Waddell & Associates, LLC — Q4 2020 13F Holdings

Name: Waddell & Associates, LLC — 13F Holdings, Q4 2020
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001776757

Total reported value

$1.8B

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	✓	Ishares Tr Msci USA Qlt Fct	Stock-Other	11.92%	—	+1.32%
2	✓	Standard BioTools Inc.	Stock-Other	11.68%	—	—
3	VT	Vanguard Tot World Stk ETF	ETF-Other	11.53%	—	+2.53%
4	✓	Ishares Tr Core Msci Total Int	Stock-Other	10.50%	—	+3.01%
5	CAPEUSD	Barclays Etn+ Shiller Cape	ETF-Other	9.79%	—	+2.05%
6	SCHK	Schwab 1000 Index ETF	ETF-Large Cap & Growth	6.83%	-0.80%	+1.10%
7	FNDA	Schwab Fndmntl US Sm Co ETF	ETF-Other	6.70%	-0.72%	+3.24%
8	IEFA	Ishares Core Msci Eafe ETF	ETF-Other	6.45%	-0.45%	+2.46%
9	XSOE	Wisdmtree Emerg Mkt Ex-st Ow	ETF-Other	6.19%	—	+0.96%
10	VWO	Vanguard Ftse Emerging Marke	ETF-Emerging Markets	4.99%	—	+2.15%
11	GSIE	Goldman Sachs Activebeta Int	ETF-Commodities	4.92%	—	+0.58%
12	PRFZ	Inv Rafi US 1500 Sm-usd INC	ETF-Other	4.30%	—	+2.36%
13	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	0.91%	—	+0.05%
14	ACWI	Ishares Msci Acwi ETF	ETF-Other	0.86%	—	-21.54%
15	AAPL	Apple INC	Stock-Tech	0.70%	—	—
16	VTV	Vanguard Value ETF	ETF-Other	0.63%	—	-1.84%
17	EEM	Ishares Msci Emerging Market	ETF-Emerging Markets	0.32%	—	-3.70%
18	GLOF	Ishares Global Equity Factor	ETF-Other	0.23%	—	+3.22%
19	✓	AT & T, Inc. New	Stock-Other	0.18%	—	—
20	INTC	Intel CORP	Stock-Tech	0.16%	—	—
21	PTNQ	Pacer Trendpilot 100 ETF	ETF-Other	0.13%	—	+0.12%
22	PTMC	Pacer Trendpilot US Mid Cap	ETF-Other	0.08%	—	+0.41%

Holding changes this quarter

Position changes disclosed by Waddell & Associates, LLC for the quarter ending Q4 2020, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	FNDA	Schwab Fndmntl US Sm Co ETF	+0.8%	+3.24%	Add
2	PRFZ	Inv Rafi US 1500 Sm-usd INC	+0.4%	+2.36%	Add
3	XSOE	Wisdmtree Emerg Mkt Ex-st Ow	0%	+0.96%	Add
4	✓	Ishares Tr Core Msci Total Int	0%	+3.01%	Add
5	VWO	Vanguard Ftse Emerging Marke	—	+2.15%	Add
6	GLOF	Ishares Global Equity Factor	—	+3.22%	Add
7	PTMC	Pacer Trendpilot US Mid Cap	—	+0.41%	Add
8	EEM	Ishares Msci Emerging Market	0%	-3.70%	Trim
9	PTNQ	Pacer Trendpilot 100 ETF	0%	+0.12%	Add
10	VTV	Vanguard Value ETF	0%	-1.84%	Trim
11	IEFA	Ishares Core Msci Eafe ETF	-0.1%	+2.46%	Add
12	SPY	Ss Spdr S&p 500 ETF Trust-us	-0.1%	+0.05%	Add
13	VT	Vanguard Tot World Stk ETF	-0.1%	+2.53%	Add
14	CAPEUSD	Barclays Etn+ Shiller Cape	-0.2%	+2.05%	Add
15	GSIE	Goldman Sachs Activebeta Int	-0.2%	+0.58%	Add
16	SCHK	Schwab 1000 Index ETF	-0.2%	+1.10%	Add
17	ACWI	Ishares Msci Acwi ETF	-0.3%	-21.54%	Trim
18	✓	Ishares Tr Msci USA Qlt Fct	-0.5%	+1.32%	Add
19	✓	Standard BioTools Inc.	—	NEW	New buy
20	MDY	State Street Spdr S&p Midcap	—	EXIT	Sold out
21	AAPL	Apple INC	—	NEW	New buy
22	✓	AT & T, Inc. New	—	NEW	New buy
23	INTC	Intel CORP	—	NEW	New buy
24	QQQ	Invesco Qqq Trust Series 1	—	EXIT	Sold out
25	PDEC	Innovator U.s. Equity Power	—	EXIT	Sold out
26	CCOR	Core Alternative ETF	—	EXIT	Sold out
27	TIPZ	Pimco Broad US Tips Index	—	EXIT	Sold out
28	TFI	Ss Spdr N Ice Muni Bond ETF	—	EXIT	Sold out
29	VTI	Vanguard Total Stock Mkt ETF	—	EXIT	Sold out
30	VEU	Vanguard Ftse All-world Ex-u	—	EXIT	Sold out
31	✓	iShares 0-5 Year High Yield Co	—	EXIT	Sold out
32	EMB	Ishares Jp Morgan Usd Emergi	—	EXIT	Sold out
33	DBEF	Xtrackers Msci Eafe Hedged E	—	EXIT	Sold out
34	✓	Spdr Series Trust Djws Midcap	—	EXIT	Sold out
35	USMV	Ishares Msci USA Min Vol Fac	—	EXIT	Sold out
36	✓	Vanguard Health Care	—	EXIT	Sold out
37	OXLC	Oxford Lane Capital Corp.	—	EXIT	Sold out