Ishares Msci USA Min Vol Fac	-0.2%	-63.33%	Trim
19	GQRE	Flexshares Global Quality Re	-0.2%	-14.72%	Trim
20	DGS	Wisdomtree Em Small Cap	-0.2%	-12.57%	Trim
21	EZM	Wisdomtree US Midcap Fund	-0.2%	-8.11%	Trim
22	LMBS	First Trust Low Duration Opp	-0.3%	-7.06%	Trim
23	DGRE	Wisdomtree Emerging Markets	-0.5%	-15.58%	Trim
24	AGGY	Wisdomtree Yield Enhanced US	-0.7%	-7.39%	Trim
25	IGIB	Ishares 5-10y Inv Grade CORP	—	EXIT	Sold out
26	IEI	Ishares 3-7 Year Treasury Bo	—	EXIT	Sold out
27	CGC	Canopy Growth Corporation	—	NEW	New buy
28	AAPL	Apple INC	—	NEW	New buy
29	XLY	Ss Consumer Disc Select Sect	—	NEW	New buy
30	SCHH	Schwab US Reit ETF	—	EXIT	Sold out
31	XLC	Ss Comm Select Sector Spdr	—	NEW	New buy
32	XLF	Ss Financial Select Sector	—	NEW	New buy
33	XLP	Ss Consumer Staples Sel Sect	—	NEW	New buy
34	XLI	Ss Industrial Select Sector	—	NEW	New buy
35	SMG	Scotts Miracle-gro Co	—	NEW	New buy
36	SRLN	Ss Blackstone Sr Loan ETF	—	EXIT	Sold out
37	NULG	Nuveen Esg Lrg-cap Grw ETF	—	NEW	New buy
38	XLB	Ss Materials Select Sector	—	NEW	New buy
39	XLRE	Ss Real Estate Select Sector	—	NEW	New buy
40	TILT	Flexshares Morningstar US Ma	—	NEW	New buy
41	BKLN	Invesco Senior Loan ETF	—	EXIT	Sold out
42	KRMA	Global X Conscious Companies	—	NEW	New buy
43	VEA	Vanguard Ftse Developed ETF	—	NEW	New buy
44	ACES	Alps Clean Energy ETF	—	NEW	New buy
45	SCHE	Schwab Emrg Mrkts Eqty ETF	—	EXIT	Sold out
46	BUG	Global X Cybersecurity ETF	—	NEW	New buy
47	XLE	Ss Energy Select Sector	—	NEW	New buy
48	STZ	Constellation Brands Inc-a	—	NEW	New buy
49	EMB	Ishares Jp Morgan Usd Emergi	—	EXIT	Sold out
50	TLTE	Flexshares Morningstar Emerg	—	NEW	New buy

Filing History

Period	Filed	Type	EDGAR
2020-09-30	2020-11-09	13F-HR	View on EDGAR
2020-06-30	2020-07-24	13F-HR	View on EDGAR
2020-03-31	2020-05-07	13F-HR	View on EDGAR
2019-12-31	2020-02-14	13F-HR	View on EDGAR
2019-09-30	2019-10-29	13F-HR	View on EDGAR
2019-06-30	2019-08-05	13F-HR	View on EDGAR
2019-03-31	2019-05-01	13F-HR	View on EDGAR
2018-12-31	2019-02-13	13F-HR	View on EDGAR
2018-09-30	2018-10-31	13F-HR	View on EDGAR
2018-06-30	2018-08-02	13F-HR	View on EDGAR
2018-03-31	2018-05-08	13F-HR	View on EDGAR
2017-12-31	2018-02-13	13F-HR	View on EDGAR
2017-09-30	2017-11-06	13F-HR	View on EDGAR
2017-06-30	2017-07-19	13F-HR	View on EDGAR
2017-03-31	2017-04-19	13F-HR	View on EDGAR
2016-12-31	2017-01-30	13F-HR	View on EDGAR
2016-09-30	2016-10-24	13F-HR	View on EDGAR
2016-06-30	2016-08-10	13F-HR	View on EDGAR
2016-03-31	2016-05-13	13F-HR	View on EDGAR
2015-12-31	2016-02-08	13F-HR	View on EDGAR
2015-09-30	2015-10-23	13F-HR	View on EDGAR
2015-06-30	2015-08-18	13F-HR	View on EDGAR
2015-03-31	2015-04-28	13F-HR	View on EDGAR
2014-12-31	2015-02-10	13F-HR	View on EDGAR
2014-09-30	2014-10-27	13F-HR	View on EDGAR
2014-06-30	2014-07-31	13F-HR	View on EDGAR
2014-03-31	2014-04-24	13F-HR	View on EDGAR
2013-12-31	2014-01-31	13F-HR	View on EDGAR
2013-09-30	2013-11-01	13F-HR	View on EDGAR
2013-06-30	2013-08-15	13F-HR	View on EDGAR

FAQ

What is 3d Asset Management, INC and what type of investor is it?

3d Asset Management, INC is a investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2020-09-30), the firm manages a tracked equity portfolio valued at approximately $359.6M, spread across 76 disclosed positions.

What are 3d Asset Management, INC's largest equity positions?

Based on the latest 13F filing, 3d Asset Management, INC's top holdings by market value are: 1. Vanguard Value ETF (VTV) — $39.0M (10.8%) 2. Jpmorgan US Quality Factor (JQUA) — $33.2M (9.2%) 3. Flexshares Quality Dividend (QDEF) — $32.7M (9.1%) 4. Wisdomtree Yield Enhanced US (AGGY) — $31.2M (8.7%) 5. Goldman Sachs Activebeta Int (GSIE) — $22.6M (6.3%)

What changes did 3d Asset Management, INC make in its most recent portfolio filing?

In the latest reported quarter, 3d Asset Management, INC made 50 notable position adjustments: 19 new positions were initiated, 8 existing holdings were added to, 16 positions were partially reduced, and 7 were completely exited. The largest of these moves: Sold out: Ishares 5-10y Inv Grade CORP (IGIB); Sold out: Ishares 3-7 Year Treasury Bo (IEI); New buy: Canopy Growth Corporation (CGC); New buy: Apple INC (AAPL); New buy: Ss Consumer Disc Select Sect (XLY)

What sectors does 3d Asset Management, INC focus on?

3d Asset Management, INC is concentrated in the following sectors based on its current disclosed equity portfolio: • Information Technology: 64.7% • Consumer Staples: 35.3%

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3d Asset Management, INC 13F Holdings Breakdown

CIK: 0001359371

Diversified strategySector-focusedMomentum follower

Total reported value

$359.6M

Reporting period: 2020-09-30 · Number of holdings: 76

3D ASSET MANAGEMENT, INC disclosed 76 holdings in its latest 13F filing for the period ending 2020-09-30, with total reported value of $359.6M and a quarterly turnover rate of 8.7%.

Browse other institutions with $100M to $1B AUM Browse other institutions starting with "0-9"

Personality snowflake

Concentration: 23.84
Portfolio Stability: 8.67
Momentum/Contrarian: 100
Sector conviction: 100
Diversification: 100
Sizing Uniformity: 81.09

Position sizes vary widely across the portfolio (a coefficient of variation of 1.89), with a handful of outsized bets alongside many smaller positions.

No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.

Recent moves

Add BCI
+36.4%　$2.7M
Trim AGGY
-7.4%　-$2.5M
Add VTV
+1.5%　$2.4M
Trim DGRE
-15.6%　-$1.6M
Trim LMBS
-7.1%　-$1.2M
Trim GQRE
-14.7%　-$853.0K

Holdings Map

New buyAddUnchangedTrim

Top 10 holdings by weight

Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	VTV	Vanguard Value ETF	ETF-Other	10.84%	+0.64%	+1.47%
2	JQUA	Jpmorgan US Quality Factor	ETF-Other	9.22%	+0.05%	-5.50%
3	QDEF	Flexshares Quality Dividend	ETF-Other	9.11%	+0.12%	-4.01%
4	AGGY	Wisdomtree Yield Enhanced US	ETF-Other	8.67%	-0.72%	-7.39%
5	GSIE	Goldman Sachs Activebeta Int	ETF-Commodities	6.30%	-0.17%	-7.93%
6	EZM	Wisdomtree US Midcap Fund	ETF-Other	6.18%	-0.24%	-8.11%
7	IQDF	Flexshares-int Qual Dvd Inde	ETF-Other	6.09%	-0.20%	-5.78%
8	DLS	Wisdomtree Intl S/c Dvd Fund	ETF-Other	5.34%	—	-7.76%
9	LMBS	First Trust Low Duration Opp	ETF-Other	4.25%	-0.34%	-7.06%
10	DGRE	Wisdomtree Emerging Markets	ETF-Emerging Markets	3.90%	-0.45%	-15.58%
11	EES	Wisdomtree US Smallcap Fund	ETF-Other	3.74%	-0.11%	-7.64%
12	IVLU	Ishares Msci International V	ETF-Other	3.26%	-0.09%	-2.94%
13	DGS	Wisdomtree Em Small Cap	ETF-Small Cap	2.95%	-0.24%	-12.57%
14	DAUG	Ft Vest U.s. Equity Deep Buf	ETF-Other	2.46%	+0.20%	+4.47%
15	BCI	Abrdn Bloomberg All Commodit	ETF-Other	2.32%	+0.76%	+36.35%
16	JMST	JPM Ultra-short Muni Income	ETF-Other	2.02%	—	+1.17%
17	RVNU	Xtrackers Municipal Infrastr	ETF-Other	1.94%	—	-0.91%
18	GQRE	Flexshares Global Quality Re	ETF-Other	1.61%	-0.24%	-14.72%
19	HYGV	Flexshares High Yield Value	ETF-High Yield	0.89%	—	-0.25%
20	JHMM	John Hancock Multi Fact Mid	ETF-Other	0.79%	—	-0.35%
21	FMB	First Trust Managed Municipa	ETF-Other	0.66%	+0.10%	+16.76%
22	MUB	Ishares National Muni Bond E	ETF-Other	0.58%	-0.11%	-16.77%
23	TAXF	American Century Diver Muni	ETF-Other	0.57%	—	+0.84%
24	BSCP	Invesco Bulletshares 2025 Cb	ETF-Other	0.34%	—	+5.66%
25	BNDC	Flexshares Core Select Bond	ETF-Other	0.34%	+0.21%	+156.77%
26	MTUM	Ishares Msci USA Momentum Fa	ETF-Other	0.28%	-0.10%	-34.53%
27	VOT	Vanguard Mid-cap Growth ETF	ETF-Other	0.28%	—	-22.27%
28	BSGT	Invesco Bulletshares 2029 Treasury Bond ETF	ETF-Gov Bonds	0.24%	—	+0.57%
29	QLC	Flexshares US Quality Lg Cap	ETF-Other	0.20%	+0.11%	+119.28%
30	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	0.18%	—	+0.71%
31	QQQ	Invesco Qqq Trust Series 1	ETF-Tech	0.17%	—	-22.24%
32	BOTZ	Global X Robotics & Artifici	ETF-Other	0.17%	—	+14.17%
33	TLTD	Flexshares Morningstar Devel	ETF-Other	0.16%	+0.10%	+177.55%
34	XLK	Ss Technology Select Sector	ETF-Tech	0.16%	+0.08%	+71.36%
35	GWX	State Street Spdr S&p Intern	ETF-Other	0.16%	—	-17.77%
36	SPEM	State Street Sp Ptf Em ETF	ETF-Other	0.16%	—	-19.85%
37	BSCMUSD	Invesco Bulletshares 2022 Co	ETF-Other	0.14%	—	-0.62%
38	USMV	Ishares Msci USA Min Vol Fac	ETF-Other	0.13%	-0.22%	-63.33%
39	STIP	Ishares 0-5 Year Tips Bond E	ETF-Other	0.12%	—	-26.14%
40	JECUSD	Jacobs Engineering Group INC	Stock-Other	0.12%	—	—
41	XLV	Ss Health Care Select Sector	ETF-Other	0.11%	—	+73.41%
42	IMTM	Ishares Msci Intl Momentum F	ETF-Other	0.11%	—	-22.10%
43	CGC	Canopy Growth Corporation	Stock-Healthcare	0.11%	+0.11%	NEW
44	AAPL	Apple INC	Stock-Tech	0.11%	+0.11%	NEW
45	XLY	Ss Consumer Disc Select Sect	ETF-Other	0.11%	+0.11%	NEW
46	XLU	St Sr Utl Sl Se Spdr Etf-usd	ETF-Other	0.11%	—	+35.54%
47	SPSB	Ss Spdr P St C CORP ETF	ETF-Other	0.10%	-0.07%	-38.93%
48	XLC	Ss Comm Select Sector Spdr	ETF-Other	0.10%	+0.10%	NEW
49	IJT	Ishares S&p Small-cap 600 Gr	ETF-Other	0.10%	—	-20.44%
50	XLP	Ss Consumer Staples Sel Sect	ETF-Other	0.09%	+0.09%	NEW

1–50 of 76

Portfolio Performance

Not enough priced holdings yet to compute performance

Reported value over time

Sector allocation

Sector allocation over time

Quarterly history

Period	Holdings	Total value	Stability	Top holdings
2020-09-30	76	$359.6M	9	1VTV 2JQUA 3QDEF Top holdings2020-09-30 1.VTV 2.JQUA 3.QDEF 4.AGGY 5.GSIE 6.EZM 7.IQDF 8.DLS 9.LMBS 10.DGRE
2020-06-30	63	$358.8M	12	1VTV 2AGGY 3JQUA Top holdings2020-06-30 1.VTV 2.AGGY 3.JQUA 4.QDEF 5.GSIE 6.EZM 7.IQDF 8.DLS 9.LMBS 10.DGRE
2020-03-31	53	$335.9M	43	1AGGY 2VTV 3QDEF Top holdings2020-03-31 1.AGGY 2.VTV 3.QDEF 4.JQUA 5.GSIE 6.EZM 7.IQDF 8.DLS 9.LMBS 10.DGRE
2019-12-31	61	$431.7M	5	1VTV 2AGGY 3DLS Top holdings2019-12-31 1.VTV 2.AGGY 3.DLS 4.QDEF 5.IVLU 6.GSIE 7.JQUA 8.EZM 9.IQDF 10.LMBS
2019-09-30	61	$419.4M	15	1VTV 2AGGY 3QDEF Top holdings2019-09-30 1.VTV 2.AGGY 3.QDEF 4.DLS 5.JQUA 6.GSIE 7.IVLU 8.EZM 9.IQDF 10.LMBS
2019-06-30	61	$410.4M	7	1AGGY 2VTV 3DLS Top holdings2019-06-30 1.AGGY 2.VTV 3.DLS 4.IVLU 5.QDEF 6.GSIE 7.EZM 8.IQDF 9.LMBS 10.EEMS
2019-03-31	60	$424.5M	22	1VTV 2AGGY 3DLS Top holdings2019-03-31 1.VTV 2.AGGY 3.DLS 4.IVLU 5.QDEF 6.GSIE 7.EZM 8.IQDF 9.LMBS 10.EEMS
2018-12-31	62	$388.0M	33	1AGGY 2VTV 3DLS Top holdings2018-12-31 1.AGGY 2.VTV 3.DLS 4.IVLU 5.QDEF 6.GSIE 7.IQDF 8.EZM 9.EEMS 10.TLTE
2018-09-30	60	$441.7M	25	1DLS 2AGGY 3EES Top holdings2018-09-30 1.DLS 2.AGGY 3.EES 4.MTUM 5.QDEF 6.VTV 7.IVLU 8.GSIE 9.EZM 10.TLTE
2018-06-30	58	$418.1M	15	1AGGY 2DLS 3EES Top holdings2018-06-30 1.AGGY 2.DLS 3.EES 4.QDEF 5.MTUM 6.VTV 7.GSIE 8.IVLU 9.33939L 10.GQRE
2018-03-31	55	$423.3M	4	1DLS 2AGGY 3EES Top holdings2018-03-31 1.DLS 2.AGGY 3.EES 4.MTUM 5.VTV 6.QDEF 7.GSIE 8.IVLU 9.FEMS 10.33939L
2017-12-31	51	$430.0M	3	1DLS 2AGGY 3EES Top holdings2017-12-31 1.DLS 2.AGGY 3.EES 4.MTUM 5.VTV 6.QDEF 7.IVLU 8.GSIE 9.FEMS 10.33939L
2017-09-30	53	$420.5M	8	1DLS 2AGGY 3EES Top holdings2017-09-30 1.DLS 2.AGGY 3.EES 4.MTUM 5.VTV 6.QDEF 7.GSIE 8.IVLU 9.FEMS 10.33939L
2017-06-30	52	$392.9M	3	1DLS 2AGGY 3EES Top holdings2017-06-30 1.DLS 2.AGGY 3.EES 4.MTUM 5.VTV 6.QDEF 7.GSIE 8.IVLU 9.FEMS 10.33939L
2017-03-31	52	$386.0M	28	1DLS 2AGGY 3EES Top holdings2017-03-31 1.DLS 2.AGGY 3.EES 4.MTUM 5.QDEF 6.VTV 7.IVLU 8.GSIE 9.FEMS 10.33939L
2016-12-31	49	$374.6M	8	1AGGY 2EES 3VTV Top holdings2016-12-31 1.AGGY 2.EES 3.VTV 4.DLS 5.QDEF 6.MTUM 7.IVLU 8.GSIE 9.FEMS 10.GQRE
2016-09-30	53	$372.7M	12	1AGGY 2DLS 3QDEF Top holdings2016-09-30 1.AGGY 2.DLS 3.QDEF 4.VTV 5.EES 6.MTUM 7.GSIE 8.IVLU 9.FEMS 10.GQRE
2016-06-30	51	$359.3M	7	1AGGY 2DLS 3QDEF Top holdings2016-06-30 1.AGGY 2.DLS 3.QDEF 4.VTV 5.MTUM 6.EES 7.GSIE 8.GQRE 9.IVLU 10.EZM
2016-03-31	50	$352.0M	85	1AGGY 2DLS 3QDEF Top holdings2016-03-31 1.AGGY 2.DLS 3.QDEF 4.EES 5.VTV 6.MTUM 7.EZM 8.GSIE 9.IVLU 10.GQRE
2015-12-31	44	$335.3M	3	1EZM 2QDEF 3VTV Top holdings2015-12-31 1.EZM 2.QDEF 3.VTV 4.MTUM 5.SPSB 6.DLS 7.IGIB 8.DNL 9.IEMG 10.IQDF
2015-09-30	44	$329.3M	8	1EZM 2QDEF 3VTV Top holdings2015-09-30 1.EZM 2.QDEF 3.VTV 4.MTUM 5.SPSB 6.IGIB 7.DNL 8.DLS 9.IEMG 10.IQDF
2015-06-30	43	$333.5M	4	1EZM 2QDEF 3VTV Top holdings2015-06-30 1.EZM 2.QDEF 3.VTV 4.MTUM 5.DNL 6.SPSB 7.IQDF 8.EES 9.IEMG 10.IGIB
2015-03-31	42	$331.0M	4	1EZM 2QDEF 3VTV Top holdings2015-03-31 1.EZM 2.QDEF 3.VTV 4.MTUM 5.DNL 6.SPSB 7.IQDF 8.EES 9.IEMG 10.IGIB
2014-12-31	43	$327.7M	38	1EZM 2QDEF 3VTV Top holdings2014-12-31 1.EZM 2.QDEF 3.VTV 4.MTUM 5.SPSB 6.DNL 7.EES 8.IQDF 9.IEMG 10.IGIB
2014-09-30	44	$328.7M	54	1EZM 2MTUM 3USMV Top holdings2014-09-30 1.EZM 2.MTUM 3.USMV 4.EES 5.SPSB 6.IGIB 7.QDEF 8.VTV 9.SCHH 10.DLS
2014-06-30	39	$344.7M	6	1EZM 2USMV 3EES Top holdings2014-06-30 1.EZM 2.USMV 3.EES 4.MTUM 5.SPSB 6.IGIB 7.SCHH 8.DGS 9.DLS 10.73936Q
2014-03-31	40	$333.7M	4	1EZM 2USMV 3EES Top holdings2014-03-31 1.EZM 2.USMV 3.EES 4.MTUM 5.SPSB 6.IGIB 7.SCHH 8.DLS 9.DGS 10.73936Q
2013-12-31	39	$328.4M	8	1EZM 2USMV 3EES Top holdings2013-12-31 1.EZM 2.USMV 3.EES 4.MTUM 5.SPSB 6.IGIB 7.SCHH 8.DLS 9.DGS 10.73936Q
2013-09-30	40	$308.3M	92	1EZM 2USMV 3EES Top holdings2013-09-30 1.EZM 2.USMV 3.EES 4.MTUM 5.SPSB 6.IGIB 7.SCHH 8.DGS 9.DLS 10.73936Q
2013-06-30	39	$297.1M	0	173937B2EZM 3EES Top holdings2013-06-30 1.73937B 2.EZM 3.EES 4.GBF 5.IVV 6.73936Q 7.73935A 8.DEM 9.SCHP 10.SCHH

Holding changes this quarter

Position changes disclosed by 3d Asset Management, INC for the quarter ending 2020-09-30, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	BCI	Abrdn Bloomberg All Commodit	+0.8%	+36.35%	Add
2	VTV	Vanguard Value ETF	+0.6%	+1.47%	Add
3	BNDC	Flexshares Core Select Bond	+0.2%	+156.77%	Add
4	DAUG	Ft Vest U.s. Equity Deep Buf	+0.2%	+4.47%	Add
5	QDEF	Flexshares Quality Dividend	+0.1%	-4.01%	Trim
6	QLC	Flexshares US Quality Lg Cap	+0.1%	+119.28%	Add
7	TLTD	Flexshares Morningstar Devel	+0.1%	+177.55%	Add
8	FMB	First Trust Managed Municipa	+0.1%	+16.76%	Add
9	XLK	Ss Technology Select Sector	+0.1%	+71.36%	Add
10	JQUA	Jpmorgan US Quality Factor	+0.1%	-5.50%	Trim
11	SPSB	Ss Spdr P St C CORP ETF	-0.1%	-38.93%	Trim
12	IVLU	Ishares Msci International V	-0.1%	-2.94%	Trim
13	MTUM	Ishares Msci USA Momentum Fa	-0.1%	-34.53%	Trim
14	MUB	Ishares National Muni Bond E	-0.1%	-16.77%	Trim
15	EES	Wisdomtree US Smallcap Fund	-0.1%	-7.64%	Trim
16	GSIE	Goldman Sachs Activebeta Int	-0.2%	-7.93%	Trim
17	IQDF	Flexshares-int Qual Dvd Inde	-0.2%	-5.78%	Trim
18	USMV	Ishares Msci USA Min Vol Fac	-0.2%	-63.33%	Trim
19	GQRE	Flexshares Global Quality Re	-0.2%	-14.72%	Trim
20	DGS	Wisdomtree Em Small Cap	-0.2%	-12.57%	Trim
21	EZM	Wisdomtree US Midcap Fund	-0.2%	-8.11%	Trim
22	LMBS	First Trust Low Duration Opp	-0.3%	-7.06%	Trim
23	DGRE	Wisdomtree Emerging Markets	-0.5%	-15.58%	Trim
24	AGGY	Wisdomtree Yield Enhanced US	-0.7%	-7.39%	Trim
25	IGIB	Ishares 5-10y Inv Grade CORP	—	EXIT	Sold out
26	IEI	Ishares 3-7 Year Treasury Bo	—	EXIT	Sold out
27	CGC	Canopy Growth Corporation	—	NEW	New buy
28	AAPL	Apple INC	—	NEW	New buy
29	XLY	Ss Consumer Disc Select Sect	—	NEW	New buy
30	SCHH	Schwab US Reit ETF	—	EXIT	Sold out
31	XLC	Ss Comm Select Sector Spdr	—	NEW	New buy
32	XLF	Ss Financial Select Sector	—	NEW	New buy
33	XLP	Ss Consumer Staples Sel Sect	—	NEW	New buy
34	XLI	Ss Industrial Select Sector	—	NEW	New buy
35	SMG	Scotts Miracle-gro Co	—	NEW	New buy
36	SRLN	Ss Blackstone Sr Loan ETF	—	EXIT	Sold out
37	NULG	Nuveen Esg Lrg-cap Grw ETF	—	NEW	New buy
38	XLB	Ss Materials Select Sector	—	NEW	New buy
39	XLRE	Ss Real Estate Select Sector	—	NEW	New buy
40	TILT	Flexshares Morningstar US Ma	—	NEW	New buy
41	BKLN	Invesco Senior Loan ETF	—	EXIT	Sold out
42	KRMA	Global X Conscious Companies	—	NEW	New buy
43	VEA	Vanguard Ftse Developed ETF	—	NEW	New buy
44	ACES	Alps Clean Energy ETF	—	NEW	New buy
45	SCHE	Schwab Emrg Mrkts Eqty ETF	—	EXIT	Sold out
46	BUG	Global X Cybersecurity ETF	—	NEW	New buy
47	XLE	Ss Energy Select Sector	—	NEW	New buy
48	STZ	Constellation Brands Inc-a	—	NEW	New buy
49	EMB	Ishares Jp Morgan Usd Emergi	—	EXIT	Sold out
50	TLTE	Flexshares Morningstar Emerg	—	NEW	New buy

Filing History

Period	Filed	Type	EDGAR
2020-09-30	2020-11-09	13F-HR	View on EDGAR
2020-06-30	2020-07-24	13F-HR	View on EDGAR
2020-03-31	2020-05-07	13F-HR	View on EDGAR
2019-12-31	2020-02-14	13F-HR	View on EDGAR
2019-09-30	2019-10-29	13F-HR	View on EDGAR
2019-06-30	2019-08-05	13F-HR	View on EDGAR
2019-03-31	2019-05-01	13F-HR	View on EDGAR
2018-12-31	2019-02-13	13F-HR	View on EDGAR
2018-09-30	2018-10-31	13F-HR	View on EDGAR
2018-06-30	2018-08-02	13F-HR	View on EDGAR
2018-03-31	2018-05-08	13F-HR	View on EDGAR
2017-12-31	2018-02-13	13F-HR	View on EDGAR
2017-09-30	2017-11-06	13F-HR	View on EDGAR
2017-06-30	2017-07-19	13F-HR	View on EDGAR
2017-03-31	2017-04-19	13F-HR	View on EDGAR
2016-12-31	2017-01-30	13F-HR	View on EDGAR
2016-09-30	2016-10-24	13F-HR	View on EDGAR
2016-06-30	2016-08-10	13F-HR	View on EDGAR
2016-03-31	2016-05-13	13F-HR	View on EDGAR
2015-12-31	2016-02-08	13F-HR	View on EDGAR
2015-09-30	2015-10-23	13F-HR	View on EDGAR
2015-06-30	2015-08-18	13F-HR	View on EDGAR
2015-03-31	2015-04-28	13F-HR	View on EDGAR
2014-12-31	2015-02-10	13F-HR	View on EDGAR
2014-09-30	2014-10-27	13F-HR	View on EDGAR
2014-06-30	2014-07-31	13F-HR	View on EDGAR
2014-03-31	2014-04-24	13F-HR	View on EDGAR
2013-12-31	2014-01-31	13F-HR	View on EDGAR
2013-09-30	2013-11-01	13F-HR	View on EDGAR
2013-06-30	2013-08-15	13F-HR	View on EDGAR

FAQ

What is 3d Asset Management, INC and what type of investor is it?

What are 3d Asset Management, INC's largest equity positions?

What changes did 3d Asset Management, INC make in its most recent portfolio filing?

What sectors does 3d Asset Management, INC focus on?

3d Asset Management, INC is concentrated in the following sectors based on its current disclosed equity portfolio: • Information Technology: 64.7% • Consumer Staples: 35.3%