Weiss Asset Management LP — Q3 2016 13F Holdings

Name: Weiss Asset Management LP — 13F Holdings, Q3 2016
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001357550

Total reported value

$5.9B

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	INTC 2.95 12-15-35	Intel CORP	Stock-Tech	8.88%	—	—
2	✓	Quinpario Acquisition CORP 2	Stock-Other	7.06%	—	+89.35%
3	DDI	DoubleDown Interactive Co., Ltd.	Stock-Other	4.64%	—	+52.84%
4	DYN 7 07-01-19	Vistra Energy CORP	Stock-Other	4.01%	—	—
5	✓	Ar Cap Acquisition CORP	Stock-Other	3.83%	—	+8.35%
6	✓	Fiat Chrysler Automobiles NV	Stock-Other	3.65%	—	-2.78%
7	✓	Nuveen Lg/sht Commodity Totr	Stock-Other	3.64%	—	+73.89%
8	✓	Electrum Spl Acquisition Cor	Stock-Other	3.38%	—	+84.09%
9	WLL 1.25 06-05-20 1	Whiting Petroleum CORP	Stock-Other	3.33%	—	—
10	✓	Boulevard Acquisition	Stock-Other	3.00%	—	+30.22%
11	VGR V2.5 01-15-19	Vector Group LTD	Stock-Other	2.69%	—	—
12	STLA	Stellantis N.V.	Stock-Consumer Disc	2.68%	—	+114.29%
13	WLL 5.75 03-15-21 C-1	Whiting Petroleum CORP	Stock-Other	2.49%	—	—
14	✓	Atlantic Alliance Partner Co	Stock-Other	2.40%	—	+19.51%
15	✓	Cf CORP Shs	Stock-Other	2.31%	—	—
16	ININ 1.25 06-01-20	Interactive Intelligence	Stock-Other	2.18%	—	—
17	AMSG 5.25 07-01-17 A-1	Amsurg CORP	Stock-Other	2.10%	—	+178.26%
18	N 0.25 06-01-18	Netsuite INC	Stock-Other	2.05%	—	—
19	TSL 4 10-15-19	Trina Solar LTD	Stock-Other	1.84%	—	—
20	✓	Pace Holdings CORP	Stock-Other	1.70%	—	+8141.55%
21	✓	Gp Invts Acquisition Cor	Stock-Other	1.54%	—	—
22	✓	Klr Energy Acquisition CORP	Stock-Other	1.54%	—	-1.21%
23	WLL 6.25 04-01-23 D-1	Whiting Petroleum CORP	Stock-Other	1.45%	—	—
24	CPHD 1.25 02-01-21	Cepheid	Stock-Other	1.45%	—	—
25	EWY	Ishares Msci South Korea ETF	ETF-Other	1.44%	—	—
26	NOC	Northrop Grumman Corporation	Stock-Industrials	1.20%	—	-1.85%
27	BABA	Alibaba Group Holding-sp Adr	Stock-Consumer Disc	1.18%	—	—
28	✓	Nuveen Gbl Vl Opportunities	Stock-Other	1.08%	—	+83.92%
29	✓	Arowana INC	Stock-Other	1.05%	—	-3.62%
30	✓	Hydra Inds Acquisition CORP	Stock-Other	1.03%	—	—
31	✓		Stock-Other	0.97%	—	—
32	✓	Stellar Acquisition Iii INC	Stock-Other	0.93%	—	—
33	✓	Origo Acquisition CORP	Stock-Other	0.81%	—	—
34	✓	Allergan PLC	Stock-Other	0.77%	—	—
35	✓	M I Acquisitions INC	Stock-Other	0.75%	—	—
36	IMOS	ChipMOS TECHNOLOGIES INC.	Stock-Other	0.66%	—	+184.54%
37	✓	Pacific Spl Acquisition CORP	Stock-Other	0.66%	—	+97.71%
38	WLL 1.25 06-05-20 2	Whiting Petroleum CORP	Stock-Other	0.64%	—	—
39	SEA1EUR	Seabridge Gold INC	Stock-Other	0.62%	—	—
40	LINTA 0.75 03-30-43	Liberty Interactive LLC	Stock-Other	0.60%	—	+2400.00%
41	EPR 5.75 PERP C	Epr Properties	Stock-Real Estate	0.57%	+0.80%	NEW
42	✓	E Compass Acquisition CORP	Stock-Other	0.57%	—	—
43	✓	Hennessy Cap Acquisition Cor	Stock-Other	0.54%	—	—
44	CCI	Crown Castle INC	Stock-Real Estate	0.53%	—	—
45	MENT 4 04-01-31	Mentor Graphics CORP	Stock-Other	0.50%	—	—
46	✓	Harmony Merger CORP	Stock-Other	0.50%	—	—
47	✓	Nuveen Diversified	Stock-Other	0.37%	—	-5.48%
48	✓	Capitol Acquisition CORP Iii	Stock-Other	0.37%	—	—
49	SAAS 2.5 04-01-22	Incontact INC	Stock-Other	0.35%	—	-87.75%
50	✓	Landcadia Hldgs INC	Stock-Other	0.34%	—	—

1–50 of 158

Holding changes this quarter

Position changes disclosed by Weiss Asset Management LP for the quarter ending Q3 2016, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	✓	Quinpario Acquisition CORP 2	+3.6%	+89.35%	Add
2	DDI	DoubleDown Interactive Co., Ltd.	+1.9%	+52.84%	Add
3	✓	Electrum Spl Acquisition Cor	+1.7%	+84.09%	Add
4	✓	Pace Holdings CORP	+1.7%	+8141.55%	Add
5	STLA	Stellantis N.V.	+1.6%	+114.29%	Add
6	✓	Nuveen Lg/sht Commodity Totr	+1.5%	+73.89%	Add
7	AMSG 5.25 07-01-17 A-1	Amsurg CORP	+1.3%	+178.26%	Add
8	✓	Boulevard Acquisition	+0.9%	+30.22%	Add
9	LINTA 0.75 03-30-43	Liberty Interactive LLC	+0.6%	+2400.00%	Add
10	✓	Ar Cap Acquisition CORP	+0.6%	+8.35%	Add
11	✓	Atlantic Alliance Partner Co	+0.6%	+19.51%	Add
12	✓	Nuveen Gbl Vl Opportunities	+0.6%	+83.92%	Add
13	IMOS	ChipMOS TECHNOLOGIES INC.	+0.5%	+184.54%	Add
14	✓	Pacific Spl Acquisition CORP	+0.4%	+97.71%	Add
15	EPR 5.75 PERP C	Epr Properties	-0.3%	-39.39%	Trim
16	TSN 4.75 07-15-17	Tyson Foods INC	-0.7%	-92.48%	Trim
17	SAAS 2.5 04-01-22	Incontact INC	-2.3%	-87.75%	Trim
18	✓	Terrapin 3 Acquisition CORP	-2.3%	-89.52%	Trim
19	AG	First Majestic Silver CORP	-12.1%	-97.94%	Trim
20	WY 6.375 07-01-16 A	Weyerhaeuser Co	—	EXIT	Sold out
21	INTC 2.95 12-15-35	Intel CORP	—	NEW	New buy
22	NEE 5.799 09-01-16	Nextera Energy INC	—	EXIT	Sold out
23	✓	Rouse Pptys INC	—	EXIT	Sold out
24	EXEL 4.25 08-15-19	Exelixis INC	—	EXIT	Sold out
25	TJX	The TJX Companies, Inc.	—	EXIT	Sold out
26	DYN 7 07-01-19	Vistra Energy CORP	—	NEW	New buy
27	CCI 4.5 11-01-16 A	Crown Castle Intl CORP	—	EXIT	Sold out
28	WLL 1.25 06-05-20 1	Whiting Petroleum CORP	—	NEW	New buy
29	WLL 5.75 03-15-21 C-1	Whiting Petroleum CORP	—	NEW	New buy
30	✓	Cf CORP Shs	—	NEW	New buy
31	ININ 1.25 06-01-20	Interactive Intelligence	—	NEW	New buy
32	N 0.25 06-01-18	Netsuite INC	—	NEW	New buy
33	TSL 4 10-15-19	Trina Solar LTD	—	NEW	New buy
34	FNF 4.25 08-15-18	Fidelity Natl Financial	—	EXIT	Sold out
35	WLL 6.25 04-01-23 D-1	Whiting Petroleum CORP	—	NEW	New buy
36	CPHD 1.25 02-01-21	Cepheid	—	NEW	New buy
37	✓	Cf CORP	—	EXIT	Sold out
38	✓		—	NEW	New buy
39	✓	Stellar Acquisition Iii INC	—	NEW	New buy
40	✓	Allergan PLC	—	NEW	New buy
41	✓	M I Acquisitions INC	—	NEW	New buy
42	✓	Gores Holdings Inc-a	—	EXIT	Sold out
43	WLL 1.25 06-05-20 2	Whiting Petroleum CORP	—	NEW	New buy
44	MENT 4 04-01-31	Mentor Graphics CORP	—	NEW	New buy
45	FOX	Fox Corporation	—	EXIT	Sold out
46	✓	1347 Cap CORP	—	EXIT	Sold out
47	✓	Nuveen Select Quality Mun Fd	—	EXIT	Sold out
48	✓	Capitol Acquisition CORP Iii	—	NEW	New buy
49	✓	Landcadia Hldgs INC	—	NEW	New buy
50	✓	Jpmorgan China Region Fd INC	—	NEW	New buy