Whitebox Advisors LLC — Q1 2020 13F Holdings

Name: Whitebox Advisors LLC — 13F Holdings, Q1 2020
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001257391

Total reported value

$8.1B

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	✓	Spdr S&p 500 ETF Tr	ETF-Large Cap & Growth	27.63%	—	-56.94%
2	TSLA 2 05-15-24	Tesla INC	Stock-Consumer Disc	11.20%	—	+46.72%
3	SPY	State Street SPDR S&P 500 ETF Trust	ETF-Large Cap & Growth	9.56%	—	—
4	IACIEUR	Iac/interactivecorp	Stock-Other	7.96%	—	+81.98%
5	MPC	Marathon Petroleum CORP	Stock-Energy	5.38%	—	+196.75%
6	UTXZ	United Tech CORP	Stock-Other	4.60%	—	+243.91%
7	✓		Stock-Other	3.55%	—	+16.52%
8	GRFS	Grifols Sa-adr	Stock-Other	2.74%	—	+16.62%
9	DELL	Dell Technologies -c	Stock-Tech	2.72%	—	-48.90%
10	TSLA 2.375 03-15-22	Tesla INC	Stock-Consumer Disc	2.70%	—	+6.92%
11	NVAX 3.75 02-01-23	Novavax INC	Stock-Healthcare	2.45%	—	+39.38%
12	BXMT 4.375 05-05-22	Blackstone Mortgage Tr	Stock-Real Estate	2.32%	—	-12.73%
13	MCHP 1.625 02-15-25	Microchip Technology INC	Stock-Tech	1.39%	—	—
14	TSLA	Tesla, Inc.	Stock-Consumer Disc	1.33%	—	—
15	TSLA 1.25 03-01-21	Tesla INC	Stock-Consumer Disc	1.19%	—	-14.29%
16	ARI 4.75 08-23-22	Apollo Cmmrl Real Est Fi	Stock-Other	1.06%	—	-21.94%
17	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	ETF-Corp Bonds	1.01%	—	+3.08%
18	NEE 5.279 03-01-23	Nextera Energy INC	Stock-Utilities	1.01%	—	—
19	✓	Nio INC	Stock-Other	0.90%	—	+25.00%
20	BBL	Bhp Group Plc-adr	Stock-Other	0.85%	—	—
21	I 4.5 06-15-25	Intelsat SA	Stock-Other	0.77%	—	+1.70%
22	ECPG 4.5 09-01-23	Encore Cap Eur Finance	Stock-Other	0.72%	—	—
23	ECPG 3.25 03-15-22	Encore Capital Group INC	Stock-Other	0.71%	—	-10.96%
24	MPC	Marathon Petroleum Corporation	Stock-Energy	0.60%	—	—
25	EXAS 0.375 03-01-28	Exact Sciences CORP	Stock-Other	0.52%	—	—
26	COVPHA 3.25 06-01-22	Covis Finco Sarl	Stock-Other	0.42%	—	-65.22%
27	GOGO 6 05-15-22	Gogo INC	Stock-Other	0.39%	—	—
28	PGEN 3.5 07-01-23	Precigen INC	Stock-Other	0.30%	—	—
29	DCH	Dauch Corporation	Stock-Other	0.24%	—	+199.75%
30	MCHP 1.625 02-15-27	Microchip Technology INC	Stock-Tech	0.23%	—	—
31	CAR	Avis Budget Group INC	Stock-Other	0.23%	—	+111.35%
32	PLX 7.5 11-15-21 _	Protalix Biotherapeautic	Stock-Other	0.23%	—	—
33	CCO	Clear Channel Outdoor Holdin	Stock-Other	0.22%	—	-3.51%
34	THC	Tenet Healthcare CORP	Stock-Healthcare	0.22%	—	+180.16%
35	✓	Denbury Res INC Del	Stock-Other	0.20%	—	—
36	TLRY 5 10-01-23	Tilray Brands INC	Stock-Other	0.18%	—	—
37	BZH	Beazer Homes USA INC	Stock-Other	0.18%	—	+166.81%
38	IVC 5 02-15-21	Invacare CORP	Stock-Other	0.16%	—	—
39	CHRD 2.625 09-15-23	Oasis Petroleum INC	Stock-Energy	0.15%	—	+35.18%
40	✓	Contura Energy INC	Stock-Other	0.14%	—	-27.05%
41	AEGR 5 04-01-25	Aegerion Pharmaceuticals	Stock-Other	0.14%	—	+1.48%
42	LINTA 4 11-15-29	Liberty Interactive LLC	Stock-Other	0.12%	—	—
43	PARR	Par Pacific Holdings INC	Stock-Energy	0.12%	—	-39.78%
44	RRDEUR	Rr Donnelley & Sons Co	Stock-Other	0.12%	—	+89.25%
45	OI	O-i Glass INC	Stock-Other	0.10%	—	+118.93%
46	✓	Aphria INC	Stock-Other	0.09%	—	—
47	TEN1	Tenneco Inc-class A	Stock-Other	0.08%	—	+51.16%
48	CSTM	Constellium SE	Stock-Other	0.07%	—	+169.87%
49	✓		Stock-Other	0.06%	—	+11.27%
50	QVCAUSD	Qurate Retail Inc-series A	Stock-Other	0.06%	—	+130.80%

1–50 of 79

Holding changes this quarter

Position changes disclosed by Whitebox Advisors LLC for the quarter ending Q1 2020, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	TSLA 2 05-15-24	Tesla INC	+7.1%	+46.72%	Add
2	IACIEUR	Iac/interactivecorp	+4%	+81.98%	Add
3	UTXZ	United Tech CORP	+3.2%	+243.91%	Add
4	MPC	Marathon Petroleum CORP	+2.4%	+196.75%	Add
5	NVAX 3.75 02-01-23	Novavax INC	+1.9%	+39.38%	Add
6	✓		+1.4%	+16.52%	Add
7	TSLA 2.375 03-15-22	Tesla INC	+1.3%	+6.92%	Add
8	TSLA	Tesla, Inc.	+0.6%	—	Unchanged
9	✓	Nio INC	+0.4%	+25.00%	Add
10	ECPG 3.25 03-15-22	Encore Capital Group INC	+0.1%	-10.96%	Trim
11	ECPG 4.5 09-01-23	Encore Cap Eur Finance	+0.1%	—	Unchanged
12	MCHP 1.625 02-15-25	Microchip Technology INC	0%	—	Unchanged
13	BXMT 4.375 05-05-22	Blackstone Mortgage Tr	0%	-12.73%	Trim
14	RRDEUR	Rr Donnelley & Sons Co	-0.1%	+89.25%	Add
15	LNWO	Light & Wonder INC	-0.1%	-52.41%	Trim
16	ARI 4.75 08-23-22	Apollo Cmmrl Real Est Fi	-0.2%	-21.94%	Trim
17	✓	Denbury Res INC Del	-0.3%	—	Unchanged
18	PARR	Par Pacific Holdings INC	-0.3%	-39.78%	Trim
19	CHRD 2.625 09-15-23	Oasis Petroleum INC	-0.4%	+35.18%	Add
20	✓	Contura Energy INC	-0.4%	-27.05%	Trim
21	COVPHA 3.25 06-01-22	Covis Finco Sarl	-0.5%	-65.22%	Trim
22	CCO	Clear Channel Outdoor Holdin	-0.5%	-3.51%	Trim
23	✓	Pacific Drilling SA Luxembou	-0.6%	-64.75%	Trim
24	I 4.5 06-15-25	Intelsat SA	-0.9%	+1.70%	Add
25	DELL	Dell Technologies -c	-1.8%	-48.90%	Trim
26	✓	Spdr S&p 500 ETF Tr	-24.8%	-56.94%	Trim
27	SPY	State Street SPDR S&P 500 ETF Trust	—	NEW	New buy
28	GLD	SPDR Gold Shares	—	EXIT	Sold out
29	BXMT 4.75 03-15-23	Blackstone Mortgage Tr	—	EXIT	Sold out
30	HEI-A	Heico Corp-class A	—	EXIT	Sold out
31	NEE 5.279 03-01-23	Nextera Energy INC	—	NEW	New buy
32	BG	Bunge Global SA	—	EXIT	Sold out
33	BBL	Bhp Group Plc-adr	—	NEW	New buy
34	✓		—	EXIT	Sold out
35	TEVA 0.25 02-01-26 C	Teva Pharm Fin Co LLC	—	EXIT	Sold out
36	ARI 5.375 10-15-23	Apollo Cmmrl Real Est Fi	—	EXIT	Sold out
37	MPC	Marathon Petroleum Corporation	—	NEW	New buy
38	EXAS 0.375 03-01-28	Exact Sciences CORP	—	NEW	New buy
39	GLD	Spdr Gold Shares	—	EXIT	Sold out
40	VEDL	Vedanta Ltd-adr	—	EXIT	Sold out
41	✓	Qudian INC	—	EXIT	Sold out
42	GOGO 6 05-15-22	Gogo INC	—	NEW	New buy
43	SNY	Sanofi	—	EXIT	Sold out
44	D 7.25 06-01-22 A	Dominion Energy INC	—	EXIT	Sold out
45	MCHP 1.625 02-15-27	Microchip Technology INC	—	NEW	New buy
46	PKD1USD	Parker Drilling Co-post Bank	—	EXIT	Sold out
47	GPRE 4.125 09-01-22	Green Plains INC	—	EXIT	Sold out
48	RYAAY	Ryanair Holdings Plc-sp Adr	—	EXIT	Sold out
49	MBI	Mbia INC	—	EXIT	Sold out
50	W 1.125 11-01-24	Wayfair INC	—	EXIT	Sold out