CIK: 0001659203
Total reported value
$1.4B
Reporting period: 2026-03-31 · Number of holdings: 1206
Capital Investment Advisory Services, LLC disclosed 1206 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $1.4B and a quarterly turnover rate of 19.9%.
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Capital Investment Advisory Services, LLC's disclosed holdings carry a Herfindahl concentration index of 0.008 — mathematically equivalent to about 123 equally-sized positions, well below its 1206 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.97), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 39% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Trim IVV
-90.6% -$14.0M
Trim DGRO
-88.8% -$10.8M
Trim SSO
-78.7% -$10.4M
Trim AAPL
-16.9% -$9.2M
Trim BIL
-14.2% -$9.0M
Trim IVW
-93.6% -$7.2M
Showing top 200 holdings (of 1206 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | BIL | Ss Spdr Bb 1-3m T-bill ETF | ETF-Gov Bonds | 4.07% | -0.52% | -14.18% | |
| 2 | NVDA | Nvidia CORP | Stock-Tech | 3.49% | -0.05% | +2.24% | |
| 3 | AAPL | Apple INC | Stock-Tech | 2.33% | -0.58% | -16.95% | |
| 4 | AMZN | Amazon.com INC | Stock-Consumer Disc | 1.72% | -0.07% | +2.82% | |
| 5 | VTV | Vanguard Value ETF | ETF-Other | 1.71% | +0.23% | +8.57% | |
| 6 | JPST | Jpmorgan Ultra-short Income | ETF-Other | 1.54% | — | -1.28% | |
| 7 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 1.53% | -0.19% | -5.62% | |
| 8 | JBND | Jpmorgan Active Bond ETF | ETF-Other | 1.49% | +0.12% | +6.41% | |
| 9 | UCON | First Trust Smith Unconstrai | ETF-Other | 1.47% | +0.13% | +7.73% | |
| 10 | SPLV | Invesco S&p 500 Low Volatili | ETF-Large Cap & Growth | 1.39% | +0.16% | +6.74% | |
| 11 | QQQI | Neos Nasdaq-100 High INC ETF | ETF-Tech | 1.35% | +0.37% | +44.14% | |
| 12 | JEPI | Jpmorgan Equity Premium Inco | ETF-Other | 1.22% | +0.31% | +30.44% | |
| 13 | MSFT | Microsoft CORP | Stock-Tech | 1.14% | -0.09% | +17.40% | |
| 14 | RSP | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 1.00% | — | +0.63% | |
| 15 | AVGO | Broadcom INC | Stock-Tech | 0.99% | -0.14% | -4.70% | |
| 16 | FTSM | First Trust Enh Short Mat Fd | ETF-Other | 0.93% | -0.05% | -7.45% | |
| 17 | VGSH | Vanguard Short-term Treasury | ETF-Gov Bonds | 0.88% | — | -1.93% | |
| 18 | SPYI | Neos S&p 500 High Income ETF | ETF-Large Cap & Growth | 0.83% | +0.26% | +48.61% | |
| 19 | GLD | Spdr Gold Shares | ETF-Commodities | 0.83% | — | -0.57% | |
| 20 | DIVO | Amplify Cwp Enhan Divid ETF | ETF-Other | 0.81% | — | +7.25% | |
| 21 | DUK | Duke Energy CORP | Stock-Utilities | 0.81% | +0.13% | +3.60% | |
| 22 | QUAL | Ishares Msci USA Quality Fac | ETF-Other | 0.81% | — | +6.25% | |
| 23 | VUG | Vanguard Growth ETF | ETF-Other | 0.79% | — | +5.85% | |
| 24 | FCEF | First Trust Exchange-traded | ETF-Other | 0.77% | — | +2.76% | |
| 25 | LQDH | Ishares Int Hedg CORP Bd ETF | ETF-Other | 0.77% | — | +4.42% | |
| 26 | ABBV | Abbvie INC | Stock-Healthcare | 0.74% | — | -3.46% | |
| 27 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.72% | — | +12.52% | |
| 28 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 0.70% | -0.07% | -6.67% | |
| 29 | MINT | Pimco Enhanced Short Maturit | ETF-Other | 0.68% | +0.29% | +68.15% | |
| 30 | BUFR | Ft Vest Lad Buffervetf-usd I | ETF-Other | 0.67% | — | +11.22% | |
| 31 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.65% | +0.14% | +4.48% | |
| 32 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 0.65% | — | -0.46% | |
| 33 | IWM | Ishares Russell 2000 ETF | ETF-Small Cap | 0.65% | — | -3.32% | |
| 34 | SGOV | Ishares 0-3 Month Treasury B | ETF-Gov Bonds | 0.64% | +0.37% | +131.06% | |
| 35 | XOM | Exxon Mobil CORP | Stock-Energy | 0.60% | +0.19% | -0.95% | |
| 36 | VO | Vanguard Mid-cap ETF | ETF-Other | 0.59% | -0.09% | -14.57% | |
| 37 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.59% | — | +1.98% | |
| 38 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.59% | — | +1.11% | |
| 39 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 0.58% | -0.23% | -32.63% | |
| 40 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.57% | -0.09% | -1.87% | |
| 41 | XLU | St Sr Utl Sl Se Spdr Etf-usd | ETF-Other | 0.55% | — | +4.15% | |
| 42 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 0.53% | — | +2.92% | |
| 43 | DFAU | Dimensional US Core Equity M | ETF-Other | 0.51% | — | +0.29% | |
| 44 | WMT | Walmart INC | Stock-Consumer Staples | 0.49% | — | -0.55% | |
| 45 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.48% | — | +3.09% | |
| 46 | USFR | Wisdomtree Floating Rate Tre | ETF-Other | 0.48% | — | +5.09% | |
| 47 | CSHI | Neos Enhanced Income 1-3 Mon | ETF-Other | 0.45% | — | -7.60% | |
| 48 | XLP | Ss Consumer Staples Sel Sect | ETF-Other | 0.44% | — | +4.41% | |
| 49 | V | Visa Inc-class A Shares | Stock-Financials | 0.43% | — | +12.65% | |
| 50 | DGRW | Wisdomtree U.s. Quality Divi | ETF-Other | 0.42% | — | -0.02% |
Performance for Q3 2026
+2.6%
Performance Last 4 Quarters
+17.8%
Based on 77% of reported portfolio value with available pricing
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2026-03-31 | 1206 | $1.4B | 20 | |
| 2025-12-31 | 1164 | $1.4B | 19 | |
| 2025-09-30 | 1084 | $1.3B | 33 | |
| 2025-06-30 | 1054 | $1.2B | 0 | |
| 2025-03-31 | 1000 | $1.1B | 100 | |
| 2024-12-31 | 933 | $1.0B | 0 | |
| 2024-09-30 | 981 | $1.1B | 0 | |
| 2024-06-30 | 966 | $969.3M | 0 | |
| 2024-03-31 | 952 | $933.7M | 0 | |
| 2023-12-31 | 978 | $1.1B | 0 | |
| 2023-09-30 | 945 | $1.0B | 0 | |
| 2023-06-30 | 875 | $1.0B | 0 | |
| 2023-03-31 | 873 | $846.9M | 0 | |
| 2022-12-31 | 802 | $842.7M | 0 | |
| 2022-09-30 | 812 | $771.6M | 0 | |
| 2022-06-30 | 826 | $825.6M | 0 | |
| 2022-03-31 | 837 | $918.6M | 0 | |
| 2021-12-31 | 812 | $844.1M | 0 | |
| 2021-09-30 | 758 | $791.2M | 0 | |
| 2021-06-30 | 779 | $795.6M | 100 | |
| 2021-03-31 | 727 | $708.2M | 32 | |
| 2020-12-31 | 705 | $673.5M | 34 | |
| 2020-09-30 | 630 | $531.3M | 29 | |
| 2020-06-30 | 578 | $493.7M | 36 | |
| 2020-03-31 | 567 | $409.7M | 58 | |
| 2019-12-31 | 553 | $373.7M | 27 | |
| 2019-09-30 | 1425 | $358.6M | 20 | |
| 2019-06-30 | 1440 | $328.9M | 31 | |
| 2019-03-31 | 1258 | $268.5M | 24 | |
| 2018-12-31 | 1255 | $234.1M | 50 | |
| 2018-09-30 | 222 | $213.5M | 38 | |
| 2018-06-30 | 213 | $199.9M | 36 | |
| 2018-03-31 | 190 | $179.2M | 31 | |
| 2017-12-31 | 189 | $170.4M | 23 | |
| 2017-09-30 | 176 | $162.8M | 17 | |
| 2017-06-30 | 167 | $151.8M | 25 | |
| 2017-03-31 | 146 | $136.4M | 29 | |
| 2016-12-31 | 128 | $115.4M | — |
Capital Investment Advisory Services, LLC's most significant position changes for 2026-03-31: Sold out: Jh Securitized Income ETF (JSI); New buy: Ishrs Ai In And Tech Act ETF (BAI); New buy: Lam Research CORP (LRCX); New buy: Ft US Eqty Q 2.5-15 Buff ETF (DHDG); New buy: Blackrock Enhanced Eqty Dvd (BDJ).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | SGOV | Ishares 0-3 Month Treasury B | +0.4% | +131.06% | Add |
| 2 | QQQI | Neos Nasdaq-100 High INC ETF | +0.4% | +44.14% | Add |
| 3 | JEPI | Jpmorgan Equity Premium Inco | +0.3% | +30.44% | Add |
| 4 | XLE | Ss Energy Select Sector | +0.3% | +277.75% | Add |
| 5 | MINT | Pimco Enhanced Short Maturit | +0.3% | +68.15% | Add |
| 6 | SPYI | Neos S&p 500 High Income ETF | +0.3% | +48.61% | Add |
| 7 | VTV | Vanguard Value ETF | +0.2% | +8.57% | Add |
| 8 | XOM | Exxon Mobil CORP | +0.2% | -0.95% | Trim |
| 9 | SPLV | Invesco S&p 500 Low Volatili | +0.2% | +6.74% | Add |
| 10 | LMBS | First Trust Low Duration Opp | +0.1% | +357.60% | Add |
| 11 | JNJ | Johnson & Johnson | +0.1% | +4.48% | Add |
| 12 | CVX | Chevron CORP | +0.1% | +5.97% | Add |
| 13 | DUK | Duke Energy CORP | +0.1% | +3.60% | Add |
| 14 | UCON | First Trust Smith Unconstrai | +0.1% | +7.73% | Add |
| 15 | JBND | Jpmorgan Active Bond ETF | +0.1% | +6.41% | Add |
| 16 | HELO | Jpmorgan Hedged Equity ETF | +0.1% | +55.54% | Add |
| 17 | LMT | Lockheed Martin CORP | +0.1% | +20.59% | Add |
| 18 | NVDA | Nvidia CORP | -0.1% | +2.24% | Add |
| 19 | FTSM | First Trust Enh Short Mat Fd | -0.1% | -7.45% | Trim |
| 20 | BAC | Bank Of America CORP | -0.1% | -8.32% | Trim |
| 21 | AMZN | Amazon.com INC | -0.1% | +2.82% | Add |
| 22 | QQQ | Invesco Qqq Trust Series 1 | -0.1% | -6.67% | Trim |
| 23 | IBM | Intl Business Machines CORP | -0.1% | -4.83% | Trim |
| 24 | COWG | Pacer US Lrg Cap Cows Gr Ld | -0.1% | -92.00% | Trim |
| 25 | MSFT | Microsoft CORP | -0.1% | +17.40% | Add |
| 26 | LLY | Eli Lilly & Co | -0.1% | -1.87% | Trim |
| 27 | VO | Vanguard Mid-cap ETF | -0.1% | -14.57% | Trim |
| 28 | AVGO | Broadcom INC | -0.1% | -4.70% | Trim |
| 29 | IUSG | Ishares Core S&p U.s. Growth | -0.1% | -94.59% | Trim |
| 30 | ESGU | Ishares Esg Aware Msci USA | -0.2% | -96.10% | Trim |
| 31 | ESML | Ishares Esg Aware Msci USA S | -0.2% | -99.99% | Trim |
| 32 | IEMG | Ishares Core Msci Emerging | -0.2% | -83.67% | Trim |
| 33 | GOOG | Alphabet Inc-cl C | -0.2% | -5.62% | Trim |
| 34 | SKYY | First Trust Cloud Computing | -0.2% | -88.42% | Trim |
| 35 | JAAA | Janus Henderson Aaa Clo ETF | -0.2% | -40.89% | Trim |
| 36 | IJR | Ishares Core S&p Small-cap E | -0.2% | -32.63% | Trim |
| 37 | IEFA | Ishares Core Msci Eafe ETF | -0.4% | -88.21% | Trim |
| 38 | IJH | Ishares Core S&p Midcap ETF | -0.5% | -87.94% | Trim |
| 39 | IVW | Ishares S&p 500 Growth ETF | -0.5% | -93.58% | Trim |
| 40 | BIL | Ss Spdr Bb 1-3m T-bill ETF | -0.5% | -14.18% | Trim |
| 41 | AAPL | Apple INC | -0.6% | -16.95% | Trim |
| 42 | SSO | Proshares Ultra S&p500 | -0.7% | -78.72% | Trim |
| 43 | DGRO | Ishares Core Dividend Growth | -0.8% | -88.81% | Trim |
| 44 | IVV | Ishares Core S&p 500 ETF | -1% | -90.58% | Trim |
| 45 | JSI | Jh Securitized Income ETF | — | EXIT | Sold out |
| 46 | BAI | Ishrs Ai In And Tech Act ETF | — | NEW | New buy |
| 47 | LRCX | Lam Research CORP | — | NEW | New buy |
| 48 | DHDG | Ft US Eqty Q 2.5-15 Buff ETF | — | NEW | New buy |
| 49 | BDJ | Blackrock Enhanced Eqty Dvd | — | NEW | New buy |
| 50 | APP | Applovin Corp-class A | — | EXIT | Sold out |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-05-05 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-01-21 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-11-05 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-08-08 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-04-29 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-01-23 | 13F-HR | View on EDGAR |
| 2024-09-30 | 2024-10-30 | 13F-HR | View on EDGAR |
| 2024-06-30 | 2024-08-14 | 13F-HR | View on EDGAR |
| 2024-03-31 | 2024-04-25 | 13F-HR | View on EDGAR |
| 2023-12-31 | 2024-02-01 | 13F-HR | View on EDGAR |
| 2023-09-30 | 2023-11-02 | 13F-HR | View on EDGAR |
| 2023-06-30 | 2023-07-28 | 13F-HR | View on EDGAR |
| 2023-03-31 | 2023-04-21 | 13F-HR | View on EDGAR |
| 2022-12-31 | 2023-02-03 | 13F-HR | View on EDGAR |
| 2022-09-30 | 2022-10-26 | 13F-HR | View on EDGAR |
| 2022-06-30 | 2022-07-22 | 13F-HR | View on EDGAR |
| 2022-03-31 | 2022-05-03 | 13F-HR | View on EDGAR |
| 2021-12-31 | 2022-02-01 | 13F-HR | View on EDGAR |
| 2021-09-30 | 2021-10-28 | 13F-HR | View on EDGAR |
| 2021-06-30 | 2021-07-27 | 13F-HR | View on EDGAR |
| 2021-03-31 | 2021-05-05 | 13F-HR | View on EDGAR |
| 2020-12-31 | 2021-01-25 | 13F-HR | View on EDGAR |
| 2020-09-30 | 2020-10-19 | 13F-HR | View on EDGAR |
| 2020-06-30 | 2020-08-05 | 13F-HR | View on EDGAR |
| 2020-03-31 | 2020-04-28 | 13F-HR | View on EDGAR |
| 2019-12-31 | 2020-02-04 | 13F-HR | View on EDGAR |
| 2019-09-30 | 2019-10-17 | 13F-HR | View on EDGAR |
| 2019-06-30 | 2019-08-08 | 13F-HR | View on EDGAR |
| 2019-03-31 | 2019-04-23 | 13F-HR | View on EDGAR |
| 2018-12-31 | 2019-02-04 | 13F-HR | View on EDGAR |
| 2018-09-30 | 2018-10-30 | 13F-HR | View on EDGAR |
| 2018-06-30 | 2018-10-31 | Amendment | View on EDGAR |
| 2018-06-30 | 2018-08-01 | 13F-HR | View on EDGAR |
| 2018-03-31 | 2018-10-31 | Amendment | View on EDGAR |
| 2018-03-31 | 2018-04-30 | 13F-HR | View on EDGAR |
| 2017-12-31 | 2018-01-31 | 13F-HR | View on EDGAR |
| 2017-09-30 | 2017-10-31 | 13F-HR | View on EDGAR |
| 2017-06-30 | 2017-07-31 | 13F-HR | View on EDGAR |
| 2017-03-31 | 2017-05-02 | 13F-HR | View on EDGAR |
| 2016-12-31 | 2017-02-06 | 13F-HR | View on EDGAR |
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