CIK: 0001964535
Total reported value
$944.9M
Reporting period: 2026-03-31 · Number of holdings: 121
Great Waters Wealth Management disclosed 121 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $944.9M and a quarterly turnover rate of 6.6%.
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Great Waters Wealth Management's disclosed holdings carry a Herfindahl concentration index of 0.121 — mathematically equivalent to about 8 equally-sized positions, well below its 121 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 3.71), with a handful of outsized bets alongside many smaller positions.
Recent activity leans toward adding more aggressively to already-large existing positions than to newly initiated ones (a 2.5 percentage-point tilt) — a pattern consistent with a momentum-following approach.
Sector classification currently covers about 4% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Add DFCF
+11.5% $14.0M
Add DFSD
+14.4% $10.6M
Trim DFUS
+4.9% $631.0K
Trim BND
-4.6% -$1.7M
Trim DFIC
-10.6% -$1.9M
Add DFAT
+3.6% $4.3M
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | DFUS | Dimensional US Eq Mkt ETF | ETF-Other | 21.15% | -0.76% | +4.93% | |
| 2 | DFAX | Dimensional World Ex US Core | ETF-Other | 17.57% | +0.12% | +0.81% | |
| 3 | DFCF | Dimensional Core Fixed INC | ETF-Other | 15.51% | +0.93% | +11.47% | |
| 4 | DFSD | Dimensional Short Duration | ETF-Other | 9.04% | +0.81% | +14.37% | |
| 5 | DFAS | Dimensional US Small Cap ETF | ETF-Small Cap | 8.25% | +0.22% | +4.48% | |
| 6 | DFAT | Dimensional US Target Value | ETF-Other | 5.64% | +0.25% | +3.65% | |
| 7 | BND | Vanguard Total Bond Market | ETF-Other | 3.19% | -0.31% | -4.64% | |
| 8 | DFGR | Dim Global Real Estate ETF | ETF-Other | 2.50% | +0.08% | +6.88% | |
| 9 | DFIC | Dimensional International Co | ETF-Other | 2.34% | -0.29% | -10.61% | |
| 10 | IWM | Ishares Russell 2000 ETF | ETF-Small Cap | 2.04% | -0.21% | -6.30% | |
| 11 | DFAC | Dimensional US Core Equity 2 | ETF-Other | 1.21% | -0.10% | -2.09% | |
| 12 | DFAE | Dimensional Emerging Core Eq | ETF-Emerging Markets | 0.85% | -0.10% | -10.74% | |
| 13 | AAPL | Apple INC | Stock-Tech | 0.80% | -0.09% | -0.22% | |
| 14 | NVDA | Nvidia CORP | Stock-Tech | 0.63% | -0.09% | -3.04% | |
| 15 | UNH | Unitedhealth Group INC | Stock-Healthcare | 0.54% | -0.08% | +8.95% | |
| 16 | HON | Honeywell International INC | Stock-Industrials | 0.40% | +0.04% | -0.26% | |
| 17 | MMM | 3m Co | Stock-Industrials | 0.38% | -0.05% | +1.10% | |
| 18 | VTEB | Vanguard Tax-exempt Bond ETF | ETF-Other | 0.30% | — | +2.50% | |
| 19 | DCI | Donaldson Co INC | Stock-Industrials | 0.27% | -0.03% | -0.66% | |
| 20 | SCHD | Schwab US Dvd Equity ETF | ETF-Other | 0.26% | +0.02% | -0.48% | |
| 21 | SCHB | Schwab US Broad Market ETF | ETF-Other | 0.25% | -0.03% | -0.47% | |
| 22 | SPGM | State Street Spdr Portfolio | ETF-Other | 0.25% | — | -1.61% | |
| 23 | IWF | Ishares Russell 1000 Growth | ETF-Other | 0.23% | -0.03% | -1.16% | |
| 24 | EFA | Ishares Msci Eafe ETF | ETF-Other | 0.20% | — | -0.90% | |
| 25 | MSFT | Microsoft CORP | Stock-Tech | 0.20% | -0.06% | +3.06% | |
| 26 | CORP | Pimco Inv Grade CORP Bd ETF | ETF-Other | 0.19% | — | -0.53% | |
| 27 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 0.18% | +0.02% | -0.70% | |
| 28 | SPLV | Invesco S&p 500 Low Volatili | ETF-Large Cap & Growth | 0.18% | — | -0.46% | |
| 29 | IWD | Ishares Russell 1000 Value E | ETF-Other | 0.18% | — | -0.11% | |
| 30 | ACWI | Ishares Msci Acwi ETF | ETF-Other | 0.18% | — | -1.03% | |
| 31 | TSLA | Tesla INC | Stock-Consumer Disc | 0.18% | -0.04% | +0.22% | |
| 32 | SCHF | Schwab Intl Equity ETF | ETF-Other | 0.17% | — | -6.62% | |
| 33 | SRLN | Ss Blackstone Sr Loan ETF | ETF-Other | 0.17% | — | -1.00% | |
| 34 | SCHO | Schwab Short-term US Treas | ETF-Other | 0.15% | — | -1.46% | |
| 35 | SCHG | Schwab US Large-cap Growth | ETF-Other | 0.14% | -0.02% | -0.91% | |
| 36 | AMZN | Amazon.com INC | Stock-Consumer Disc | 0.14% | -0.01% | +1.47% | |
| 37 | SCHA | Schwab US Small-cap ETF | ETF-Other | 0.13% | — | -1.15% | |
| 38 | TER | Teradyne INC | Stock-Tech | 0.13% | +0.04% | — | |
| 39 | SCHM | Schwab US Mid Cap ETF | ETF-Other | 0.12% | — | -2.02% | |
| 40 | MU | Micron Technology INC | Stock-Tech | 0.12% | +0.02% | -0.78% | |
| 41 | VGSH | Vanguard Short-term Treasury | ETF-Gov Bonds | 0.12% | — | +2.93% | |
| 42 | SCHZ | Schwab US Aggregate Bond ETF | ETF-Other | 0.11% | — | -0.92% | |
| 43 | MDT | Medtronic plc | Stock-Healthcare | 0.11% | -0.01% | -0.26% | |
| 44 | IFLN | Invesco Bloomberg Enhanced F | ETF-Other | 0.09% | — | -0.20% | |
| 45 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 0.09% | — | +0.46% | |
| 46 | MCK | Mckesson CORP | Stock-Healthcare | 0.09% | — | -1.01% | |
| 47 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.09% | — | — | |
| 48 | XEL | Xcel Energy INC | Stock-Utilities | 0.09% | — | -0.64% | |
| 49 | TT | Trane Technologies plc | Stock-Industrials | 0.08% | +0.06% | +221.01% | |
| 50 | PFE | Pfizer INC | Stock-Healthcare | 0.08% | +0.01% | -0.05% |
Performance for Q3 2026
+2.9%
Performance Last 4 Quarters
+14.9%
Based on 60% of reported portfolio value with available pricing
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2026-03-31 | 121 | $944.9M | 7 | |
| 2025-12-31 | 117 | $909.0M | 11 | |
| 2025-09-30 | 114 | $846.4M | 18 | |
| 2025-06-30 | 110 | $768.9M | 0 | |
| 2025-03-31 | 103 | $720.8M | 0 | |
| 2024-12-31 | 112 | $779.3M | 0 | |
| 2024-09-30 | 110 | $741.6M | 0 | |
| 2024-06-30 | 104 | $654.8M | 0 | |
| 2024-03-31 | 99 | $612.3M | 0 | |
| 2023-12-31 | 96 | $563.8M | 0 | |
| 2023-09-30 | 93 | $503.9M | 0 | |
| 2023-06-30 | 95 | $503.1M | 0 | |
| 2023-03-31 | 84 | $473.3M | 0 | |
| 2022-12-31 | 86 | $464.6M | 0 |
Great Waters Wealth Management's most significant position changes for 2026-03-31: Sold out: Comerica INC (CMA); New buy: Fifth Third Bancorp (FITB); New buy: Chevron CORP (CVX); New buy: Exxon Mobil CORP (XOM); New buy: United Natural Foods INC (UNFI).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | DFCF | Dimensional Core Fixed INC | +0.9% | +11.47% | Add |
| 2 | DFSD | Dimensional Short Duration | +0.8% | +14.37% | Add |
| 3 | DFAT | Dimensional US Target Value | +0.3% | +3.65% | Add |
| 4 | DFAS | Dimensional US Small Cap ETF | +0.2% | +4.48% | Add |
| 5 | DFAX | Dimensional World Ex US Core | +0.1% | +0.81% | Add |
| 6 | DFGR | Dim Global Real Estate ETF | +0.1% | +6.88% | Add |
| 7 | TT | Trane Technologies plc | +0.1% | +221.01% | Add |
| 8 | HON | Honeywell International INC | 0% | -0.26% | Trim |
| 9 | TER | Teradyne INC | 0% | — | Unchanged |
| 10 | SCHD | Schwab US Dvd Equity ETF | 0% | -0.48% | Trim |
| 11 | COST | Costco Wholesale CORP | 0% | -0.70% | Trim |
| 12 | MU | Micron Technology INC | 0% | -0.78% | Trim |
| 13 | SOLS | Solstice Adv Materials INC | 0% | — | Unchanged |
| 14 | JNJ | Johnson & Johnson | 0% | +2.42% | Add |
| 15 | PFE | Pfizer INC | 0% | -0.05% | Trim |
| 16 | LRCX | Lam Research CORP | — | — | Unchanged |
| 17 | AMZN | Amazon.com INC | 0% | +1.47% | Add |
| 18 | MDT | Medtronic plc | 0% | -0.26% | Trim |
| 19 | GIS | General Mills INC | 0% | -2.14% | Trim |
| 20 | BSX | Boston Scientific CORP | 0% | -0.36% | Trim |
| 21 | SCHG | Schwab US Large-cap Growth | 0% | -0.91% | Trim |
| 22 | ECL | Ecolab INC | 0% | -31.33% | Trim |
| 23 | LLY | Eli Lilly & Co | 0% | — | Unchanged |
| 24 | ABT | Abbott Laboratories | 0% | -0.15% | Trim |
| 25 | IWF | Ishares Russell 1000 Growth | 0% | -1.16% | Trim |
| 26 | DCI | Donaldson Co INC | 0% | -0.66% | Trim |
| 27 | SCHB | Schwab US Broad Market ETF | 0% | -0.47% | Trim |
| 28 | TSLA | Tesla INC | 0% | +0.22% | Add |
| 29 | FICO | Fair Isaac CORP | -0.1% | — | Unchanged |
| 30 | MMM | 3m Co | -0.1% | +1.10% | Add |
| 31 | MSFT | Microsoft CORP | -0.1% | +3.06% | Add |
| 32 | UNH | Unitedhealth Group INC | -0.1% | +8.95% | Add |
| 33 | NVDA | Nvidia CORP | -0.1% | -3.04% | Trim |
| 34 | AAPL | Apple INC | -0.1% | -0.22% | Trim |
| 35 | DFAE | Dimensional Emerging Core Eq | -0.1% | -10.74% | Trim |
| 36 | DFAC | Dimensional US Core Equity 2 | -0.1% | -2.09% | Trim |
| 37 | IWM | Ishares Russell 2000 ETF | -0.2% | -6.30% | Trim |
| 38 | DFIC | Dimensional International Co | -0.3% | -10.61% | Trim |
| 39 | BND | Vanguard Total Bond Market | -0.3% | -4.64% | Trim |
| 40 | DFUS | Dimensional US Eq Mkt ETF | -0.8% | +4.93% | Add |
| 41 | CMA | Comerica INC | — | EXIT | Sold out |
| 42 | FITB | Fifth Third Bancorp | — | NEW | New buy |
| 43 | CVX | Chevron CORP | — | NEW | New buy |
| 44 | XOM | Exxon Mobil CORP | — | NEW | New buy |
| 45 | UNFI | United Natural Foods INC | — | NEW | New buy |
| 46 | AMAT | Applied Materials INC | — | NEW | New buy |
| 47 | IBM | Intl Business Machines CORP | — | EXIT | Sold out |
| 48 | NEE | Nextera Energy INC | — | NEW | New buy |
| 49 | VUG | Vanguard Growth ETF | — | EXIT | Sold out |
| 50 | SPYM | Ste Str Spdr Pt S&p 500 ETF | — | NEW | New buy |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-04-17 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-01-15 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-10-14 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-07-11 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-04-14 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-01-17 | 13F-HR | View on EDGAR |
| 2024-09-30 | 2024-10-04 | 13F-HR | View on EDGAR |
| 2024-06-30 | 2024-07-09 | 13F-HR | View on EDGAR |
| 2024-03-31 | 2024-04-09 | 13F-HR | View on EDGAR |
| 2023-12-31 | 2024-01-19 | 13F-HR | View on EDGAR |
| 2023-09-30 | 2023-10-11 | 13F-HR | View on EDGAR |
| 2023-06-30 | 2023-07-07 | 13F-HR | View on EDGAR |
| 2023-03-31 | 2023-04-25 | 13F-HR | View on EDGAR |
| 2022-12-31 | 2023-02-03 | 13F-HR | View on EDGAR |
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