CIK: 0000085338
Total reported value
$1.9B
Reporting period: 2026-03-31 · Number of holdings: 3605
ROTHSCHILD INVESTMENT LLC disclosed 3605 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $1.9B and a quarterly turnover rate of 17.1%.
Browse other institutions with $1B to $10B AUMBrowse other institutions starting with "R"
Rothschild Investment LLC's disclosed holdings carry a Herfindahl concentration index of 0.009 — mathematically equivalent to about 114 equally-sized positions, well below its 3605 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 5.53), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Trim NVDA
-0.8% -$5.7M
Trim BX
+4.7% -$6.6M
Trim JPM
-0.2% -$4.1M
Trim MSFT
+13.0% -$4.6M
Trim GOOGL
+1.5% -$3.6M
Trim AAPL
+3.0% -$2.7M
Showing top 200 holdings (of 3605 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | NVDA | Nvidia CORP | Stock-Tech | 3.79% | -0.51% | -0.80% | |
| 2 | AAPL | Apple INC | Stock-Tech | 3.50% | -0.33% | +2.95% | |
| 3 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 2.60% | -0.33% | +1.49% | |
| 4 | JPM | Jpmorgan Chase & Co | Stock-Financials | 2.19% | -0.34% | -0.15% | |
| 5 | PRF | Invesco Rafi US 1000 ETF | ETF-Other | 1.60% | — | +3.76% | |
| 6 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 1.58% | -0.18% | -0.76% | |
| 7 | AMZN | Amazon.com INC | Stock-Consumer Disc | 1.58% | +0.13% | +27.20% | |
| 8 | MSFT | Microsoft CORP | Stock-Tech | 1.53% | -0.33% | +12.96% | |
| 9 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 1.36% | -0.17% | +2.41% | |
| 10 | XOM | Exxon Mobil CORP | Stock-Energy | 1.25% | +0.31% | -0.90% | |
| 11 | JNJ | Johnson & Johnson | Stock-Healthcare | 1.24% | +0.13% | +0.36% | |
| 12 | CGDG | Cap Group Dividend Growers | ETF-Other | 1.24% | +0.07% | +10.88% | |
| 13 | BX | Blackstone INC | Stock-Financials | 1.23% | -0.43% | +4.69% | |
| 14 | ABBV | Abbvie INC | Stock-Healthcare | 1.21% | — | +6.71% | |
| 15 | CVX | Chevron CORP | Stock-Energy | 1.17% | +0.10% | -15.16% | |
| 16 | FYLD | Cambria Foreign Shareholder | ETF-Other | 1.14% | +0.14% | +4.64% | |
| 17 | AVUV | Avantis US Small Cap Value | ETF-Small Cap | 1.11% | +0.06% | +2.52% | |
| 18 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 1.09% | +0.08% | -0.94% | |
| 19 | SYLD | Cambria Shareholder Yield Et | ETF-Other | 1.09% | +0.14% | +11.21% | |
| 20 | AMGN | Amgen INC | Stock-Healthcare | 1.07% | +0.02% | +0.11% | |
| 21 | JEPI | Jpmorgan Equity Premium Inco | ETF-Other | 1.04% | — | +4.70% | |
| 22 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 0.98% | — | +2.79% | |
| 23 | VIG | Vanguard Dividend Apprec ETF | ETF-Other | 0.96% | — | +0.98% | |
| 24 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.91% | -0.19% | +1.17% | |
| 25 | NFLX | Netflix INC | Stock-Comm Services | 0.85% | +0.23% | +42.04% | |
| 26 | CAT | Caterpillar INC | Stock-Industrials | 0.85% | +0.15% | +2.20% | |
| 27 | HON | Honeywell International INC | Stock-Industrials | 0.75% | +0.10% | +4.76% | |
| 28 | BBIN | JPM Betabuilders Intl Eqty | ETF-Other | 0.74% | — | +2.79% | |
| 29 | GE | General Electric | Stock-Industrials | 0.73% | — | +5.47% | |
| 30 | GD | General Dynamics CORP | Stock-Industrials | 0.72% | -0.16% | -16.26% | |
| 31 | AVGO | Broadcom INC | Stock-Tech | 0.69% | — | +3.44% | |
| 32 | ITW | Illinois Tool Works | Stock-Industrials | 0.67% | — | -0.62% | |
| 33 | TMO | Thermo Fisher Scientific INC | Stock-Healthcare | 0.66% | -0.16% | +0.32% | |
| 34 | CGDV | Cap Group Dividend Value | ETF-Other | 0.65% | +0.11% | +29.34% | |
| 35 | PANW | Palo Alto Networks INC | Stock-Tech | 0.65% | -0.12% | +1.92% | |
| 36 | CGGO | Cap Group Global Growth | ETF-Other | 0.64% | +0.12% | +35.97% | |
| 37 | IGSB | Ishares 1-5y Inv Grade CORP | ETF-Other | 0.64% | — | +8.21% | |
| 38 | JEPQ | JPM Nasdaq Equity Premium | ETF-Tech | 0.62% | — | +4.55% | |
| 39 | CSCO | Cisco Systems INC | Stock-Tech | 0.61% | — | -0.04% | |
| 40 | MRK | Merck & Co. INC. | Stock-Healthcare | 0.61% | +0.13% | +15.98% | |
| 41 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 0.58% | — | +6.31% | |
| 42 | ORCL | Oracle CORP | Stock-Tech | 0.58% | -0.21% | +2.06% | |
| 43 | PAVE | Global X US Infrastructure | ETF-Other | 0.57% | — | +3.25% | |
| 44 | DLR | Digital Realty Trust INC | Stock-Real Estate | 0.54% | -0.12% | -25.86% | |
| 45 | CBOE | Cboe Global Markets INC | Stock-Financials | 0.54% | — | -1.23% | |
| 46 | V | Visa Inc-class A Shares | Stock-Financials | 0.50% | — | +2.00% | |
| 47 | SO | Southern Co/the | Stock-Utilities | 0.50% | — | +3.65% | |
| 48 | AIG | American International Group | Stock-Financials | 0.50% | -0.11% | -1.81% | |
| 49 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.50% | -0.11% | +1.20% | |
| 50 | SYK | Stryker CORP | Stock-Healthcare | 0.50% | — | +2.94% |
Performance for Q3 2026
+2.7%
Performance Last 4 Quarters
+21%
Based on 78% of reported portfolio value with available pricing
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2026-03-31 | 3605 | $1.9B | 17 | |
| 2025-12-31 | 3428 | $1.8B | 15 | |
| 2025-09-30 | 3135 | $1.8B | 29 | |
| 2025-06-30 | 3016 | $1.6B | 0 | |
| 2025-03-31 | 3026 | $1.5B | 0 | |
| 2024-12-31 | 2955 | $1.5B | 0 | |
| 2024-09-30 | 2895 | $1.5B | 0 | |
| 2024-06-30 | 2817 | $1.4B | 0 | |
| 2024-03-31 | 2269 | $1.4B | 0 | |
| 2023-12-31 | 1355 | $1.2B | 0 |
Rothschild Investment LLC's most significant position changes for 2026-03-31: New buy: Ishares Expanded Tech-softwa (IGV); Trim: Nvidia CORP (NVDA) — shares -0.80%; Add: Blackstone INC (BX) — shares +4.69%; Trim: Jpmorgan Chase & Co (JPM) — shares -0.15%; Add: Microsoft CORP (MSFT) — shares +12.96%.
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | XOM | Exxon Mobil CORP | +0.3% | -0.90% | Trim |
| 2 | NFLX | Netflix INC | +0.2% | +42.04% | Add |
| 3 | PSX | Phillips 66 | +0.2% | +21.23% | Add |
| 4 | CAT | Caterpillar INC | +0.2% | +2.20% | Add |
| 5 | COP | Conocophillips | +0.2% | +67.62% | Add |
| 6 | FYLD | Cambria Foreign Shareholder | +0.1% | +4.64% | Add |
| 7 | SYLD | Cambria Shareholder Yield Et | +0.1% | +11.21% | Add |
| 8 | AMZN | Amazon.com INC | +0.1% | +27.20% | Add |
| 9 | JNJ | Johnson & Johnson | +0.1% | +0.36% | Add |
| 10 | MRK | Merck & Co. INC. | +0.1% | +15.98% | Add |
| 11 | CGGO | Cap Group Global Growth | +0.1% | +35.97% | Add |
| 12 | CGDV | Cap Group Dividend Value | +0.1% | +29.34% | Add |
| 13 | HUBS | Hubspot INC | +0.1% | +4072.60% | Add |
| 14 | CGNG | Cap Group New Geography Eq | +0.1% | +1033.84% | Add |
| 15 | CVX | Chevron CORP | +0.1% | -15.16% | Trim |
| 16 | HON | Honeywell International INC | +0.1% | +4.76% | Add |
| 17 | COST | Costco Wholesale CORP | +0.1% | -0.94% | Trim |
| 18 | STBF | Perf Trust Short Term Bd ETF | +0.1% | +42.78% | Add |
| 19 | TCHP | T Rowe Price Blue Chip Growt | +0.1% | +106.70% | Add |
| 20 | DE | Deere & Co | +0.1% | +24.44% | Add |
| 21 | GLW | Corning INC | +0.1% | -1.17% | Trim |
| 22 | CGDG | Cap Group Dividend Growers | +0.1% | +10.88% | Add |
| 23 | MPC | Marathon Petroleum CORP | +0.1% | -1.36% | Trim |
| 24 | PG | Procter & Gamble Co/the | +0.1% | +43.41% | Add |
| 25 | AVUV | Avantis US Small Cap Value | +0.1% | +2.52% | Add |
| 26 | VZ | Verizon Communications INC | +0.1% | +0.17% | Add |
| 27 | PXF | Invesco Rafi Developed Marke | +0.1% | +48.64% | Add |
| 28 | AMGN | Amgen INC | 0% | +0.11% | Add |
| 29 | PRF | Invesco Rafi US 1000 ETF | — | +3.76% | Add |
| 30 | AIG | American International Group | -0.1% | -1.81% | Trim |
| 31 | LLY | Eli Lilly & Co | -0.1% | +1.20% | Add |
| 32 | NKE | Nike INC -cl B | -0.1% | -2.19% | Trim |
| 33 | DLR | Digital Realty Trust INC | -0.1% | -25.86% | Trim |
| 34 | PANW | Palo Alto Networks INC | -0.1% | +1.92% | Add |
| 35 | QCOM | Qualcomm INC | -0.1% | +5.62% | Add |
| 36 | MMM | 3m Co | -0.2% | -59.92% | Trim |
| 37 | GD | General Dynamics CORP | -0.2% | -16.26% | Trim |
| 38 | TMO | Thermo Fisher Scientific INC | -0.2% | +0.32% | Add |
| 39 | GOOG | Alphabet Inc-cl C | -0.2% | +2.41% | Add |
| 40 | BRK-B | Berkshire Hathaway Inc-cl B | -0.2% | -0.76% | Trim |
| 41 | META | Meta Platforms Inc-class A | -0.2% | +1.17% | Add |
| 42 | ORCL | Oracle CORP | -0.2% | +2.06% | Add |
| 43 | BLD | Topbuild CORP | -0.2% | -76.47% | Trim |
| 44 | MSFT | Microsoft CORP | -0.3% | +12.96% | Add |
| 45 | GOOGL | Alphabet Inc-cl A | -0.3% | +1.49% | Add |
| 46 | AAPL | Apple INC | -0.3% | +2.95% | Add |
| 47 | JPM | Jpmorgan Chase & Co | -0.3% | -0.15% | Trim |
| 48 | BX | Blackstone INC | -0.4% | +4.69% | Add |
| 49 | NVDA | Nvidia CORP | -0.5% | -0.80% | Trim |
| 50 | IGV | Ishares Expanded Tech-softwa | — | NEW | New buy |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-05-07 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-02-10 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-11-07 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-08-11 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-04-08 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-02-04 | 13F-HR | View on EDGAR |
| 2024-09-30 | 2024-10-18 | 13F-HR | View on EDGAR |
| 2024-06-30 | 2024-07-31 | 13F-HR | View on EDGAR |
| 2024-03-31 | 2024-07-31 | 13F-HR | View on EDGAR |
| 2023-12-31 | 2024-07-31 | 13F-HR | View on EDGAR |
Institutions with a similar AUM
CIK 0001062842
Total reported value
$1.9B
597 stks
2019-09-30
Stale — no recent filing
AUM within 0.1% of this institution
CIK 0001961415
Total reported value
$1.9B
19 stks
2026-03-31
AUM within 0.1% of this institution
CIK 0001488921
Total reported value
$1.9B
30 stks
2026-06-30
AUM within 0.1% of this institution
Institutions with overlapping top holdings
CIK 0000049205
Total reported value
$18.1B
6,012 stks
2026-03-31
4 of the top 5 holdings overlap, including Nvidia CORP
CIK 0000825217
Total reported value
$472.1M
184 stks
2026-06-30
4 of the top 5 holdings overlap, including Alphabet Inc-cl A
CIK 0001034549
Total reported value
$426.5M
424 stks
2026-03-31
4 of the top 5 holdings overlap, including Alphabet Inc-cl A