CIK: 0001533551
Total reported value
$952.5M
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | DBRG 3.875 01-15-21 | Colony Capital INC | Stock-Financials | 4.35% | — | +13.08% | |
| 2 | TTMI 1.75 12-15-20 | Ttm Technologies INC | Stock-Tech | 4.02% | — | +19.49% | |
| 3 | IART 1.625 12-15-16 | Integra Lifesciences Hld | Stock-Other | 3.52% | — | -1.53% | |
| 4 | ARI 5.5 03-15-19 | Apollo Cmmrl Real Est Fi | Stock-Other | 3.40% | — | +120.48% | |
| 5 | NHI 3.25 04-01-21 | National Health Investor | Stock-Other | 3.27% | — | — | |
| 6 | TITN 3.75 05-01-19 | Titan Machinery INC | Stock-Other | 3.12% | — | +12.37% | |
| 7 | WFC 0 06-05-20 INTC | Wells Fargo & Company | Stock-Financials | 3.05% | — | -0.32% | |
| 8 | REGI 2.75 06-15-19 | Renewable Energy Group I | Stock-Other | 2.88% | — | — | |
| 9 | HWM 1.625 10-15-19 | Arconic INC | Stock-Industrials | 2.88% | — | +31.02% | |
| 10 | RWT 4.625 04-15-18 | Redwood Trust INC | Stock-Other | 2.87% | — | +14.88% | |
| 11 | MTH 1.875 09-15-32 | Meritage Homes CORP | Stock-Consumer Disc | 2.85% | — | +73.06% | |
| 12 | BXMT 5.25 12-01-18 | Blackstone Mortgage Tr | Stock-Real Estate | 2.65% | — | +125.81% | |
| 13 | FOR 3.75 03-01-20 | Forestar Group INC | Stock-Other | 2.57% | — | +29.87% | |
| 14 | TSLA 0.25 03-01-19 | Tesla INC | Stock-Consumer Disc | 2.53% | — | +16.11% | |
| 15 | SRC 2.875 05-15-19 | Spirit Realty Capital In | Stock-Other | 2.49% | — | — | |
| 16 | UBS 0 02-15-21 GOOG | UBS AG London | Stock-Financials | 2.43% | — | -0.35% | |
| 17 | WFC 0 06-10-20 IP | Wells Fargo & Company | Stock-Financials | 2.40% | — | -0.20% | |
| 18 | ACR 6 12-01-18 | Exantas Capital CORP | Stock-Other | 2.39% | — | +10.98% | |
| 19 | MHO 3 03-01-18 | M/i Homes INC | Stock-Consumer Disc | 2.39% | — | +8.44% | |
| 20 | PMT 5.375 05-01-20 | Pennymac CORP | Stock-Other | 2.28% | — | — | |
| 21 | CAA 0.25 06-01-19 | Calatlantic Group INC | Stock-Other | 2.23% | — | -6.22% | |
| 22 | ZD 3.25 06-15-29 | J2 Global Communications | Stock-Other | 2.15% | — | — | |
| 23 | GS 0 01-24-20 AAPL | Goldman Sachs Group INC | Stock-Financials | 2.09% | — | -0.72% | |
| 24 | SLXP 1.5 03-15-19 | Salix Pharmaceuticals Lt | Stock-Other | 2.01% | — | -4.15% | |
| 25 | BSFT 1.5 07-01-18 | Cisco Systems INC | Stock-Other | 1.82% | — | -10.94% | |
| 26 | GTAT 3 12-15-20 | Gt Adv Technologies INC | Stock-Other | 1.82% | — | -2.62% | |
| 27 | GBX 3.5 04-01-18 | Greenbrier Cos INC | Stock-Other | 1.79% | — | -28.03% | |
| 28 | PSEC 5.5 08-15-16 | Prospect Capital CORP | Stock-Other | 1.57% | — | -25.83% | |
| 29 | GS 0 02-16-21 0000 | Goldman Sachs Group INC | Stock-Financials | 1.56% | — | -0.62% | |
| 30 | BGCP 4.5 07-15-16 | Bgc Partners INC | Stock-Other | 1.46% | — | -7.15% | |
| 31 | ARCC 4.75 01-15-18 | Ares Capital CORP | Stock-Financials | 1.24% | — | +44.31% | |
| 32 | WNC 3.375 05-01-18 | Wabash National CORP | Stock-Other | 1.23% | — | -30.99% | |
| 33 | PDLI 4 02-01-18 | Pdl Biopharma INC | Stock-Other | 1.12% | — | +56.06% | |
| 34 | ALR 3 05-15-16 | Alere INC | Stock-Other | 1.10% | — | -10.04% | |
| 35 | VER 3.75 12-15-20 | Vereit INC | Stock-Other | 1.09% | — | -34.12% | |
| 36 | PLAB 3.25 04-01-16 | Photronics INC | Stock-Other | 1.03% | — | -16.26% | |
| 37 | ARCC 4.875 03-15-17 | Ares Capital CORP | Stock-Financials | 0.78% | — | +5.73% | |
| 38 | WFC 0 01-24-20 AAPL | Wells Fargo & Company | Stock-Financials | 0.74% | — | — | |
| 39 | SNDK 1.5 08-15-17 | Sandisk CORP | Stock-Tech | 0.69% | — | -32.86% | |
| 40 | NR 4 10-01-17 | Newpark Resources INC | Stock-Other | 0.67% | — | -5.34% | |
| 41 | AIR 2.25 03-01-16 B | Aar CORP | Stock-Industrials | 0.67% | — | -0.78% | |
| 42 | ON 2.625 12-15-26 B | On Semiconductor CORP | Stock-Tech | 0.63% | — | -11.49% | |
| 43 | TTWO 1 07-01-18 | Take-two Interactive Sof | Stock-Comm Services | 0.59% | — | -17.88% | |
| 44 | ✓ | Portfolio Recovery Assoc | Stock-Other | 0.55% | — | — | |
| 45 | UTHR 1 09-15-16 | United Therapeutics CORP | Stock-Healthcare | 0.52% | — | — | |
| 46 | ARCC 5.125 06-01-16 | Ares Capital CORP | Stock-Financials | 0.51% | — | -13.61% | |
| 47 | ACRE 7 12-15-15 | Ares Commercial Real Est | Stock-Other | 0.51% | — | -0.36% | |
| 48 | HOSS 1.5 09-01-19 | Hornbeck Offshore Serv | Stock-Other | 0.50% | — | -1.52% | |
| 49 | SGY 1.75 03-01-17 | Stone Energy CORP | Stock-Other | 0.50% | — | -15.88% | |
| 50 | HTGC 6 04-15-16 | Hercules Capital INC | Stock-Financials | 0.49% | — | -16.82% |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | ARI 5.5 03-15-19 | Apollo Cmmrl Real Est Fi | +1.9% | +120.48% | Add |
| 2 | BXMT 5.25 12-01-18 | Blackstone Mortgage Tr | +1.4% | +125.81% | Add |
| 3 | MTH 1.875 09-15-32 | Meritage Homes CORP | +1.2% | +73.06% | Add |
| 4 | HWM 1.625 10-15-19 | Arconic INC | +0.7% | +31.02% | Add |
| 5 | FOR 3.75 03-01-20 | Forestar Group INC | +0.6% | +29.87% | Add |
| 6 | TTMI 1.75 12-15-20 | Ttm Technologies INC | +0.5% | +19.49% | Add |
| 7 | PDLI 4 02-01-18 | Pdl Biopharma INC | +0.4% | +56.06% | Add |
| 8 | TSLA 0.25 03-01-19 | Tesla INC | +0.4% | +16.11% | Add |
| 9 | DBRG 3.875 01-15-21 | Colony Capital INC | +0.4% | +13.08% | Add |
| 10 | ARCC 4.75 01-15-18 | Ares Capital CORP | +0.3% | +44.31% | Add |
| 11 | TITN 3.75 05-01-19 | Titan Machinery INC | +0.3% | +12.37% | Add |
| 12 | WFC 0 06-05-20 INTC | Wells Fargo & Company | +0.3% | -0.32% | Trim |
| 13 | RWT 4.625 04-15-18 | Redwood Trust INC | +0.2% | +14.88% | Add |
| 14 | MHO 3 03-01-18 | M/i Homes INC | +0.2% | +8.44% | Add |
| 15 | ACR 6 12-01-18 | Exantas Capital CORP | +0.2% | +10.98% | Add |
| 16 | SLXP 1.5 03-15-19 | Salix Pharmaceuticals Lt | +0.2% | -4.15% | Trim |
| 17 | GS 0 01-24-20 AAPL | Goldman Sachs Group INC | +0.2% | -0.72% | Trim |
| 18 | PLAB 3.25 04-01-16 | Photronics INC | -0.3% | -16.26% | Trim |
| 19 | CAA 0.25 06-01-19 | Calatlantic Group INC | -0.3% | -6.22% | Trim |
| 20 | MENT 4 04-01-31 | Mentor Graphics CORP | -0.3% | -35.78% | Trim |
| 21 | BSFT 1.5 07-01-18 | Cisco Systems INC | -0.4% | -10.94% | Trim |
| 22 | GBX 3.5 04-01-18 | Greenbrier Cos INC | -0.4% | -28.03% | Trim |
| 23 | WNC 3.375 05-01-18 | Wabash National CORP | -0.6% | -30.99% | Trim |
| 24 | PSEC 5.5 08-15-16 | Prospect Capital CORP | -0.6% | -25.83% | Trim |
| 25 | VER 3.75 12-15-20 | Vereit INC | -0.7% | -34.12% | Trim |
| 26 | PSEC 5.375 10-15-17 | Prospect Capital CORP | -0.7% | -64.38% | Trim |
| 27 | VER 3 08-01-18 | Vereit INC | -0.8% | -74.58% | Trim |
| 28 | HOLX 0 03-01-42 2012 | Hologic INC | -1% | -74.45% | Trim |
| 29 | NHI 3.25 04-01-21 | National Health Investor | — | NEW | New buy |
| 30 | REGI 2.75 06-15-19 | Renewable Energy Group I | — | NEW | New buy |
| 31 | SRC 2.875 05-15-19 | Spirit Realty Capital In | — | NEW | New buy |
| 32 | STWD 4.55 03-01-18 | Starwood Property Trust | — | EXIT | Sold out |
| 33 | PMT 5.375 05-01-20 | Pennymac CORP | — | NEW | New buy |
| 34 | ZD 3.25 06-15-29 | J2 Global Communications | — | NEW | New buy |
| 35 | BKCC 5.5 02-15-18 | Blackrock Capital Invest | — | EXIT | Sold out |
| 36 | RGLD 2.875 06-15-19 | Royal Gold INC | — | EXIT | Sold out |
| 37 | ENDP 1.5 07-15-18 | Auxilium Pharmaceuticals | — | EXIT | Sold out |
| 38 | AUQCN 3.5 10-01-16 | Aurico Gold INC | — | EXIT | Sold out |
| 39 | XXIA 3 12-15-15 | Ixia | — | EXIT | Sold out |
| 40 | STWD 4 01-15-19 | Starwood Property Trust | — | EXIT | Sold out |
| 41 | NUAN 2.75 11-01-31 | Nuance Communications | — | EXIT | Sold out |
| 42 | CMTL 3 05-01-29 | Comtech Telecommunicatio | — | EXIT | Sold out |
| 43 | NLY 5 05-15-15 | Annaly Capital Mgmt | — | EXIT | Sold out |
| 44 | RGCARE 3.5 05-15-14 | Lifepoint Hospitals INC | — | EXIT | Sold out |
| 45 | ✓ | Portfolio Recovery Assoc | — | NEW | New buy |
| 46 | OA 3 08-15-24 | Alliant Techsystems INC | — | EXIT | Sold out |
| 47 | JEF | Jefferies Group LLC | — | EXIT | Sold out |
| 48 | AMAG 2.5 02-15-19 | Amag Pharmaceuticals INC | — | EXIT | Sold out |
| 49 | LLTC 3 05-01-27 A | Linear Technology CORP | — | EXIT | Sold out |
| 50 | MOH 1.125 01-15-20 | Molina Healthcare INC | — | NEW | New buy |