Wharton Business Group, LLC — Q3 2013 13F Holdings

Name: Wharton Business Group, LLC — 13F Holdings, Q3 2013
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001513126

Total reported value

$2.6B

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	PFF	Ishares Preferred & Income S	ETF-Other	5.35%	—	+4.98%
2	EEMV	Ishares Msci Emg Mkt Min Vol	ETF-Other	5.17%	+0.17%	+3.85%
3	KBE	Ss Spdr S&p Bank ETF	ETF-Other	4.66%	+0.22%	-1.43%
4	OEF	Ishares S&p 100 ETF	ETF-Other	4.64%	-0.03%	+9.29%
5	VWO	Vanguard Ftse Emerging Marke	ETF-Emerging Markets	4.27%	—	+5.74%
6	VYM	Vanguard High Dvd Yield ETF	ETF-Other	3.74%	+0.10%	-5.82%
7	AMJEUR	Jpmorgan Alerian Mlp Index	ETF-Large Cap & Growth	3.15%	—	+7.09%
8	DEM	Wisdomtree Emerging Markets	ETF-Emerging Markets	3.07%	—	+120.61%
9	✓	Powershares Dynamic Large Cap	Stock-Other	2.83%	—	-2.08%
10	XLK	Ss Technology Select Sector	ETF-Tech	2.71%	-0.32%	+5.95%
11	AAPL	Apple INC	Stock-Tech	2.22%	-0.33%	+0.23%
12	CMI	Cummins INC	Stock-Industrials	2.11%	+0.03%	+0.06%
13	EPP	Ishares Msci Pacific Ex Japa	ETF-Other	2.09%	—	+4.06%
14	REZ	Ishars Res And Multi Reales	ETF-Other	2.08%	—	+2.39%
15	EWS	iShares MSCI Singapore ETF	ETF-Other	2.07%	—	-0.04%
16	EWZ	Ishares Msci Brazil ETF	ETF-Other	1.89%	—	-12.39%
17	IHI	Ishares U.s. Medical Devices	ETF-Other	1.86%	-0.12%	+0.94%
18	SMHC	VanEck China Semiconductor ETF	ETF-Emerging Markets	1.78%	—	-4.70%
19	CAT	Caterpillar INC	Stock-Industrials	1.65%	+0.20%	-3.46%
20	EWT	iShares MSCI Taiwan ETF	ETF-Other	1.57%	—	—
21	XLE	Ss Energy Select Sector	ETF-Other	1.33%	—	-0.41%
22	CEW	Wisdomtree Emerging Currency	ETF-Emerging Markets	1.28%	—	-10.21%
23	ORCL	Oracle CORP	Stock-Tech	1.21%	—	-4.07%
24	UNP	Union Pacific CORP	Stock-Industrials	1.19%	—	+0.74%
25	✓	Market Vectors ETF Tr	ETF-Other	1.15%	—	—
26	DLN	Wisdomtree US Largecap Divid	ETF-Other	1.11%	—	-23.33%
27	CNI	Canadian Natl Railway Co	Stock-Industrials	1.09%	—	+1.48%
28	EWH	Ishares Msci Hong Kong ETF	ETF-Other	1.03%	—	+0.14%
29	NOVEUR	National Oilwell Varco INC	Stock-Other	1.02%	—	—
30	IBM	Intl Business Machines CORP	Stock-Tech	0.97%	—	-4.73%
31	ILCG	Ishares Morningstar Growth E	ETF-Other	0.95%	-0.03%	EXIT
32	CVX	Chevron CORP	Stock-Energy	0.94%	—	-0.63%
33	COP	Conocophillips	Stock-Energy	0.90%	—	+1.10%
34	PWVUSD	Invesco Dynamic Large Cap Va	ETF-Large Cap & Growth	0.90%	—	+3.02%
35	DE	Deere & Co	Stock-Industrials	0.89%	—	-7.97%
36	VIG	Vanguard Dividend Apprec ETF	ETF-Other	0.88%	-0.02%	-2.90%
37	SGOL	abrdn Physical Gold Shares ETF	ETF-Commodities	0.87%	—	-2.76%
38	ILF	Ishares Latin America 40 ETF	ETF-Other	0.85%	—	-1.72%
39	AMLPUSD	Alerian Mlp ETF	ETF-Other	0.81%	—	+8.39%
40	GLD	Spdr Gold Shares	ETF-Commodities	0.73%	—	-42.58%
41	PM	Philip Morris International	Stock-Consumer Staples	0.73%	—	+1.36%
42	✓	Powershares ETF Tr Ii	ETF-Other	0.72%	—	-1.62%
43	XESUSD	Spdr Oil & Gas Equip & Serv	ETF-Other	0.72%	—	-7.38%
44	SLB	Slb LTD	Stock-Energy	0.71%	—	—
45	HES	Hess CORP	Stock-Other	0.69%	—	—
46	ELD	Wisdomtree Emrg Mkts Debt	ETF-Other	0.67%	—	+13.92%
47	CNQ	Canadian Natural Resources	Stock-Energy	0.64%	—	—
48	VAL	Valaris Limited	Stock-Energy	0.63%	—	+15.01%
49	MOS	Mosaic Co/the	Stock-Materials	0.62%	—	-7.14%
50	BG	Bunge Global SA	Stock-Consumer Staples	0.60%	—	—

1–50 of 146

Holding changes this quarter

Position changes disclosed by Wharton Business Group, LLC for the quarter ending Q3 2013, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	DEM	Wisdomtree Emerging Markets	+1.7%	+120.61%	Add
2	OEF	Ishares S&p 100 ETF	+0.4%	+9.29%	Add
3	CMI	Cummins INC	+0.3%	+0.06%	Add
4	AAPL	Apple INC	+0.3%	+0.23%	Add
5	VWO	Vanguard Ftse Emerging Marke	+0.2%	+5.74%	Add
6	EPP	Ishares Msci Pacific Ex Japa	+0.2%	+4.06%	Add
7	XLK	Ss Technology Select Sector	+0.2%	+5.95%	Add
8	EEMV	Ishares Msci Emg Mkt Min Vol	+0.2%	+3.85%	Add
9	SLB	Slb LTD	+0.1%	—	Unchanged
10	COP	Conocophillips	+0.1%	+1.10%	Add
11	✓	Powershares Dynamic Large Cap	+0.1%	-2.08%	Trim
12	IHI	Ishares U.s. Medical Devices	+0.1%	+0.94%	Add
13	NOVEUR	National Oilwell Varco INC	+0.1%	—	Unchanged
14	HES	Hess CORP	+0.1%	—	Unchanged
15	ABBV	Abbvie INC	+0.1%	+46.57%	Add
16	ILCG	Ishares Morningstar Growth E	+0.1%	+2.16%	Add
17	EWH	Ishares Msci Hong Kong ETF	+0.1%	+0.14%	Add
18	AEP	American Electric Power Company, Inc.	+0.1%	+27.58%	Add
19	ELD	Wisdomtree Emrg Mkts Debt	+0.1%	+13.92%	Add
20	OIH	Market Vectors Oil Service E	+0.1%	+16.11%	Add
21	✓	Powershares S&p	+0.1%	+3.07%	Add
22	CNQ	Canadian Natural Resources	0%	—	Unchanged
23	FXI	Ishares China Large-cap ETF	0%	-1.05%	Trim
24	CNI	Canadian Natl Railway Co	0%	+1.48%	Add
25	AMLPUSD	Alerian Mlp ETF	0%	+8.39%	Add
26	EWS	iShares MSCI Singapore ETF	0%	-0.04%	Trim
27	EWT	iShares MSCI Taiwan ETF	0%	—	Unchanged
28	XLE	Ss Energy Select Sector	0%	-0.41%	Trim
29	KBE	Ss Spdr S&p Bank ETF	0%	-1.43%	Trim
30	AMJEUR	Jpmorgan Alerian Mlp Index	0%	+7.09%	Add
31	INTC	Intel CORP	-0.1%	-10.39%	Trim
32	✓		-0.1%	-52.88%	Trim
33	PFF	Ishares Preferred & Income S	-0.1%	+4.98%	Add
34	DE	Deere & Co	-0.1%	-7.97%	Trim
35	IBM	Intl Business Machines CORP	-0.1%	-4.73%	Trim
36	SMHC	VanEck China Semiconductor ETF	-0.2%	-4.70%	Trim
37	REZ	Ishars Res And Multi Reales	-0.2%	+2.39%	Add
38	EWZ	Ishares Msci Brazil ETF	-0.2%	-12.39%	Trim
39	✓	Wisdomtree Brazilian Real Fund	-0.2%	-88.28%	Trim
40	✓	Currencyshares Cdn Dlr Tr	-0.2%	-75.57%	Trim
41	CEW	Wisdomtree Emerging Currency	-0.2%	-10.21%	Trim
42	MOS	Mosaic Co/the	-0.2%	-7.14%	Trim
43	VYM	Vanguard High Dvd Yield ETF	-0.3%	-5.82%	Trim
44	FCX	Freeport-mcmoran INC	-0.3%	-46.82%	Trim
45	DLN	Wisdomtree US Largecap Divid	-0.4%	-23.33%	Trim
46	✓	Market Vectors ETF Tr	-0.4%	—	Unchanged
47	GLD	Spdr Gold Shares	-0.5%	-42.58%	Trim
48	✓	Currencyshares Australian Dl	-1.3%	-95.33%	Trim
49	EPD	Enterprise Products Partners	—	NEW	New buy
50	LEG	Leggett & Platt INC	—	NEW	New buy

Wharton Business Group, LLC — Q3 2013 13F Holdings

CIK: 0001513126

Total reported value

$2.6B

← Back to latest quarter

Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	PFF	Ishares Preferred & Income S	ETF-Other	5.35%	—	+4.98%
2	EEMV	Ishares Msci Emg Mkt Min Vol	ETF-Other	5.17%	+0.17%	+3.85%
3	KBE	Ss Spdr S&p Bank ETF	ETF-Other	4.66%	+0.22%	-1.43%
4	OEF	Ishares S&p 100 ETF	ETF-Other	4.64%	-0.03%	+9.29%
5	VWO	Vanguard Ftse Emerging Marke	ETF-Emerging Markets	4.27%	—	+5.74%
6	VYM	Vanguard High Dvd Yield ETF	ETF-Other	3.74%	+0.10%	-5.82%
7	AMJEUR	Jpmorgan Alerian Mlp Index	ETF-Large Cap & Growth	3.15%	—	+7.09%
8	DEM	Wisdomtree Emerging Markets	ETF-Emerging Markets	3.07%	—	+120.61%
9	✓	Powershares Dynamic Large Cap	Stock-Other	2.83%	—	-2.08%
10	XLK	Ss Technology Select Sector	ETF-Tech	2.71%	-0.32%	+5.95%
11	AAPL	Apple INC	Stock-Tech	2.22%	-0.33%	+0.23%
12	CMI	Cummins INC	Stock-Industrials	2.11%	+0.03%	+0.06%
13	EPP	Ishares Msci Pacific Ex Japa	ETF-Other	2.09%	—	+4.06%
14	REZ	Ishars Res And Multi Reales	ETF-Other	2.08%	—	+2.39%
15	EWS	iShares MSCI Singapore ETF	ETF-Other	2.07%	—	-0.04%
16	EWZ	Ishares Msci Brazil ETF	ETF-Other	1.89%	—	-12.39%
17	IHI	Ishares U.s. Medical Devices	ETF-Other	1.86%	-0.12%	+0.94%
18	SMHC	VanEck China Semiconductor ETF	ETF-Emerging Markets	1.78%	—	-4.70%
19	CAT	Caterpillar INC	Stock-Industrials	1.65%	+0.20%	-3.46%
20	EWT	iShares MSCI Taiwan ETF	ETF-Other	1.57%	—	—
21	XLE	Ss Energy Select Sector	ETF-Other	1.33%	—	-0.41%
22	CEW	Wisdomtree Emerging Currency	ETF-Emerging Markets	1.28%	—	-10.21%
23	ORCL	Oracle CORP	Stock-Tech	1.21%	—	-4.07%
24	UNP	Union Pacific CORP	Stock-Industrials	1.19%	—	+0.74%
25	✓	Market Vectors ETF Tr	ETF-Other	1.15%	—	—
26	DLN	Wisdomtree US Largecap Divid	ETF-Other	1.11%	—	-23.33%
27	CNI	Canadian Natl Railway Co	Stock-Industrials	1.09%	—	+1.48%
28	EWH	Ishares Msci Hong Kong ETF	ETF-Other	1.03%	—	+0.14%
29	NOVEUR	National Oilwell Varco INC	Stock-Other	1.02%	—	—
30	IBM	Intl Business Machines CORP	Stock-Tech	0.97%	—	-4.73%
31	ILCG	Ishares Morningstar Growth E	ETF-Other	0.95%	-0.03%	EXIT
32	CVX	Chevron CORP	Stock-Energy	0.94%	—	-0.63%
33	COP	Conocophillips	Stock-Energy	0.90%	—	+1.10%
34	PWVUSD	Invesco Dynamic Large Cap Va	ETF-Large Cap & Growth	0.90%	—	+3.02%
35	DE	Deere & Co	Stock-Industrials	0.89%	—	-7.97%
36	VIG	Vanguard Dividend Apprec ETF	ETF-Other	0.88%	-0.02%	-2.90%
37	SGOL	abrdn Physical Gold Shares ETF	ETF-Commodities	0.87%	—	-2.76%
38	ILF	Ishares Latin America 40 ETF	ETF-Other	0.85%	—	-1.72%
39	AMLPUSD	Alerian Mlp ETF	ETF-Other	0.81%	—	+8.39%
40	GLD	Spdr Gold Shares	ETF-Commodities	0.73%	—	-42.58%
41	PM	Philip Morris International	Stock-Consumer Staples	0.73%	—	+1.36%
42	✓	Powershares ETF Tr Ii	ETF-Other	0.72%	—	-1.62%
43	XESUSD	Spdr Oil & Gas Equip & Serv	ETF-Other	0.72%	—	-7.38%
44	SLB	Slb LTD	Stock-Energy	0.71%	—	—
45	HES	Hess CORP	Stock-Other	0.69%	—	—
46	ELD	Wisdomtree Emrg Mkts Debt	ETF-Other	0.67%	—	+13.92%
47	CNQ	Canadian Natural Resources	Stock-Energy	0.64%	—	—
48	VAL	Valaris Limited	Stock-Energy	0.63%	—	+15.01%
49	MOS	Mosaic Co/the	Stock-Materials	0.62%	—	-7.14%
50	BG	Bunge Global SA	Stock-Consumer Staples	0.60%	—	—

1–50 of 146

Holding changes this quarter

Position changes disclosed by Wharton Business Group, LLC for the quarter ending Q3 2013, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	DEM	Wisdomtree Emerging Markets	+1.7%	+120.61%	Add
2	OEF	Ishares S&p 100 ETF	+0.4%	+9.29%	Add
3	CMI	Cummins INC	+0.3%	+0.06%	Add
4	AAPL	Apple INC	+0.3%	+0.23%	Add
5	VWO	Vanguard Ftse Emerging Marke	+0.2%	+5.74%	Add
6	EPP	Ishares Msci Pacific Ex Japa	+0.2%	+4.06%	Add
7	XLK	Ss Technology Select Sector	+0.2%	+5.95%	Add
8	EEMV	Ishares Msci Emg Mkt Min Vol	+0.2%	+3.85%	Add
9	SLB	Slb LTD	+0.1%	—	Unchanged
10	COP	Conocophillips	+0.1%	+1.10%	Add
11	✓	Powershares Dynamic Large Cap	+0.1%	-2.08%	Trim
12	IHI	Ishares U.s. Medical Devices	+0.1%	+0.94%	Add
13	NOVEUR	National Oilwell Varco INC	+0.1%	—	Unchanged
14	HES	Hess CORP	+0.1%	—	Unchanged
15	ABBV	Abbvie INC	+0.1%	+46.57%	Add
16	ILCG	Ishares Morningstar Growth E	+0.1%	+2.16%	Add
17	EWH	Ishares Msci Hong Kong ETF	+0.1%	+0.14%	Add
18	AEP	American Electric Power Company, Inc.	+0.1%	+27.58%	Add
19	ELD	Wisdomtree Emrg Mkts Debt	+0.1%	+13.92%	Add
20	OIH	Market Vectors Oil Service E	+0.1%	+16.11%	Add
21	✓	Powershares S&p	+0.1%	+3.07%	Add
22	CNQ	Canadian Natural Resources	0%	—	Unchanged
23	FXI	Ishares China Large-cap ETF	0%	-1.05%	Trim
24	CNI	Canadian Natl Railway Co	0%	+1.48%	Add
25	AMLPUSD	Alerian Mlp ETF	0%	+8.39%	Add
26	EWS	iShares MSCI Singapore ETF	0%	-0.04%	Trim
27	EWT	iShares MSCI Taiwan ETF	0%	—	Unchanged
28	XLE	Ss Energy Select Sector	0%	-0.41%	Trim
29	KBE	Ss Spdr S&p Bank ETF	0%	-1.43%	Trim
30	AMJEUR	Jpmorgan Alerian Mlp Index	0%	+7.09%	Add
31	INTC	Intel CORP	-0.1%	-10.39%	Trim
32	✓		-0.1%	-52.88%	Trim
33	PFF	Ishares Preferred & Income S	-0.1%	+4.98%	Add
34	DE	Deere & Co	-0.1%	-7.97%	Trim
35	IBM	Intl Business Machines CORP	-0.1%	-4.73%	Trim
36	SMHC	VanEck China Semiconductor ETF	-0.2%	-4.70%	Trim
37	REZ	Ishars Res And Multi Reales	-0.2%	+2.39%	Add
38	EWZ	Ishares Msci Brazil ETF	-0.2%	-12.39%	Trim
39	✓	Wisdomtree Brazilian Real Fund	-0.2%	-88.28%	Trim
40	✓	Currencyshares Cdn Dlr Tr	-0.2%	-75.57%	Trim
41	CEW	Wisdomtree Emerging Currency	-0.2%	-10.21%	Trim
42	MOS	Mosaic Co/the	-0.2%	-7.14%	Trim
43	VYM	Vanguard High Dvd Yield ETF	-0.3%	-5.82%	Trim
44	FCX	Freeport-mcmoran INC	-0.3%	-46.82%	Trim
45	DLN	Wisdomtree US Largecap Divid	-0.4%	-23.33%	Trim
46	✓	Market Vectors ETF Tr	-0.4%	—	Unchanged
47	GLD	Spdr Gold Shares	-0.5%	-42.58%	Trim
48	✓	Currencyshares Australian Dl	-1.3%	-95.33%	Trim
49	EPD	Enterprise Products Partners	—	NEW	New buy
50	LEG	Leggett & Platt INC	—	NEW	New buy