CIK: 0001533551
Total reported value
$952.5M
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | TTMI 1.75 12-15-20 | Ttm Technologies INC | Stock-Tech | 4.26% | — | +14.73% | |
| 2 | DBRG 3.875 01-15-21 | Colony Capital INC | Stock-Financials | 4.22% | — | +6.53% | |
| 3 | ARI 5.5 03-15-19 | Apollo Cmmrl Real Est Fi | Stock-Other | 3.84% | — | +5.93% | |
| 4 | BXMT 5.25 12-01-18 | Blackstone Mortgage Tr | Stock-Real Estate | 3.83% | — | +6.95% | |
| 5 | ECHO 2.5 05-01-20 | Echo Global Logistics | Stock-Comm Services | 3.69% | — | +251.54% | |
| 6 | AAWW 2.25 06-01-22 | Atlas Air Worldwide Hldg | Stock-Other | 3.26% | — | +147.04% | |
| 7 | SNDK 0.5 10-15-20 | Sandisk LLC | Stock-Tech | 3.11% | — | +26.14% | |
| 8 | PMT 5.375 05-01-20 | Pennymac CORP | Stock-Other | 3.07% | — | +32.32% | |
| 9 | RWT 4.625 04-15-18 | Redwood Trust INC | Stock-Other | 2.77% | — | -2.05% | |
| 10 | ZD 3.25 06-15-29 | J2 Global Communications | Stock-Other | 2.71% | — | +0.55% | |
| 11 | HOSS 1.5 09-01-19 | Hornbeck Offshore Serv | Stock-Other | 2.58% | — | +2.69% | |
| 12 | ANIP 3 12-01-19 | Ani Pharmaceuticals INC | Stock-Other | 2.53% | — | +24.83% | |
| 13 | WFC 0 06-05-20 INTC | Wells Fargo & Company | Stock-Financials | 2.43% | — | +4.71% | |
| 14 | IART 1.625 12-15-16 | Integra Lifesciences Hld | Stock-Other | 2.42% | — | -9.57% | |
| 15 | MTH 1.875 09-15-32 | Meritage Homes CORP | Stock-Consumer Disc | 2.37% | — | -2.05% | |
| 16 | REGI 2.75 06-15-19 | Renewable Energy Group I | Stock-Other | 2.33% | — | -7.88% | |
| 17 | MHO 3 03-01-18 | M/i Homes INC | Stock-Consumer Disc | 2.25% | — | +3.91% | |
| 18 | FOR 3.75 03-01-20 | Forestar Group INC | Stock-Other | 2.22% | — | -3.69% | |
| 19 | UBS 0 02-15-21 GOOG | UBS AG London | Stock-Financials | 2.22% | — | -0.16% | |
| 20 | WFC 0 06-10-20 IP | Wells Fargo & Company | Stock-Financials | 2.07% | — | +1.60% | |
| 21 | GS 0 01-24-20 AAPL | Goldman Sachs Group INC | Stock-Financials | 1.89% | — | -5.01% | |
| 22 | VRNT 1.5 06-01-21 | Verint Systems INC | Stock-Other | 1.88% | — | -3.67% | |
| 23 | ACR 8 01-15-20 | Exantas Capital CORP | Stock-Other | 1.73% | — | +14.78% | |
| 24 | NHI 3.25 04-01-21 | National Health Investor | Stock-Other | 1.71% | — | +1.09% | |
| 25 | IIVI 0.5 12-15-33 | Finisar CORP | Stock-Other | 1.59% | — | +16.92% | |
| 26 | BGCP 4.5 07-15-16 | Bgc Partners INC | Stock-Other | 1.57% | — | -2.89% | |
| 27 | ACR 6 12-01-18 | Exantas Capital CORP | Stock-Other | 1.56% | — | -1.81% | |
| 28 | EBS 2.875 01-15-21 | Emergent Biosolutions | Stock-Healthcare | 1.55% | — | -10.20% | |
| 29 | EFII 0.75 09-01-19 | Electronics For Imaging | Stock-Other | 1.45% | — | — | |
| 30 | JAZZ 1.875 08-15-21 | Jazz Investments I LTD | Stock-Healthcare | 1.45% | — | — | |
| 31 | CAA 0.25 06-01-19 | Calatlantic Group INC | Stock-Other | 1.44% | — | +7.17% | |
| 32 | HLX 3.25 03-15-32 | Helix Energy Solutions | Stock-Other | 1.44% | — | -6.71% | |
| 33 | BSFT 1.5 07-01-18 | Cisco Systems INC | Stock-Other | 1.29% | — | -14.17% | |
| 34 | CKH 3 11-15-28 | Seacor Holdings INC | Stock-Other | 1.22% | — | +60.80% | |
| 35 | PRAA 3 08-01-20 | Pra Group INC | Stock-Other | 1.09% | — | -23.82% | |
| 36 | NMFC 5 06-15-19 | New Mountain Finance Cor | Stock-Other | 0.99% | — | +76.97% | |
| 37 | PSEC 5.5 08-15-16 | Prospect Capital CORP | Stock-Other | 0.98% | — | -5.73% | |
| 38 | ARCC 4.75 01-15-18 | Ares Capital CORP | Stock-Financials | 0.95% | — | -13.96% | |
| 39 | NR 4 10-01-17 | Newpark Resources INC | Stock-Other | 0.93% | — | +10.43% | |
| 40 | GS 0 02-19-21 0000 | Goldman Sachs Group INC | Stock-Financials | 0.92% | — | +4.62% | |
| 41 | SNCR 0.75 08-15-19 | Synchronoss Technologies | Stock-Other | 0.81% | — | +207.13% | |
| 42 | GS 0 02-16-21 0000 | Goldman Sachs Group INC | Stock-Financials | 0.79% | — | -37.15% | |
| 43 | GTLS 2 08-01-18 | Chart Industries INC | Stock-Industrials | 0.78% | — | -5.06% | |
| 44 | KBH 1.375 02-01-19 | Kb Home | Stock-Consumer Disc | 0.78% | — | -12.77% | |
| 45 | TOL 0.5 09-15-32 | Toll Bros Finance CORP | Stock-Consumer Disc | 0.72% | — | -0.33% | |
| 46 | WFC 0 01-24-20 AAPL | Wells Fargo & Company | Stock-Financials | 0.70% | — | -6.87% | |
| 47 | ACOR 1.75 06-15-21 | Acorda Therapeutics INC | Stock-Other | 0.69% | — | +149.25% | |
| 48 | PLAB 3.25 04-01-19 | Photronics INC | Stock-Other | 0.64% | — | +0.49% | |
| 49 | WNC 3.375 05-01-18 | Wabash National CORP | Stock-Other | 0.64% | — | -10.39% | |
| 50 | SPWR 0.875 06-01-21 | Sunpower CORP | Stock-Other | 0.62% | — | +52.07% |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | ECHO 2.5 05-01-20 | Echo Global Logistics | +2.5% | +251.54% | Add |
| 2 | AAWW 2.25 06-01-22 | Atlas Air Worldwide Hldg | +1.7% | +147.04% | Add |
| 3 | PMT 5.375 05-01-20 | Pennymac CORP | +0.7% | +32.32% | Add |
| 4 | SNDK 0.5 10-15-20 | Sandisk LLC | +0.7% | +26.14% | Add |
| 5 | SNCR 0.75 08-15-19 | Synchronoss Technologies | +0.5% | +207.13% | Add |
| 6 | NMFC 5 06-15-19 | New Mountain Finance Cor | +0.4% | +76.97% | Add |
| 7 | ACOR 1.75 06-15-21 | Acorda Therapeutics INC | +0.4% | +149.25% | Add |
| 8 | CKH 3 11-15-28 | Seacor Holdings INC | +0.4% | +60.80% | Add |
| 9 | BXMT 5.25 12-01-18 | Blackstone Mortgage Tr | +0.4% | +6.95% | Add |
| 10 | ACR 8 01-15-20 | Exantas Capital CORP | +0.2% | +14.78% | Add |
| 11 | ARI 5.5 03-15-19 | Apollo Cmmrl Real Est Fi | +0.2% | +5.93% | Add |
| 12 | SPWR 0.875 06-01-21 | Sunpower CORP | +0.2% | +52.07% | Add |
| 13 | UBS 0 02-15-21 GOOG | UBS AG London | +0.2% | -0.16% | Trim |
| 14 | GS 0 02-19-21 0000 | Goldman Sachs Group INC | +0.1% | +4.62% | Add |
| 15 | IIVI 0.5 12-15-33 | Finisar CORP | +0.1% | +16.92% | Add |
| 16 | AIR 2.25 03-01-16 B | Aar CORP | -0.1% | -18.24% | Trim |
| 17 | WFC 0 01-24-20 AAPL | Wells Fargo & Company | -0.1% | -6.87% | Trim |
| 18 | GTLS 2 08-01-18 | Chart Industries INC | -0.1% | -5.06% | Trim |
| 19 | WNC 3.375 05-01-18 | Wabash National CORP | -0.1% | -10.39% | Trim |
| 20 | KBH 1.375 02-01-19 | Kb Home | -0.1% | -12.77% | Trim |
| 21 | HOSS 1.5 09-01-19 | Hornbeck Offshore Serv | -0.2% | +2.69% | Add |
| 22 | ARCC 4.75 01-15-18 | Ares Capital CORP | -0.2% | -13.96% | Trim |
| 23 | FOR 3.75 03-01-20 | Forestar Group INC | -0.2% | -3.69% | Trim |
| 24 | GBX 3.5 04-01-18 | Greenbrier Cos INC | -0.2% | -13.72% | Trim |
| 25 | CSV 2.75 03-15-21 | Carriage Services INC | -0.2% | -37.81% | Trim |
| 26 | MTH 1.875 09-15-32 | Meritage Homes CORP | -0.2% | -2.05% | Trim |
| 27 | GS 0 01-24-20 AAPL | Goldman Sachs Group INC | -0.2% | -5.01% | Trim |
| 28 | BSFT 1.5 07-01-18 | Cisco Systems INC | -0.3% | -14.17% | Trim |
| 29 | IART 1.625 12-15-16 | Integra Lifesciences Hld | -0.3% | -9.57% | Trim |
| 30 | AKAM 0 02-15-19 | Akamai Technologies INC | -0.3% | -54.66% | Trim |
| 31 | EBS 2.875 01-15-21 | Emergent Biosolutions | -0.3% | -10.20% | Trim |
| 32 | HLX 3.25 03-15-32 | Helix Energy Solutions | -0.3% | -6.71% | Trim |
| 33 | VRNT 1.5 06-01-21 | Verint Systems INC | -0.4% | -3.67% | Trim |
| 34 | ECPG 2.875 03-15-21 | Encore Capital Group INC | -0.4% | -36.81% | Trim |
| 35 | GS 0 02-16-21 0000 | Goldman Sachs Group INC | -0.4% | -37.15% | Trim |
| 36 | PRAA 3 08-01-20 | Pra Group INC | -0.5% | -23.82% | Trim |
| 37 | AMRI 2.25 11-15-18 | Albany Molecular Researc | -0.5% | -85.40% | Trim |
| 38 | TTMI 1.75 12-15-20 | Ttm Technologies INC | -0.6% | +14.73% | Add |
| 39 | REGI 2.75 06-15-19 | Renewable Energy Group I | -0.7% | -7.88% | Trim |
| 40 | OXSQ 7.5 11-01-17 | Ticc Capital CORP | — | EXIT | Sold out |
| 41 | EFII 0.75 09-01-19 | Electronics For Imaging | — | NEW | New buy |
| 42 | JAZZ 1.875 08-15-21 | Jazz Investments I LTD | — | NEW | New buy |
| 43 | ✓ | Jazz Investments I LTD | — | EXIT | Sold out |
| 44 | ✓ | Horizon Pharma Invltd(hznp) 14 | — | EXIT | Sold out |
| 45 | ✓ | Pernix Therapeutics (ptx) Cvt | — | EXIT | Sold out |
| 46 | UTHR 1 09-15-16 | United Therapeutics CORP | — | NEW | New buy |
| 47 | ✓ | Ezpw | — | EXIT | Sold out |
| 48 | TCPC 5.25 12-15-19 | Blackrock Tcp Cap CORP | — | NEW | New buy |
| 49 | MENT 4 04-01-31 | Mentor Graphics CORP | — | EXIT | Sold out |
| 50 | LGND 0.75 08-15-19 | Ligand Pharmaceuticals I | — | NEW | New buy |