Whitebox Advisors LLC — Q4 2018 13F Holdings

Name: Whitebox Advisors LLC — 13F Holdings, Q4 2018
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001257391

Total reported value

$8.1B

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	AABAUSD	Altaba INC	Stock-Other	18.06%	—	-13.36%
2	✓	Spdr S&p 500 ETF Tr	ETF-Large Cap & Growth	18.01%	—	-62.35%
3	✓	Contura Energy INC	Stock-Other	6.84%	—	—
4	TSLA 1.25 03-01-21	Tesla INC	Stock-Consumer Disc	6.58%	—	+2.36%
5	TSLA 2.375 03-15-22	Tesla INC	Stock-Consumer Disc	3.11%	—	-17.43%
6	✓	Pacific Drilling SA Luxembou	Stock-Other	3.10%	—	—
7	HLF 2 08-15-19	Herbalife LTD	Stock-Other	2.73%	—	—
8	XXI	Twenty One Capital, Inc.	Stock-Other	2.63%	—	+54.38%
9	✓	Encana CORP	Stock-Other	2.29%	—	—
10	SPY	State Street SPDR S&P 500 ETF Trust	ETF-Large Cap & Growth	2.25%	—	-66.67%
11	PARR	Par Pacific Holdings INC	Stock-Energy	1.93%	—	-4.48%
12	TMUS	T-mobile US INC	Stock-Comm Services	1.90%	—	+3333.66%
13	DD	DuPont de Nemours, Inc.	Stock-Other	1.74%	—	+40.43%
14	UTXZ	United Tech CORP	Stock-Other	1.64%	—	+53.69%
15	BG	Bunge Global SA	Stock-Consumer Staples	1.45%	—	+165.88%
16	CORR 7 06-15-20	Corenergy Infrastructure	Stock-Other	1.37%	—	+26.16%
17	ARI 5.375 10-15-23	Apollo Cmmrl Real Est Fi	Stock-Other	1.25%	—	—
18	RH 0 07-15-20	Rh	Stock-Consumer Disc	1.19%	—	-47.31%
19	NVAX 3.75 02-01-23	Novavax INC	Stock-Healthcare	1.12%	—	-2.94%
20	GPMT 6.375 10-01-23	Granite Point Mtge Trst	Stock-Other	0.97%	—	—
21	ATI 4.75 07-01-22	Allegheny Technologies	Stock-Industrials	0.94%	—	—
22	MBI	Mbia INC	Stock-Other	0.94%	—	+72.36%
23	ECPG 3.25 03-15-22	Encore Capital Group INC	Stock-Other	0.93%	—	+33.10%
24	BXMT 4.75 03-15-23	Blackstone Mortgage Tr	Stock-Real Estate	0.89%	—	+12.40%
25	MCHP 1.625 02-15-25	Microchip Technology INC	Stock-Tech	0.83%	—	—
26	CJ1EUR	C&j Energy Services INC	Stock-Other	0.83%	—	+16.83%
27	RITM	Rithm Capital CORP	Stock-Real Estate	0.81%	—	+435.70%
28	PDLI 2.75 12-01-21	Pdl Biopharma INC	Stock-Other	0.81%	—	-18.52%
29	WFRD 5.875 07-01-21	Weatherford Intl LTD	Stock-Energy	0.79%	—	—
30	MU 3 11-15-43 G	Micron Technology INC	Stock-Tech	0.63%	—	—
31	ECPG 4.5 09-01-23	Encore Cap Eur Finance	Stock-Other	0.63%	—	+40.00%
32	RWT 5.625 07-15-24	Redwood Trust INC	Stock-Other	0.62%	—	+12.62%
33	BXMT 4.375 05-05-22	Blackstone Mortgage Tr	Stock-Real Estate	0.58%	—	—
34	✓		Stock-Other	0.57%	—	-48.41%
35	✓	Rh	Stock-Other	0.53%	—	—
36	AVYAUSD	Avaya Holdings CORP	Stock-Other	0.43%	—	+11.08%
37	OSG	Octave Specialty Group INC	Stock-Other	0.43%	—	-12.25%
38	GRFS	Grifols Sa-adr	Stock-Other	0.42%	—	-24.03%
39	ASCMA 4 07-15-20	Ascent Capital Group INC	Stock-Other	0.39%	—	—
40	OPLN	Openlane INC	Stock-Other	0.39%	—	—
41	RGEN 2.125 06-01-21	Repligen CORP	Stock-Healthcare	0.38%	—	—
42	DCH	Dauch Corporation	Stock-Other	0.38%	—	+96.18%
43	RESIEUR	Front Yard Residential CORP	Stock-Other	0.35%	—	+682.81%
44	AMRS 9.5 04-15-19 *	Amyris INC	Stock-Other	0.31%	—	-2.80%
45	ASPSZ	Altisource Portfolio Solutions S.A.	Stock-Other	0.29%	—	—
46	✓	Gopro INC	Stock-Other	0.28%	—	—
47	SDRL	Seadrill Limited	Stock-Other	0.26%	—	-52.95%
48	THC	Tenet Healthcare CORP	Stock-Healthcare	0.26%	—	+85.59%
49	AEGR 2 08-15-19	Aegerion Pharmaceuticals	Stock-Other	0.24%	—	—
50	HOSS 1.5 09-01-19	Hornbeck Offshore Serv	Stock-Other	0.23%	—	—

1–50 of 96

Holding changes this quarter

Position changes disclosed by Whitebox Advisors LLC for the quarter ending Q4 2018, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	TSLA 1.25 03-01-21	Tesla INC	+2.9%	+2.36%	Add
2	TMUS	T-mobile US INC	+1.9%	+3333.66%	Add
3	XXI	Twenty One Capital, Inc.	+1.5%	+54.38%	Add
4	AABAUSD	Altaba INC	+1.5%	-13.36%	Trim
5	BG	Bunge Global SA	+1%	+165.88%	Add
6	DD	DuPont de Nemours, Inc.	+0.7%	+40.43%	Add
7	UTXZ	United Tech CORP	+0.7%	+53.69%	Add
8	RITM	Rithm Capital CORP	+0.7%	+435.70%	Add
9	MBI	Mbia INC	+0.5%	+72.36%	Add
10	RESIEUR	Front Yard Residential CORP	+0.3%	+682.81%	Add
11	ATI 4.75 07-01-22	Allegheny Technologies	+0.1%	—	Unchanged
12	CJ1EUR	C&j Energy Services INC	+0.1%	+16.83%	Add
13	GRFS	Grifols Sa-adr	0%	-24.03%	Trim
14	PARR	Par Pacific Holdings INC	0%	-4.48%	Trim
15	NOG1EUR	Northern Oil And Gas INC	-0.2%	-88.49%	Trim
16	ECPG 3 07-01-20	Encore Capital Group INC	-0.3%	-76.20%	Trim
17	✓		-0.4%	-48.41%	Trim
18	RH 0 07-15-20	Rh	-0.4%	-47.31%	Trim
19	SDRL	Seadrill Limited	-0.7%	-52.95%	Trim
20	SPY	State Street SPDR S&P 500 ETF Trust	-3.1%	-66.67%	Trim
21	✓	Spdr S&p 500 ETF Tr	-19.6%	-62.35%	Trim
22	✓	Contura Energy INC	—	NEW	New buy
23	✓	Pacific Drilling SA Luxembou	—	NEW	New buy
24	DELL	Dell Technologies Inc.	—	EXIT	Sold out
25	TWO 6.25 01-15-22	Two Harbors Inv CORP	—	EXIT	Sold out
26	✓	Encana CORP	—	NEW	New buy
27	CZR 5 10-01-24	Caesars Holdings INC	—	EXIT	Sold out
28	TSLAEN 2.75 11-01-18	Tesla Energy Operations	—	EXIT	Sold out
29	REGI 4 06-15-36	Renewable Energy Group I	—	EXIT	Sold out
30	ARI 5.375 10-15-23	Apollo Cmmrl Real Est Fi	—	NEW	New buy
31	AABA 0 12-01-18	Altaba INC	—	EXIT	Sold out
32	NXPI	NXP Semiconductors N.V.	—	EXIT	Sold out
33	GPMT 6.375 10-01-23	Granite Point Mtge Trst	—	NEW	New buy
34	TSLA	Tesla, Inc.	—	EXIT	Sold out
35	WFRD 5.875 07-01-21	Weatherford Intl LTD	—	NEW	New buy
36	MU 3 11-15-43 G	Micron Technology INC	—	NEW	New buy
37	BXMT 4.375 05-05-22	Blackstone Mortgage Tr	—	NEW	New buy
38	✓	Randgold Resources Ltd-adr	—	EXIT	Sold out
39	✓		—	EXIT	Sold out
40	LINTA 3.5 01-15-31	Liberty Interactive LLC	—	EXIT	Sold out
41	HLIT 4 12-01-20	Harmonic INC	—	EXIT	Sold out
42	OPLN	Openlane INC	—	NEW	New buy
43	BASEUR	Basic Energy Services INC	—	EXIT	Sold out
44	AAWW 1.875 06-01-24	Atlas Air Worldwide Hldg	—	EXIT	Sold out
45	EWZ	Ishares Msci Brazil ETF	—	EXIT	Sold out
46	ASPSZ	Altisource Portfolio Solutions S.A.	—	NEW	New buy
47	ADAM 6.25 01-15-22	New York Mortgage Trust	—	EXIT	Sold out
48	PRSP	Perspecta INC	—	NEW	New buy
49	OSVEUR	Vaneck Vectors Oil Services	—	EXIT	Sold out
50	IVC 5 02-15-21	Invacare CORP	—	NEW	New buy