Whitebox Advisors LLC — Q2 2018 13F Holdings

Name: Whitebox Advisors LLC — 13F Holdings, Q2 2018
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001257391

Total reported value

$8.1B

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	✓	Spdr S&p 500 ETF Tr	ETF-Large Cap & Growth	33.02%	—	-20.33%
2	AABAUSD	Altaba INC	Stock-Other	22.82%	—	+23.68%
3	TSLA 1.25 03-01-21	Tesla INC	Stock-Consumer Disc	4.33%	—	+12.74%
4	TSLA 2.375 03-15-22	Tesla INC	Stock-Consumer Disc	2.39%	—	-3.92%
5	DELL	Dell Technologies Inc.	Stock-Tech	2.30%	—	-11.28%
6	PARR	Par Pacific Holdings INC	Stock-Energy	2.19%	—	-1.26%
7	SPY	State Street SPDR S&P 500 ETF Trust	ETF-Large Cap & Growth	2.19%	—	-37.50%
8	NXPI	NXP Semiconductors N.V.	Stock-Tech	1.89%	—	+38.80%
9	NXPI	NXP Semiconductors N.V.	Stock-Tech	1.87%	—	—
10	HLF 2 08-15-19	Herbalife LTD	Stock-Other	1.27%	—	+281.25%
11	CZR 5 10-01-24	Caesars Holdings INC	Stock-Consumer Disc	1.26%	—	-27.46%
12	REGI 4 06-15-36	Renewable Energy Group I	Stock-Other	1.22%	—	-32.05%
13	✓		Stock-Other	1.05%	—	+5.48%
14	TSLA 0.25 03-01-19	Tesla INC	Stock-Consumer Disc	0.91%	—	-10.53%
15	AABA 0 12-01-18	Altaba INC	Stock-Other	0.88%	—	—
16	CJ1EUR	C&j Energy Services INC	Stock-Other	0.87%	—	-43.69%
17	T	At&t INC	Stock-Comm Services	0.86%	—	—
18	CORR 7 06-15-20	Corenergy Infrastructure	Stock-Other	0.86%	—	+48.45%
19	AVYAUSD	Avaya Holdings CORP	Stock-Other	0.78%	—	-6.57%
20	ATI 4.75 07-01-22	Allegheny Technologies	Stock-Industrials	0.76%	—	-43.26%
21	MCHP 1.625 02-15-25	Microchip Technology INC	Stock-Tech	0.74%	—	—
22	✓	At&t INC	Stock-Other	0.68%	—	-5.16%
23	BXMT 5.25 12-01-18	Blackstone Mortgage Tr	Stock-Real Estate	0.67%	—	—
24	PDLI 2.75 12-01-21	Pdl Biopharma INC	Stock-Other	0.66%	—	+2.29%
25	BG	Bunge Global SA	Stock-Consumer Staples	0.65%	—	+10.15%
26	ECPG 3.25 03-15-22	Encore Capital Group INC	Stock-Other	0.62%	—	+11.59%
27	TSLA	Tesla, Inc.	Stock-Consumer Disc	0.61%	—	—
28	TER 1.25 12-15-23	Teradyne INC	Stock-Tech	0.60%	—	-6.66%
29	TSLAEN 2.75 11-01-18	Tesla Energy Operations	Stock-Other	0.58%	—	+5.88%
30	✓	Bonanza Creek Energy I Com	Stock-Other	0.56%	—	-63.48%
31	AAWW 1.875 06-01-24	Atlas Air Worldwide Hldg	Stock-Other	0.56%	—	—
32	ECPG 3 07-01-20	Encore Capital Group INC	Stock-Other	0.52%	—	+11.54%
33	✓	Ggp INC	Stock-Other	0.50%	—	—
34	✓	Rh	Stock-Other	0.44%	—	—
35	BASEUR	Basic Energy Services INC	Stock-Other	0.42%	—	-7.91%
36	NVAX 3.75 02-01-23	Novavax INC	Stock-Healthcare	0.41%	—	-8.32%
37	OSG	Octave Specialty Group INC	Stock-Other	0.40%	—	+52.00%
38	RWT 5.625 07-15-24	Redwood Trust INC	Stock-Other	0.35%	—	—
39	✓	Gopro INC	Stock-Other	0.34%	—	—
40	CI	The Cigna Group	Stock-Healthcare	0.33%	—	+100.34%
41	OPLN	Openlane INC	Stock-Other	0.33%	—	—
42	GRFS	Grifols Sa-adr	Stock-Other	0.29%	—	—
43	SSSS 5.25 09-15-18	Gsv Capital CORP	Stock-Other	0.27%	—	—
44	ABR	Arbor Realty Trust INC	Stock-Real Estate	0.27%	—	—
45	HLIT 4 12-01-20	Harmonic INC	Stock-Other	0.27%	—	-20.10%
46	NOG1EUR	Northern Oil And Gas INC	Stock-Other	0.26%	—	—
47	RGEN 2.125 06-01-21	Repligen CORP	Stock-Healthcare	0.25%	—	—
48	ADAM 6.25 01-15-22	New York Mortgage Trust	Stock-Other	0.24%	—	-34.61%
49	OSVEUR	Vaneck Vectors Oil Services	ETF-Other	0.23%	—	-35.13%
50	AMRS 9.5 04-15-19 *	Amyris INC	Stock-Other	0.23%	—	-21.89%

1–50 of 99

Holding changes this quarter

Position changes disclosed by Whitebox Advisors LLC for the quarter ending Q2 2018, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	AABAUSD	Altaba INC	+5.7%	+23.68%	Add
2	TSLA 1.25 03-01-21	Tesla INC	+1.2%	+12.74%	Add
3	HLF 2 08-15-19	Herbalife LTD	+1%	+281.25%	Add
4	NXPI	NXP Semiconductors N.V.	+0.6%	+38.80%	Add
5	TSLA 2.375 03-15-22	Tesla INC	+0.4%	-3.92%	Trim
6	CORR 7 06-15-20	Corenergy Infrastructure	+0.3%	+48.45%	Add
7	OSG	Octave Specialty Group INC	+0.2%	+52.00%	Add
8	CI	The Cigna Group	+0.2%	+100.34%	Add
9	TSLA	Tesla, Inc.	+0.2%	—	Unchanged
10	✓	Rh	+0.2%	—	Unchanged
11	REGI 4 06-15-36	Renewable Energy Group I	0%	-32.05%	Trim
12	AVYAUSD	Avaya Holdings CORP	-0.1%	-6.57%	Trim
13	✓		-0.1%	+5.48%	Add
14	TER 1.25 12-15-23	Teradyne INC	-0.1%	-6.66%	Trim
15	NVAX 3.75 02-01-23	Novavax INC	-0.1%	-8.32%	Trim
16	ADAM 6.25 01-15-22	New York Mortgage Trust	-0.1%	-34.61%	Trim
17	BASEUR	Basic Energy Services INC	-0.1%	-7.91%	Trim
18	CIM	Chimera Investment Corporation	-0.2%	-76.15%	Trim
19	CZR 5 10-01-24	Caesars Holdings INC	-0.4%	-27.46%	Trim
20	ATI 4.75 07-01-22	Allegheny Technologies	-0.4%	-43.26%	Trim
21	✓	Bonanza Creek Energy I Com	-0.5%	-63.48%	Trim
22	CJ1EUR	C&j Energy Services INC	-0.7%	-43.69%	Trim
23	TCOM 1.25 10-15-18	Ctrip.com Intl LTD	-0.7%	-82.00%	Trim
24	SPY	State Street SPDR S&P 500 ETF Trust	-0.9%	-37.50%	Trim
25	✓	Spdr S&p 500 ETF Tr	-3.9%	-20.33%	Trim
26	TWXCHF	Time Warner INC	—	EXIT	Sold out
27	✓	Ishares Tr	—	EXIT	Sold out
28	NXPI	NXP Semiconductors N.V.	—	NEW	New buy
29	TWO 6.25 01-15-22	Two Harbors Inv CORP	—	EXIT	Sold out
30	ABR 6.5 10-01-19	Arbor Realty Trust INC	—	EXIT	Sold out
31	T	At&t INC	—	NEW	New buy
32	AAWW 1.875 06-01-24	Atlas Air Worldwide Hldg	—	NEW	New buy
33	✓	Ggp INC	—	NEW	New buy
34	✓	At&t INC	—	EXIT	Sold out
35	✓		—	EXIT	Sold out
36	RWT 5.625 07-15-24	Redwood Trust INC	—	NEW	New buy
37	OPLN	Openlane INC	—	NEW	New buy
38	GRFS	Grifols Sa-adr	—	NEW	New buy
39	ABR	Arbor Realty Trust INC	—	NEW	New buy
40	NOG1EUR	Northern Oil And Gas INC	—	NEW	New buy
41	RGEN 2.125 06-01-21	Repligen CORP	—	NEW	New buy
42	AEGR 2 08-15-19	Aegerion Pharmaceuticals	—	NEW	New buy
43	SJI 7.25 04-15-21	South Jersey Industries	—	NEW	New buy
44	HOSS 1.5 09-01-19	Hornbeck Offshore Serv	—	NEW	New buy
45	SFE 5.25 05-15-18	Safeguard Scientifics In	—	EXIT	Sold out
46	✓	Mcdermott Intl INC	—	EXIT	Sold out
47	SENS 5.25 02-01-23	Senseonics Holdings INC	—	EXIT	Sold out
48	GLNG 2.75 02-15-22	Golar Lng LTD	—	EXIT	Sold out
49	VICI	Vici Properties INC	—	EXIT	Sold out
50	TERPEUR	Terraform Power INC - A	—	EXIT	Sold out