CIK: 0001591505
Total reported value
$3.0B
Reporting period: 2026-03-31 · Number of holdings: 77
Swan Global Investments, LLC disclosed 77 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $3.0B and a quarterly turnover rate of 13.1%.
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Swan Global Investments, LLC's disclosed holdings carry a Herfindahl concentration index of 0.205 — mathematically equivalent to about 5 equally-sized positions, well below its 77 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 3.85), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 1% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Trim HEGD
-43.4% -$31.6M
Trim XLK
-22.7% -$29.8M
Add PSMD
+12.9% $7.4M
Add IVV
-3.7% -$35.0M
Trim SPY
-8.5% -$94.4M
Add PSFD
+27.7% $6.0M
Showing top 76 holdings (of 77 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | ✓ | Spdr S&p 500 ETF Tr | ETF-Large Cap & Growth | 36.97% | +0.24% | -11.56% | |
| 2 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 21.61% | -0.34% | -8.49% | |
| 3 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 13.23% | +0.47% | -3.66% | |
| 4 | PSMO | Pacer Swan Sos Mod Oct ETF | ETF-Other | 2.70% | +0.15% | -4.14% | |
| 5 | PSMD | Pacer Swan Sos Moderate Janu | ETF-Other | 2.52% | +0.51% | +12.89% | |
| 6 | XLK | Ss Technology Select Sector | ETF-Tech | 2.48% | -0.60% | -22.66% | |
| 7 | PSMJ | Pacer Swan Sos Moderate July | ETF-Other | 2.38% | +0.15% | -4.14% | |
| 8 | PSMR | Pacer Swan Sos Moderate Apr | ETF-Other | 2.31% | +0.22% | -4.14% | |
| 9 | PSCW | Pacer Swan Sos Conserv Apr | ETF-Other | 1.69% | +0.16% | -4.14% | |
| 10 | PSCQ | Pacer Swan Sos Cons Oct ETF | ETF-Other | 1.32% | +0.07% | -4.14% | |
| 11 | HEGD | Swan Hedged Equity US Lg Cap | ETF-Other | 1.31% | -0.79% | -43.38% | |
| 12 | PSCJ | Pacer Swan Sos Conservative | ETF-Other | 1.13% | +0.07% | -4.14% | |
| 13 | PSFD | Pacer Swan Sos Flex January | ETF-Other | 1.01% | +0.29% | +27.74% | |
| 14 | XLF | Ss Financial Select Sector | ETF-Other | 0.94% | -0.26% | -23.01% | |
| 15 | PSFO | Pacer Swan Sos Flex Oct ETF | ETF-Other | 0.91% | +0.05% | -4.14% | |
| 16 | PSCX | Pacer Swan Sos Conservative | ETF-Other | 0.82% | +0.05% | -4.14% | |
| 17 | XLY | Ss Consumer Disc Select Sect | ETF-Other | 0.74% | -0.19% | -22.79% | |
| 18 | XLC | Ss Comm Select Sector Spdr | ETF-Other | 0.72% | -0.17% | -23.63% | |
| 19 | XLV | Ss Health Care Select Sector | ETF-Other | 0.72% | -0.15% | -22.51% | |
| 20 | PSFJ | Pacer Swan Sos Flex July ETF | ETF-Other | 0.70% | +0.04% | -4.14% | |
| 21 | XLI | Ss Industrial Select Sector | ETF-Other | 0.67% | -0.06% | -22.30% | |
| 22 | PSFM | Pacer Swan Sos Flex April | ETF-Other | 0.44% | +0.04% | -4.14% | |
| 23 | XLP | Ss Consumer Staples Sel Sect | ETF-Other | 0.40% | -0.03% | -22.56% | |
| 24 | XLE | Ss Energy Select Sector | ETF-Other | 0.31% | +0.06% | -22.46% | |
| 25 | SPY | State Street SPDR S&P 500 ETF Trust | ETF-Large Cap & Growth | 0.25% | +0.03% | -0.64% | |
| 26 | XLU | St Sr Utl Sl Se Spdr Etf-usd | ETF-Other | 0.19% | -0.01% | -22.56% | |
| 27 | NVDA | NVIDIA Corporation | Stock-Tech | 0.16% | +0.06% | +36.13% | |
| 28 | XLB | Ss Materials Select Sector | ETF-Other | 0.15% | -0.01% | -22.53% | |
| 29 | XLRE | Ss Real Estate Select Sector | ETF-Other | 0.14% | -0.02% | -23.10% | |
| 30 | MCHX | Marchex, Inc. | Stock-Other | 0.10% | +0.01% | -13.46% | |
| 31 | LNG | Cheniere Energy, Inc. | Stock-Energy | 0.07% | -0.03% | -66.40% | |
| 32 | ✓ | Ishares Tr | Stock-Other | 0.06% | +0.01% | -8.49% | |
| 33 | AMZN | Amazon.com, Inc. | Stock-Consumer Disc | 0.05% | — | — | |
| 34 | ✓ | Meta Platforms INC | Stock-Other | 0.05% | — | — | |
| 35 | SCLZ | Swan Enhanced Dvd INC ETF | ETF-Other | 0.04% | — | -3.36% | |
| 36 | AAPL | Apple INC | Stock-Tech | 0.04% | — | +9.74% | |
| 37 | NVDA | Nvidia CORP | Stock-Tech | 0.04% | +0.01% | +23.77% | |
| 38 | BAC | Bank of America Corporation | Stock-Financials | 0.03% | — | — | |
| 39 | BOXX | Alpha Architect 1-3 Mnth Box | ETF-Other | 0.03% | -0.01% | -23.15% | |
| 40 | GLD | Spdr Gold Shares | ETF-Commodities | 0.03% | — | -4.45% | |
| 41 | TSLA | Tesla, Inc. | Stock-Consumer Disc | 0.03% | — | — | |
| 42 | MSFT | Microsoft CORP | Stock-Tech | 0.03% | — | +26.56% | |
| 43 | AVGO | Broadcom INC | Stock-Tech | 0.03% | +0.01% | +42.16% | |
| 44 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.03% | — | +8.25% | |
| 45 | AMZN | Amazon.com INC | Stock-Consumer Disc | 0.02% | — | +14.46% | |
| 46 | SGOL | Abrdn Physical Gold Shares | ETF-Commodities | 0.02% | — | -17.37% | |
| 47 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.02% | — | +4.97% | |
| 48 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.02% | — | +3.58% | |
| 49 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.02% | — | +11.09% | |
| 50 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.02% | +0.01% | +33.33% |
Performance for Q3 2026
—
Performance Last 4 Quarters
—
Based on 44% of reported portfolio value with available pricing
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2026-03-31 | 77 | $3.0B | 13 | |
| 2025-12-31 | 80 | $3.4B | 9 | |
| 2025-09-30 | 71 | $3.6B | 13 | |
| 2025-06-30 | 80 | $3.6B | 0 | |
| 2025-03-31 | 69 | $3.4B | 100 | |
| 2024-12-31 | 58 | $3.4B | 0 | |
| 2024-09-30 | 48 | $3.3B | 0 | |
| 2024-06-30 | 43 | $3.3B | 0 | |
| 2024-03-31 | 42 | $3.2B | 0 | |
| 2023-12-31 | 42 | $3.1B | 0 | |
| 2023-09-30 | 41 | $3.1B | 0 | |
| 2023-06-30 | 26 | $2.4B | 0 | |
| 2023-03-31 | 26 | $2.5B | 0 | |
| 2022-12-31 | 27 | $2.6B | 0 | |
| 2022-09-30 | 28 | $3.1B | 0 | |
| 2022-06-30 | 28 | $3.3B | 0 | |
| 2022-03-31 | 28 | $3.2B | 0 | |
| 2021-12-31 | 30 | $4.1B | 0 | |
| 2021-09-30 | 30 | $4.7B | 0 | |
| 2021-06-30 | 31 | $4.0B | 100 | |
| 2021-03-31 | 29 | $3.8B | 45 | |
| 2020-12-31 | 29 | $2.6B | 35 | |
| 2020-09-30 | 31 | $3.4B | 24 | |
| 2020-06-30 | 34 | $3.0B | 22 | |
| 2020-03-31 | 34 | $3.3B | 43 | |
| 2019-12-31 | 37 | $4.7B | 16 | |
| 2019-09-30 | 35 | $5.5B | 17 | |
| 2019-06-30 | 38 | $5.1B | 42 | |
| 2019-03-31 | 36 | $6.0B | 35 | |
| 2018-12-31 | 38 | $4.8B | 44 | |
| 2018-09-30 | 25 | $4.5B | 19 | |
| 2018-06-30 | 24 | $4.4B | 4 | |
| 2018-03-31 | 24 | $4.4B | 4 | |
| 2017-12-31 | 24 | $4.5B | 5 | |
| 2017-09-30 | 23 | $4.3B | 9 | |
| 2017-06-30 | 22 | $3.9B | 11 | |
| 2017-03-31 | 21 | $3.6B | 18 | |
| 2016-12-31 | 23 | $3.1B | 9 | |
| 2016-09-30 | 22 | $2.8B | 11 | |
| 2016-06-30 | 23 | $2.6B | 12 | |
| 2016-03-31 | 24 | $2.3B | 9 | |
| 2015-12-31 | 25 | $2.2B | 9 | |
| 2015-09-30 | 25 | $2.1B | 5 | |
| 2015-06-30 | 22 | $2.0B | 8 | |
| 2015-03-31 | 23 | $1.9B | 18 | |
| 2014-12-31 | 13 | $1.6B | 14 | |
| 2014-09-30 | 19 | $1.5B | 20 | |
| 2014-06-30 | 12 | $1.2B | 26 | |
| 2014-03-31 | 11 | $995.6M | 69 | |
| 2013-12-31 | 11 | $550.6M | — |
Swan Global Investments, LLC's most significant position changes for 2026-03-31: Sold out: Netflix, Inc. (NFLX); New buy: Micron Technology INC (MU); Sold out: Intl Business Machines CORP (IBM); Sold out: Oracle CORP (ORCL); Sold out: Lowe's Cos INC (LOW).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | PSMD | Pacer Swan Sos Moderate Janu | +0.5% | +12.89% | Add |
| 2 | IVV | Ishares Core S&p 500 ETF | +0.5% | -3.66% | Trim |
| 3 | PSFD | Pacer Swan Sos Flex January | +0.3% | +27.74% | Add |
| 4 | ✓ | Spdr S&p 500 ETF Tr | +0.2% | -11.56% | Trim |
| 5 | PSMR | Pacer Swan Sos Moderate Apr | +0.2% | -4.14% | Trim |
| 6 | PSCW | Pacer Swan Sos Conserv Apr | +0.2% | -4.14% | Trim |
| 7 | PSMO | Pacer Swan Sos Mod Oct ETF | +0.2% | -4.14% | Trim |
| 8 | PSMJ | Pacer Swan Sos Moderate July | +0.2% | -4.14% | Trim |
| 9 | PSCQ | Pacer Swan Sos Cons Oct ETF | +0.1% | -4.14% | Trim |
| 10 | PSCJ | Pacer Swan Sos Conservative | +0.1% | -4.14% | Trim |
| 11 | NVDA | NVIDIA Corporation | +0.1% | +36.13% | Add |
| 12 | XLE | Ss Energy Select Sector | +0.1% | -22.46% | Trim |
| 13 | PSFO | Pacer Swan Sos Flex Oct ETF | +0.1% | -4.14% | Trim |
| 14 | PSCX | Pacer Swan Sos Conservative | +0.1% | -4.14% | Trim |
| 15 | PSFJ | Pacer Swan Sos Flex July ETF | 0% | -4.14% | Trim |
| 16 | PSFM | Pacer Swan Sos Flex April | 0% | -4.14% | Trim |
| 17 | SPY | State Street SPDR S&P 500 ETF Trust | 0% | -0.64% | Trim |
| 18 | ✓ | Ishares Tr | 0% | -8.49% | Trim |
| 19 | AVGO | Broadcom INC | 0% | +42.16% | Add |
| 20 | XOM | Exxon Mobil CORP | 0% | +9.77% | Add |
| 21 | NVDA | Nvidia CORP | 0% | +23.77% | Add |
| 22 | BRK-B | Berkshire Hathaway Inc-cl B | 0% | +33.33% | Add |
| 23 | JNJ | Johnson & Johnson | 0% | +3.53% | Add |
| 24 | MCHX | Marchex, Inc. | 0% | -13.46% | Trim |
| 25 | SCLZ | Swan Enhanced Dvd INC ETF | — | -3.36% | Trim |
| 26 | KO | Coca-cola Co/the | — | -35.08% | Trim |
| 27 | LLY | Eli Lilly & Co | — | +3.58% | Add |
| 28 | SGOL | Abrdn Physical Gold Shares | — | -17.37% | Trim |
| 29 | XLU | St Sr Utl Sl Se Spdr Etf-usd | 0% | -22.56% | Trim |
| 30 | XLB | Ss Materials Select Sector | 0% | -22.53% | Trim |
| 31 | GLD | SPDR Gold Shares | 0% | -52.63% | Trim |
| 32 | BOXX | Alpha Architect 1-3 Mnth Box | 0% | -23.15% | Trim |
| 33 | XLRE | Ss Real Estate Select Sector | 0% | -23.10% | Trim |
| 34 | XLP | Ss Consumer Staples Sel Sect | 0% | -22.56% | Trim |
| 35 | LNG | Cheniere Energy, Inc. | 0% | -66.40% | Trim |
| 36 | XLI | Ss Industrial Select Sector | -0.1% | -22.30% | Trim |
| 37 | XLV | Ss Health Care Select Sector | -0.2% | -22.51% | Trim |
| 38 | XLC | Ss Comm Select Sector Spdr | -0.2% | -23.63% | Trim |
| 39 | XLY | Ss Consumer Disc Select Sect | -0.2% | -22.79% | Trim |
| 40 | XLF | Ss Financial Select Sector | -0.3% | -23.01% | Trim |
| 41 | SPY | Ss Spdr S&p 500 ETF Trust-us | -0.3% | -8.49% | Trim |
| 42 | XLK | Ss Technology Select Sector | -0.6% | -22.66% | Trim |
| 43 | HEGD | Swan Hedged Equity US Lg Cap | -0.8% | -43.38% | Trim |
| 44 | NFLX | Netflix, Inc. | — | EXIT | Sold out |
| 45 | MU | Micron Technology INC | — | NEW | New buy |
| 46 | IBM | Intl Business Machines CORP | — | EXIT | Sold out |
| 47 | ORCL | Oracle CORP | — | EXIT | Sold out |
| 48 | LOW | Lowe's Cos INC | — | EXIT | Sold out |
| 49 | XCCC | Bondbloxx-ccc-usd Hy CORP Bd | — | EXIT | Sold out |
| 50 | CAT | Caterpillar INC | — | NEW | New buy |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-05-07 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-02-11 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-11-07 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-07-29 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-05-13 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-02-11 | 13F-HR | View on EDGAR |
| 2024-09-30 | 2024-11-13 | 13F-HR | View on EDGAR |
| 2024-06-30 | 2024-08-12 | 13F-HR | View on EDGAR |
| 2024-03-31 | 2024-05-09 | 13F-HR | View on EDGAR |
| 2023-12-31 | 2024-02-12 | 13F-HR | View on EDGAR |
| 2023-09-30 | 2023-11-14 | 13F-HR | View on EDGAR |
| 2023-06-30 | 2023-08-15 | Amendment | View on EDGAR |
| 2023-06-30 | 2023-08-14 | Amendment | View on EDGAR |
| 2023-06-30 | 2023-08-10 | 13F-HR | View on EDGAR |
| 2023-03-31 | 2023-05-08 | 13F-HR | View on EDGAR |
| 2022-12-31 | 2023-02-10 | 13F-HR | View on EDGAR |
| 2022-09-30 | 2022-11-08 | 13F-HR | View on EDGAR |
| 2022-06-30 | 2022-08-09 | 13F-HR | View on EDGAR |
| 2022-03-31 | 2022-05-10 | 13F-HR | View on EDGAR |
| 2021-12-31 | 2022-02-11 | 13F-HR | View on EDGAR |
| 2021-09-30 | 2021-11-12 | 13F-HR | View on EDGAR |
| 2021-06-30 | 2021-08-12 | 13F-HR | View on EDGAR |
| 2021-03-31 | 2021-05-11 | 13F-HR | View on EDGAR |
| 2020-12-31 | 2021-02-09 | 13F-HR | View on EDGAR |
| 2020-09-30 | 2020-11-10 | 13F-HR | View on EDGAR |
| 2020-06-30 | 2020-08-12 | 13F-HR | View on EDGAR |
| 2020-03-31 | 2020-05-11 | 13F-HR | View on EDGAR |
| 2019-12-31 | 2020-02-12 | 13F-HR | View on EDGAR |
| 2019-09-30 | 2019-11-08 | 13F-HR | View on EDGAR |
| 2019-06-30 | 2019-08-12 | 13F-HR | View on EDGAR |
| 2019-03-31 | 2019-05-14 | 13F-HR | View on EDGAR |
| 2018-12-31 | 2019-02-11 | 13F-HR | View on EDGAR |
| 2018-09-30 | 2018-11-14 | 13F-HR | View on EDGAR |
| 2018-06-30 | 2018-08-07 | 13F-HR | View on EDGAR |
| 2018-03-31 | 2018-05-10 | 13F-HR | View on EDGAR |
| 2017-12-31 | 2018-02-12 | 13F-HR | View on EDGAR |
| 2017-09-30 | 2017-11-07 | 13F-HR | View on EDGAR |
| 2017-06-30 | 2017-08-14 | 13F-HR | View on EDGAR |
| 2017-03-31 | 2017-05-12 | 13F-HR | View on EDGAR |
| 2016-12-31 | 2017-02-02 | 13F-HR | View on EDGAR |
| 2016-09-30 | 2016-11-03 | 13F-HR | View on EDGAR |
| 2016-06-30 | 2016-08-10 | 13F-HR | View on EDGAR |
| 2016-03-31 | 2016-05-13 | 13F-HR | View on EDGAR |
| 2015-12-31 | 2016-02-11 | 13F-HR | View on EDGAR |
| 2015-09-30 | 2015-11-13 | 13F-HR | View on EDGAR |
| 2015-06-30 | 2015-08-12 | 13F-HR | View on EDGAR |
| 2015-03-31 | 2015-05-15 | 13F-HR | View on EDGAR |
| 2015-03-31 | 2015-05-15 | Amendment | View on EDGAR |
| 2014-12-31 | 2015-02-11 | 13F-HR | View on EDGAR |
| 2014-09-30 | 2014-11-03 | 13F-HR | View on EDGAR |
| 2014-06-30 | 2014-08-12 | 13F-HR | View on EDGAR |
| 2014-03-31 | 2014-05-12 | 13F-HR | View on EDGAR |
| 2013-12-31 | 2014-02-14 | 13F-HR | View on EDGAR |
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