Whitebox Advisors LLC — Q2 2016 13F Holdings

Name: Whitebox Advisors LLC — 13F Holdings, Q2 2016
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001257391

Total reported value

$8.1B

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	✓	Spdr S&p 500 ETF Tr	ETF-Large Cap & Growth	38.90%	—	+71.17%
2	SPY	State Street SPDR S&P 500 ETF Trust	ETF-Large Cap & Growth	19.68%	—	-7.79%
3	✓	Ishares Tr	Stock-Other	3.35%	—	-35.29%
4	PARR	Par Pacific Holdings INC	Stock-Energy	3.18%	—	—
5	✓	Yahoo INC	Stock-Other	2.84%	—	+35.63%
6	✓		Stock-Other	2.42%	—	—
7	TSLA 1.5 06-01-18	Tesla INC	Stock-Consumer Disc	1.63%	—	-40.66%
8	✓	Ishares Tr	Stock-Other	1.52%	—	—
9	✓		Stock-Other	1.38%	—	+25.33%
10	WLL 1.25 06-05-20 1	Whiting Petroleum CORP	Stock-Other	1.33%	—	—
11	LNKD 0.5 11-01-19	Linkedin CORP	Stock-Other	1.31%	—	—
12	HTCH 8.5 10-31-19	Hutchinson Technology	Stock-Other	1.11%	—	—
13	TWO	Two Harbors Investment Corp.	Stock-Other	1.09%	—	-46.68%
14	AMD 2.625 06-15-17	Xilinx INC	Stock-Tech	1.08%	—	+142.06%
15	ATI 4.75 07-01-22	Allegheny Technologies	Stock-Industrials	1.01%	—	—
16	✓	American Cap Mtg Invt CORP	Stock-Other	0.89%	—	+31.99%
17	ECPG 3 11-27-17	Encore Capital Group INC	Stock-Other	0.80%	—	—
18	✓	Yahoo! INC	Stock-Other	0.75%	—	—
19	PDLI 4 02-01-18	Pdl Biopharma INC	Stock-Other	0.70%	—	+40.55%
20	CORR 7 06-15-20	Corenergy Infrastructure	Stock-Other	0.69%	—	-10.30%
21	TLT	iShares 20+ Year Treasury Bond ETF	ETF-Gov Bonds	0.68%	—	—
22	ECPG 3 07-01-20	Encore Capital Group INC	Stock-Other	0.62%	—	—
23	CIEI 2.625 12-01-19	Cobalt Intl Energy INC	Stock-Other	0.62%	—	+282.09%
24	GOGO 3.75 03-01-20	Gogo INC	Stock-Other	0.59%	—	—
25	AMRN 3.5 01-15-32 2014	Corsicanto LTD	Stock-Other	0.49%	—	-21.39%
26	WLL 5.75 03-15-21 C-1	Whiting Petroleum CORP	Stock-Other	0.49%	—	—
27	HPE	Hewlett Packard Enterprise	Stock-Tech	0.45%	—	—
28	✓	Spdr Ser Tr	Stock-Other	0.44%	—	—
29	PCRX 3.25 02-01-19	Pacira Pharmaceuticals	Stock-Other	0.41%	—	-13.89%
30	ARRUSD	Armour Residential Reit INC	Stock-Other	0.41%	—	—
31	ALLY	Ally Financial INC	Stock-Financials	0.40%	—	-15.25%
32	✓	St Jude Med INC	Stock-Other	0.39%	—	—
33	COWN 3 03-15-19	Cowen INC	Stock-Other	0.38%	—	—
34	✓	Interoil CORP	Stock-Other	0.35%	—	—
35	LINTA 4 11-15-29	Liberty Interactive LLC	Stock-Other	0.35%	—	—
36	TSEMIT 8 12-31-18	Jazz US Holdings INC	Stock-Other	0.33%	—	-25.47%
37	VRSN 3.25 08-15-37	Verisign INC	Stock-Tech	0.32%	—	—
38	ODPEUR	Office Depot INC	Stock-Other	0.32%	—	+304.80%
39	✓		Stock-Other	0.31%	—	-26.52%
40	NVDA 1 12-01-18	Nvidia CORP	Stock-Tech	0.30%	—	—
41	TITN 3.75 05-01-19	Titan Machinery INC	Stock-Other	0.28%	—	—
42	✓		Stock-Other	0.26%	—	-84.04%
43	IVREUR	Invesco Mortgage Capital	Stock-Other	0.25%	—	-13.34%
44	✓		Stock-Other	0.25%	—	-55.09%
45	✓	Apollo Residential Mtg INC	Stock-Other	0.25%	—	+16.21%
46	GPRE 3.25 10-01-18	Green Plains INC	Stock-Other	0.24%	—	—
47	COP	ConocoPhillips	Stock-Energy	0.23%	—	-50.00%
48	ECPG 2.875 03-15-21	Encore Capital Group INC	Stock-Other	0.23%	—	—
49	✓	Gaming & Leisure Pptys INC	Stock-Other	0.20%	—	—
50	SSSS 5.25 09-15-18	Gsv Capital CORP	Stock-Other	0.20%	—	—

1–50 of 90

Holding changes this quarter

Position changes disclosed by Whitebox Advisors LLC for the quarter ending Q2 2016, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	✓	Spdr S&p 500 ETF Tr	+14.3%	+71.17%	Add
2	✓	Yahoo INC	+0.6%	+35.63%	Add
3	AMD 2.625 06-15-17	Xilinx INC	+0.6%	+142.06%	Add
4	CIEI 2.625 12-01-19	Cobalt Intl Energy INC	+0.4%	+282.09%	Add
5	✓	American Cap Mtg Invt CORP	+0.2%	+31.99%	Add
6	✓		+0.2%	+25.33%	Add
7	PDLI 4 02-01-18	Pdl Biopharma INC	+0.2%	+40.55%	Add
8	✓		-0.2%	-26.52%	Trim
9	COP	ConocoPhillips	-0.2%	-50.00%	Trim
10	✓		-0.3%	-55.09%	Trim
11	PCRX 3.25 02-01-19	Pacira Pharmaceuticals	-0.4%	-13.89%	Trim
12	HUM	Humana INC	-0.8%	-80.05%	Trim
13	TWO	Two Harbors Investment Corp.	-1%	-46.68%	Trim
14	PARR	Par Pacific Holdings INC	-1.1%	—	Unchanged
15	✓		-1.5%	-84.04%	Trim
16	TSLA 1.5 06-01-18	Tesla INC	-1.7%	-40.66%	Trim
17	✓	Ishares Tr	-2.1%	-35.29%	Trim
18	SPY	State Street SPDR S&P 500 ETF Trust	-3.4%	-7.79%	Trim
19	TFX 3.875 08-01-17	Teleflex INC	—	EXIT	Sold out
20	✓	Currencyshares Euro Trust	—	EXIT	Sold out
21	✓		—	NEW	New buy
22	WLL 1.25 06-05-20 1	Whiting Petroleum CORP	—	NEW	New buy
23	LNKD 0.5 11-01-19	Linkedin CORP	—	NEW	New buy
24	SNDK 1.5 08-15-17	Sandisk CORP	—	EXIT	Sold out
25	HTCH 8.5 10-31-19	Hutchinson Technology	—	NEW	New buy
26	BAC	Bank of America Corporation	—	EXIT	Sold out
27	ATI 4.75 07-01-22	Allegheny Technologies	—	NEW	New buy
28	✓	Yahoo! INC	—	NEW	New buy
29	IONS 2.75 10-01-19	Ionis Pharmaceuticals In	—	EXIT	Sold out
30	TLT	iShares 20+ Year Treasury Bond ETF	—	NEW	New buy
31	META	Meta Platforms, Inc.	—	EXIT	Sold out
32	GOGO 3.75 03-01-20	Gogo INC	—	NEW	New buy
33	✓		—	EXIT	Sold out
34	WLL 5.75 03-15-21 C-1	Whiting Petroleum CORP	—	NEW	New buy
35	✓	Time Warner Cable INC	—	EXIT	Sold out
36	HPE	Hewlett Packard Enterprise	—	NEW	New buy
37	✓	Spdr Ser Tr	—	NEW	New buy
38	ADT	ADT Inc.	—	EXIT	Sold out
39	ARRUSD	Armour Residential Reit INC	—	NEW	New buy
40	✓	St Jude Med INC	—	NEW	New buy
41	IART 1.625 12-15-16	Integra Lifesciences Hld	—	EXIT	Sold out
42	RYAAY	Ryanair Holdings Plc-sp Adr	—	EXIT	Sold out
43	✓	Interoil CORP	—	NEW	New buy
44	✓		—	EXIT	Sold out
45	CI	The Cigna Group	—	EXIT	Sold out
46	✓	Hatteras Finl CORP	—	EXIT	Sold out
47	✓	Charter Communications INC D	—	EXIT	Sold out
48	HLF 2 08-15-19	Herbalife LTD	—	EXIT	Sold out
49	✓	Gaming & Leisure Pptys INC	—	NEW	New buy
50	TLT	iShares 20+ Year Treasury Bond ETF	—	NEW	New buy