Weiss Asset Management LP — Q3 2017 13F Holdings

Name: Weiss Asset Management LP — 13F Holdings, Q3 2017
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001357550

Total reported value

$5.9B

← Back to latest quarter

Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	INTC 2.95 12-15-35	Intel CORP	Stock-Tech	10.43%	—	+18.75%
2	✓		Stock-Other	8.66%	—	+43.48%
3	ARNC 5.375 10-01-17	Arconic INC	Stock-Other	8.48%	—	+99.57%
4	TTWO 1 07-01-18	Take-two Interactive Sof	Stock-Comm Services	6.55%	—	—
5	CTXCVG 5.75 09-15-29	Concentrix Cvg CORP	Stock-Other	6.11%	—	—
6	NXPI 1 12-01-19	Nxp Semiconductor NV	Stock-Tech	5.83%	—	—
7	TRN 3.875 06-01-36	Trinity Industries INC	Stock-Other	3.69%	—	+5.35%
8	INTC 3.25 08-01-39	Intel CORP	Stock-Tech	3.57%	—	—
9	MDCO 2.5 01-15-22	Medicines Company	Stock-Other	3.36%	—	+380.00%
10	MOH 1.625 08-15-44	Molina Healthcare INC	Stock-Healthcare	3.19%	—	+33.38%
11	✓	Electrum Spl Acquisition Cor	Stock-Other	2.60%	—	+10.10%
12	IYR	Ishares US Real Estate ETF	ETF-Other	2.57%	—	—
13	LMCA 1.375 10-15-23	Liberty Media CORP	Stock-Other	2.55%	—	—
14	IEF	Ishares 7-10 Year Treasury B	ETF-Gov Bonds	2.36%	—	—
15	BABA	Alibaba Group Holding-sp Adr	Stock-Consumer Disc	2.30%	—	—
16	ALR 3 PERP B	Alere INC	Stock-Other	2.11%	—	-61.54%
17	BRCD 1.375 01-01-20	Brocade Communications	Stock-Other	2.08%	—	—
18	EBS 2.875 01-15-21	Emergent Biosolutions	Stock-Healthcare	2.00%	—	—
19	✓	National Energy Services Reu	Stock-Other	1.46%	—	+17.01%
20	XLF	Ss Financial Select Sector	ETF-Other	1.43%	—	+100.00%
21	✓	M Iii Acquisition CORP	Stock-Other	1.15%	—	—
22	EXE 6.25 01-15-18 B	Southwestern Energy Co	Stock-Energy	1.15%	—	-68.67%
23	LINTA 3.5 01-15-31	Liberty Interactive LLC	Stock-Other	1.15%	—	—
24	AGI	Alamos Gold Inc-class A	Stock-Materials	0.97%	—	—
25	MMDM	Modern Media Acquisition Cor	Stock-Other	0.91%	—	+87.11%
26	ANIP	Ani Pharmaceuticals INC	Stock-Other	0.90%	—	+255.74%
27	PBA	Pembina Pipeline CORP	Stock-Energy	0.86%	—	—
28	ARNCCHF	Arconic INC	Stock-Other	0.83%	—	-75.61%
29	WRLSUSD	Pensare Acquisition CORP	Stock-Other	0.75%	—	—
30	✓	New York Reit INC	Stock-Other	0.69%	—	—
31	LRCX 1.25 05-15-18	Lam Research CORP	Stock-Tech	0.68%	—	-64.41%
32	✓	Constellation Alpha Cap CORP	Stock-Other	0.59%	—	—
33	✓	Forum Merger CORP	Stock-Other	0.56%	—	+8.99%
34	CRF	Cornerstone Total Return	Stock-Other	0.47%	—	+296.49%
35	✓	Bison Capital Acq CORP	Stock-Other	0.47%	—	—
36	✓	Kbl Merger CORP. Iv	Stock-Other	0.46%	—	+70.56%
37	IACIEUR	Iac/interactivecorp	Stock-Other	0.34%	—	—
38	✓	Hennessy Capital Iii Acq CORP	Stock-Other	0.33%	—	—
39	SPPP	Sprott Physical Platinum And	Stock-Other	0.31%	—	-55.97%
40	✓	Jensyn Acquisition CORP	Stock-Other	0.29%	—	+835.49%
41	BKNG	Booking Hldgs INC	Stock-Consumer Disc	0.28%	—	—
42	✓	Tpg Pace Energy Hldgs CORP	Stock-Other	0.25%	—	-20.83%
43	✓	Atlantic Acquisition CORP	Stock-Other	0.22%	—	—
44	✓	M I Acquisitions INC	Stock-Other	0.22%	—	+11.58%
45	✓	Barington Hilco Acquisition	Stock-Other	0.22%	—	—
46	✓	Actua CORP	Stock-Other	0.22%	—	—
47	LRCX 2.625 05-15-41	Novellus Systems INC	Stock-Tech	0.20%	—	-77.59%
48	✓		Stock-Other	0.17%	—	—
49	✓	I Am Cap Acquisition Co	Stock-Other	0.17%	—	—
50	RWT 4.75 08-15-23	Redwood Trust INC	Stock-Other	0.17%	—	—

1–50 of 108

Holding changes this quarter

Position changes disclosed by Weiss Asset Management LP for the quarter ending Q3 2017, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	ARNC 5.375 10-01-17	Arconic INC	+4.9%	+99.57%	Add
2	INTC 2.95 12-15-35	Intel CORP	+2.9%	+18.75%	Add
3	MDCO 2.5 01-15-22	Medicines Company	+2.7%	+380.00%	Add
4	✓		+2%	+43.48%	Add
5	MOH 1.625 08-15-44	Molina Healthcare INC	+0.9%	+33.38%	Add
6	XLF	Ss Financial Select Sector	+0.8%	+100.00%	Add
7	ANIP	Ani Pharmaceuticals INC	+0.7%	+255.74%	Add
8	CTXCVG 5.75 09-15-29	Concentrix Cvg CORP	+0.7%	—	Unchanged
9	TRN 3.875 06-01-36	Trinity Industries INC	+0.7%	+5.35%	Add
10	BABA	Alibaba Group Holding-sp Adr	+0.6%	—	Unchanged
11	MMDM	Modern Media Acquisition Cor	+0.5%	+87.11%	Add
12	✓	Electrum Spl Acquisition Cor	+0.4%	+10.10%	Add
13	CRF	Cornerstone Total Return	+0.4%	+296.49%	Add
14	✓	National Energy Services Reu	+0.3%	+17.01%	Add
15	✓	Jensyn Acquisition CORP	+0.3%	+835.49%	Add
16	SPPP	Sprott Physical Platinum And	-0.3%	-55.97%	Trim
17	LRCX 2.625 05-15-41	Novellus Systems INC	-0.4%	-77.59%	Trim
18	LRCX 1.25 05-15-18	Lam Research CORP	-0.7%	-64.41%	Trim
19	ARNCCHF	Arconic INC	-2%	-75.61%	Trim
20	EXE 6.25 01-15-18 B	Southwestern Energy Co	-2.3%	-68.67%	Trim
21	ALR 3 PERP B	Alere INC	-2.9%	-61.54%	Trim
22	D 6.375 07-01-17	Dominion Energy INC	—	EXIT	Sold out
23	NVDA 1 12-01-18	Nvidia CORP	—	EXIT	Sold out
24	✓	Panera Bread Co	—	EXIT	Sold out
25	✓	Allergan PLC	—	EXIT	Sold out
26	TTWO 1 07-01-18	Take-two Interactive Sof	—	NEW	New buy
27	NXPI 1 12-01-19	Nxp Semiconductor NV	—	NEW	New buy
28	INTC 3.25 08-01-39	Intel CORP	—	NEW	New buy
29	LMCA 1.375 10-15-23	Liberty Media CORP	—	NEW	New buy
30	FCH 1.95 PERP +A	Felcor Lodging Trust INC	—	EXIT	Sold out
31	BRCD 1.375 01-01-20	Brocade Communications	—	NEW	New buy
32	EBS 2.875 01-15-21	Emergent Biosolutions	—	NEW	New buy
33	✓	Gp Invts Acquisition Cor	—	EXIT	Sold out
34	LINTA 3.5 01-15-31	Liberty Interactive LLC	—	NEW	New buy
35	PBA	Pembina Pipeline CORP	—	NEW	New buy
36	WRLSUSD	Pensare Acquisition CORP	—	NEW	New buy
37	✓	Constellation Alpha Cap CORP	—	NEW	New buy
38	TWO 6.25 01-15-22	Two Harbors Inv CORP	—	EXIT	Sold out
39	DEA	Easterly Government Properties, Inc.	—	EXIT	Sold out
40	✓	Jpmorgan China Region Fd INC	—	EXIT	Sold out
41	✓	Bison Capital Acq CORP	—	NEW	New buy
42	LRCXEUR	Lam Research CORP	—	EXIT	Sold out
43	IACIEUR	Iac/interactivecorp	—	NEW	New buy
44	✓	Hennessy Cap Acquston CORP I	—	EXIT	Sold out
45	✓	Hennessy Capital Iii Acq CORP	—	NEW	New buy
46	BKNG	Booking Hldgs INC	—	NEW	New buy
47	✓	Constellation Alpha Capital	—	EXIT	Sold out
48	✓	Pacific Spl Acquisition CORP	—	EXIT	Sold out
49	SEA1EUR	Seabridge Gold INC	—	EXIT	Sold out
50	CLM	Cornerstone Strategic Invest	—	EXIT	Sold out