Weiss Asset Management LP — Q2 2017 13F Holdings

Name: Weiss Asset Management LP — 13F Holdings, Q2 2017
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001357550

Total reported value

$5.9B

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	D 6.375 07-01-17	Dominion Energy INC	Stock-Utilities	10.42%	—	—
2	NVDA 1 12-01-18	Nvidia CORP	Stock-Tech	7.64%	—	-53.35%
3	✓	Panera Bread Co	Stock-Other	7.59%	—	—
4	INTC 2.95 12-15-35	Intel CORP	Stock-Tech	7.51%	—	+5.68%
5	✓	Allergan PLC	Stock-Other	7.00%	—	—
6	✓		Stock-Other	6.65%	—	—
7	CTXCVG 5.75 09-15-29	Concentrix Cvg CORP	Stock-Other	5.43%	—	—
8	ALR 3 PERP B	Alere INC	Stock-Other	4.99%	—	—
9	ARNC 5.375 10-01-17	Arconic INC	Stock-Other	3.63%	—	+3840.97%
10	EXE 6.25 01-15-18 B	Southwestern Energy Co	Stock-Energy	3.49%	—	+368.10%
11	TRN 3.875 06-01-36	Trinity Industries INC	Stock-Other	3.04%	—	—
12	ARNCCHF	Arconic INC	Stock-Other	2.87%	—	—
13	IYR	Ishares US Real Estate ETF	ETF-Other	2.38%	—	—
14	MOH 1.625 08-15-44	Molina Healthcare INC	Stock-Healthcare	2.27%	—	—
15	FCH 1.95 PERP +A	Felcor Lodging Trust INC	Stock-Other	2.22%	—	—
16	IEF	Ishares 7-10 Year Treasury B	ETF-Gov Bonds	2.20%	—	—
17	✓	Electrum Spl Acquisition Cor	Stock-Other	2.16%	—	+13.10%
18	BABA	Alibaba Group Holding-sp Adr	Stock-Consumer Disc	1.74%	—	+100.00%
19	✓	Gp Invts Acquisition Cor	Stock-Other	1.63%	—	+32.37%
20	LRCX 1.25 05-15-18	Lam Research CORP	Stock-Tech	1.37%	—	—
21	✓	National Energy Services Reu	Stock-Other	1.15%	—	—
22	✓	M Iii Acquisition CORP	Stock-Other	1.07%	—	-0.06%
23	AGI	Alamos Gold Inc-class A	Stock-Materials	0.95%	—	—
24	✓	New York Reit INC	Stock-Other	0.70%	—	—
25	MDCO 2.5 01-15-22	Medicines Company	Stock-Other	0.68%	—	—
26	XLF	Ss Financial Select Sector	ETF-Other	0.64%	—	—
27	LRCX 2.625 05-15-41	Novellus Systems INC	Stock-Tech	0.63%	—	-91.73%
28	SPPP	Sprott Physical Platinum And	Stock-Other	0.61%	—	+132.54%
29	TWO 6.25 01-15-22	Two Harbors Inv CORP	Stock-Other	0.54%	—	—
30	DEA	Easterly Government Properties, Inc.	Stock-Other	0.47%	—	+57.85%
31	✓	Forum Merger CORP	Stock-Other	0.47%	—	—
32	MMDM	Modern Media Acquisition Cor	Stock-Other	0.45%	—	—
33	✓	Jpmorgan China Region Fd INC	Stock-Other	0.44%	—	+89.14%
34	LRCXEUR	Lam Research CORP	Stock-Tech	0.36%	—	—
35	✓	Hennessy Cap Acquston CORP I	Stock-Other	0.31%	—	—
36	✓	Tpg Pace Energy Hldgs CORP	Stock-Other	0.30%	—	—
37	✓	Constellation Alpha Capital	Stock-Other	0.26%	—	—
38	✓	Pacific Spl Acquisition CORP	Stock-Other	0.26%	—	—
39	SEA1EUR	Seabridge Gold INC	Stock-Other	0.26%	—	-7.93%
40	✓	Kbl Merger CORP. Iv	Stock-Other	0.25%	—	—
41	CLM	Cornerstone Strategic Invest	Stock-Other	0.22%	—	—
42	ANIP	Ani Pharmaceuticals INC	Stock-Other	0.21%	—	—
43	✓	Korea Equity Fund	Stock-Other	0.20%	—	+34.53%
44	✓	Barington Hilco Acquisition	Stock-Other	0.20%	—	+2.63%
45	ABR 6.5 10-01-19	Arbor Realty Trust INC	Stock-Real Estate	0.19%	—	-38.18%
46	✓	M I Acquisitions INC	Stock-Other	0.18%	—	-56.17%
47	✓	Bison Cap Acquisition CORP	Stock-Other	0.16%	—	—
48	PHYS	Sprott Physical Gold Trust	Stock-Other	0.16%	—	—
49	✓	Origo Acquisition CORP	Stock-Other	0.14%	—	—
50	CRF	Cornerstone Total Return	Stock-Other	0.12%	—	—

1–50 of 97

Holding changes this quarter

Position changes disclosed by Weiss Asset Management LP for the quarter ending Q2 2017, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	ARNC 5.375 10-01-17	Arconic INC	+3.5%	+3840.97%	Add
2	EXE 6.25 01-15-18 B	Southwestern Energy Co	+2.2%	+368.10%	Add
3	BABA	Alibaba Group Holding-sp Adr	+0.9%	+100.00%	Add
4	SPPP	Sprott Physical Platinum And	+0.3%	+132.54%	Add
5	✓	Gp Invts Acquisition Cor	+0.1%	+32.37%	Add
6	NVDA 1 12-01-18	Nvidia CORP	-7.8%	-53.35%	Trim
7	LRCX 2.625 05-15-41	Novellus Systems INC	-8%	-91.73%	Trim
8	D 6.375 07-01-17	Dominion Energy INC	—	NEW	New buy
9	✓	Panera Bread Co	—	NEW	New buy
10	✓	Allergan PLC	—	NEW	New buy
11	✓		—	NEW	New buy
12	BRCD 1.375 01-01-20	Brocade Communications	—	EXIT	Sold out
13	CTXCVG 5.75 09-15-29	Concentrix Cvg CORP	—	NEW	New buy
14	MTG 2 04-01-20	Mgic Investment CORP	—	EXIT	Sold out
15	ALR 3 PERP B	Alere INC	—	NEW	New buy
16	MU 3.125 05-01-32 D	Micron Technology INC	—	EXIT	Sold out
17	AMD 2.625 06-15-17	Xilinx INC	—	EXIT	Sold out
18	TRN 3.875 06-01-36	Trinity Industries INC	—	NEW	New buy
19	NXPI 1 12-01-19	Nxp Semiconductor NV	—	EXIT	Sold out
20	ARNCCHF	Arconic INC	—	NEW	New buy
21	EVHC 5.25 07-01-17 A-1*	Envision Healthcare CORP	—	EXIT	Sold out
22	AMT 5.25 05-15-17 A	American Tower CORP	—	EXIT	Sold out
23	KEY	Keycorp	—	EXIT	Sold out
24	IYR	Ishares US Real Estate ETF	—	NEW	New buy
25	MOH 1.625 08-15-44	Molina Healthcare INC	—	NEW	New buy
26	FCH 1.95 PERP +A	Felcor Lodging Trust INC	—	NEW	New buy
27	IEF	Ishares 7-10 Year Treasury B	—	NEW	New buy
28	ARRY 3 06-01-20	Array Bio INC	—	EXIT	Sold out
29	EHC 2 12-01-43	Healthsouth CORP	—	EXIT	Sold out
30	LRCX 1.25 05-15-18	Lam Research CORP	—	NEW	New buy
31	TMUS 5.5 12-15-17	T-mobile US INC	—	EXIT	Sold out
32	✓	National Energy Services Reu	—	NEW	New buy
33	MCHP 1.625 02-15-25	Microchip Technology INC	—	EXIT	Sold out
34	UAMUSD	Universal American CORP	—	EXIT	Sold out
35	AGI	Alamos Gold Inc-class A	—	NEW	New buy
36	✓	Klr Energy Acquisition CORP	—	EXIT	Sold out
37	✓	Kayne Anderson Acquisition C	—	EXIT	Sold out
38	BKH 7.75 11-01-18	Black Hills CORP	—	EXIT	Sold out
39	WPX 6.25 07-31-18 A	Wpx Energy INC	—	EXIT	Sold out
40	✓	New York Reit INC	—	NEW	New buy
41	MDCO 2.5 01-15-22	Medicines Company	—	NEW	New buy
42	XLF	Ss Financial Select Sector	—	NEW	New buy
43	EXC 6.5 06-01-17	Exelon CORP	—	EXIT	Sold out
44	TWO 6.25 01-15-22	Two Harbors Inv CORP	—	NEW	New buy
45	✓	Silver Run Acquisition	—	EXIT	Sold out
46	✓	Forum Merger CORP	—	NEW	New buy
47	MMDM	Modern Media Acquisition Cor	—	NEW	New buy
48	CVE	Cenovus Energy INC	—	EXIT	Sold out
49	TBPH 3.25 11-01-23	Theravance Biopharma INC	—	EXIT	Sold out
50	LRCXEUR	Lam Research CORP	—	NEW	New buy