Whitebox Advisors LLC — Q1 2019 13F Holdings

Name: Whitebox Advisors LLC — 13F Holdings, Q1 2019
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001257391

Total reported value

$8.1B

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	✓	Spdr S&p 500 ETF Tr	ETF-Large Cap & Growth	45.95%	—	+234.38%
2	AABAUSD	Altaba INC	Stock-Other	16.77%	—	+7.53%
3	✓	Contura Energy INC	Stock-Other	4.02%	—	-1.11%
4	TSLA 1.25 03-01-21	Tesla INC	Stock-Consumer Disc	2.81%	—	-30.77%
5	✓	Pacific Drilling SA Luxembou	Stock-Other	2.23%	—	+0.39%
6	TSLA 2.375 03-15-22	Tesla INC	Stock-Consumer Disc	1.73%	—	-8.80%
7	UTXZ	United Tech CORP	Stock-Other	1.60%	—	+19.11%
8	BXMT 4.375 05-05-22	Blackstone Mortgage Tr	Stock-Real Estate	1.59%	—	+293.84%
9	✓	Encana CORP	Stock-Other	1.56%	—	-19.34%
10	CELG	Celgene CORP	Stock-Other	1.48%	—	—
11	HLF 2 08-15-19	Herbalife LTD	Stock-Other	1.34%	—	-19.32%
12	PARR	Par Pacific Holdings INC	Stock-Energy	1.16%	—	-28.68%
13	GRFS	Grifols Sa-adr	Stock-Other	1.09%	—	+252.09%
14	BG	Bunge Global SA	Stock-Consumer Staples	1.03%	—	+6.00%
15	DELL	Dell Technologies -c	Stock-Tech	0.83%	—	—
16	RWT 5.625 07-15-24	Redwood Trust INC	Stock-Other	0.81%	—	+85.38%
17	BXMT 4.75 03-15-23	Blackstone Mortgage Tr	Stock-Real Estate	0.78%	—	+25.87%
18	ARI 5.375 10-15-23	Apollo Cmmrl Real Est Fi	Stock-Other	0.77%	—	-10.34%
19	ECPG 3.25 03-15-22	Encore Capital Group INC	Stock-Other	0.74%	—	+9.90%
20	DD	DuPont de Nemours, Inc.	Stock-Other	0.73%	—	-37.76%
21	MCHP 1.625 02-15-25	Microchip Technology INC	Stock-Tech	0.65%	—	—
22	RITM	Rithm Capital CORP	Stock-Real Estate	0.64%	—	-2.05%
23	CJ1EUR	C&j Energy Services INC	Stock-Other	0.58%	—	-9.57%
24	DVA	Davita INC	Stock-Healthcare	0.53%	—	—
25	PDLI 2.75 12-01-21	Pdl Biopharma INC	Stock-Other	0.51%	—	-17.22%
26	ECPG 4.5 09-01-23	Encore Cap Eur Finance	Stock-Other	0.47%	—	—
27	NVAX 3.75 02-01-23	Novavax INC	Stock-Healthcare	0.46%	—	+1.93%
28	WFRD 5.875 07-01-21	Weatherford Intl LTD	Stock-Energy	0.36%	—	-48.11%
29	GPMT 6.375 10-01-23	Granite Point Mtge Trst	Stock-Other	0.35%	—	-47.73%
30	AVYAUSD	Avaya Holdings CORP	Stock-Other	0.34%	—	-0.00%
31	FISV	Fiserv INC	Stock-Other	0.32%	—	—
32	OPLN	Openlane INC	Stock-Other	0.31%	—	+10.34%
33	BERYEUR	Berry Global Group INC	Stock-Other	0.31%	—	—
34	MLAB	Mesa Laboratories, Inc.	Stock-Other	0.27%	—	—
35	OIBR-USD	Oi Sa-adr	Stock-Other	0.27%	—	+126.86%
36	COVPHA 3.25 06-01-22	Covis Finco Sarl	Stock-Other	0.26%	—	—
37	RH 0 07-15-20	Rh	Stock-Consumer Disc	0.26%	—	-65.69%
38	ARI 4.75 08-23-22	Apollo Cmmrl Real Est Fi	Stock-Other	0.25%	—	+466.67%
39	RGEN 2.125 06-01-21	Repligen CORP	Stock-Healthcare	0.25%	—	-12.54%
40	WBC1EUR	Wabco Holdings INC	Stock-Other	0.24%	—	—
41	THC	Tenet Healthcare CORP	Stock-Healthcare	0.21%	—	-26.93%
42	RYAAY	Ryanair Holdings Plc-sp Adr	Stock-Industrials	0.21%	—	—
43	TWTR 0.25 09-15-19	Twitter INC	Stock-Other	0.21%	—	+75.00%
44	ASPSZ	Altisource Portfolio Solutions S.A.	Stock-Other	0.20%	—	—
45	AMRS 9.5 04-15-19 *	Amyris INC	Stock-Other	0.18%	—	-14.42%
46	DCH	Dauch Corporation	Stock-Other	0.17%	—	-48.69%
47	AMBP	Ardagh Metal Packaging S.A.	Stock-Other	0.15%	—	—
48	IVC 5 02-15-21	Invacare CORP	Stock-Other	0.15%	—	-10.88%
49	AEGR 2 08-15-19	Aegerion Pharmaceuticals	Stock-Other	0.15%	—	—
50	CAR	Avis Budget Group INC	Stock-Other	0.14%	—	-24.25%

1–50 of 89

Holding changes this quarter

Position changes disclosed by Whitebox Advisors LLC for the quarter ending Q1 2019, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	✓	Spdr S&p 500 ETF Tr	+27.9%	+234.38%	Add
2	BXMT 4.375 05-05-22	Blackstone Mortgage Tr	+1%	+293.84%	Add
3	GRFS	Grifols Sa-adr	+0.7%	+252.09%	Add
4	RWT 5.625 07-15-24	Redwood Trust INC	+0.2%	+85.38%	Add
5	ARI 4.75 08-23-22	Apollo Cmmrl Real Est Fi	+0.2%	+466.67%	Add
6	OIBR-USD	Oi Sa-adr	+0.1%	+126.86%	Add
7	TWTR 0.25 09-15-19	Twitter INC	0%	+75.00%	Add
8	UTXZ	United Tech CORP	0%	+19.11%	Add
9	BXMT 4.75 03-15-23	Blackstone Mortgage Tr	-0.1%	+25.87%	Add
10	ECPG 3.25 03-15-22	Encore Capital Group INC	-0.2%	+9.90%	Add
11	OSG	Octave Specialty Group INC	-0.4%	-72.91%	Trim
12	WFRD 5.875 07-01-21	Weatherford Intl LTD	-0.4%	-48.11%	Trim
13	GPMT 6.375 10-01-23	Granite Point Mtge Trst	-0.6%	-47.73%	Trim
14	NVAX 3.75 02-01-23	Novavax INC	-0.7%	+1.93%	Add
15	PARR	Par Pacific Holdings INC	-0.8%	-28.68%	Trim
16	✓	Pacific Drilling SA Luxembou	-0.9%	+0.39%	Add
17	MBI	Mbia INC	-0.9%	-92.86%	Trim
18	RH 0 07-15-20	Rh	-0.9%	-65.69%	Trim
19	DD	DuPont de Nemours, Inc.	-1%	-37.76%	Trim
20	AABAUSD	Altaba INC	-1.3%	+7.53%	Add
21	TSLA 2.375 03-15-22	Tesla INC	-1.4%	-8.80%	Trim
22	HLF 2 08-15-19	Herbalife LTD	-1.4%	-19.32%	Trim
23	✓	Contura Energy INC	-2.8%	-1.11%	Trim
24	TSLA 1.25 03-01-21	Tesla INC	-3.8%	-30.77%	Trim
25	XXI	Twenty One Capital, Inc.	—	EXIT	Sold out
26	SPY	State Street SPDR S&P 500 ETF Trust	—	EXIT	Sold out
27	CELG	Celgene CORP	—	NEW	New buy
28	TMUS	T-mobile US INC	—	EXIT	Sold out
29	CORR 7 06-15-20	Corenergy Infrastructure	—	EXIT	Sold out
30	DELL	Dell Technologies -c	—	NEW	New buy
31	ATI 4.75 07-01-22	Allegheny Technologies	—	EXIT	Sold out
32	DVA	Davita INC	—	NEW	New buy
33	MU 3 11-15-43 G	Micron Technology INC	—	EXIT	Sold out
34	✓		—	EXIT	Sold out
35	✓	Rh	—	EXIT	Sold out
36	FISV	Fiserv INC	—	NEW	New buy
37	BERYEUR	Berry Global Group INC	—	NEW	New buy
38	MLAB	Mesa Laboratories, Inc.	—	NEW	New buy
39	COVPHA 3.25 06-01-22	Covis Finco Sarl	—	NEW	New buy
40	ASCMA 4 07-15-20	Ascent Capital Group INC	—	EXIT	Sold out
41	WBC1EUR	Wabco Holdings INC	—	NEW	New buy
42	RESIEUR	Front Yard Residential CORP	—	EXIT	Sold out
43	RYAAY	Ryanair Holdings Plc-sp Adr	—	NEW	New buy
44	✓	Gopro INC	—	EXIT	Sold out
45	SDRL	Seadrill Limited	—	EXIT	Sold out
46	HOSS 1.5 09-01-19	Hornbeck Offshore Serv	—	EXIT	Sold out
47	AMBP	Ardagh Metal Packaging S.A.	—	NEW	New buy
48	PRSP	Perspecta INC	—	EXIT	Sold out
49	✓	Shire PLC	—	EXIT	Sold out
50	ECPG 3 07-01-20	Encore Capital Group INC	—	EXIT	Sold out