Whitebox Advisors LLC — Q1 2016 13F Holdings

Name: Whitebox Advisors LLC — 13F Holdings, Q1 2016
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001257391

Total reported value

$8.1B

← Back to latest quarter

Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	✓	Spdr S&p 500 ETF Tr	ETF-Large Cap & Growth	24.60%	—	+15.82%
2	SPY	State Street SPDR S&P 500 ETF Trust	ETF-Large Cap & Growth	23.10%	—	+28.33%
3	✓	Ishares Tr	Stock-Other	5.49%	—	-2.86%
4	PARR	Par Pacific Holdings INC	Stock-Energy	4.30%	—	-4.07%
5	TFX 3.875 08-01-17	Teleflex INC	Stock-Healthcare	3.75%	—	+27.12%
6	TSLA 1.5 06-01-18	Tesla INC	Stock-Consumer Disc	3.30%	—	+18.34%
7	✓	Currencyshares Euro Trust	Stock-Other	2.92%	—	—
8	✓	Yahoo INC	Stock-Other	2.26%	—	-17.19%
9	TWO	Two Harbors Investment Corp.	Stock-Other	2.10%	—	+186.43%
10	✓		Stock-Other	1.72%	—	-20.06%
11	✓	Ishares Tr	Stock-Other	1.61%	—	-50.00%
12	SNDK 1.5 08-15-17	Sandisk CORP	Stock-Tech	1.23%	—	+328.11%
13	✓		Stock-Other	1.19%	—	—
14	BAC	Bank of America Corporation	Stock-Financials	1.18%	—	—
15	HUM	Humana INC	Stock-Healthcare	0.94%	—	-29.94%
16	ECPG 3 11-27-17	Encore Capital Group INC	Stock-Other	0.89%	—	+7.30%
17	IONS 2.75 10-01-19	Ionis Pharmaceuticals In	Stock-Healthcare	0.82%	—	+21.63%
18	PCRX 3.25 02-01-19	Pacira Pharmaceuticals	Stock-Other	0.79%	—	-44.33%
19	✓	American Cap Mtg Invt CORP	Stock-Other	0.69%	—	+33.92%
20	ECPG 3 07-01-20	Encore Capital Group INC	Stock-Other	0.68%	—	+8.06%
21	META	Meta Platforms, Inc.	Stock-Comm Services	0.67%	—	—
22	CORR 7 06-15-20	Corenergy Infrastructure	Stock-Other	0.66%	—	+21.35%
23	✓		Stock-Other	0.59%	—	—
24	ALLY	Ally Financial INC	Stock-Financials	0.57%	—	-7.42%
25	✓		Stock-Other	0.57%	—	-69.01%
26	AMRN 3.5 01-15-32 2014	Corsicanto LTD	Stock-Other	0.56%	—	+7.65%
27	✓		Stock-Other	0.54%	—	+87.74%
28	PDLI 4 02-01-18	Pdl Biopharma INC	Stock-Other	0.52%	—	+34.07%
29	✓	Time Warner Cable INC	Stock-Other	0.52%	—	-58.94%
30	AMD 2.625 06-15-17	Xilinx INC	Stock-Tech	0.50%	—	—
31	TSEMIT 8 12-31-18	Jazz US Holdings INC	Stock-Other	0.48%	—	—
32	COP	ConocoPhillips	Stock-Energy	0.47%	—	+100.00%
33	ADT	ADT Inc.	Stock-Industrials	0.45%	—	—
34	COWN 3 03-15-19	Cowen INC	Stock-Other	0.43%	—	+18.52%
35	IART 1.625 12-15-16	Integra Lifesciences Hld	Stock-Other	0.40%	—	-0.93%
36	RYAAY	Ryanair Holdings Plc-sp Adr	Stock-Industrials	0.39%	—	-31.54%
37	LINTA 4 11-15-29	Liberty Interactive LLC	Stock-Other	0.38%	—	—
38	VRSN 3.25 08-15-37	Verisign INC	Stock-Tech	0.37%	—	—
39	✓		Stock-Other	0.30%	—	—
40	✓	American Airls Group INC	Stock-Other	0.30%	—	-75.00%
41	CI	The Cigna Group	Stock-Healthcare	0.29%	—	-70.40%
42	TITN 3.75 05-01-19	Titan Machinery INC	Stock-Other	0.29%	—	-22.34%
43	✓	Hatteras Finl CORP	Stock-Other	0.29%	—	—
44	✓	Charter Communications INC D	Stock-Other	0.29%	—	—
45	IVREUR	Invesco Mortgage Capital	Stock-Other	0.28%	—	+18.11%
46	HLF 2 08-15-19	Herbalife LTD	Stock-Other	0.27%	—	-79.45%
47	NIHDEUR	Nii Holdings INC	Stock-Other	0.26%	—	-13.51%
48	NVDA 1 12-01-18	Nvidia CORP	Stock-Tech	0.25%	—	—
49	ECPG 2.875 03-15-21	Encore Capital Group INC	Stock-Other	0.25%	—	+6.85%
50	CIEI 2.625 12-01-19	Cobalt Intl Energy INC	Stock-Other	0.24%	—	—

1–50 of 88

Holding changes this quarter

Position changes disclosed by Whitebox Advisors LLC for the quarter ending Q1 2016, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	SPY	State Street SPDR S&P 500 ETF Trust	+6.4%	+28.33%	Add
2	✓	Spdr S&p 500 ETF Tr	+4.9%	+15.82%	Add
3	TFX 3.875 08-01-17	Teleflex INC	+1.5%	+27.12%	Add
4	TWO	Two Harbors Investment Corp.	+1.4%	+186.43%	Add
5	SNDK 1.5 08-15-17	Sandisk CORP	+1%	+328.11%	Add
6	TSLA 1.5 06-01-18	Tesla INC	+0.5%	+18.34%	Add
7	✓		+0.2%	+87.74%	Add
8	✓	American Cap Mtg Invt CORP	+0.2%	+33.92%	Add
9	COP	ConocoPhillips	+0.2%	+100.00%	Add
10	✓	Ishares Tr	+0.1%	-2.86%	Trim
11	✓	Yahoo INC	-0.1%	-17.19%	Trim
12	✓		-0.1%	-20.06%	Trim
13	LNG 4.25 03-15-45	Cheniere Energy INC	-0.2%	-65.01%	Trim
14	BAC	Bank of America Corporation	-0.2%	—	Unchanged
15	ASPSZ	Altisource Portfolio Solutions S.A.	-0.2%	-70.17%	Trim
16	HUM	Humana INC	-0.3%	-29.94%	Trim
17	✓	Time Warner Cable INC	-0.6%	-58.94%	Trim
18	ODPEUR	Office Depot INC	-0.6%	-82.96%	Trim
19	CI	The Cigna Group	-0.7%	-70.40%	Trim
20	HLF 2 08-15-19	Herbalife LTD	-0.8%	-79.45%	Trim
21	✓	American Airls Group INC	-0.9%	-75.00%	Trim
22	OCN2EUR	Ocwen Financial CORP	-0.9%	-47.15%	Trim
23	PARR	Par Pacific Holdings INC	-1%	-4.07%	Trim
24	✓		-1%	-69.01%	Trim
25	PCRX 3.25 02-01-19	Pacira Pharmaceuticals	-1.1%	-44.33%	Trim
26	✓	Ishares Tr	-1.5%	-50.00%	Trim
27	AVGO	Broadcom Inc.	—	EXIT	Sold out
28	STAR 3 11-15-16	Istar INC	—	EXIT	Sold out
29	✓	Hycroft Mng CORP	—	EXIT	Sold out
30	META	Meta Platforms, Inc.	—	NEW	New buy
31	✓		—	NEW	New buy
32	✓	Jazz Technologies INC	—	EXIT	Sold out
33	AMD 2.625 06-15-17	Xilinx INC	—	NEW	New buy
34	TSEMIT 8 12-31-18	Jazz US Holdings INC	—	NEW	New buy
35	ADT	ADT Inc.	—	NEW	New buy
36	✓		—	EXIT	Sold out
37	PLAB 3.25 04-01-16	Photronics INC	—	EXIT	Sold out
38	ALR 3 05-15-16	Alere INC	—	EXIT	Sold out
39	SPY	Ss Spdr S&p 500 ETF Trust-us	—	EXIT	Sold out
40	ICON 2.5 06-01-16	Iconix Brand Group INC	—	EXIT	Sold out
41	CB	Chubb Limited	—	EXIT	Sold out
42	✓		—	NEW	New buy
43	JBLU 6.75 10-15-39 B-D	Jetblue Airways CORP	—	EXIT	Sold out
44	SNR1USD	New Senior Investment Group	—	EXIT	Sold out
45	✓	Hatteras Finl CORP	—	NEW	New buy
46	✓	Anadarko Petroleum CORP	—	EXIT	Sold out
47	✓		—	EXIT	Sold out
48	BAC	Bank Of America CORP	—	NEW	New buy
49	LAYN 8 05-01-19	Layne Christensen Co	—	NEW	New buy
50	GIEQ	Goldman Sachs Data Enhanced International Equity ETF	—	EXIT	Sold out